UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: | 811-09333 |
Exact name of registrant as specified in charter: | Oppenheimer Main Street Mid-Cap Fund |
Address of principal executive offices: | 6803 South Tucson Way |
Centennial, CO 80112-3924 | |
Name and address of agent for service: | Arthur S. Gabinet, |
Executive Vice President & General Counsel | |
OFI Global Asset Management, Inc. | |
225 Liberty Street | |
New York, NY 10281-1008 | |
Registrant's telephone number, including area code: | 303-768-3200 |
Date of fiscal year end: | 6/30 |
Date of reporting period: | 07/01/2013-06/30/2014 |
Item 1.
FORM N-PX
ICA File Number: 811-09333
Registrant Name: Oppenheimer Main Street Mid Cap Fund
Reporting Period: 07/01/2013 - 06/30/2014
Oppenheimer Main Street Mid Cap Fund
ACTAVIS PLC
Meeting Date: MAY 09, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL |
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Ticker: ACT
Security ID: G0083B108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul M. Bisaro | Management | For | For |
1b | Elect Director James H. Bloem | Management | For | For |
1c | Elect Director Christopher W. Bodine | Management | For | For |
1d | Elect Director Tamar D. Howson | Management | For | For |
1e | Elect Director John A. King | Management | For | For |
1f | Elect Director Catherine M. Klema | Management | For | For |
1g | Elect Director Jiri Michal | Management | For | For |
1h | Elect Director Sigurdur Olafsson | Management | For | For |
1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
1j | Elect Director Ronald R. Taylor | Management | For | For |
1k | Elect Director Andrew L. Turner | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | For |
ACTAVIS PLC
Meeting Date: JUN 17, 2014 Record Date: MAY 02, 2014 Meeting Type: SPECIAL |
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Ticker: ACT
Security ID: G0083B108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ACTAVIS, INC.
Meeting Date: SEP 10, 2013 Record Date: JUL 30, 2013 Meeting Type: SPECIAL |
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Ticker: ACT
Security ID: 00507K103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Creation of Distributable Reserves | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
AGCO CORPORATION
Meeting Date: APR 24, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL |
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Ticker: AGCO
Security ID: 001084102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy V. Armes | Management | For | For |
1.2 | Elect Director Michael C. Arnold | Management | For | For |
1.3 | Elect Director P. George Benson | Management | For | For |
1.4 | Elect Director Wolfgang Deml | Management | For | For |
1.5 | Elect Director Luiz F. Furlan | Management | For | For |
1.6 | Elect Director George E. Minnich | Management | For | For |
1.7 | Elect Director Martin H. Richenhagen | Management | For | For |
1.8 | Elect Director Gerald L. Shaheen | Management | For | For |
1.9 | Elect Director Mallika Srinivasan | Management | For | For |
1.10 | Elect Director Hendrikus Visser | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMC NETWORKS INC.
Meeting Date: JUN 10, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL |
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Ticker: AMCX
Security ID: 00164V103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil M. Ashe | Management | For | For |
1.2 | Elect Director Jonathan F. Miller | Management | For | For |
1.3 | Elect Director Alan D. Schwartz | Management | For | Withhold |
1.4 | Elect Director Leonard Tow | Management | For | For |
1.5 | Elect Director Carl E. Vogel | Management | For | Withhold |
1.6 | Elect Director Robert C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMDOCS LIMITED
Meeting Date: JAN 30, 2014 Record Date: DEC 02, 2013 Meeting Type: ANNUAL |
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Ticker: DOX
Security ID: G02602103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Minicucci as a Director | Management | For | For |
1.2 | Elect Adrian Gardner as a Director | Management | For | For |
1.3 | Elect John T. McLennan as a Director | Management | For | For |
1.4 | Elect Simon Olswang as a Director | Management | For | For |
1.5 | Elect Zohar Zisapel as a Director | Management | For | For |
1.6 | Elect Julian A. Brodsky as a Director | Management | For | For |
1.7 | Elect Eli Gelman as a Director | Management | For | For |
1.8 | Elect James S. Kahan as a Director | Management | For | For |
1.9 | Elect Richard T.C. LeFave as a Director | Management | For | For |
1.10 | Elect Giora Yaron as a Director | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Amend Articles Re: Termination of Shareholder Approval for Declaration of Dividends | Management | For | Against |
4 | Approve Authorized Share Capital and Authorize Board to Issue Shares | Management | For | For |
5 | Accept Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AMTRUST FINANCIAL SERVICES, INC.
