UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: | 811-09333 |
Exact name of registrant as specified in charter: | Oppenheimer Main Street Mid Cap Fund |
Address of principal executive offices: | 6803 South Tucson Way |
Centennial, CO 80112-3924 | |
Name and address of agent for service: | Cynthia Lo Bessette, |
Executive Vice President & General Counsel | |
OFI Global Asset Management, Inc. | |
225 Liberty Street | |
New York, NY 10281-1008 | |
Registrant's telephone number, including area code: | 303-768-3200 |
Date of fiscal year end: | 6/30 |
Date of reporting period: | 07/01/2016-06/30/2017 |
Item 1.
FORM N-PX
ICA File Number: 811-09333
Registrant Name: Oppenheimer Main Street Mid Cap Fund
Reporting Period: 07/01/2016 - 06/30/2017
Oppenheimer Main Street Mid Cap Fund
ADIENT PLC
Meeting Date: MAR 13, 2017 Record Date: JAN 13, 2017 Meeting Type: ANNUAL |
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Ticker: ADNT
Security ID: G0084W101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John M. Barth | Management | For | For |
1b | Elect Director Julie L. Bushman | Management | For | For |
1c | Elect Director Raymond L. Conner | Management | For | For |
1d | Elect Director Richard Goodman | Management | For | For |
1e | Elect Director Frederick A. Henderson | Management | For | For |
1f | Elect Director R. Bruce McDonald | Management | For | For |
1g | Elect Director Barb J. Samardzich | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
AECOM
Meeting Date: MAR 01, 2017 Record Date: JAN 03, 2017 Meeting Type: ANNUAL |
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Ticker: ACM
Security ID: 00766T100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael S. Burke | Management | For | For |
1.2 | Elect Director James H. Fordyce | Management | For | For |
1.3 | Elect Director William H. Frist | Management | For | For |
1.4 | Elect Director Linda Griego | Management | For | For |
1.5 | Elect Director David W. Joos | Management | For | For |
1.6 | Elect Director Robert J. Routs | Management | For | For |
1.7 | Elect Director Clarence T. Schmitz | Management | For | For |
1.8 | Elect Director Douglas W. Stotlar | Management | For | For |
1.9 | Elect Director Daniel R. Tishman | Management | For | For |
1.10 | Elect Director Janet C. Wolfenbarger | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Eliminate Supermajority Vote Requirement for Business Combinations | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
AGILENT TECHNOLOGIES, INC.
Meeting Date: MAR 15, 2017 Record Date: JAN 17, 2017 Meeting Type: ANNUAL |
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Ticker: A
Security ID: 00846U101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heidi Kunz | Management | For | For |
1.2 | Elect Director Sue H. Rataj | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
AGNC INVESTMENT CORP.
Meeting Date: DEC 09, 2016 Record Date: OCT 24, 2016 Meeting Type: SPECIAL |
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Ticker: AGNC
Security ID: 00123Q104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | For |
AGNC INVESTMENT CORP.
Meeting Date: APR 20, 2017 Record Date: FEB 24, 2017 Meeting Type: ANNUAL |
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Ticker: AGNC
Security ID: 00123Q104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary D. Kain | Management | For | For |
1.2 | Elect Director Morris A. Davis | Management | For | For |
1.3 | Elect Director Larry K. Harvey | Management | For | For |
1.4 | Elect Director Prue B. Larocca | Management | For | For |
1.5 | Elect Director Paul E. Mullings | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
AKORN, INC.
Meeting Date: JUL 01, 2016 Record Date: MAY 11, 2016 Meeting Type: ANNUAL |
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Ticker: AKRX
Security ID: 009728106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John N. Kapoor | Management | For | For |
1.2 | Elect Director Kenneth S. Abramowitz | Management | For | Withhold |
1.3 | Elect Director Adrienne L. Graves | Management | For | For |
1.4 | Elect Director Ronald M. Johnson | Management | For | Withhold |
1.5 | Elect Director Steven J. Meyer | Management | For | Withhold |
1.6 | Elect Director Terry Allison Rappuhn | Management | For | For |
1.7 | Elect Director Brian Tambi | Management | For | For |
1.8 | Elect Director Alan Weinstein | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AKORN, INC.
Meeting Date: DEC 16, 2016 Record Date: OCT 28, 2016 Meeting Type: SPECIAL |
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Ticker: AKRX
Security ID: 009728106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
AKORN, INC.
Meeting Date: APR 27, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL |
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Ticker: AKRX
Security ID: 009728106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Kapoor | Management | For | For |
1.2 | Elect Director Kenneth Abramowitz | Management | For | For |
1.3 | Elect Director Adrienne Graves | Management | For | For |
1.4 | Elect Director Ronald Johnson | Management | For | For |
1.5 | Elect Director Steven Meyer | Management | For | For |
1.6 | Elect Director Terry Allison Rappuhn | Management | For | For |
1.7 | Elect Director Brian Tambi | Management | For | Withhold |
1.8 | Elect Director Alan Weinstein | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALCOA INC.
Meeting Date: OCT 05, 2016 Record Date: AUG 03, 2016 Meeting Type: SPECIAL |
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Ticker: AA
Security ID: 013817101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Amend Articles | Management | For | For |
ALEXION PHARMACEUTICALS, INC.
Meeting Date: MAY 10, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL |
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Ticker: ALXN
Security ID: 015351109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix J. Baker | Management | For | For |
1.2 | Elect Director David R. Brennan | Management | For | For |
1.3 | Elect Director M. Michele Burns | Management | For | For |
1.4 | Elect Director Christopher J. Coughlin | Management | For | For |
1.5 | Elect Director Ludwig N. Hantson | Management | For | For |
1.6 | Elect Director John T. Mollen | Management | For | For |
1.7 | Elect Director R. Douglas Norby | Management | For | For |
1.8 | Elect Director Alvin S. Parven | Management | For | For |
1.9 | Elect Director Andreas Rummelt | Management | For | For |
1.10 | Elect Director Ann M. Veneman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
AMDOCS LIMITED
Meeting Date: JAN 27, 2017 Record Date: NOV 30, 2016 Meeting Type: ANNUAL |
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Ticker: DOX
Security ID: G02602103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Minicucci | Management | For | For |
1.2 | Elect Director Adrian Gardner | Management | For | For |
1.3 | Elect Director John T. McLennan | Management | For | For |
1.4 | Elect Director Simon Olswang | Management | For | For |
1.5 | Elect Director Zohar Zisapel | Management | For | For |
1.6 | Elect Director Julian A. Brodsky | Management | For | For |
1.7 | Elect Director Clayton Christensen | Management | For | For |
1.8 | Elect Director Eli Gelman | Management | For | For |
1.9 | Elect Director James S. Kahan | Management | For | For |
1.10 | Elect Director Richard T.C. LeFave | Management | For | For |
1.11 | Elect Director Giora Yaron | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Dividends | Management | For | For |
4 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
APPLIED MATERIALS, INC.
