0000728889-14-001008.txt : 20140822 0000728889-14-001008.hdr.sgml : 20140822 20140822133136 ACCESSION NUMBER: 0000728889-14-001008 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140822 DATE AS OF CHANGE: 20140822 EFFECTIVENESS DATE: 20140822 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER MAIN STREET MID CAP FUND CENTRAL INDEX KEY: 0001086165 IRS NUMBER: 841501338 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-09333 FILM NUMBER: 141059675 BUSINESS ADDRESS: STREET 1: 6803 SOUTH TUCSON WAY STREET 2: N/A CITY: CENTENNIAL STATE: CO ZIP: 80112-3924 BUSINESS PHONE: 303-768-3200 MAIL ADDRESS: STREET 1: 6803 SOUTH TUCSON WAY STREET 2: N/A CITY: CENTENNIAL STATE: CO ZIP: 80112-3924 FORMER COMPANY: FORMER CONFORMED NAME: OPPENHEIMER MAIN STREET SMALL- & MID-CAP FUND DATE OF NAME CHANGE: 20110526 FORMER COMPANY: FORMER CONFORMED NAME: OPPENHEIMER MAIN STREET SMALL CAP FUND DATE OF NAME CHANGE: 19990510 0001086165 S000008470 OPPENHEIMER MAIN STREET MID CAP FUND C000023216 A C000023217 B C000023218 C C000023219 R C000023220 Y C000119751 I N-PX 1 npx.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

 

 

Investment Company Act file number: 811-09333
   
Exact name of registrant as specified in charter: Oppenheimer Main Street Mid-Cap Fund
   
Address of principal executive offices: 6803 South Tucson Way
  Centennial, CO 80112-3924
   
Name and address of agent for service: Arthur S. Gabinet,
  Executive Vice President & General Counsel
  OFI Global Asset Management, Inc.
  225 Liberty Street
  New York, NY 10281-1008
   
Registrant's telephone number, including area code: 303-768-3200
   
Date of fiscal year end: 6/30
   
Date of reporting period: 07/01/2013-06/30/2014

 

Item 1.

  

 

 

FORM N-PX



ICA File Number:  811-09333

Registrant Name:  Oppenheimer Main Street Mid Cap Fund

Reporting Period:  07/01/2013 - 06/30/2014


Oppenheimer Main Street Mid Cap Fund

 
ACTAVIS PLC
Meeting Date:  MAY 09, 2014
Record Date:  MAR 14, 2014
Meeting Type:  ANNUAL
Ticker:  ACT
Security ID:  G0083B108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Paul M. Bisaro Management For For
1b Elect Director James H. Bloem Management For For
1c Elect Director Christopher W. Bodine Management For For
1d Elect Director Tamar D. Howson Management For For
1e Elect Director John A. King Management For For
1f Elect Director Catherine M. Klema Management For For
1g Elect Director Jiri Michal Management For For
1h Elect Director Sigurdur Olafsson Management For For
1i Elect Director Patrick J. O'Sullivan Management For For
1j Elect Director Ronald R. Taylor Management For For
1k Elect Director Andrew L. Turner Management For For
1l Elect Director Fred G. Weiss Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Report on Sustainability Shareholder Against For
 
ACTAVIS PLC
Meeting Date:  JUN 17, 2014
Record Date:  MAY 02, 2014
Meeting Type:  SPECIAL
Ticker:  ACT
Security ID:  G0083B108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Issue Shares in Connection with Acquisition Management For For
2 Adjourn Meeting Management For For
 
ACTAVIS, INC.
Meeting Date:  SEP 10, 2013
Record Date:  JUL 30, 2013
Meeting Type:  SPECIAL
Ticker:  ACT
Security ID:  00507K103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Approve Creation of Distributable Reserves Management For For
3 Advisory Vote on Golden Parachutes Management For For
4 Adjourn Meeting Management For For
 
AGCO CORPORATION
Meeting Date:  APR 24, 2014
Record Date:  MAR 14, 2014
Meeting Type:  ANNUAL
Ticker:  AGCO
Security ID:  001084102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Roy V. Armes Management For For
1.2 Elect Director Michael C. Arnold Management For For
1.3 Elect Director P. George Benson Management For For
1.4 Elect Director Wolfgang Deml Management For For
1.5 Elect Director Luiz F. Furlan Management For For
1.6 Elect Director George E. Minnich Management For For
1.7 Elect Director Martin H. Richenhagen Management For For
1.8 Elect Director Gerald L. Shaheen Management For For
1.9 Elect Director Mallika Srinivasan Management For For
1.10 Elect Director Hendrikus Visser Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
AMC NETWORKS INC.
Meeting Date:  JUN 10, 2014
Record Date:  APR 14, 2014
Meeting Type:  ANNUAL
Ticker:  AMCX
Security ID:  00164V103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Neil M. Ashe Management For For
1.2 Elect Director Jonathan F. Miller Management For For
1.3 Elect Director Alan D. Schwartz Management For Withhold
1.4 Elect Director Leonard Tow Management For For
1.5 Elect Director Carl E. Vogel Management For Withhold
1.6 Elect Director Robert C. Wright Management For For
2 Ratify Auditors Management For For
 
AMDOCS LIMITED
Meeting Date:  JAN 30, 2014
Record Date:  DEC 02, 2013
Meeting Type:  ANNUAL
Ticker:  DOX
Security ID:  G02602103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Robert A. Minicucci as a Director Management For For
1.2 Elect Adrian Gardner as a Director Management For For
1.3 Elect John T. McLennan as a Director Management For For
1.4 Elect Simon Olswang as a Director Management For For
1.5 Elect Zohar Zisapel as a Director Management For For
1.6 Elect Julian A. Brodsky as a Director Management For For
1.7 Elect Eli Gelman as a Director Management For For
1.8 Elect James S. Kahan as a Director Management For For
1.9 Elect Richard T.C. LeFave as a Director Management For For
1.10 Elect Giora Yaron as a Director Management For For
2 Approve Dividends Management For For
3 Amend Articles Re: Termination of Shareholder Approval for Declaration of Dividends Management For Against
4 Approve Authorized Share Capital and Authorize Board to Issue Shares Management For For
5 Accept Financial Statements and Statutory Reports Management For For
6 Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
 