Meeting Date: MAY 23, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL |
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Ticker: AFSI
Security ID: 032359309 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald T. DeCarlo | Management | For | For |
1.2 | Elect Director Susan C. Fisch | Management | For | For |
1.3 | Elect Director Abraham Gulkowitz | Management | For | For |
1.4 | Elect Director George Karfunkel | Management | For | For |
1.5 | Elect Director Michael Karfunkel | Management | For | Withhold |
1.6 | Elect Director Jay J. Miller | Management | For | For |
1.7 | Elect Director Barry D. Zyskind | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
APPLIED MATERIALS, INC.
Meeting Date: MAR 04, 2014 Record Date: JAN 08, 2014 Meeting Type: ANNUAL |
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Ticker: AMAT
Security ID: 038222105 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aart J. de Geus | Management | For | For |
1b | Elect Director Gary E. Dickerson | Management | For | For |
1c | Elect Director Stephen R. Forrest | Management | For | For |
1d | Elect Director Thomas J. Iannotti | Management | For | For |
1e | Elect Director Susan M. James | Management | For | For |
1f | Elect Director Alexander A. Karsner | Management | For | For |
1g | Elect Director Gerhard H. Parker | Management | For | For |
1h | Elect Director Dennis D. Powell | Management | For | For |
1i | Elect Director Willem P. Roelandts | Management | For | For |
1j | Elect Director James E. Rogers | Management | For | For |
1k | Elect Director Michael R. Splinter | Management | For | For |
1l | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
APPLIED MATERIALS, INC.
Meeting Date: JUN 23, 2014 Record Date: MAY 09, 2014 Meeting Type: SPECIAL |
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Ticker: AMAT
Security ID: 038222105 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
AQUA AMERICA, INC.
Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL |
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Ticker: WTR
Security ID: 03836W103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas DeBenedictis | Management | For | For |
1.2 | Elect Director Michael L. Browne | Management | For | For |
1.3 | Elect Director Richard H. Glanton | Management | For | For |
1.4 | Elect Director Lon R. Greenberg | Management | For | For |
1.5 | Elect Director William P. Hankowsky | Management | For | For |
1.6 | Elect Director Wendell F. Holland | Management | For | For |
1.7 | Elect Director Ellen T. Ruff | Management | For | For |
1.8 | Elect Director Andrew J. Sordoni, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | For |
B/E AEROSPACE, INC.
Meeting Date: JUL 24, 2013 Record Date: MAY 28, 2013 Meeting Type: ANNUAL |
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Ticker: BEAV
Security ID: 073302101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael F. Senft | Management | For | For |
1.2 | Elect Director John T. Whates | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
BIOMARIN PHARMACEUTICAL INC.
Meeting Date: JUN 04, 2014 Record Date: APR 07, 2014 Meeting Type: ANNUAL |
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Ticker: BMRN
Security ID: 09061G101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | For |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | For |
1.10 | Elect Director Dennis J. Slamon | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CAPITALSOURCE INC.
Meeting Date: JAN 13, 2014 Record Date: DEC 04, 2013 Meeting Type: SPECIAL |
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Ticker: CSE
Security ID: 14055X102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CAREFUSION CORPORATION
Meeting Date: NOV 06, 2013 Record Date: SEP 09, 2013 Meeting Type: ANNUAL |
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Ticker: CFN
Security ID: 14170T101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kieran T. Gallahue | Management | For | For |
1b | Elect Director J. Michael Losh | Management | For | Against |
1c | Elect Director Edward D. Miller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
CAVIUM, INC.
Meeting Date: JUN 19, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL |
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Ticker: CAVM
Security ID: 14964U108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C.N. Reddy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CELLDEX THERAPEUTICS, INC.
Meeting Date: MAY 28, 2014 Record Date: APR 02, 2014 Meeting Type: ANNUAL |
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Ticker: CLDX
Security ID: 15117B103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Ellberger | Management | For | For |
1.2 | Elect Director Anthony S. Marucci | Management | For | For |
1.3 | Elect Director Herbert J. Conrad | Management | For | For |
1.4 | Elect Director George O. Elston | Management | For | For |
1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
1.6 | Elect Director Timothy M. Shannon | Management | For | For |
1.7 | Elect Director Karen L. Shoos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CIT GROUP INC.
