-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EVoQoMeQ4sPV+/S2/CEnT14eWlPKyT3EHibmKuFEuPNxHe4IE0/0sT+7cIWU683P ZLg52gRkW9e2lG7fVkLaKw== 0001085037-03-000064.txt : 20030121 0001085037-03-000064.hdr.sgml : 20030120 20030121161320 ACCESSION NUMBER: 0001085037-03-000064 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021202 FILED AS OF DATE: 20030121 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PIVOTAL CORP CENTRAL INDEX KEY: 0001086329 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26867 FILM NUMBER: 03519658 BUSINESS ADDRESS: STREET 1: 300-244 WEST ESPLANADE STREET 2: NORTH VANCOUVER BRITISH COLUMBIA CITY: CANADA STATE: A1 ZIP: V7M 3M6 BUSINESS PHONE: 6049889982 MAIL ADDRESS: STREET 1: 300-244 WEST ESPLANADE STREET 2: NORTH VANCOUVER BRITISH COLUMBIA CITY: CANADA STATE: A1 ZIP: V7M 3M6 FORMER COMPANY: FORMER CONFORMED NAME: PIVOTAL SOFTWARE INC DATE OF NAME CHANGE: 19990512 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: OLSEN ERROL CENTRAL INDEX KEY: 0001214234 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 3 MAIL ADDRESS: STREET 1: 2349 CHESTERFIELD AVE CITY: NORTH VANCOUVER STATE: A1 ZIP: V7M 2R2 3 1 f3.htm U

FORM 3
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940

1. Name and Address of Reporting Person*

2. Date of Event Requiring Statement for (Month/Day/Year)

4. Issuer Name and Ticker or Trading Symbol

OLSEN

ERROL

PIVOTAL CORPORATION - PVTL

(Last)

(First)

(Middle)

2349 Chesterfield Avenue

3. IRS or Social Security Number of Reporting Person (Voluntary)

 

-

5. Relationship of Reporting Persons to Issuer

(Check all applicable)

[ ]Director
[ ] 10% Owner
[X] Officer (give title below)
[ ] Other (specify below)

Vice President, Finance

6. If Amendment, Date of Original (Month/Day/Year)

(Street)

7. Individual or Joint/Group Filing
(Check applicable line)

[X]Form filed by One Reporting Person

[ ]Form filed by More than One
Reporting Person

North Vancouver, BC V7M 2R2

(City ,State, Zip)

* If the Form is filed by more than one Reporting Person, see Instructions 5(b)(v).

Table I - Non-Derivative Services Beneficially Owned

1. Title of Security
(Instr. 4)

2 Amount of Securities Beneficially Owned
(Inst. 4)

3. Ownership Form:
Direct (D) or
Indirect (I) (Instr. 5)

4. Nature of Indirect Beneficial Ownership
(Instr. 5)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over)

(Print or Type Response)

FORM 3 (continued) Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 4)

2. Date Exercisable and Expiration Date (Month Day Year)

3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)

4. Conversion or Exercise Price of Derivative Security

5. Ownership Form of Derivative Security: Direct (D) or Indirect (1) (Instr. 5)

6. Nature of Indirect Beneficial Ownership (Instr. 5)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

stock options

25,000

D

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Explanation of Responses:  

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.

/s/ Errol Olsen

 

December 2, 2002

See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

**Signature of Reporting Person

 

Date

Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient,
See Instruction 6 for procedure.
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