AMTRUST FINANCIAL SERVICES, INC.
Meeting Date:  MAY 23, 2014
Record Date:  MAR 27, 2014
Meeting Type:  ANNUAL
Ticker:  AFSI
Security ID:  032359309
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Donald T. DeCarlo Management For For
1.2 Elect Director Susan C. Fisch Management For For
1.3 Elect Director Abraham Gulkowitz Management For For
1.4 Elect Director George Karfunkel Management For For
1.5 Elect Director Michael Karfunkel Management For Withhold
1.6 Elect Director Jay J. Miller Management For For
1.7 Elect Director Barry D. Zyskind Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
APPLIED MATERIALS, INC.
Meeting Date:  MAR 04, 2014
Record Date:  JAN 08, 2014
Meeting Type:  ANNUAL
Ticker:  AMAT
Security ID:  038222105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Aart J. de Geus Management For For
1b Elect Director Gary E. Dickerson Management For For
1c Elect Director Stephen R. Forrest Management For For
1d Elect Director Thomas J. Iannotti Management For For
1e Elect Director Susan M. James Management For For
1f Elect Director Alexander A. Karsner Management For For
1g Elect Director Gerhard H. Parker Management For For
1h Elect Director Dennis D. Powell Management For For
1i Elect Director Willem P. Roelandts Management For For
1j Elect Director James E. Rogers Management For For
1k Elect Director Michael R. Splinter Management For For
1l Elect Director Robert H. Swan Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Amend Bylaws -- Call Special Meetings Shareholder Against For
 
APPLIED MATERIALS, INC.
Meeting Date:  JUN 23, 2014
Record Date:  MAY 09, 2014
Meeting Type:  SPECIAL
Ticker:  AMAT
Security ID:  038222105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Advisory Vote on Golden Parachutes Management For For
3 Adjourn Meeting Management For For
 
AQUA AMERICA, INC.
Meeting Date:  MAY 07, 2014
Record Date:  MAR 10, 2014
Meeting Type:  ANNUAL
Ticker:  WTR
Security ID:  03836W103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Nicholas DeBenedictis Management For For
1.2 Elect Director Michael L. Browne Management For For
1.3 Elect Director Richard H. Glanton Management For For
1.4 Elect Director Lon R. Greenberg Management For For
1.5 Elect Director William P. Hankowsky Management For For
1.6 Elect Director Wendell F. Holland Management For For
1.7 Elect Director Ellen T. Ruff Management For For
1.8 Elect Director Andrew J. Sordoni, III Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
5 Adopt Policy on Human Right to Water Shareholder Against Abstain
6 Require Independent Board Chairman Shareholder Against For
 
B/E AEROSPACE, INC.
Meeting Date:  JUL 24, 2013
Record Date:  MAY 28, 2013
Meeting Type:  ANNUAL
Ticker:  BEAV
Security ID:  073302101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Michael F. Senft Management For For
1.2 Elect Director John T. Whates Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Amend Qualified Employee Stock Purchase Plan Management For For
 
BIOMARIN PHARMACEUTICAL INC.
Meeting Date:  JUN 04, 2014
Record Date:  APR 07, 2014
Meeting Type:  ANNUAL
Ticker:  BMRN
Security ID:  09061G101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jean-Jacques Bienaime Management For For
1.2 Elect Director Michael Grey Management For For
1.3 Elect Director Elaine J. Heron Management For For
1.4 Elect Director Pierre Lapalme Management For For
1.5 Elect Director V. Bryan Lawlis Management For For
1.6 Elect Director Richard A. Meier Management For For
1.7 Elect Director Alan J. Lewis Management For For
1.8 Elect Director William D. Young Management For For
1.9 Elect Director Kenneth M. Bate Management For For
1.10 Elect Director Dennis J. Slamon Management For For
2 Amend Qualified Employee Stock Purchase Plan Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Auditors Management For For
 
CAPITALSOURCE INC.
Meeting Date:  JAN 13, 2014
Record Date:  DEC 04, 2013
Meeting Type:  SPECIAL
Ticker:  CSE
Security ID:  14055X102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Advisory Vote on Golden Parachutes Management For For
3 Adjourn Meeting Management For For
 
CAREFUSION CORPORATION
Meeting Date:  NOV 06, 2013
Record Date:  SEP 09, 2013
Meeting Type:  ANNUAL
Ticker:  CFN
Security ID:  14170T101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Kieran T. Gallahue Management For For
1b Elect Director J. Michael Losh Management For Against
1c Elect Director Edward D. Miller Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Declassify the Board of Directors Management For For
5 Declassify the Board of Directors Management For For
6 Adopt Majority Voting for Uncontested Election of Directors Management For For
7 Reduce Supermajority Vote Requirement Management For For
8 Reduce Supermajority Vote Requirement Management For For
 
CAVIUM, INC.
Meeting Date:  JUN 19, 2014
Record Date:  APR 22, 2014
Meeting Type:  ANNUAL
Ticker:  CAVM
Security ID:  14964U108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Director C.N. Reddy Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
CELLDEX THERAPEUTICS, INC.
Meeting Date:  MAY 28, 2014
Record Date:  APR 02, 2014
Meeting Type:  ANNUAL
Ticker:  CLDX
Security ID:  15117B103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Larry Ellberger Management For For
1.2 Elect Director Anthony S. Marucci Management For For
1.3 Elect Director Herbert J. Conrad Management For For
1.4 Elect Director George O. Elston Management For For
1.5 Elect Director Harry H. Penner, Jr. Management For For
1.6 Elect Director Timothy M. Shannon Management For For
1.7 Elect Director Karen L. Shoos Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
CIT GROUP INC.
Meeting Date:  MAY 13, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  CIT
Security ID:  125581801
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director John A. Thain Management For For
1b Elect Director Ellen R. Alemany Management For For
1c Elect Director Michael J. Embler Management For For
1d Elect Director William M. Freeman Management For For
1e Elect Director David M. Moffett Management For For
1f Elect Director R. Brad Oates Management For For
1g Elect Director Marianne Miller Parrs Management For For
1h Elect Director Gerald Rosenfeld Management For For
1i Elect Director John R. Ryan Management For For
1j Elect Director Sheila A. Stamps Management For For
1k Elect Director Seymour Sternberg Management For For
1l Elect Director Peter J. Tobin Management For For
1m Elect Director Laura S. Unger Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
 
CME GROUP INC.
Meeting Date:  MAY 21, 2014
Record Date:  MAR 26, 2014
Meeting Type:  ANNUAL
Ticker:  CME
Security ID:  12572Q105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Terrence A. Duffy Management For For
1b Elect Director Phupinder S. Gill Management For For
1c Elect Director Timothy S. Bitsberger Management For For
1d Elect Director Charles P. Carey Management For For
1e Elect Director Dennis H. Chookaszian Management For For
1f Elect Director Martin J. Gepsman Management For For
1g Elect Director Larry G. Gerdes Management For For
1h Elect Director Daniel R. Glickman Management For For
1i Elect Director J. Dennis Hastert Management For For
1j Elect Director Leo Melamed Management For For
1k Elect Director William P. Miller, II Management For For
1l Elect Director James E. Oliff Management For For
1m Elect Director Edemir Pinto Management For For
1n Elect Director Alex J. Pollock Management For For
1o Elect Director John F. Sandner Management For For
1p Elect Director Terry L. Savage Management For For
1q Elect Director William R. Shepard Management For For
1r Elect Director Dennis A. Suskind Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Non-Employee Director Omnibus Stock Plan Management For For
5 Amend Executive Incentive Bonus Plan Management For For
6 Amend Certificate of Incorporation Reducing the Number of Class B Directors from Six to Three Management For For
 