Meeting Date: MAY 13, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL |
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Ticker: CIT
Security ID: 125581801 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John A. Thain | Management | For | For |
1b | Elect Director Ellen R. Alemany | Management | For | For |
1c | Elect Director Michael J. Embler | Management | For | For |
1d | Elect Director William M. Freeman | Management | For | For |
1e | Elect Director David M. Moffett | Management | For | For |
1f | Elect Director R. Brad Oates | Management | For | For |
1g | Elect Director Marianne Miller Parrs | Management | For | For |
1h | Elect Director Gerald Rosenfeld | Management | For | For |
1i | Elect Director John R. Ryan | Management | For | For |
1j | Elect Director Sheila A. Stamps | Management | For | For |
1k | Elect Director Seymour Sternberg | Management | For | For |
1l | Elect Director Peter J. Tobin | Management | For | For |
1m | Elect Director Laura S. Unger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
CME GROUP INC.
Meeting Date: MAY 21, 2014 Record Date: MAR 26, 2014 Meeting Type: ANNUAL |
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Ticker: CME
Security ID: 12572Q105 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Terrence A. Duffy | Management | For | For |
1b | Elect Director Phupinder S. Gill | Management | For | For |
1c | Elect Director Timothy S. Bitsberger | Management | For | For |
1d | Elect Director Charles P. Carey | Management | For | For |
1e | Elect Director Dennis H. Chookaszian | Management | For | For |
1f | Elect Director Martin J. Gepsman | Management | For | For |
1g | Elect Director Larry G. Gerdes | Management | For | For |
1h | Elect Director Daniel R. Glickman | Management | For | For |
1i | Elect Director J. Dennis Hastert | Management | For | For |
1j | Elect Director Leo Melamed | Management | For | For |
1k | Elect Director William P. Miller, II | Management | For | For |
1l | Elect Director James E. Oliff | Management | For | For |
1m | Elect Director Edemir Pinto | Management | For | For |
1n | Elect Director Alex J. Pollock | Management | For | For |
1o | Elect Director John F. Sandner | Management | For | For |
1p | Elect Director Terry L. Savage | Management | For | For |
1q | Elect Director William R. Shepard | Management | For | For |
1r | Elect Director Dennis A. Suskind | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Amend Certificate of Incorporation Reducing the Number of Class B Directors from Six to Three | Management | For | For |
COMERICA INCORPORATED
Meeting Date: APR 22, 2014 Record Date: FEB 21, 2014 Meeting Type: ANNUAL |
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Ticker: CMA
Security ID: 200340107 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
1.2 | Elect Director Roger A. Cregg | Management | For | For |
1.3 | Elect Director T. Kevin DeNicola | Management | For | For |
1.4 | Elect Director Jacqueline P. Kane | Management | For | For |
1.5 | Elect Director Richard G. Lindner | Management | For | For |
1.6 | Elect Director Alfred A. Piergallini | Management | For | For |
1.7 | Elect Director Robert S. Taubman | Management | For | For |
1.8 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
1.9 | Elect Director Nina G. Vaca | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMMERCE BANCSHARES, INC.
Meeting Date: APR 16, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL |
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Ticker: CBSH
Security ID: 200525103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Capps | Management | For | For |
1.2 | Elect Director W. Thomas Grant, II | Management | For | For |
1.3 | Elect Director James B. Hebenstreit | Management | For | For |
1.4 | Elect Director David W. Kemper | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
CYTEC INDUSTRIES INC.