Meeting Date: MAR 09, 2017 Record Date: JAN 12, 2017 Meeting Type: ANNUAL |
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Ticker: AMAT
Security ID: 038222105 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Judy Bruner | Management | For | For |
1b | Elect Director Xun (Eric) Chen | Management | For | For |
1c | Elect Director Aart J. de Geus | Management | For | For |
1d | Elect Director Gary E. Dickerson | Management | For | For |
1e | Elect Director Stephen R. Forrest | Management | For | For |
1f | Elect Director Thomas J. Iannotti | Management | For | For |
1g | Elect Director Alexander A. Karsner | Management | For | For |
1h | Elect Director Adrianna C. Ma | Management | For | For |
1i | Elect Director Dennis D. Powell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify KPMG LLP as Auditors | Management | For | For |
AUTODESK, INC.
Meeting Date: JUN 14, 2017 Record Date: APR 20, 2017 Meeting Type: ANNUAL |
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Ticker: ADSK
Security ID: 052769106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carl Bass | Management | For | For |
1b | Elect Director Crawford W. Beveridge | Management | For | For |
1c | Elect Director Jeff Clarke | Management | For | For |
1d | Elect Director Scott Ferguson | Management | For | For |
1e | Elect Director Thomas Georgens | Management | For | For |
1f | Elect Director Richard (Rick) S. Hill | Management | For | For |
1g | Elect Director Mary T. McDowell | Management | For | For |
1h | Elect Director Lorrie M. Norrington | Management | For | For |
1i | Elect Director Betsy Rafael | Management | For | For |
1j | Elect Director Stacy J. Smith | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
AVANGRID, INC.
Meeting Date: JUN 22, 2017 Record Date: APR 24, 2017 Meeting Type: ANNUAL |
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Ticker: AGR
Security ID: 05351W103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ignacio Sanchez Galan | Management | For | Withhold |
1.2 | Elect Director John E. Baldacci | Management | For | Withhold |
1.3 | Elect Director Pedro Azagra Blazquez | Management | For | Withhold |
1.4 | Elect Director Felipe de Jesus Calderon Hinojosa | Management | For | For |
1.5 | Elect Director Arnold L. Chase | Management | For | Withhold |
1.6 | Elect Director Alfredo Elias Ayub | Management | For | For |
1.7 | Elect Director Carol L. Folt | Management | For | For |
1.8 | Elect Director John L. Lahey | Management | For | For |
1.9 | Elect Director Santiago Martinez Garrido | Management | For | Withhold |
1.10 | Elect Director Juan Carlos Rebollo Liceaga | Management | For | Withhold |
1.11 | Elect Director Jose Sainz Armada | Management | For | Withhold |
1.12 | Elect Director Alan D. Solomont | Management | For | For |
1.13 | Elect Director Elizabeth Timm | Management | For | For |
1.14 | Elect Director James P. Torgerson | Management | For | Withhold |
2 | Ratify KPMG US, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Approve Increase in the Minimum Number of Independent Directors on the Board | Management | For | For |
BIOMARIN PHARMACEUTICAL INC.
Meeting Date: JUN 06, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL |
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Ticker: BMRN
Security ID: 09061G101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Willard Dere | Management | For | For |
1.3 | Elect Director Michael Grey | Management | For | For |
1.4 | Elect Director Elaine J. Heron | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Alan J. Lewis | Management | For | For |
1.7 | Elect Director Richard A. Meier | Management | For | For |
1.8 | Elect Director David Pyott | Management | For | For |
1.9 | Elect Director Dennis J. Slamon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | For |
BOSTON SCIENTIFIC CORPORATION
Meeting Date: MAY 09, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL |
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Ticker: BSX
Security ID: 101137107 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nelda J. Connors | Management | For | For |
1b | Elect Director Charles J. Dockendorff | Management | For | For |
1c | Elect Director Yoshiaki Fujimori | Management | For | For |
1d | Elect Director Donna A. James | Management | For | For |
1e | Elect Director Edward J. Ludwig | Management | For | For |
1f | Elect Director Stephen P. MacMillan | Management | For | For |
1g | Elect Director Michael F. Mahoney | Management | For | For |
1h | Elect Director David J. Roux | Management | For | For |
1i | Elect Director John E. Sununu | Management | For | For |
1j | Elect Director Ellen M. Zane | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
BURLINGTON STORES, INC.
Meeting Date: MAY 17, 2017 Record Date: MAR 23, 2017 Meeting Type: ANNUAL |
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Ticker: BURL
Security ID: 122017106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ted English | Management | For | For |
1.2 | Elect Director Jordan Hitch | Management | For | For |
1.3 | Elect Director Mary Ann Tocio | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
CANADIAN PACIFIC RAILWAY LIMITED
Meeting Date: MAY 10, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL |
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Ticker: CP
Security ID: 13645T100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Deloitte LLP as Auditors | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
3.1 | Elect Director John Baird | Management | For | For |
3.2 | Elect Director Isabelle Courville | Management | For | For |
3.3 | Elect Director Keith E. Creel | Management | For | For |
3.4 | Elect Director Gillian (Jill) H. Denham | Management | For | For |
3.5 | Elect Director William R. Fatt | Management | For | For |
3.6 | Elect Director Rebecca MacDonald | Management | For | For |
3.7 | Elect Director Matthew H. Paull | Management | For | For |
3.8 | Elect Director Jane L. Peverett | Management | For | For |
3.9 | Elect Director Andrew F. Reardon | Management | For | For |
3.10 | Elect Director Gordon T. Trafton II | Management | For | For |
CEDAR FAIR, L.P.
Meeting Date: JUN 07, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL |
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Ticker: FUN
Security ID: 150185106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gina D. France | Management | For | For |
1.2 | Elect Director Matt Ouimet | Management | For | For |
1.3 | Elect Director Tom Klein | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CENTENE CORPORATION
Meeting Date: APR 25, 2017 Record Date: FEB 24, 2017 Meeting Type: ANNUAL |
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Ticker: CNC
Security ID: 15135B101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Michael F. Neidorff | Management | For | For |
1B | Elect Director Robert K. Ditmore | Management | For | For |
1C | Elect Director Richard A. Gephardt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
CITRIX SYSTEMS, INC.