COMERICA INCORPORATED
Meeting Date:  APR 22, 2014
Record Date:  FEB 21, 2014
Meeting Type:  ANNUAL
Ticker:  CMA
Security ID:  200340107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Ralph W. Babb, Jr. Management For For
1.2 Elect Director Roger A. Cregg Management For For
1.3 Elect Director T. Kevin DeNicola Management For For
1.4 Elect Director Jacqueline P. Kane Management For For
1.5 Elect Director Richard G. Lindner Management For For
1.6 Elect Director Alfred A. Piergallini Management For For
1.7 Elect Director Robert S. Taubman Management For For
1.8 Elect Director Reginald M. Turner, Jr. Management For For
1.9 Elect Director Nina G. Vaca Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
COMMERCE BANCSHARES, INC.
Meeting Date:  APR 16, 2014
Record Date:  FEB 18, 2014
Meeting Type:  ANNUAL
Ticker:  CBSH
Security ID:  200525103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director John R. Capps Management For For
1.2 Elect Director W. Thomas Grant, II Management For For
1.3 Elect Director James B. Hebenstreit Management For For
1.4 Elect Director David W. Kemper Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Increase Authorized Common Stock Management For For
 
CYTEC INDUSTRIES INC.
Meeting Date:  APR 22, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  CYT
Security ID:  232820100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Anthony G. Fernandes Management For For
1b Elect Director Shane D. Fleming Management For For
1c Elect Director Raymond P. Sharpe Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
DANA HOLDING CORPORATION
Meeting Date:  MAY 02, 2014
Record Date:  MAR 03, 2014
Meeting Type:  ANNUAL
Ticker:  DAN
Security ID:  235825205
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Virginia A. Kamsky Management For For
1.2 Elect Director Terrence J. Keating Management For For
1.3 Elect Director R. Bruce McDonald Management For For
1.4 Elect Director Joseph C. Muscari Management For For
1.5 Elect Director Mark A. Schulz Management For For
1.6 Elect Director Keith E. Wandell Management For For
1.7 Elect Director Roger J. Wood Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
DELPHI AUTOMOTIVE PLC
Meeting Date:  APR 03, 2014
Record Date:  FEB 03, 2014
Meeting Type:  ANNUAL
Ticker:  DLPH
Security ID:  G27823106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Gary L. Cowger as a Director Management For For
1.2 Elect Nicholas M. Donofrio as a Director Management For For
1.3 Elect Mark P. Frissora as a Director Management For For
1.4 Elect Rajiv L. Gupta as a Director Management For For
1.5 Elect John A. Krol as a Director Management For For
1.6 Elect J. Randall MacDonald as a Director Management For For
1.7 Elect Sean O. Mahoney as a Director Management For For
1.8 Elect Rodney O'Neal as a Director Management For For
1.9 Elect Thomas W. Sidlik as a Director Management For For
1.10 Elect Bernd Wiedemann as a Director Management For For
1.11 Elect Lawrence A. Zimmerman as a Director Management For For
2 Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
DEXCOM, INC.
Meeting Date:  MAY 29, 2014
Record Date:  APR 04, 2014
Meeting Type:  ANNUAL
Ticker:  DXCM
Security ID:  252131107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jonathan T. Lord Management For For
1b Elect Director Eric Topol Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
DIGITAL REALTY TRUST, INC.
Meeting Date:  APR 28, 2014
Record Date:  MAR 04, 2014
Meeting Type:  ANNUAL
Ticker:  DLR
Security ID:  253868103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Dennis E. Singleton Management For For
1B Elect Director Laurence A. Chapman Management For For
1C Elect Director Kathleen Earley Management For For
1D Elect Director Ruann F. Ernst Management For For
1E Elect Director Kevin J. Kennedy Management For For
1F Elect Director William G. LaPerch Management For For
1G Elect Director Robert H. Zerbst Management For For
2 Ratify Auditors Management For For
3 Approve Omnibus Stock Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
DISCOVER FINANCIAL SERVICES
Meeting Date:  MAY 07, 2014
Record Date:  MAR 11, 2014
Meeting Type:  ANNUAL
Ticker:  DFS
Security ID:  254709108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jeffrey S. Aronin Management For For
1.2 Elect Director Mary K. Bush Management For For
1.3 Elect Director Gregory C. Case Management For For
1.4 Elect Director Candace H. Duncan Management For For
1.5 Elect Director Cynthia A. Glassman Management For For
1.6 Elect Director Richard H. Lenny Management For For
1.7 Elect Director Thomas G. Maheras Management For For
1.8 Elect Director Michael H. Moskow Management For For
1.9 Elect Director David W. Nelms Management For For
1.10 Elect Director Mark A. Thierer Management For For
1.11 Elect Director Lawrence A. Weinbach Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Omnibus Stock Plan Management For For
4 Ratify Auditors Management For For
 
DUNKIN' BRANDS GROUP, INC.
Meeting Date:  MAY 06, 2014
Record Date:  MAR 12, 2014
Meeting Type:  ANNUAL
Ticker:  DNKN
Security ID:  265504100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Michael Hines Management For For
1.2 Elect Director Joseph Uva Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Approve Executive Incentive Bonus Plan Management For For
5 Report on Nanomaterial Product Safety Shareholder Against For
 
EASTMAN CHEMICAL COMPANY
Meeting Date:  MAY 01, 2014
Record Date:  MAR 07, 2014
Meeting Type:  ANNUAL
Ticker:  EMN
Security ID:  277432100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Humberto P. Alfonso Management For For
1.2 Elect Director Gary E. Anderson Management For For
1.3 Elect Director Brett D. Begemann Management For For
1.4 Elect Director Michael P. Connors Management For For
1.5 Elect Director Mark J. Costa Management For For
1.6 Elect Director Stephen R. Demeritt Management For For
1.7 Elect Director Robert M. Hernandez Management For For
1.8 Elect Director Julie F. Holder Management For For
1.9 Elect Director Renee J. Hornbaker Management For For
1.10 Elect Director Lewis M. Kling Management For For
1.11 Elect Director David W. Raisbeck Management For For
1.12 Elect Director James P. Rogers Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
ENDO HEALTH SOLUTIONS INC.
Meeting Date:  FEB 26, 2014
Record Date:  JAN 22, 2014
Meeting Type:  SPECIAL
Ticker:  ENDP
Security ID:  29264F205
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Advisory Vote on Golden Parachutes Management For For
3 Adopt Dividend Reinvestment Plan Management For For
4 Adjourn Meeting Management For For
 
