0001209191-16-144402.txt : 20161004 0001209191-16-144402.hdr.sgml : 20161004 20161004165600 ACCESSION NUMBER: 0001209191-16-144402 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161004 DATE AS OF CHANGE: 20161004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pendrell Corp CENTRAL INDEX KEY: 0001359555 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 980221142 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2300 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: (425) 278-7100 MAIL ADDRESS: STREET 1: 2300 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER COMPANY: FORMER CONFORMED NAME: ICO Global Communications (Holdings) LTD DATE OF NAME CHANGE: 20060417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON H BRIAN CENTRAL INDEX KEY: 0001086564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33008 FILM NUMBER: 161919781 MAIL ADDRESS: STREET 1: 1950 OLD GALLOWS ROAD SUITE 201 CITY: VIENNA STATE: VA ZIP: 22182 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-30 0 0001359555 Pendrell Corp PCO 0001086564 THOMPSON H BRIAN 2300 CARILLON POINT KIRKLAND WA 98033 1 0 0 0 Class A Common Stock 2016-10-01 2016-09-30 4 A 0 14231 0.6851 A 181301 D Stock Option (Right to Buy) 0.691 2016-10-01 4 A 0 60000 0.00 A 2017-10-01 2026-10-01 Class A Common Stock 60000 60000 D The number of shares and price per share reported do not reflect the issuer's 1-for-10 reverse stock split of its Class A and Class B common stock that became effective at 5:00 Pacific time on September 30, 2016. Represents pre-reverse split shares issued to the reporting person as compensation for board service provided for the quarter ended September 30, 2016. Stock options granted under the Pendrell Corporation 2012 Equity Incentive Plan and pursuant to the Issuer's Board Compensation Policy. /s/ Timothy M. Dozois, attorney-in-fact 2016-10-04