Meeting Date: JUN 22, 2017 Record Date: APR 24, 2017 Meeting Type: ANNUAL |
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Ticker: CTXS
Security ID: 177376100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert M. Calderoni | Management | For | For |
1b | Elect Director Nanci E. Caldwell | Management | For | For |
1c | Elect Director Jesse A. Cohn | Management | For | For |
1d | Elect Director Robert D. Daleo | Management | For | For |
1e | Elect Director Murray J. Demo | Management | For | For |
1f | Elect Director Peter J. Sacripanti | Management | For | For |
1g | Elect Director Graham V. Smith | Management | For | For |
1h | Elect Director Godfrey R. Sullivan | Management | For | For |
1i | Elect Director Kirill Tatarinov | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COCA-COLA EUROPEAN PARTNERS PLC
Meeting Date: JUN 22, 2017 Record Date: JUN 20, 2017 Meeting Type: ANNUAL |
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Ticker: CCE
Security ID: G25839104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Elect Jose Ignacio Comenge Sanchez-Real as Director | Management | For | For |
5 | Elect J. Alexander M. Douglas, Jr. as Director | Management | For | For |
6 | Elect Francisco Ruiz de la Torre Esporrin as Director | Management | For | For |
7 | Elect Irial Finan as Director | Management | For | For |
8 | Elect Damian Gammell as Director | Management | For | For |
9 | Elect Alfonso Libano Daurella as Director | Management | For | For |
10 | Elect Mario Rotllant Sola as Director | Management | For | For |
11 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
12 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Political Donations and Expenditure | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
CONDUENT INCORPORATED
Meeting Date: MAY 25, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL |
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Ticker: CNDT
Security ID: 206787103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul S. Galant | Management | For | For |
1.2 | Elect Director Joie Gregor | Management | For | For |
1.3 | Elect Director Vincent J. Intrieri | Management | For | For |
1.4 | Elect Director Courtney Mather | Management | For | For |
1.5 | Elect Director Michael Nevin | Management | For | For |
1.6 | Elect Director Michael A. Nutter | Management | For | For |
1.7 | Elect Director William G. Parrett | Management | For | For |
1.8 | Elect Director Ashok Vemuri | Management | For | For |
1.9 | Elect Director Virginia M. Wilson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
CUBESMART
Meeting Date: MAY 31, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL |
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Ticker: CUBE
Security ID: 229663109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William M. Diefenderfer, III | Management | For | For |
1.2 | Elect Director Piero Bussani | Management | For | For |
1.3 | Elect Director Christopher P. Marr | Management | For | For |
1.4 | Elect Director Marianne M. Keler | Management | For | For |
1.5 | Elect Director Deborah Ratner Salzberg | Management | For | For |
1.6 | Elect Director John F. Remondi | Management | For | For |
1.7 | Elect Director Jeffrey F. Rogatz | Management | For | For |
1.8 | Elect Director John W. Fain | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Declaration of Trust to Provide Shareholders the Ability to Amend the Bylaws | Management | For | For |
DIGITAL REALTY TRUST, INC.
Meeting Date: MAY 08, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL |
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Ticker: DLR
Security ID: 253868103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dennis E. Singleton | Management | For | Against |
1b | Elect Director Laurence A. Chapman | Management | For | Against |
1c | Elect Director Kathleen Earley | Management | For | For |
1d | Elect Director Kevin J. Kennedy | Management | For | Against |
1e | Elect Director William G. LaPerch | Management | For | Against |
1f | Elect Director Afshin Mohebbi | Management | For | For |
1g | Elect Director Mark R. Patterson | Management | For | For |
1h | Elect Director A. William Stein | Management | For | For |
1i | Elect Director Robert H. Zerbst | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EAST WEST BANCORP, INC.
Meeting Date: MAY 23, 2017 Record Date: MAR 29, 2017 Meeting Type: ANNUAL |
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Ticker: EWBC
Security ID: 27579R104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Molly Campbell | Management | For | For |
1.2 | Elect Director Iris S. Chan | Management | For | For |
1.3 | Elect Director Rudolph I. Estrada | Management | For | For |
1.4 | Elect Director Paul H. Irving | Management | For | For |
1.5 | Elect Director Herman Y. Li | Management | For | For |
1.6 | Elect Director Jack C. Liu | Management | For | For |
1.7 | Elect Director Dominic Ng | Management | For | For |
1.8 | Elect Director Keith W. Renken | Management | For | For |
1.9 | Elect Director Lester M. Sussman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
EASTMAN CHEMICAL COMPANY
Meeting Date: MAY 04, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL |
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Ticker: EMN
Security ID: 277432100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
1.2 | Elect Director Gary E. Anderson | Management | For | For |
1.3 | Elect Director Brett D. Begemann | Management | For | For |
1.4 | Elect Director Michael P. Connors | Management | For | For |
1.5 | Elect Director Mark J. Costa | Management | For | For |
1.6 | Elect Director Stephen R. Demeritt | Management | For | For |
1.7 | Elect Director Robert M. Hernandez | Management | For | For |
1.8 | Elect Director Julie F. Holder | Management | For | For |
1.9 | Elect Director Renee J. Hornbaker | Management | For | For |
1.10 | Elect Director Lewis M. Kling | Management | For | For |
1.11 | Elect Director James J. O'Brien | Management | For | For |
1.12 | Elect Director David W. Raisbeck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
EDWARDS LIFESCIENCES CORPORATION
Meeting Date: MAY 11, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL |
||||
Ticker: EW
Security ID: 28176E108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael A. Mussallem | Management | For | For |
1b | Elect Director Kieran T. Gallahue | Management | For | For |
1c | Elect Director Leslie S. Heisz | Management | For | For |
1d | Elect Director William J. Link | Management | For | For |
1e | Elect Director Steven R. Loranger | Management | For | For |
1f | Elect Director Martha H. Marsh | Management | For | For |
1g | Elect Director Wesley W. von Schack | Management | For | For |
1h | Elect Director Nicholas J. Valeriani | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
FIDELITY NATIONAL FINANCIAL, INC.
Meeting Date: JUN 14, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL |
||||
Ticker: FNF
Security ID: 31620R303 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Foley, II | Management | For | For |
1.2 | Elect Director Douglas K. Ammerman | Management | For | For |
1.3 | Elect Director Thomas M. Hagerty | Management | For | For |
1.4 | Elect Director Peter O. Shea, Jr. | Management | For | For |
1.5 | Elect Director Raymond R. Quirk | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FIRST HORIZON NATIONAL CORPORATION
Meeting Date: APR 25, 2017 Record Date: FEB 24, 2017 Meeting Type: ANNUAL |
||||
Ticker: FHN
Security ID: 320517105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Compton | Management | For | For |
1.2 | Elect Director Mark A. Emkes | Management | For | For |
1.3 | Elect Director Corydon J. Gilchrist | Management | For | For |
1.4 | Elect Director D. Bryan Jordan | Management | For | For |
1.5 | Elect Director R. Brad Martin | Management | For | For |
1.6 | Elect Director Scott M. Niswonger | Management | For | For |
1.7 | Elect Director Vicki R. Palmer | Management | For | For |
1.8 | Elect Director Colin V. Reed | Management | For | For |
1.9 | Elect Director Cecelia D. Stewart | Management | For | For |
1.10 | Elect Director Rajesh Subramaniam | Management | For | For |
1.11 | Elect Director Luke Yancy, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
FORTINET, INC.
Meeting Date: JUN 23, 2017 Record Date: APR 28, 2017 Meeting Type: ANNUAL |
||||
Ticker: FTNT
Security ID: 34959E109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Xie | Management | For | For |
1.2 | Elect Director William H. Neukom | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FRANCO-NEVADA CORPORATION
Meeting Date: MAY 09, 2017 Record Date: MAR 16, 2017 Meeting Type: ANNUAL/SPECIAL |
||||
Ticker: FNV
Security ID: 351858105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre Lassonde | Management | For | For |
1.2 | Elect Director David Harquail | Management | For | For |
1.3 | Elect Director Tom Albanese | Management | For | For |
1.4 | Elect Director Derek W. Evans | Management | For | For |
1.5 | Elect Director Graham Farquharson | Management | For | For |
1.6 | Elect Director Catharine Farrow | Management | For | For |
1.7 | Elect Director Louis Gignac | Management | For | For |
1.8 | Elect Director Randall Oliphant | Management | For | For |
1.9 | Elect Director David R. Peterson | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
GENESEE & WYOMING INC.