ENDO INTERNATIONAL PLC
Meeting Date:  JUN 10, 2014
Record Date:  APR 15, 2014
Meeting Type:  ANNUAL
Ticker:  ENDP
Security ID:  G30401106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Roger H. Kimmel Management For For
1b Elect Director Rajiv De Silva Management For For
1c Elect Director John J. Delucca Management For For
1d Elect Director Arthur J. Higgins Management For For
1e Elect Director Nancy J. Hutson Management For For
1f Elect Director Michael Hyatt Management For For
1g Elect Director William P. Montague Management For For
1h Elect Director Jill D. Smith Management For For
1i Elect Director William F. Spengler Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Qualified Employee Stock Purchase Plan Management For For
 
ENERGY XXI (BERMUDA) LIMITED
Meeting Date:  MAY 30, 2014
Record Date:  APR 21, 2014
Meeting Type:  SPECIAL
Ticker:  EXXI
Security ID:  G10082140
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Issue Shares in Connection with Acquisition Management For For
2 Elect Director Scott A. Griffiths Management For For
 
ENVISION HEALTHCARE HOLDINGS, INC.
Meeting Date:  MAY 29, 2014
Record Date:  APR 03, 2014
Meeting Type:  ANNUAL
Ticker:  EVHC
Security ID:  29413U103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Mark V. Mactas Management For For
1.2 Elect Director Randel G. Owen Management For Withhold
1.3 Elect Director Richard J. Schnall Management For Withhold
2 Approve Executive Incentive Bonus Plan Management For Against
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management Three Years One Year
5 Ratify Auditors Management For For
 
EXELON CORPORATION
Meeting Date:  MAY 06, 2014
Record Date:  MAR 14, 2014
Meeting Type:  ANNUAL
Ticker:  EXC
Security ID:  30161N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Anthony K. Anderson Management For For
1b Elect Director Ann C. Berzin Management For For
1c Elect Director John A. Canning, Jr. Management For For
1d Elect Director Christopher M. Crane Management For For
1e Elect Director Yves C. de Balmann Management For For
1f Elect Director Nicholas DeBenedictis Management For For
1g Elect Director Nelson A. Diaz Management For For
1h Elect Director Sue L. Gin Management For For
1i Elect Director Paul L. Joskow Management For For
1j Elect Director Robert J. Lawless Management For For
1k Elect Director Richard W. Mies Management For For
1l Elect Director William C. Richardson Management For For
1m Elect Director John W. Rogers, Jr. Management For For
1n Elect Director Mayo A. Shattuck, III Management For For
1o Elect Director Stephen D. Steinour Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Approve Executive Incentive Bonus Plan Management For For
5 Limit Executive Compensation Shareholder Against Against
 
FIDELITY NATIONAL FINANCIAL, INC.
Meeting Date:  JUN 18, 2014
Record Date:  MAY 07, 2014
Meeting Type:  ANNUAL
Ticker:  FNF
Security ID:  31620R105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Amend Certificate of Incorporation to Approve the Tracking Stock Proposal Management For Against
2 Approve the Reclassification Proposal Management For Against
3 Approve the Optional Conversion Proposal Management For Against
4 Approve the Group Disposition Proposal Management For Against
5 Adjourn Meeting Management For Against
6.1 Elect Director William P. Foley, II Management For For
6.2 Elect Director Douglas K. Ammerman Management For For
6.3 Elect Director Thomas M. Hagerty Management For For
6.4 Elect Director Peter O. Shea, Jr. Management For For
7 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
8 Amend Nonqualified Employee Stock Purchase Plan Management For For
9 Ratify Auditors Management For For
 
FLOWERS FOODS, INC.
Meeting Date:  MAY 21, 2014
Record Date:  MAR 19, 2014
Meeting Type:  ANNUAL
Ticker:  FLO
Security ID:  343498101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Benjamin H. Griswold, IV Management For For
1.2 Elect Director Margaret G. Lewis Management For For
1.3 Elect Director Allen L. Shiver Management For For
1.4 Elect Director C. Martin Wood, III Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Adopt Majority Voting for Uncontested Election of Directors Management For For
4 Approve Omnibus Stock Plan Management For For
5 Ratify Auditors Management For For
 
FORTINET, INC.
Meeting Date:  JUN 20, 2014
Record Date:  APR 22, 2014
Meeting Type:  ANNUAL
Ticker:  FTNT
Security ID:  34959E109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Michael Xie Management For For
1.2 Elect Director William H. Neukom Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
FOSSIL GROUP, INC.
Meeting Date:  MAY 21, 2014
Record Date:  MAR 27, 2014
Meeting Type:  ANNUAL
Ticker:  FOSL
Security ID:  34988V106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Elaine B. Agather Management For For
1.2 Elect Director Jeffrey N. Boyer Management For For
1.3 Elect Director William B. Chiasson Management For For
1.4 Elect Director Kosta N. Kartsotis Management For For
1.5 Elect Director Diane L. Neal Management For For
1.6 Elect Director Thomas M. Nealon Management For For
1.7 Elect Director Mark D. Quick Management For For
1.8 Elect Director Elysia Holt Ragusa Management For For
1.9 Elect Director Jal S. Shroff Management For For
1.10 Elect Director James E. Skinner Management For For
1.11 Elect Director James M. Zimmerman Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
GENESEE & WYOMING INC.
Meeting Date:  MAY 21, 2014
Record Date:  APR 01, 2014
Meeting Type:  ANNUAL
Ticker:  GWR
Security ID:  371559105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Mortimer B. Fuller, III Management For For
1.2 Elect Director John C. Hellmann Management For For
1.3 Elect Director Robert M. Melzer Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
HEALTHSOUTH CORPORATION
Meeting Date:  MAY 01, 2014
Record Date:  MAR 04, 2014
Meeting Type:  ANNUAL
Ticker:  HLS
Security ID:  421924309
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director John W. Chidsey Management For For
1.2 Elect Director Donald L. Correll Management For For
1.3 Elect Director Yvonne M. Curl Management For For
1.4 Elect Director Charles M. Elson Management For For
1.5 Elect Director Jay Grinney Management For For
1.6 Elect Director Joan E. Herman Management For For
1.7 Elect Director Leo I. Higdon, Jr. Management For For
1.8 Elect Director Leslye G. Katz Management For For
1.9 Elect Director John E. Maupin, Jr. Management For For
1.10 Elect Director L. Edward Shaw, Jr. Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
HOLLYFRONTIER CORPORATION
Meeting Date:  MAY 14, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  HFC
Security ID:  436106108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Douglas Y. Bech Management For For
1b Elect Director Leldon E. Echols Management For For
1c Elect Director R. Kevin Hardage Management For For
1d Elect Director Michael C. Jennings Management For For
1e Elect Director Robert J. Kostelnik Management For For
1f Elect Director James H. Lee Management For For
1g Elect Director Franklin Myers Management For For
1h Elect Director Michael E. Rose Management For For
1i Elect Director Tommy A. Valenta Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Adopt Quantitative GHG Goals for Products and Operations Shareholder Against For
 
