0001086611-20-000001.txt : 20200204 0001086611-20-000001.hdr.sgml : 20200204 20200204163944 ACCESSION NUMBER: 0001086611-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200204 DATE AS OF CHANGE: 20200204 EFFECTIVENESS DATE: 20200204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DERBY & COMPANY, INC CENTRAL INDEX KEY: 0001086611 IRS NUMBER: 042943043 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04811 FILM NUMBER: 20574362 BUSINESS ADDRESS: STREET 1: 7 WELLS AVENUE CITY: NEWTON STATE: MA ZIP: 02459 BUSINESS PHONE: 6175270033 MAIL ADDRESS: STREET 1: 7 WELLS AVENUE CITY: NEWTON STATE: MA ZIP: 02459 FORMER COMPANY: FORMER CONFORMED NAME: DERBY & CO L P DATE OF NAME CHANGE: 19990517 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001086611 XXXXXXXX 12-31-2019 12-31-2019 DERBY & COMPANY, INC

7 WELLS AVENUE NEWTON MA 02459

13F HOLDINGS REPORT 028-04811 N Jonathan J. Derby 617-527-8900 Jonathan J. Derby Newton MA 02-04-2020 0 58 267658 false INFORMATION TABLE 2 derbyq4.xml DERBY ISHARES TR CORE S&P MCP ETF 464287507 637 3094 SH SOLE 0 0 0 3094 ISHARES TR CORE S&P SCP ETF 464287804 267 3189 SH SOLE 0 0 0 3189 ISHARES TR CORE S&P500 ETF 464287200 1806 5588 SH SOLE 0 0 0 5588 ISHARES TR RUS 1000 ETF 464287622 35471 198804 SH SOLE 0 0 0 198804 ISHARES TR RUSSELL 3000 ETF 464287689 24243 128619 SH SOLE 0 0 0 128619 SPDR S&P 500 ETF TR TR UNIT 78462F103 1356 4213 SH SOLE 0 0 0 4213 HONEYWELL INTL INC COM 438516106 243 1371 SH SOLE 0 0 0 1371 JOHNSON & JOHNSON COM 478160104 272 1863 SH SOLE 0 0 0 1863 CHEVRON CORP NEW COM 166764100 217 1801 SH SOLE 0 0 0 1801 CITIGROUP INC COM NEW 172967424 918 11493 SH SOLE 0 0 0 11493 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 6726 102361 SH SOLE 0 0 0 102361 ISHARES TR RUS MDCP VAL ETF 464287473 4943 52156 SH SOLE 0 0 0 52156 VANGUARD GROUP DIV APP ETF 921908844 44234 354840 SH SOLE 0 0 0 354840 BANK AMER CORP COM 060505104 240 6806 SH SOLE 0 0 0 6806 COSTCO WHSL CORP NEW COM 22160K105 244 830 SH SOLE 0 0 0 830 DANAHER CORPORATION COM 235851102 223 1450 SH SOLE 0 0 0 1450 GENERAL ELECTRIC CO COM 369604103 240 21512 SH SOLE 0 0 0 21512 JPMORGAN CHASE & CO COM 46625H100 240 1725 SH SOLE 0 0 0 1725 TJX COS INC NEW COM 872540109 1039 17014 SH SOLE 0 0 0 17014 ISHARES TR 1 3 YR TREAS BD 464287457 771 9113 SH SOLE 0 0 0 9113 FISERV INC COM 337738108 208 1800 SH SOLE 0 0 0 1800 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5865 35848 SH SOLE 0 0 0 35848 APPLE INC COM 037833100 346 1177 SH SOLE 0 0 0 1177 AMERICAN EXPRESS CO COM 025816109 366 2940 SH SOLE 0 0 0 2940 ISHARES TR CORE US AGGBD ET 464287226 6303 56088 SH SOLE 0 0 0 56088 W P CAREY INC COM 92936U109 241 3015 SH SOLE 0 0 0 3015 ISHARES TR SELECT DIVID ETF 464287168 397 3760 SH SOLE 0 0 0 3760 MANULIFE FINL CORP COM 56501R106 349 17184 SH SOLE 0 0 0 17184 VANGUARD INDEX FDS VALUE ETF 922908744 27661 230801 SH SOLE 0 0 0 230801 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 9306 122002 SH SOLE 0 0 0 122002 SPDR SERIES TRUST S&P DIVID ETF 78464A763 989 9196 SH SOLE 0 0 0 9196 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 208 3600 SH SOLE 0 0 0 3600 THERMO FISHER SCIENTIFIC INC COM 883556102 289 890 SH SOLE 0 0 0 890 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 4026 81988 SH SOLE 0 0 0 81988 ISHARES TR CORE S&P TTL STK 464287150 378 5195 SH SOLE 0 0 0 5195 VANGUARD INDEX FDS LARGE CAP ETF 922908637 39155 264845 SH SOLE 0 0 0 264845 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 270 15812 SH SOLE 0 0 0 15812 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 9870 82812 SH SOLE 0 0 0 82812 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 726 13515 SH SOLE 0 0 0 13515 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 995 10623 SH SOLE 0 0 0 10623 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1653 37518 SH SOLE 0 0 0 37518 ISHARES TR JPMORGAN USD EMG 464288281 7363 64272 SH SOLE 0 0 0 64272 ISHARES TR RESIDNL REAL EST 464288562 292 3877 SH SOLE 0 0 0 3877 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 2651 30403 SH SOLE 0 0 0 30403 ISHARES TR SHRT NAT MUN ETF 464288158 8363 78322 SH SOLE 0 0 0 78322 GOLUB CAP BDC INC COM 38173M102 6941 376084 SH SOLE 0 0 0 376084 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 426 3395 SH SOLE 0 0 0 3395 ISHARES TR CORE HIGH DV ETF 46429B663 860 8769 SH SOLE 0 0 0 8769 ISHARES TR MSCI MIN VOL ETF 46429B697 902 13755 SH SOLE 0 0 0 13755 ISHARES TR MIN VOL EAFE ETF 46429B689 403 5409 SH SOLE 0 0 0 5409 ISHARES INC MIN VOL EMRG MKT 464286533 254 4332 SH SOLE 0 0 0 4332 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 834 39182 SH SOLE 0 0 0 39182 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 842 39638 SH SOLE 0 0 0 39638 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 776 36102 SH SOLE 0 0 0 36102 ISHARES TR USA QUALITY FCTR 46432F339 1324 13113 SH SOLE 0 0 0 13113 ISHARES TR IBONDS SEP2020 46434V571 361 14139 SH SOLE 0 0 0 14139 ISHARES TR IBONDS DEC2022 46435G755 561 21447 SH SOLE 0 0 0 21447 ISHARES TR IBONDS DEC2021 46435G789 574 22282 SH SOLE 0 0 0 22282