Meeting Date: MAY 24, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL |
||||
Ticker: GWR
Security ID: 371559105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Hellmann | Management | For | For |
1.2 | Elect Director Albert J. Neupaver | Management | For | For |
1.3 | Elect Director Joseph H. Pyne | Management | For | For |
1.4 | Elect Director Hunter C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
GUIDEWIRE SOFTWARE, INC.
Meeting Date: DEC 01, 2016 Record Date: OCT 07, 2016 Meeting Type: ANNUAL |
||||
Ticker: GWRE
Security ID: 40171V100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig Conway | Management | For | For |
1.2 | Elect Director Guy Dubois | Management | For | For |
2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HANESBRANDS INC.
Meeting Date: APR 25, 2017 Record Date: FEB 14, 2017 Meeting Type: ANNUAL |
||||
Ticker: HBI
Security ID: 410345102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerald W. Evans, Jr. | Management | For | For |
1b | Elect Director Bobby J. Griffin | Management | For | For |
1c | Elect Director James C. Johnson | Management | For | For |
1d | Elect Director Jessica T. Mathews | Management | For | For |
1e | Elect Director Franck J. Moison | Management | For | For |
1f | Elect Director Robert F. Moran | Management | For | For |
1g | Elect Director Ronald L. Nelson | Management | For | For |
1h | Elect Director Richard A. Noll | Management | For | For |
1i | Elect Director David V. Singer | Management | For | For |
1j | Elect Director Ann E. Ziegler | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HOLLYFRONTIER CORPORATION
Meeting Date: MAY 10, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL |
||||
Ticker: HFC
Security ID: 436106108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas Y. Bech | Management | For | For |
1b | Elect Director George J. Damiris | Management | For | For |
1c | Elect Director Leldon E. Echols | Management | For | For |
1d | Elect Director R. Kevin Hardage | Management | For | For |
1e | Elect Director Michael C. Jennings | Management | For | For |
1f | Elect Director Robert J. Kostelnik | Management | For | For |
1g | Elect Director James H. Lee | Management | For | For |
1h | Elect Director Franklin Myers | Management | For | For |
1i | Elect Director Michael E. Rose | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
HUMANA INC.
Meeting Date: APR 20, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL |
||||
Ticker: HUM
Security ID: 444859102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kurt J. Hilzinger | Management | For | For |
1b | Elect Director Bruce D. Broussard | Management | For | For |
1c | Elect Director Frank A. D'Amelio | Management | For | For |
1d | Elect Director W. Roy Dunbar | Management | For | For |
1e | Elect Director David A. Jones, Jr. | Management | For | For |
1f | Elect Director William J. McDonald | Management | For | For |
1g | Elect Director William E. Mitchell | Management | For | For |
1h | Elect Director David B. Nash | Management | For | For |
1i | Elect Director James J. O'Brien | Management | For | For |
1j | Elect Director Marissa T. Peterson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
IMAX CORPORATION
Meeting Date: JUN 06, 2017 Record Date: APR 11, 2017 Meeting Type: ANNUAL |
||||
Ticker: IMAX
Security ID: 45245E109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil S. Braun | Management | For | For |
1.2 | Elect Director Eric A. Demirian | Management | For | Withhold |
1.3 | Elect Director Kevin Douglas | Management | For | For |
1.4 | Elect Director Greg Foster | Management | For | For |
1.5 | Elect Director Richard L. Gelfond | Management | For | For |
1.6 | Elect Director David W. Leebron | Management | For | For |
1.7 | Elect Director Michael Lynne | Management | For | Withhold |
1.8 | Elect Director Michael MacMillan | Management | For | For |
1.9 | Elect Director Dana Settle | Management | For | For |
1.10 | Elect Director Darren Throop | Management | For | Withhold |
1.11 | Elect Director Bradley J. Wechsler | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INCYTE CORPORATION
Meeting Date: MAY 26, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL |
||||
Ticker: INCY
Security ID: 45337C102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julian C. Baker | Management | For | For |
1.2 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.3 | Elect Director Paul A. Brooke | Management | For | For |
1.4 | Elect Director Paul J. Clancy | Management | For | For |
1.5 | Elect Director Wendy L. Dixon | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director Herve Hoppenot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
INTERCONTINENTAL EXCHANGE, INC.
Meeting Date: MAY 19, 2017 Record Date: MAR 21, 2017 Meeting Type: ANNUAL |
||||
Ticker: ICE
Security ID: 45866F104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann M. Cairns | Management | For | For |
1b | Elect Director Charles R. Crisp | Management | For | For |
1c | Elect Director Duriya M. Farooqui | Management | For | For |
1d | Elect Director Jean-Marc Forneri | Management | For | For |
1e | Elect Director The Right Hon. the Lord Hague of Richmond | Management | For | For |
1f | Elect Director Fred W. Hatfield | Management | For | For |
1g | Elect Director Thomas E. Noonan | Management | For | For |
1h | Elect Director Frederic V. Salerno | Management | For | For |
1i | Elect Director Jeffrey C. Sprecher | Management | For | For |
1j | Elect Director Judith A. Sprieser | Management | For | For |
1k | Elect Director Vincent Tese | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Amend Articles | Management | For | For |
7 | Amend Bylaws | Management | For | For |
8 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
9 | Report on Assessing Environmental, Social and Governance Market Disclosure | Shareholder | Against | Abstain |
JOHNSON CONTROLS INTERNATIONAL PLC
Meeting Date: MAR 08, 2017 Record Date: JAN 04, 2017 Meeting Type: ANNUAL |
||||
Ticker: JCI
Security ID: G51502105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David P. Abney | Management | For | For |
1b | Elect Director Natalie A. Black | Management | For | For |
1c | Elect Director Michael E. Daniels | Management | For | For |
1d | Elect Director Brian Duperreault | Management | For | For |
1e | Elect Director Jeffrey A. Joerres | Management | For | For |
1f | Elect Director Alex A. Molinaroli | Management | For | For |
1g | Elect Director George R. Oliver | Management | For | For |
1h | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
1i | Elect Director Jurgen Tinggren | Management | For | For |
1j | Elect Director Mark Vergnano | Management | For | For |
1k | Elect Director R. David Yost | Management | For | For |
2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Authorize Market Purchases of Company shares | Management | For | For |
4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Approve the Directors' Authority to Allot Shares | Management | For | For |
9 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
KAR AUCTION SERVICES, INC.