HUNTINGTON BANCSHARES INCORPORATED
Meeting Date:  APR 17, 2014
Record Date:  FEB 12, 2014
Meeting Type:  ANNUAL
Ticker:  HBAN
Security ID:  446150104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Don M. Casto, III Management For For
1.2 Elect Director Ann ('Tanny') B. Crane Management For For
1.3 Elect Director Steven G. Elliott Management For For
1.4 Elect Director Michael J. Endres Management For For
1.5 Elect Director John B. Gerlach, Jr. Management For For
1.6 Elect Director Peter J. Kight Management For For
1.7 Elect Director Jonathan A. Levy Management For For
1.8 Elect Director Richard W. Neu Management For For
1.9 Elect Director David L. Porteous Management For For
1.10 Elect Director Kathleen H. Ransier Management For For
1.11 Elect Director Stephen D. Steinour Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
ILLUMINA, INC.
Meeting Date:  MAY 28, 2014
Record Date:  APR 01, 2014
Meeting Type:  ANNUAL
Ticker:  ILMN
Security ID:  452327109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Daniel M. Bradbury Management For For
1.2 Elect Director Robert S. Epstein Management For For
1.3 Elect Director Roy A. Whitfield Management For For
1.4 Elect Director Francis A. deSouza Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes Management For Against
 
IMAX CORPORATION
Meeting Date:  JUN 02, 2014
Record Date:  APR 04, 2014
Meeting Type:  ANNUAL/SPECIAL
Ticker:  IMAX
Security ID:  45245E109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Neil S. Braun Management For For
1.2 Elect Director Eric A. Demirian Management For Withhold
1.3 Elect Director Richard L. Gelfond Management For For
1.4 Elect Director Garth M. Girvan Management For Withhold
1.5 Elect Director David W. Leebron Management For For
1.6 Elect Director Michael Lynne Management For For
1.7 Elect Director Michael MacMillan Management For For
1.8 Elect Director I. Martin Pompadur Management For Withhold
1.9 Elect Director Marc A. Utay Management For Withhold
1.10 Elect Director Bradley J. Wechsler Management For For
2 Ratify Auditors Management For For
3 Require Advance Notice for Shareholder Proposals/Nominations Management For For
 
INCYTE CORPORATION
Meeting Date:  MAY 28, 2014
Record Date:  APR 10, 2014
Meeting Type:  ANNUAL
Ticker:  INCY
Security ID:  45337C102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Richard U. De Schutter Management For For
1.2 Elect Director Barry M. Ariko Management For For
1.3 Elect Director Julian C. Baker Management For For
1.4 Elect Director Paul A. Brooke Management For For
1.5 Elect Director Wendy L. Dixon Management For For
1.6 Elect Director Paul A. Friedman Management For For
1.7 Elect Director Herve Hoppenot Management For For
2 Amend Omnibus Stock Plan Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Auditors Management For For
 
INGREDION INCORPORATED
Meeting Date:  MAY 21, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  INGR
Security ID:  457187102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Luis Aranguren-Trellez Management For For
1b Elect Director David B. Fischer Management For For
1c Elect Director Ilene S. Gordon Management For For
1d Elect Director Paul Hanrahan Management For For
1e Elect Director Wayne M. Hewett Management For For
1f Elect Director Rhonda L. Jordan Management For For
1g Elect Director Gregory B. Kenny Management For For
1h Elect Director Barbara A. Klein Management For For
1i Elect Director Victoria J. Reich Management For For
1j Elect Director Dwayne A. Wilson Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Omnibus Stock Plan Management For For
4 Ratify Auditors Management For For
 
JOY GLOBAL INC.
Meeting Date:  MAR 04, 2014
Record Date:  JAN 03, 2014
Meeting Type:  ANNUAL
Ticker:  JOY
Security ID:  481165108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Edward L. Doheny, II Management For For
1.2 Elect Director Steven L. Gerard Management For For
1.3 Elect Director John T. Gremp Management For For
1.4 Elect Director John Nils Hanson Management For For
1.5 Elect Director Gale E. Klappa Management For For
1.6 Elect Director Richard B. Loynd Management For For
1.7 Elect Director P. Eric Siegert Management For For
1.8 Elect Director James H. Tate Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
KBR, INC.
Meeting Date:  MAY 15, 2014
Record Date:  MAR 21, 2014
Meeting Type:  ANNUAL
Ticker:  KBR
Security ID:  48242W106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director W. Frank Blount Management For For
1.2 Elect Director Loren K. Carroll Management For For
1.3 Elect Director Linda Z. Cook Management For For
1.4 Elect Director Jeffrey E. Curtiss Management For For
1.5 Elect Director Lester L. Lyles Management For For
1.6 Elect Director Jack B. Moore Management For For
1.7 Elect Director Richard J. Slater Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
LINCOLN NATIONAL CORPORATION
Meeting Date:  MAY 22, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  LNC
Security ID:  534187109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Dennis R. Glass Management For For
1.2 Elect Director Gary C. Kelly Management For For
1.3 Elect Director Michael F. Mee Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
 
MID-AMERICA APARTMENT COMMUNITIES, INC.
Meeting Date:  SEP 27, 2013
Record Date:  AUG 22, 2013
Meeting Type:  SPECIAL
Ticker:  MAA
Security ID:  59522J103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Approve Omnibus Stock Plan Management For For
3 Adjourn Meeting Management For For
 
MID-AMERICA APARTMENT COMMUNITIES, INC.
Meeting Date:  MAY 22, 2014
Record Date:  MAR 14, 2014
Meeting Type:  ANNUAL
Ticker:  MAA
Security ID:  59522J103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director H. Eric Bolton, Jr. Management For For
1b Elect Director Alan B. Graf, Jr. Management For For
1c Elect Director Ralph Horn Management For For
1d Elect Director James K. Lowder Management For For
1e Elect Director Thomas H. Lowder Management For For
1f Elect Director Claude B. Nielsen Management For For
1g Elect Director Philip W. Norwood Management For For
1h Elect Director Harold W. Ripps Management For For
1i Elect Director W. Reid Sanders Management For For
1j Elect Director William B. Sansom Management For For
1k Elect Director Gary Shorb Management For For
1l Elect Director John W. Spiegel Management For For
2 Amend Omnibus Stock Plan Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Auditors Management For For
 
