0001179110-17-001920.txt : 20170207 0001179110-17-001920.hdr.sgml : 20170207 20170207180800 ACCESSION NUMBER: 0001179110-17-001920 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170203 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE RESOURCE PARTNERS LP CENTRAL INDEX KEY: 0001086600 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 731564280 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1717 SOUTH BOULDER AVENUE CITY: TULSA STATE: OK ZIP: 74119 BUSINESS PHONE: 9182957600 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARSHALL CARY P CENTRAL INDEX KEY: 0001187756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26823 FILM NUMBER: 17580359 MAIL ADDRESS: STREET 1: PO BOX 22027 STREET 2: C/O ALLIANCE RESOURCE PARTNERS LP CITY: TULSA STATE: OK ZIP: 74121 4 1 edgar.xml FORM 4 - X0306 4 2017-02-03 0001086600 ALLIANCE RESOURCE PARTNERS LP ARLP 0001187756 MARSHALL CARY P 1717 S BOULDER AVENUE SUITE 400 TULSA OK 74119 0 1 0 0 VP Corporate Finance Common unit 13952 D Restricted unit 2017-02-03 4 A 0 15653 A Common unit 15653 15653 D The restricted units will vest on January 1, 2020 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units. 1 for 1 Not applicable /s/ Cary P. Marshall by Kenneth Hemm, pursuant to power of attorney dated April 12, 2013 2017-02-07