Meeting Date: JUN 05, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL |
||||
Ticker: KAR
Security ID: 48238T109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Todd F. Bourell | Management | For | For |
1b | Elect Director Donna R. Ecton | Management | For | For |
1c | Elect Director James P. Hallett | Management | For | For |
1d | Elect Director Mark E. Hill | Management | For | For |
1e | Elect Director J. Mark Howell | Management | For | For |
1f | Elect Director Lynn Jolliffe | Management | For | For |
1g | Elect Director Michael T. Kestner | Management | For | For |
1h | Elect Director John P. Larson | Management | For | For |
1i | Elect Director Stephen E. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
L3 TECHNOLOGIES INC.
Meeting Date: MAY 09, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL |
||||
Ticker: LLL
Security ID: 502413107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Claude R. Canizares | Management | For | For |
1b | Elect Director Thomas A. Corcoran | Management | For | For |
1c | Elect Director Ann E. Dunwoody | Management | For | For |
1d | Elect Director Lewis Kramer | Management | For | For |
1e | Elect Director Robert B. Millard | Management | For | For |
1f | Elect Director Lloyd W. Newton | Management | For | For |
1g | Elect Director Vincent Pagano, Jr. | Management | For | For |
1h | Elect Director H. Hugh Shelton | Management | For | For |
1i | Elect Director Arthur L. Simon | Management | For | For |
1j | Elect Director Michael T. Strianese | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Eliminate Supermajority Vote Requirement | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LABORATORY CORPORATION OF AMERICA HOLDINGS
Meeting Date: MAY 11, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL |
||||
Ticker: LH
Security ID: 50540R409 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kerrii B. Anderson | Management | For | For |
1b | Elect Director Jean-Luc Belingard | Management | For | For |
1c | Elect Director D. Gary Gilliland | Management | For | For |
1d | Elect Director David P. King | Management | For | For |
1e | Elect Director Garheng Kong | Management | For | For |
1f | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
1g | Elect Director Peter M. Neupert | Management | For | For |
1h | Elect Director Richelle P. Parham | Management | For | For |
1i | Elect Director Adam H. Schechter | Management | For | For |
1j | Elect Director R. Sanders Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Report on Zika Virus Controls for Primates and Employees | Shareholder | Against | Abstain |
LAMAR ADVERTISING COMPANY
Meeting Date: MAY 25, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL |
||||
Ticker: LAMR
Security ID: 512816109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Maxwell Hamilton | Management | For | For |
1.2 | Elect Director John E. Koerner, III | Management | For | For |
1.3 | Elect Director Stephen P. Mumblow | Management | For | For |
1.4 | Elect Director Thomas V. Reifenheiser | Management | For | For |
1.5 | Elect Director Anna Reilly | Management | For | For |
1.6 | Elect Director Kevin P. Reilly, Jr. | Management | For | For |
1.7 | Elect Director Wendell Reilly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
LINCOLN NATIONAL CORPORATION
Meeting Date: MAY 26, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL |
||||
Ticker: LNC
Security ID: 534187109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deirdre P. Connelly | Management | For | For |
1.2 | Elect Director William H. Cunningham | Management | For | For |
1.3 | Elect Director Dennis R. Glass | Management | For | For |
1.4 | Elect Director George W. Henderson, III | Management | For | For |
1.5 | Elect Director Eric G. Johnson | Management | For | For |
1.6 | Elect Director Gary C. Kelly | Management | For | For |
1.7 | Elect Director M. Leanne Lachman | Management | For | For |
1.8 | Elect Director Michael F. Mee | Management | For | For |
1.9 | Elect Director Patrick S. Pittard | Management | For | For |
1.10 | Elect Director Isaiah Tidwell | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Eliminate Supermajority Vote Requirement for Existing Preferred Stock and Bylaw Amendments | Management | For | For |
5b | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
5c | Eliminate Supermajority Vote Requirement for Business Combinations | Management | For | For |
MAGELLAN MIDSTREAM PARTNERS, L.P.
Meeting Date: APR 20, 2017 Record Date: FEB 21, 2017 Meeting Type: ANNUAL |
||||
Ticker: MMP
Security ID: 559080106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lori A. Gobillot | Management | For | For |
1.2 | Elect Director Edward J. Guay | Management | For | For |
1.3 | Elect Director Michael N. Mears | Management | For | For |
1.4 | Elect Director James R. Montague | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
MID-AMERICA APARTMENT COMMUNITIES, INC.
Meeting Date: NOV 10, 2016 Record Date: SEP 26, 2016 Meeting Type: SPECIAL |
||||
Ticker: MAA
Security ID: 59522J103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
MID-AMERICA APARTMENT COMMUNITIES, INC.
Meeting Date: MAY 23, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL |
||||
Ticker: MAA
Security ID: 59522J103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
1b | Elect Director Russell R. French | Management | For | For |
1c | Elect Director Alan B. Graf, Jr. | Management | For | For |
1d | Elect Director Toni Jennings | Management | For | For |
1e | Elect Director James K. Lowder | Management | For | For |
1f | Elect Director Thomas H. Lowder | Management | For | For |
1g | Elect Director Monica McGurk | Management | For | For |
1h | Elect Director Claude B. Nielsen | Management | For | For |
1i | Elect Director Philip W. Norwood | Management | For | For |
1j | Elect Director W. Reid Sanders | Management | For | For |
1k | Elect Director Gary Shorb | Management | For | For |
1l | Elect Director David P. Stockert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
MOHAWK INDUSTRIES, INC.
Meeting Date: MAY 18, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL |
||||
Ticker: MHK
Security ID: 608190104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Ill | Management | For | For |
1.2 | Elect Director Jeffrey S. Lorberbaum | Management | For | For |
1.3 | Elect Director Karen A. Smith Bogart | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
MOLSON COORS BREWING COMPANY
Meeting Date: MAY 17, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL |
||||
Ticker: TAP
Security ID: 60871R209 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger G. Eaton | Management | For | For |
1.2 | Elect Director Charles M. Herington | Management | For | For |
1.3 | Elect Director H. Sanford Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEWELL BRANDS INC.
Meeting Date: MAY 09, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL |
||||
Ticker: NWL
Security ID: 651229106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ian G.H. Ashken | Management | For | For |
1b | Elect Director Thomas E. Clarke | Management | For | For |
1c | Elect Director Kevin C. Conroy | Management | For | For |
1d | Elect Director Scott S. Cowen | Management | For | For |
1e | Elect Director Michael T. Cowhig | Management | For | For |
1f | Elect Director Domenico De Sole | Management | For | For |
1g | Elect Director Martin E. Franklin | Management | For | For |
1h | Elect Director Ros L'Esperance | Management | For | For |
1i | Elect Director Michael B. Polk | Management | For | For |
1j | Elect Director Steven J. Strobel | Management | For | For |
1k | Elect Director Michael A. Todman | Management | For | For |
1l | Elect Director Raymond G. Viault | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NIELSEN HOLDINGS PLC
Meeting Date: MAY 23, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL |
||||
Ticker: NLSN
Security ID: G6518L108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Attwood, Jr. | Management | For | For |
1b | Elect Director Mitch Barns | Management | For | For |
1c | Elect Director Karen M. Hoguet | Management | For | For |
1d | Elect Director James M. Kilts | Management | For | For |
1e | Elect Director Harish Manwani | Management | For | For |
1f | Elect Director Robert Pozen | Management | For | For |
1g | Elect Director David Rawlinson | Management | For | For |
1h | Elect Director Javier G. Teruel | Management | For | For |
1i | Elect Director Lauren Zalaznick | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Reappoint Ernst & Young LLP as UK Statutory Auditors | Management | For | For |
4 | Authorise the Audit Committee to Fix Remuneration of UK Statutory Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Approve Director's Remuneration Report | Management | For | For |
NOBLE ENERGY, INC.
