0001104659-20-011322.txt : 20200205 0001104659-20-011322.hdr.sgml : 20200205 20200205170206 ACCESSION NUMBER: 0001104659-20-011322 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200205 FILED AS OF DATE: 20200205 DATE AS OF CHANGE: 20200205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLACKROCK FINANCIAL MANAGEMENT INC/DE CENTRAL INDEX KEY: 0001086363 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23407 FILM NUMBER: 20579619 BUSINESS ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 BUSINESS PHONE: 800-441-7762 MAIL ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YieldStreet Prism Fund Inc. CENTRAL INDEX KEY: 0001762229 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (844) 943-5378 MAIL ADDRESS: STREET 1: 300 PARK AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: YieldStreet Multi-Asset Fund Inc. DATE OF NAME CHANGE: 20181218 3 1 tm1924500-9_form3.xml OWNERSHIP DOCUMENT X0206 3 2020-02-05 1 0001762229 YieldStreet Prism Fund Inc. NONE 0001086363 BLACKROCK FINANCIAL MANAGEMENT INC/DE C/O YIELDSTREET PRISM FUND INC. 300 PARK AVENUE, 15TH FLOOR NEW YORK NY 10022 0 0 0 1 Investment Adviser(1) (1) BlackRock Financial Management, Inc. has been retained by YieldStreet Management, LLC (the "Adviser") and YieldStreet Prism Fund Inc. (the "Fund") to serve as a sub-adviser to the Adviser with respect to the Fund. BlackRock Financial Management, Inc., By: /s/ Scott Reeder, Managing Director, Head of the US Retail Due Diligence team 2020-01-06