Meeting Date: APR 22, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL |
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Ticker: CYT
Security ID: 232820100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony G. Fernandes | Management | For | For |
1b | Elect Director Shane D. Fleming | Management | For | For |
1c | Elect Director Raymond P. Sharpe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DANA HOLDING CORPORATION
Meeting Date: MAY 02, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL |
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Ticker: DAN
Security ID: 235825205 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Virginia A. Kamsky | Management | For | For |
1.2 | Elect Director Terrence J. Keating | Management | For | For |
1.3 | Elect Director R. Bruce McDonald | Management | For | For |
1.4 | Elect Director Joseph C. Muscari | Management | For | For |
1.5 | Elect Director Mark A. Schulz | Management | For | For |
1.6 | Elect Director Keith E. Wandell | Management | For | For |
1.7 | Elect Director Roger J. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DELPHI AUTOMOTIVE PLC
Meeting Date: APR 03, 2014 Record Date: FEB 03, 2014 Meeting Type: ANNUAL |
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Ticker: DLPH
Security ID: G27823106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gary L. Cowger as a Director | Management | For | For |
1.2 | Elect Nicholas M. Donofrio as a Director | Management | For | For |
1.3 | Elect Mark P. Frissora as a Director | Management | For | For |
1.4 | Elect Rajiv L. Gupta as a Director | Management | For | For |
1.5 | Elect John A. Krol as a Director | Management | For | For |
1.6 | Elect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Elect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Elect Rodney O'Neal as a Director | Management | For | For |
1.9 | Elect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Elect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Elect Lawrence A. Zimmerman as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DEXCOM, INC.
Meeting Date: MAY 29, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL |
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Ticker: DXCM
Security ID: 252131107 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jonathan T. Lord | Management | For | For |
1b | Elect Director Eric Topol | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIGITAL REALTY TRUST, INC.
Meeting Date: APR 28, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL |
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Ticker: DLR
Security ID: 253868103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Dennis E. Singleton | Management | For | For |
1B | Elect Director Laurence A. Chapman | Management | For | For |
1C | Elect Director Kathleen Earley | Management | For | For |
1D | Elect Director Ruann F. Ernst | Management | For | For |
1E | Elect Director Kevin J. Kennedy | Management | For | For |
1F | Elect Director William G. LaPerch | Management | For | For |
1G | Elect Director Robert H. Zerbst | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DISCOVER FINANCIAL SERVICES
Meeting Date: MAY 07, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL |
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Ticker: DFS
Security ID: 254709108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Candace H. Duncan | Management | For | For |
1.5 | Elect Director Cynthia A. Glassman | Management | For | For |
1.6 | Elect Director Richard H. Lenny | Management | For | For |
1.7 | Elect Director Thomas G. Maheras | Management | For | For |
1.8 | Elect Director Michael H. Moskow | Management | For | For |
1.9 | Elect Director David W. Nelms | Management | For | For |
1.10 | Elect Director Mark A. Thierer | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DUNKIN' BRANDS GROUP, INC.
Meeting Date: MAY 06, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL |
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Ticker: DNKN
Security ID: 265504100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Hines | Management | For | For |
1.2 | Elect Director Joseph Uva | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Report on Nanomaterial Product Safety | Shareholder | Against | For |
EASTMAN CHEMICAL COMPANY
Meeting Date: MAY 01, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL |
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Ticker: EMN
Security ID: 277432100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
1.2 | Elect Director Gary E. Anderson | Management | For | For |
1.3 | Elect Director Brett D. Begemann | Management | For | For |
1.4 | Elect Director Michael P. Connors | Management | For | For |
1.5 | Elect Director Mark J. Costa | Management | For | For |
1.6 | Elect Director Stephen R. Demeritt | Management | For | For |
1.7 | Elect Director Robert M. Hernandez | Management | For | For |
1.8 | Elect Director Julie F. Holder | Management | For | For |
1.9 | Elect Director Renee J. Hornbaker | Management | For | For |
1.10 | Elect Director Lewis M. Kling | Management | For | For |
1.11 | Elect Director David W. Raisbeck | Management | For | For |
1.12 | Elect Director James P. Rogers | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ENDO HEALTH SOLUTIONS INC.