Meeting Date: APR 25, 2017 Record Date: FEB 24, 2017 Meeting Type: ANNUAL |
||||
Ticker: NBL
Security ID: 655044105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey L. Berenson | Management | For | For |
1b | Elect Director Michael A. Cawley | Management | For | For |
1c | Elect Director Edward F. Cox | Management | For | For |
1d | Elect Director James E. Craddock | Management | For | For |
1e | Elect Director Thomas J. Edelman | Management | For | For |
1f | Elect Director Kirby L. Hedrick | Management | For | For |
1g | Elect Director David L. Stover | Management | For | For |
1h | Elect Director Scott D. Urban | Management | For | For |
1i | Elect Director William T. Van Kleef | Management | For | For |
1j | Elect Director Molly K. Williamson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Against |
NORWEGIAN CRUISE LINE HOLDINGS LTD.
Meeting Date: MAY 25, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL |
||||
Ticker: NCLH
Security ID: G66721104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David M. Abrams | Management | For | For |
1b | Elect Director John W. Chidsey | Management | For | For |
1c | Elect Director Russell W. Galbut | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
NUVASIVE, INC.
Meeting Date: MAY 18, 2017 Record Date: MAR 23, 2017 Meeting Type: ANNUAL |
||||
Ticker: NUVA
Security ID: 670704105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory T. Lucier | Management | For | For |
1b | Elect Director Leslie V. Norwalk | Management | For | For |
1c | Elect Director Michael D. O'Halleran | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
OGE ENERGY CORP.
Meeting Date: MAY 18, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL |
||||
Ticker: OGE
Security ID: 670837103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Frank A. Bozich | Management | For | For |
1B | Elect Director James H. Brandi | Management | For | For |
1C | Elect Director Luke R. Corbett | Management | For | For |
1D | Elect Director David L. Hauser | Management | For | For |
1E | Elect Director Kirk Humphreys | Management | For | For |
1F | Elect Director Robert O. Lorenz | Management | For | For |
1G | Elect Director Judy R. McReynolds | Management | For | For |
1H | Elect Director Sheila G. Talton | Management | For | For |
1I | Elect Director Sean Trauschke | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
OUTFRONT MEDIA INC.
Meeting Date: JUN 12, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL |
||||
Ticker: OUT
Security ID: 69007J106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeremy J. Male | Management | For | For |
1.2 | Elect Director Joseph H. Wender | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PALO ALTO NETWORKS, INC.
Meeting Date: DEC 08, 2016 Record Date: OCT 14, 2016 Meeting Type: ANNUAL |
||||
Ticker: PANW
Security ID: 697435105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark D. McLaughlin | Management | For | For |
1b | Elect Director Asheem Chandna | Management | For | For |
1c | Elect Director James J. Goetz | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
PG&E CORPORATION
Meeting Date: MAY 30, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL |
||||
Ticker: PCG
Security ID: 69331C108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis Chew | Management | For | For |
1.2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.3 | Elect Director Fred J. Fowler | Management | For | For |
1.4 | Elect Director Jeh C. Johnson | Management | For | For |
1.5 | Elect Director Richard C. Kelly | Management | For | For |
1.6 | Elect Director Roger H. Kimmel | Management | For | For |
1.7 | Elect Director Richard A. Meserve | Management | For | For |
1.8 | Elect Director Forrest E. Miller | Management | For | For |
1.9 | Elect Director Eric D. Mullins | Management | For | For |
1.10 | Elect Director Rosendo G. Parra | Management | For | For |
1.11 | Elect Director Barbara L. Rambo | Management | For | For |
1.12 | Elect Director Anne Shen Smith | Management | For | For |
1.13 | Elect Director Geisha J. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Cease Charitable Contributions | Shareholder | Against | Abstain |
PILGRIM'S PRIDE CORPORATION
Meeting Date: APR 28, 2017 Record Date: MAR 09, 2017 Meeting Type: ANNUAL |
||||
Ticker: PPC
Security ID: 72147K108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gilberto Tomazoni | Management | For | Withhold |
1.2 | Elect Director Joesley Mendonca Batista | Management | For | Withhold |
1.3 | Elect Director Wesley Mendonca Batista | Management | For | Withhold |
1.4 | Elect Director William W. Lovette | Management | For | Withhold |
1.5 | Elect Director Andre Nogueira de Souza | Management | For | Withhold |
1.6 | Elect Director Wallim Cruz De Vasconcellos Junior | Management | For | For |
2.1 | Elect Director David E. Bell | Management | For | For |
2.2 | Elect Director Michael L. Cooper | Management | For | For |
2.3 | Elect Director Charles Macaluso | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
6 | Implement a Water Quality Stewardship Policy | Shareholder | None | For |
7 | Report on Steps Taken to Increase Board Diversity | Shareholder | None | For |
8 | Require Independent Board Chairman | Shareholder | None | For |
PINNACLE FOODS INC.
Meeting Date: MAY 23, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL |
||||
Ticker: PF
Security ID: 72348P104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jane Nielsen | Management | For | For |
1.2 | Elect Director Muktesh Pant | Management | For | For |
1.3 | Elect Director Raymond Silcock | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PTC INC.
Meeting Date: MAR 01, 2017 Record Date: JAN 03, 2017 Meeting Type: ANNUAL |
||||
Ticker: PTC
Security ID: 69370C100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janice D. Chaffin | Management | For | For |
1.2 | Elect Director Phillip M. Fernandez | Management | For | For |
1.3 | Elect Director Donald K. Grierson | Management | For | For |
1.4 | Elect Director James E. Heppelmann | Management | For | For |
1.5 | Elect Director Klaus Hoehn | Management | For | For |
1.6 | Elect Director Paul A. Lacy | Management | For | For |
1.7 | Elect Director Robert P. Schechter | Management | For | For |
1.8 | Elect Director Renato (Ron) Zambonini | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SALLY BEAUTY HOLDINGS, INC.
