0001086611-20-000002.txt : 20200428 0001086611-20-000002.hdr.sgml : 20200428 20200428131646 ACCESSION NUMBER: 0001086611-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200428 DATE AS OF CHANGE: 20200428 EFFECTIVENESS DATE: 20200428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DERBY & COMPANY, INC CENTRAL INDEX KEY: 0001086611 IRS NUMBER: 042943043 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04811 FILM NUMBER: 20823785 BUSINESS ADDRESS: STREET 1: 7 WELLS AVENUE CITY: NEWTON STATE: MA ZIP: 02459 BUSINESS PHONE: 6175270033 MAIL ADDRESS: STREET 1: 7 WELLS AVENUE CITY: NEWTON STATE: MA ZIP: 02459 FORMER COMPANY: FORMER CONFORMED NAME: DERBY & CO L P DATE OF NAME CHANGE: 19990517 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001086611 XXXXXXXX 03-31-2020 03-31-2020 DERBY & COMPANY, INC

7 WELLS AVENUE NEWTON MA 02459

13F HOLDINGS REPORT 028-04811 N Jonathan Derby CCO Jonathan Derby Newton MA 04-28-2020 0 41 249494 false INFORMATION TABLE 2 derbyq1.xml DERBY Q1 2020 ISHARES TR RUS 1000 ETF 464287622 32409 228992 SH SOLE 0 0 0 228992 ISHARES TR RUSSELL 3000 ETF 464287689 19876 133997 SH SOLE 0 0 0 133997 SPDR S&P 500 ETF TR TR UNIT 78462F103 1137 4413 SH SOLE 0 0 0 4413 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 410 7403 SH SOLE 0 0 0 7403 JOHNSON & JOHNSON COM 478160104 231 1763 SH SOLE 0 0 0 1763 MICROSOFT CORP COM 594918104 247 1568 SH SOLE 0 0 0 1568 CITIGROUP INC COM NEW 172967424 492 11686 SH SOLE 0 0 0 11686 SPDR SER TR S&P 600 SMCP VAL 78464A300 6735 164823 SH SOLE 0 0 0 164823 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 40187 388698 SH SOLE 0 0 0 388698 COSTCO WHSL CORP NEW COM 22160K105 237 830 SH SOLE 0 0 0 830 DANAHER CORPORATION COM 235851102 201 1450 SH SOLE 0 0 0 1450 GENERAL ELECTRIC CO COM 369604103 171 21512 SH SOLE 0 0 0 21512 TJX COS INC NEW COM 872540109 822 17200 SH SOLE 0 0 0 17200 ISHARES TR 1 3 YR TREAS BD 464287457 790 9113 SH SOLE 0 0 0 9113 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4456 34563 SH SOLE 0 0 0 34563 APPLE INC COM 037833100 407 1602 SH SOLE 0 0 0 1602 AMERICAN EXPRESS CO COM 025816109 252 2940 SH SOLE 0 0 0 2940 ISHARES TR CORE US AGGBD ET 464287226 13054 113149 SH SOLE 0 0 0 113149 MANULIFE FINL CORP COM 56501R106 215 17184 SH SOLE 0 0 0 17184 VANGUARD INDEX FDS VALUE ETF 922908744 23132 259738 SH SOLE 0 0 0 259738 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 7005 138109 SH SOLE 0 0 0 138109 SPDR SER TR S&P DIVID ETF 78464A763 2808 35159 SH SOLE 0 0 0 35159 THERMO FISHER SCIENTIFIC INC COM 883556102 252 890 SH SOLE 0 0 0 890 SPDR SER TR NUVEEN BLMBRG SR 78468R739 5790 118415 SH SOLE 0 0 0 118415 ISHARES TR CORE S&P TTL STK 464287150 297 5195 SH SOLE 0 0 0 5195 VANGUARD INDEX FDS LARGE CAP ETF 922908637 37261 314621 SH SOLE 0 0 0 314621 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 606 53384 SH SOLE 0 0 0 53384 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 7050 86723 SH SOLE 0 0 0 86723 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 537 13089 SH SOLE 0 0 0 13089 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1768 24985 SH SOLE 0 0 0 24985 ISHARES TR NATIONAL MUN ETF 464288414 2143 18967 SH SOLE 0 0 0 18967 SPDR SER TR NUVEEN BRC MUNIC 78468R721 2222 44442 SH SOLE 0 0 0 44442 ISHARES TR JPMORGAN USD EMG 464288281 7156 74020 SH SOLE 0 0 0 74020 ISHARES TR RESIDNL REAL EST 464288562 414 7501 SH SOLE 0 0 0 7501 INVESCO EXCHANGE-TRADED FD T FTSE RAFI EMNG 46138E727 3717 240897 SH SOLE 0 0 0 240897 ISHARES TR SHRT NAT MUN ETF 464288158 11609 109213 SH SOLE 0 0 0 109213 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 509 5138 SH SOLE 0 0 0 5138 GOLUB CAP BDC INC COM 38173M102 10059 800901 SH SOLE 0 0 0 800901 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 317 3395 SH SOLE 0 0 0 3395 ISHARES TR CORE HIGH DV ETF 46429B663 1450 20270 SH SOLE 0 0 0 20270 ISHARES TR USA QUALITY FCTR 46432F339 1063 13113 SH SOLE 0 0 0 13113