NATIONAL OILWELL VARCO, INC.
Meeting Date:  MAY 14, 2014
Record Date:  APR 01, 2014
Meeting Type:  ANNUAL
Ticker:  NOV
Security ID:  637071101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Merrill A. Miller, Jr. Management For For
1B Elect Director Clay C. Williams Management For For
1C Elect Director Greg L. Armstrong Management For For
1D Elect Director Robert E. Beauchamp Management For For
1E Elect Director Marcela E. Donadio Management For For
1F Elect Director Ben A. Guill Management For For
1G Elect Director David D. Harrison Management For For
1H Elect Director Roger L. Jarvis Management For For
1I Elect Director Eric L. Mattson Management For For
1K Elect Director Jeffery A. Smisek Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
NOBLE ENERGY, INC.
Meeting Date:  APR 22, 2014
Record Date:  MAR 05, 2014
Meeting Type:  ANNUAL
Ticker:  NBL
Security ID:  655044105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jeffrey L. Berenson Management For For
1.2 Elect Director Michael A. Cawley Management For For
1.3 Elect Director Edward F. Cox Management For For
1.4 Elect Director Charles D. Davidson Management For For
1.5 Elect Director Thomas J. Edelman Management For For
1.6 Elect Director Eric P. Grubman Management For For
1.7 Elect Director Kirby L. Hedrick Management For For
1.8 Elect Director Scott D. Urban Management For For
1.9 Elect Director William T. Van Kleef Management For For
1.10 Elect Director Molly K. Williamson Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
NORWEGIAN CRUISE LINE HOLDINGS LTD.
Meeting Date:  APR 24, 2014
Record Date:  FEB 24, 2014
Meeting Type:  ANNUAL
Ticker:  NCLH
Security ID:  G66721104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Tan Sri Lim Kok Thay Management For Against
1b Elect Director David M. Abrams Management For Against
1c Elect Director John Chidsey Management For For
2 Advisory Vote to Ratify Named Executive Officer's Compensation Management For Against
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Approve Qualified Employee Stock Purchase Plan Management For For
5 Ratify Auditors Management For For
 
O'REILLY AUTOMOTIVE, INC.
Meeting Date:  MAY 06, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  ORLY
Security ID:  67103H107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director David O'Reilly Management For For
1b Elect Director Larry O'Reilly Management For For
1c Elect Director Rosalie O'Reilly Wooten Management For For
1d Elect Director Jay D. Burchfield Management For For
1e Elect Director Thomas T. Hendrickson Management For For
1f Elect Director Paul R. Lederer Management For For
2 Amend Articles of Incorporation of the Company's Subsidiary O'Reilly Automotive Stores, Inc. Management For Against
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Auditors Management For For
5 Stock Retention/Holding Period Shareholder Against For
 
OLD DOMINION FREIGHT LINE, INC.
Meeting Date:  MAY 22, 2014
Record Date:  MAR 19, 2014
Meeting Type:  ANNUAL
Ticker:  ODFL
Security ID:  679580100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Earl E. Congdon Management For For
1.2 Elect Director David S. Congdon Management For For
1.3 Elect Director J. Paul Breitbach Management For For
1.4 Elect Director John R. Congdon, Jr. Management For For
1.5 Elect Director Robert G. Culp, III Management For For
1.6 Elect Director John D. Kasarda Management For For
1.7 Elect Director Leo H. Suggs Management For For
1.8 Elect Director D. Michael Wray Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
OMNICARE, INC.
Meeting Date:  MAY 22, 2014
Record Date:  MAR 28, 2014
Meeting Type:  ANNUAL
Ticker:  OCR
Security ID:  681904108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director John L. Bernbach Management For For
1b Elect Director James G. Carlson Management For For
1c Elect Director Mark A. Emmert Management For For
1d Elect Director Steven J. Heyer Management For For
1e Elect Director Samuel R. Leno Management For For
1f Elect Director Barry P. Schochet Management For For
1g Elect Director James D. Shelton Management For For
1h Elect Director Amy Wallman Management For For
1i Elect Director John L. Workman Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Approve Omnibus Stock Plan Management For For
5 Amend Executive Incentive Bonus Plan Management For For
 
PAA NATURAL GAS STORAGE, L.P.
Meeting Date:  DEC 31, 2013
Record Date:  NOV 25, 2013
Meeting Type:  SPECIAL
Ticker:  PNG
Security ID:  693139107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Adjourn Meeting Management For For
 
PACKAGING CORPORATION OF AMERICA
Meeting Date:  MAY 13, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  PKG
Security ID:  695156109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Cheryl K. Beebe Management For For
1.2 Elect Director Hasan Jameel Management For For
1.3 Elect Director Mark W. Kowlzan Management For For
1.4 Elect Director Robert C. Lyons Management For For
1.5 Elect Director Thomas P. Maurer Management For For
1.6 Elect Director Samuel M. Mencoff Management For For
1.7 Elect Director Roger B. Porter Management For For
1.8 Elect Director Thomas S. Souleles Management For For
1.9 Elect Director Paul T. Stecko Management For For
1.10 Elect Director James D. Woodrum Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
PIER 1 IMPORTS, INC.
Meeting Date:  JUL 02, 2013
Record Date:  MAY 03, 2013
Meeting Type:  ANNUAL
Ticker:  PIR
Security ID:  720279108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Claire H. Babrowski Management For For
1.2 Elect Director Cheryl A. Bachelder Management For For
1.3 Elect Director John H. Burgoyne Management For For
1.4 Elect Director Hamish A. Dodds Management For For
1.5 Elect Director Brendan L. Hoffman Management For For
1.6 Elect Director Terry E. London Management For For
1.7 Elect Director Alexander W. Smith Management For For
1.8 Elect Director Cece Smith Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify Auditors Management For For
 
PIER 1 IMPORTS, INC.
Meeting Date:  JUN 20, 2014
Record Date:  APR 23, 2014
Meeting Type:  ANNUAL
Ticker:  PIR
Security ID:  720279108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Claire H. Babrowski Management For For
1.2 Elect Director Cheryl A. Bachelder Management For For
1.3 Elect Director Hamish A. Dodds Management For For
1.4 Elect Director Brendan L. Hoffman Management For For
1.5 Elect Director Terry E. London Management For For
1.6 Elect Director Cynthia P. McCague Management For For
1.7 Elect Director Michael A. Peel Management For For
1.8 Elect Director Ann M. Sardini Management For For
1.9 Elect Director Alexander W. Smith Management For For
2 Amend Nonqualified Employee Stock Purchase Plan Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Auditors Management For For
 