Meeting Date: FEB 26, 2014 Record Date: JAN 22, 2014 Meeting Type: SPECIAL |
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Ticker: ENDP
Security ID: 29264F205 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adopt Dividend Reinvestment Plan | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
ENDO INTERNATIONAL PLC
Meeting Date: JUN 10, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL |
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Ticker: ENDP
Security ID: G30401106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roger H. Kimmel | Management | For | For |
1b | Elect Director Rajiv De Silva | Management | For | For |
1c | Elect Director John J. Delucca | Management | For | For |
1d | Elect Director Arthur J. Higgins | Management | For | For |
1e | Elect Director Nancy J. Hutson | Management | For | For |
1f | Elect Director Michael Hyatt | Management | For | For |
1g | Elect Director William P. Montague | Management | For | For |
1h | Elect Director Jill D. Smith | Management | For | For |
1i | Elect Director William F. Spengler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
ENERGY XXI (BERMUDA) LIMITED
Meeting Date: MAY 30, 2014 Record Date: APR 21, 2014 Meeting Type: SPECIAL |
||||
Ticker: EXXI
Security ID: G10082140 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Elect Director Scott A. Griffiths | Management | For | For |
ENVISION HEALTHCARE HOLDINGS, INC.
Meeting Date: MAY 29, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL |
||||
Ticker: EVHC
Security ID: 29413U103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark V. Mactas | Management | For | For |
1.2 | Elect Director Randel G. Owen | Management | For | Withhold |
1.3 | Elect Director Richard J. Schnall | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
EXELON CORPORATION
Meeting Date: MAY 06, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL |
||||
Ticker: EXC
Security ID: 30161N101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony K. Anderson | Management | For | For |
1b | Elect Director Ann C. Berzin | Management | For | For |
1c | Elect Director John A. Canning, Jr. | Management | For | For |
1d | Elect Director Christopher M. Crane | Management | For | For |
1e | Elect Director Yves C. de Balmann | Management | For | For |
1f | Elect Director Nicholas DeBenedictis | Management | For | For |
1g | Elect Director Nelson A. Diaz | Management | For | For |
1h | Elect Director Sue L. Gin | Management | For | For |
1i | Elect Director Paul L. Joskow | Management | For | For |
1j | Elect Director Robert J. Lawless | Management | For | For |
1k | Elect Director Richard W. Mies | Management | For | For |
1l | Elect Director William C. Richardson | Management | For | For |
1m | Elect Director John W. Rogers, Jr. | Management | For | For |
1n | Elect Director Mayo A. Shattuck, III | Management | For | For |
1o | Elect Director Stephen D. Steinour | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Limit Executive Compensation | Shareholder | Against | Against |
FIDELITY NATIONAL FINANCIAL, INC.
Meeting Date: JUN 18, 2014 Record Date: MAY 07, 2014 Meeting Type: ANNUAL |
||||
Ticker: FNF
Security ID: 31620R105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Approve the Tracking Stock Proposal | Management | For | Against |
2 | Approve the Reclassification Proposal | Management | For | Against |
3 | Approve the Optional Conversion Proposal | Management | For | Against |
4 | Approve the Group Disposition Proposal | Management | For | Against |
5 | Adjourn Meeting | Management | For | Against |
6.1 | Elect Director William P. Foley, II | Management | For | For |
6.2 | Elect Director Douglas K. Ammerman | Management | For | For |
6.3 | Elect Director Thomas M. Hagerty | Management | For | For |
6.4 | Elect Director Peter O. Shea, Jr. | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
FLOWERS FOODS, INC.
Meeting Date: MAY 21, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL |
||||
Ticker: FLO
Security ID: 343498101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1.2 | Elect Director Margaret G. Lewis | Management | For | For |
1.3 | Elect Director Allen L. Shiver | Management | For | For |
1.4 | Elect Director C. Martin Wood, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FORTINET, INC.
Meeting Date: JUN 20, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL |
||||
Ticker: FTNT
Security ID: 34959E109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Xie | Management | For | For |
1.2 | Elect Director William H. Neukom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FOSSIL GROUP, INC.
Meeting Date: MAY 21, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL |
||||
Ticker: FOSL
Security ID: 34988V106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elaine B. Agather | Management | For | For |
1.2 | Elect Director Jeffrey N. Boyer | Management | For | For |
1.3 | Elect Director William B. Chiasson | Management | For | For |
1.4 | Elect Director Kosta N. Kartsotis | Management | For | For |
1.5 | Elect Director Diane L. Neal | Management | For | For |
1.6 | Elect Director Thomas M. Nealon | Management | For | For |
1.7 | Elect Director Mark D. Quick | Management | For | For |
1.8 | Elect Director Elysia Holt Ragusa | Management | For | For |
1.9 | Elect Director Jal S. Shroff | Management | For | For |
1.10 | Elect Director James E. Skinner | Management | For | For |
1.11 | Elect Director James M. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GENESEE & WYOMING INC.