Meeting Date: JAN 26, 2017 Record Date: DEC 01, 2016 Meeting Type: ANNUAL |
||||
Ticker: SBH
Security ID: 79546E104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katherine Button Bell | Management | For | For |
1.2 | Elect Director Christian A. Brickman | Management | For | For |
1.3 | Elect Director Erin Nealy Cox | Management | For | For |
1.4 | Elect Director Marshall E. Eisenberg | Management | For | For |
1.5 | Elect Director David W. Gibbs | Management | For | For |
1.6 | Elect Director Robert R. McMaster | Management | For | For |
1.7 | Elect Director John A. Miller | Management | For | For |
1.8 | Elect Director Susan R. Mulder | Management | For | For |
1.9 | Elect Director Edward W. Rabin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
SEALED AIR CORPORATION
Meeting Date: MAY 18, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL |
||||
Ticker: SEE
Security ID: 81211K100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael Chu | Management | For | For |
2 | Elect Director Lawrence R. Codey | Management | For | For |
3 | Elect Director Patrick Duff | Management | For | For |
4 | Elect Director Henry R. Keizer | Management | For | For |
5 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
6 | Elect Director Neil Lustig | Management | For | For |
7 | Elect Director William J. Marino | Management | For | For |
8 | Elect Director Jerome A. Peribere | Management | For | For |
9 | Elect Director Richard L. Wambold | Management | For | For |
10 | Elect Director Jerry R. Whitaker | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SIGNATURE BANK
Meeting Date: APR 20, 2017 Record Date: MAR 01, 2017 Meeting Type: ANNUAL |
||||
Ticker: SBNY
Security ID: 82669G104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Shay | Management | For | For |
1.2 | Elect Director Joseph J. DePaolo | Management | For | For |
1.3 | Elect Director Barney Frank | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Amend Omnibus Stock Plan | Management | For | For |
SPECTRUM BRANDS HOLDINGS, INC.
Meeting Date: JAN 24, 2017 Record Date: DEC 14, 2016 Meeting Type: ANNUAL |
||||
Ticker: SPB
Security ID: 84763R101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth C. Ambrecht | Management | For | For |
1.2 | Elect Director Andreas Rouve | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
SPIRIT AEROSYSTEMS HOLDINGS, INC.
Meeting Date: APR 26, 2017 Record Date: MAR 03, 2017 Meeting Type: ANNUAL |
||||
Ticker: SPR
Security ID: 848574109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Chadwell | Management | For | For |
1.2 | Elect Director Irene M. Esteves | Management | For | For |
1.3 | Elect Director Paul Fulchino | Management | For | For |
1.4 | Elect Director Thomas C. Gentile, III | Management | For | For |
1.5 | Elect Director Richard Gephardt | Management | For | For |
1.6 | Elect Director Robert Johnson | Management | For | For |
1.7 | Elect Director Ronald T. Kadish | Management | For | For |
1.8 | Elect Director John L. Plueger | Management | For | For |
1.9 | Elect Director Francis Raborn | Management | For | For |
2 | Eliminate Class of Common Stock | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SPIRIT AIRLINES, INC.
Meeting Date: MAY 23, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL |
||||
Ticker: SAVE
Security ID: 848577102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Fornaro | Management | For | For |
1.2 | Elect Director H. McIntyre Gardner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SPLUNK INC.
Meeting Date: JUN 08, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL |
||||
Ticker: SPLK
Security ID: 848637104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John Connors | Management | For | For |
1b | Elect Director Patricia Morrison | Management | For | For |
1c | Elect Director Stephen Newberry | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STANLEY BLACK & DECKER, INC.
Meeting Date: APR 20, 2017 Record Date: FEB 17, 2017 Meeting Type: ANNUAL |
||||
Ticker: SWK
Security ID: 854502101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrea J. Ayers | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Patrick D. Campbell | Management | For | For |
1.4 | Elect Director Carlos M. Cardoso | Management | For | For |
1.5 | Elect Director Robert B. Coutts | Management | For | For |
1.6 | Elect Director Debra A. Crew | Management | For | For |
1.7 | Elect Director Michael D. Hankin | Management | For | For |
1.8 | Elect Director James M. Loree | Management | For | For |
1.9 | Elect Director Marianne M. Parrs | Management | For | For |
1.10 | Elect Director Robert L. Ryan | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SYNCHRONY FINANCIAL
Meeting Date: MAY 18, 2017 Record Date: MAR 23, 2017 Meeting Type: ANNUAL |
||||
Ticker: SYF
Security ID: 87165B103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Margaret M. Keane | Management | For | For |
1b | Elect Director Paget L. Alves | Management | For | For |
1c | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
1d | Elect Director William W. Graylin | Management | For | For |
1e | Elect Director Roy A. Guthrie | Management | For | For |
1f | Elect Director Richard C. Hartnack | Management | For | For |
1g | Elect Director Jeffrey G. Naylor | Management | For | For |
1h | Elect Director Laurel J. Richie | Management | For | For |
1i | Elect Director Olympia J. Snowe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
T-MOBILE US, INC.
Meeting Date: JUN 13, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL |
||||
Ticker: TMUS
Security ID: 872590104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Michael Barnes | Management | For | For |
1.2 | Elect Director Thomas Dannenfeldt | Management | For | Withhold |
1.3 | Elect Director Srikant M. Datar | Management | For | For |
1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
1.5 | Elect Director Timotheus Hottges | Management | For | Withhold |
1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | Withhold |
1.7 | Elect Director Raphael Kubler | Management | For | Withhold |
1.8 | Elect Director Thorsten Langheim | Management | For | Withhold |
1.9 | Elect Director John J. Legere | Management | For | Withhold |
1.10 | Elect Director Teresa A. Taylor | Management | For | For |
1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
7 | Clawback of Incentive Payments | Shareholder | Against | For |
TESARO, INC.
Meeting Date: MAY 11, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL |
||||
Ticker: TSRO
Security ID: 881569107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leon O. Moulder, Jr. | Management | For | For |
1b | Elect Director Mary Lynne Hedley | Management | For | For |
1c | Elect Director David M. Mott | Management | For | For |
1d | Elect Director Lawrence M. Alleva | Management | For | For |
1e | Elect Director James O. Armitage | Management | For | For |
1f | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
1g | Elect Director Garry A. Nicholson | Management | For | For |
1h | Elect Director Arnold L. Oronsky | Management | For | For |
1i | Elect Director Kavita Patel | Management | For | For |
1j | Elect Director Beth Seidenberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
THE PROGRESSIVE CORPORATION
Meeting Date: MAY 12, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL |
||||
Ticker: PGR
Security ID: 743315103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stuart B. Burgdoerfer | Management | For | For |
1b | Elect Director Charles A. Davis | Management | For | For |
1c | Elect Director Roger N. Farah | Management | For | For |
1d | Elect Director Lawton W. Fitt | Management | For | For |
1e | Elect Director Susan Patricia Griffith | Management | For | For |
1f | Elect Director Jeffrey D. Kelly | Management | For | For |
1g | Elect Director Patrick H. Nettles | Management | For | For |
1h | Elect Director Glenn M. Renwick | Management | For | For |
1i | Elect Director Bradley T. Sheares | Management | For | For |
1j | Elect Director Barbara R. Snyder | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
THE SHERWIN-WILLIAMS COMPANY
Meeting Date: APR 19, 2017 Record Date: FEB 21, 2017 Meeting Type: ANNUAL |
||||
Ticker: SHW
Security ID: 824348106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director David F. Hodnik | Management | For | For |
1.3 | Elect Director Thomas G. Kadien - Withdrawn | Management | None | None |
1.4 | Elect Director Richard J. Kramer | Management | For | For |
1.5 | Elect Director Susan J. Kropf | Management | For | For |
1.6 | Elect Director John G. Morikis | Management | For | For |
1.7 | Elect Director Christine A. Poon | Management | For | For |
1.8 | Elect Director John M. Stropki | Management | For | For |
1.9 | Elect Director Michael H. Thaman | Management | For | For |
1.10 | Elect Director Matthew Thornton, III | Management | For | For |
1.11 | Elect Director Steven H. Wunning | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
TOTAL SYSTEM SERVICES, INC.