PVH CORP.
Meeting Date:  JUN 19, 2014
Record Date:  APR 22, 2014
Meeting Type:  ANNUAL
Ticker:  PVH
Security ID:  693656100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Mary Baglivo Management For For
1.2 Elect Director Brent Callinicos Management For For
1.3 Elect Director Emanuel Chirico Management For For
1.4 Elect Director Juan R. Figuereo Management For For
1.5 Elect Director Joseph B. Fuller Management For For
1.6 Elect Director Fred Gehring Management For For
1.7 Elect Director Bruce Maggin Management For For
1.8 Elect Director V. James Marino Management For For
1.9 Elect Director Henry Nasella Management For For
1.10 Elect Director Rita M. Rodriguez Management For For
1.11 Elect Director Edward R. Rosenfeld Management For For
1.12 Elect Director Craig Rydin Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
REDWOOD TRUST, INC.
Meeting Date:  MAY 20, 2014
Record Date:  MAR 26, 2014
Meeting Type:  ANNUAL
Ticker:  RWT
Security ID:  758075402
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Richard D. Baum Management For For
1.2 Elect Director Mariann Byerwalter Management For For
1.3 Elect Director Douglas B. Hansen Management For For
1.4 Elect Director Martin S. Hughes Management For For
1.5 Elect Director Greg H. Kubicek Management For For
1.6 Elect Director Jeffrey T. Pero Management For For
1.7 Elect Director Charles J. Toeniskoetter Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
 
ROBERT HALF INTERNATIONAL INC.
Meeting Date:  MAY 22, 2014
Record Date:  APR 02, 2014
Meeting Type:  ANNUAL
Ticker:  RHI
Security ID:  770323103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Andrew S. Berwick, Jr. Management For For
1.2 Elect Director Harold M. Messmer, Jr. Management For For
1.3 Elect Director Barbara J. Novogradac Management For For
1.4 Elect Director Robert J. Pace Management For For
1.5 Elect Director Frederick A. Richman Management For For
1.6 Elect Director M. Keith Waddell Management For For
2 Ratify Auditors Management For For
3 Amend Omnibus Stock Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
ROCK-TENN COMPANY
Meeting Date:  JAN 31, 2014
Record Date:  DEC 02, 2013
Meeting Type:  ANNUAL
Ticker:  RKT
Security ID:  772739207
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jenny A. Hourihan Management For For
1.2 Elect Director Steven C. Voorhees Management For For
1.3 Elect Director J. Powell Brown Management For Withhold
1.4 Elect Director Robert M. Chapman Management For For
1.5 Elect Director Terrell K. Crews Management For For
1.6 Elect Director Russell M. Currey Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Declassify the Board of Directors Management For For
 
ROSS STORES, INC.
Meeting Date:  MAY 21, 2014
Record Date:  MAR 25, 2014
Meeting Type:  ANNUAL
Ticker:  ROST
Security ID:  778296103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Michael Balmuth Management For For
1b Elect Director K. Gunnar Bjorklund Management For For
1c Elect Director Michael J. Bush Management For For
1d Elect Director Norman A. Ferber Management For For
1e Elect Director Sharon D. Garrett Management For For
1f Elect Director George P. Orban Management For For
1g Elect Director Lawrence S. Peiros Management For For
1h Elect Director Gregory L. Quesnel Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
SALIX PHARMACEUTICALS, LTD.
Meeting Date:  JUN 13, 2014
Record Date:  APR 17, 2014
Meeting Type:  ANNUAL
Ticker:  SLXP
Security ID:  795435106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director John F. Chappell Management For For
1.2 Elect Director Thomas W. D'Alonzo Management For For
1.3 Elect Director William P. Keane Management For For
1.4 Elect Director Carolyn J. Logan Management For For
1.5 Elect Director Mark A. Sirgo Management For For
2 Increase Authorized Common Stock Management For For
3 Approve Omnibus Stock Plan Management For For
4 Ratify Auditors Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
SIGNET JEWELERS LIMITED
Meeting Date:  JUN 13, 2014
Record Date:  APR 11, 2014
Meeting Type:  ANNUAL
Ticker:  SIG
Security ID:  G81276100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect H. Todd Stitzer as Director Management For For
1b Elect Virginia Drosos as Director Management For For
1c Elect Dale W. Hilpert as Director Management For For
1d Elect Marianne Miller Parrs as Director Management For For
1e Elect Thomas G. Plaskett as Director Management For For
1f Elect Russell Walls as Director Management For For
1g Elect Helen McCluskey as Director Management For For
1h Elect Robert Stack as Director Management For For
1i Elect Eugenia Ulasewicz as Director Management For For
1j Elect Michael W. Barnes as Director Management For For
2 Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
5 Amend Bylaws Management For For
 
SKYWORKS SOLUTIONS, INC.
Meeting Date:  MAY 06, 2014
Record Date:  MAR 19, 2014
Meeting Type:  ANNUAL
Ticker:  SWKS
Security ID:  83088M102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director David J. McLachlan Management For For
1.2 Elect Director David J. Aldrich Management For For
1.3 Elect Director Kevin L. Beebe Management For For
1.4 Elect Director Timothy R. Furey Management For For
1.5 Elect Director Balakrishnan S. Iyer Management For For
1.6 Elect Director Christine King Management For For
1.7 Elect Director David P. McGlade Management For For
1.8 Elect Director Robert A. Schriesheim Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
STARWOOD PROPERTY TRUST, INC.
Meeting Date:  APR 30, 2014
Record Date:  MAR 10, 2014
Meeting Type:  ANNUAL
Ticker:  STWD
Security ID:  85571B105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Richard D. Bronson Management For For
1.2 Elect Director Jeffrey F. DiModica Management For For
1.3 Elect Director Jeffrey G. Dishner Management For For
1.4 Elect Director Camille J. Douglas Management For For
1.5 Elect Director Boyd W. Fellows Management For For
1.6 Elect Director Barry S. Sternlicht Management For For
1.7 Elect Director Strauss Zelnick Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Require Independent Board Chairman Shareholder Against Against
 
SYNOPSYS, INC.
Meeting Date:  APR 02, 2014
Record Date:  FEB 04, 2014
Meeting Type:  ANNUAL
Ticker:  SNPS
Security ID:  871607107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Aart J. de Geus Management For For
1.2 Elect Director Chi-Foon Chan Management For For
1.3 Elect Director Alfred Castino Management For For
1.4 Elect Director Bruce R. Chizen Management For For
1.5 Elect Director Deborah A. Coleman Management For For
1.6 Elect Director Chrysostomos L. 'Max' Nikias Management For For
1.7 Elect Director John G. Schwarz Management For For
1.8 Elect Director Roy Vallee Management For For
1.9 Elect Director Steven C. Walske Management For For
2 Amend Omnibus Stock Plan Management For For
3 Amend Qualified Employee Stock Purchase Plan Management For For
4 Amend Non-Employee Director Omnibus Stock Plan Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
6 Ratify Auditors Management For For
 
TIBCO SOFTWARE INC.
Meeting Date:  APR 03, 2014
Record Date:  FEB 07, 2014
Meeting Type:  ANNUAL
Ticker:  TIBX
Security ID:  88632Q103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Vivek Y. Ranadive Management For For
1.2 Elect Director Nanci E. Caldwell Management For For
1.3 Elect Director Eric C.W. Dunn Management For For
1.4 Elect Director Peter J. Job Management For For
1.5 Elect Director David J. West Management For For
1.6 Elect Director Philip K. Wood Management For For
2 Amend Omnibus Stock Plan Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Ratify Auditors Management For For
 
TOLL BROTHERS, INC.
Meeting Date:  MAR 12, 2014
Record Date:  JAN 15, 2014
Meeting Type:  ANNUAL
Ticker:  TOL
Security ID:  889478103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Robert I. Toll Management For For
1.2 Elect Director Bruce E. Toll Management For For
1.3 Elect Director Douglas C. Yearley, Jr. Management For For
1.4 Elect Director Robert S. Blank Management For For
1.5 Elect Director Edward G. Boehne Management For For
1.6 Elect Director Richard J. Braemer Management For For
1.7 Elect Director Christine N. Garvey Management For For
1.8 Elect Director Carl B. Marbach Management For For
1.9 Elect Director Stephen A. Novick Management For For
1.10 Elect Director Paul E. Shapiro Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
 
TOWERS WATSON & CO.
Meeting Date:  NOV 15, 2013
Record Date:  SEP 17, 2013
Meeting Type:  ANNUAL
Ticker:  TW
Security ID:  891894107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Victor F. Ganzi Management For For
1b Elect Director John J. Haley Management For For
1c Elect Director Leslie S. Heisz Management For For
1d Elect Director Brendan R. O'Neill Management For For
1e Elect Director Linda D. Rabbitt Management For For
1f Elect Director Gilbert T. Ray Management For For
1g Elect Director Paul Thomas Management For For
1h Elect Director Wilhelm Zeller Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
TRIUMPH GROUP, INC.
Meeting Date:  JUL 18, 2013
Record Date:  MAY 31, 2013
Meeting Type:  ANNUAL
Ticker:  TGI
Security ID:  896818101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Paul Bourgon Management For For
1.2 Elect Director Elmer L. Doty Management For Against
1.3 Elect Director John G. Drosdick Management For For
1.4 Elect Director Ralph E. Eberhart Management For For
1.5 Elect Director Jeffry D. Frisby Management For For
1.6 Elect Director Richard C. Gozon Management For For
1.7 Elect Director Richard C. Ill Management For For
1.8 Elect Director William L. Mansfield Management For For
1.9 Elect Director Adam J. Palmer Management For For
1.10 Elect Director Joseph M. Silvestri Management For For
1.11 Elect Director George Simpson Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Executive Incentive Bonus Plan Management For For
4 Approve Omnibus Stock Plan Management For For
5 Approve Qualified Employee Stock Purchase Plan Management For For
6 Ratify Auditors Management For For
 
UNITED CONTINENTAL HOLDINGS, INC.
Meeting Date:  JUN 11, 2014
Record Date:  APR 14, 2014
Meeting Type:  ANNUAL
Ticker:  UAL
Security ID:  910047109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Carolyn Corvi Management For For
1.2 Elect Director Jane C. Garvey Management For For
1.3 Elect Director Walter Isaacson Management For For
1.4 Elect Director Henry L. Meyer, III Management For For
1.5 Elect Director Oscar Munoz Management For For
1.6 Elect Director William R. Nuti Management For For
1.7 Elect Director Laurence E. Simmons Management For For
1.8 Elect Director Jeffery A. Smisek Management For For
1.9 Elect Director David J. Vitale Management For For
1.10 Elect Director John H. Walker Management For For
1.11 Elect Director Charles A. Yamarone Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Non-Employee Director Omnibus Stock Plan Management For For
 
UNIVERSAL HEALTH SERVICES, INC.
Meeting Date:  MAY 21, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  UHS
Security ID:  913903100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Director Lawrence S. Gibbs Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
VANTIV, INC.
Meeting Date:  APR 29, 2014
Record Date:  MAR 03, 2014
Meeting Type:  ANNUAL
Ticker:  VNTV
Security ID:  92210H105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director John Maldonado Management For For
1.2 Elect Director Christopher Pike Management For For
1.3 Elect Director Daniel Poston Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
WASTE CONNECTIONS, INC.
Meeting Date:  MAY 16, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  WCN
Security ID:  941053100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Director Robert H. Davis Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
 
WESTERN DIGITAL CORPORATION
Meeting Date:  NOV 14, 2013
Record Date:  SEP 17, 2013
Meeting Type:  ANNUAL
Ticker:  WDC
Security ID:  958102105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Kathleen A. Cote Management For For
1b Elect Director Henry T. DeNero Management For For
1c Elect Director William L. Kimsey Management For For
1d Elect Director Michael D. Lambert Management For For
1e Elect Director Len J. Lauer Management For For
1f Elect Director Matthew E. Massengill Management For For
1g Elect Director Stephen D. Milligan Management For For
1h Elect Director Roger H. Moore Management For For
1i Elect Director Thomas E. Pardun Management For For
1j Elect Director Arif Shakeel Management For For
1k Elect Director Akio Yamamoto Management For For
1l Elect Director Masahiro Yamamura Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Meeting Date:  MAY 14, 2014
Record Date:  MAR 18, 2014
Meeting Type:  ANNUAL
Ticker:  WAB
Security ID:  929740108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Emilio A. Fernandez Management For For
1.2 Elect Director Lee B. Foster, II Management For For
1.3 Elect Director Gary C. Valade Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY
Meeting Date:  JUL 23, 2013
Record Date:  MAY 31, 2013
Meeting Type:  ANNUAL
Ticker:  WSH
Security ID:  G96666105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Dominic Casserley Management For For
1b Elect Director Anna C. Catalano Management For For
1c Elect Director Roy Gardner Management For For
1d Elect Director Jeremy Hanley Management For For
1e Elect Director Robyn S. Kravit Management For For
1f Elect Director Wendy E. Lane Management For For
1g Elect Director Francisco Luzon Management For For
1h Elect Director James F. McCann Management For For
1i Elect Director Jaymin Patel Management For For
1j Elect Director Douglas B. Roberts Management For For
1k Elect Director Michael J. Somers Management For For
1l Elect Director Jeffrey W. Ubben Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

END NPX REPORT

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant: Oppenheimer Main Street Mid-Cap Fund
   
By: William F. Glavin, Jr.*
  William F. Glavin, Jr.,
  President and Principal Executive Officer

 

Date: August 22, 2014

 

 

*By: /s/ Lisa Bloomberg  
  -----------------------------------------  
  Lisa Bloomberg, Attorney in Fact