Meeting Date: APR 27, 2017 Record Date: FEB 17, 2017 Meeting Type: ANNUAL |
||||
Ticker: TSS
Security ID: 891906109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kriss Cloninger, III | Management | For | For |
1b | Elect Director Walter W. Driver, Jr. | Management | For | For |
1c | Elect Director Sidney E. Harris | Management | For | For |
1d | Elect Director William M. Isaac | Management | For | For |
1e | Elect Director Pamela A. Joseph | Management | For | For |
1f | Elect Director Mason H. Lampton | Management | For | For |
1g | Elect Director Connie D. McDaniel | Management | For | For |
1h | Elect Director Philip W. Tomlinson | Management | For | For |
1i | Elect Director John T. Turner | Management | For | For |
1j | Elect Director Richard W. Ussery | Management | For | For |
1k | Elect Director M. Troy Woods | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
TYCO INTERNATIONAL PLC
Meeting Date: AUG 17, 2016 Record Date: JUN 27, 2016 Meeting Type: SPECIAL |
||||
Ticker: TYC
Security ID: G91442106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Memorandum of Association | Management | For | For |
2 | Amend Articles Re: Tyco Governing Documents Proposals | Management | For | For |
3 | Approve Stock Consolidation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Issue Shares in Connection with the Merger | Management | For | For |
6 | Change Company Name to Johnson Controls International plc | Management | For | For |
7 | Increase Authorized Preferred and Common Stock | Management | For | For |
8 | Approve the Directors' Authority to Allot Shares | Management | For | For |
9 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
10 | Approve the Renominalization of Tyco Ordinary Shares | Management | For | For |
11 | Approve the Creation of Distributable Reserves | Management | For | For |
VISTEON CORPORATION
Meeting Date: JUN 08, 2017 Record Date: APR 12, 2017 Meeting Type: ANNUAL |
||||
Ticker: VC
Security ID: 92839U206 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James J. Barrese | Management | For | For |
1b | Elect Director Naomi M. Bergman | Management | For | For |
1c | Elect Director Jeffrey D. Jones | Management | For | For |
1d | Elect Director Sachin S. Lawande | Management | For | For |
1e | Elect Director Joanne M. Maguire | Management | For | For |
1f | Elect Director Robert J. Manzo | Management | For | For |
1g | Elect Director Francis M. Scricco | Management | For | For |
1h | Elect Director David L. Treadwell | Management | For | For |
1i | Elect Director Harry J. Wilson | Management | For | For |
1j | Elect Director Rouzbeh Yassini-Fard | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WASTE CONNECTIONS, INC.
Meeting Date: MAY 23, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL/SPECIAL |
||||
Ticker: WCN
Security ID: 94106B101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald J. Mittelstaedt | Management | For | For |
1.2 | Elect Director Robert H. Davis | Management | For | For |
1.3 | Elect Director Edward E. "Ned" Guillet | Management | For | For |
1.4 | Elect Director Michael W. Harlan | Management | For | For |
1.5 | Elect Director Larry S. Hughes | Management | For | For |
1.6 | Elect Director Susan "Sue" Lee | Management | For | For |
1.7 | Elect Director William J. Razzouk | Management | For | For |
2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
3 | Approve Stock Split | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WESTERN DIGITAL CORPORATION
Meeting Date: NOV 04, 2016 Record Date: SEP 08, 2016 Meeting Type: ANNUAL |
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Ticker: WDC
Security ID: 958102105 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Martin I. Cole | Management | For | For |
1b | Elect Director Kathleen A. Cote | Management | For | For |
1c | Elect Director Henry T. DeNero | Management | For | For |
1d | Elect Director Michael D. Lambert | Management | For | For |
1e | Elect Director Len J. Lauer | Management | For | For |
1f | Elect Director Matthew E. Massengill | Management | For | For |
1g | Elect Director Sanjay Mehrotra | Management | For | For |
1h | Elect Director Stephen D. Milligan | Management | For | For |
1i | Elect Director Paula A. Price | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Meeting Date: MAY 10, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL |
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Ticker: WAB
Security ID: 929740108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe Alfroid | Management | For | For |
1.2 | Elect Director Raymond T. Betler | Management | For | For |
1.3 | Elect Director Emilio A. Fernandez | Management | For | For |
1.4 | Elect Director Lee B. Foster, II | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
XL GROUP LTD
Meeting Date: MAY 19, 2017 Record Date: MAR 06, 2017 Meeting Type: ANNUAL |
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Ticker: XL
Security ID: G98294104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ramani Ayer | Management | For | For |
1.2 | Elect Director Dale R. Comey | Management | For | For |
1.3 | Elect Director Claus-Michael Dill | Management | For | For |
1.4 | Elect Director Robert R. Glauber | Management | For | For |
1.5 | Elect Director Edward J. Kelly, III | Management | For | For |
1.6 | Elect Director Joseph Mauriello | Management | For | For |
1.7 | Elect Director Michael S. McGavick | Management | For | For |
1.8 | Elect Director Eugene M. McQuade | Management | For | For |
1.9 | Elect Director Clayton S. Rose | Management | For | For |
1.10 | Elect Director Anne Stevens | Management | For | For |
1.11 | Elect Director John M. Vereker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
XYLEM INC.
Meeting Date: MAY 10, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL |
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Ticker: XYL
Security ID: 98419M100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Curtis J. Crawford | Management | For | For |
1b | Elect Director Robert F. Friel | Management | For | For |
1c | Elect Director Sten E. Jakobsson | Management | For | For |
1d | Elect Director Steven R. Loranger | Management | For | For |
1e | Elect Director Surya N. Mohapatra | Management | For | For |
1f | Elect Director Jerome A. Peribere | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Articles | Management | For | For |
ZAYO GROUP HOLDINGS, INC.
Meeting Date: NOV 08, 2016 Record Date: SEP 14, 2016 Meeting Type: ANNUAL |
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Ticker: ZAYO
Security ID: 98919V105 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick Connor | Management | For | Withhold |
1.2 | Elect Director Cathy Morris | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: | Oppenheimer Main Street Mid Cap Fund |
By: | Arthur P. Steinmetz* |
Arthur P. Steinmetz, |
Trustee, President and Principal Executive Officer |
Date: August 29, 2017
*By: | /s/ Taylor V. Edwards | |
------------------------------------------ | ||
Taylor V. Edwards, Attorney in Fact |