Meeting Date: MAY 21, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL |
||||
Ticker: GWR
Security ID: 371559105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mortimer B. Fuller, III | Management | For | For |
1.2 | Elect Director John C. Hellmann | Management | For | For |
1.3 | Elect Director Robert M. Melzer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HEALTHSOUTH CORPORATION
Meeting Date: MAY 01, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL |
||||
Ticker: HLS
Security ID: 421924309 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Chidsey | Management | For | For |
1.2 | Elect Director Donald L. Correll | Management | For | For |
1.3 | Elect Director Yvonne M. Curl | Management | For | For |
1.4 | Elect Director Charles M. Elson | Management | For | For |
1.5 | Elect Director Jay Grinney | Management | For | For |
1.6 | Elect Director Joan E. Herman | Management | For | For |
1.7 | Elect Director Leo I. Higdon, Jr. | Management | For | For |
1.8 | Elect Director Leslye G. Katz | Management | For | For |
1.9 | Elect Director John E. Maupin, Jr. | Management | For | For |
1.10 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HOLLYFRONTIER CORPORATION
Meeting Date: MAY 14, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL |
||||
Ticker: HFC
Security ID: 436106108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas Y. Bech | Management | For | For |
1b | Elect Director Leldon E. Echols | Management | For | For |
1c | Elect Director R. Kevin Hardage | Management | For | For |
1d | Elect Director Michael C. Jennings | Management | For | For |
1e | Elect Director Robert J. Kostelnik | Management | For | For |
1f | Elect Director James H. Lee | Management | For | For |
1g | Elect Director Franklin Myers | Management | For | For |
1h | Elect Director Michael E. Rose | Management | For | For |
1i | Elect Director Tommy A. Valenta | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | For |
HUNTINGTON BANCSHARES INCORPORATED
Meeting Date: APR 17, 2014 Record Date: FEB 12, 2014 Meeting Type: ANNUAL |
||||
Ticker: HBAN
Security ID: 446150104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Casto, III | Management | For | For |
1.2 | Elect Director Ann ('Tanny') B. Crane | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Michael J. Endres | Management | For | For |
1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
1.6 | Elect Director Peter J. Kight | Management | For | For |
1.7 | Elect Director Jonathan A. Levy | Management | For | For |
1.8 | Elect Director Richard W. Neu | Management | For | For |
1.9 | Elect Director David L. Porteous | Management | For | For |
1.10 | Elect Director Kathleen H. Ransier | Management | For | For |
1.11 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ILLUMINA, INC.
Meeting Date: MAY 28, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL |
||||
Ticker: ILMN
Security ID: 452327109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
1.2 | Elect Director Robert S. Epstein | Management | For | For |
1.3 | Elect Director Roy A. Whitfield | Management | For | For |
1.4 | Elect Director Francis A. deSouza | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
IMAX CORPORATION
Meeting Date: JUN 02, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL/SPECIAL |
||||
Ticker: IMAX
Security ID: 45245E109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil S. Braun | Management | For | For |
1.2 | Elect Director Eric A. Demirian | Management | For | Withhold |
1.3 | Elect Director Richard L. Gelfond | Management | For | For |
1.4 | Elect Director Garth M. Girvan | Management | For | Withhold |
1.5 | Elect Director David W. Leebron | Management | For | For |
1.6 | Elect Director Michael Lynne | Management | For | For |
1.7 | Elect Director Michael MacMillan | Management | For | For |
1.8 | Elect Director I. Martin Pompadur | Management | For | Withhold |
1.9 | Elect Director Marc A. Utay | Management | For | Withhold |
1.10 | Elect Director Bradley J. Wechsler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Advance Notice for Shareholder Proposals/Nominations | Management | For | For |
INCYTE CORPORATION
Meeting Date: MAY 28, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL |
||||
Ticker: INCY
Security ID: 45337C102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard U. De Schutter | Management | For | For |
1.2 | Elect Director Barry M. Ariko | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Paul A. Brooke | Management | For | For |
1.5 | Elect Director Wendy L. Dixon | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director Herve Hoppenot | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INGREDION INCORPORATED
Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL |
||||
Ticker: INGR
Security ID: 457187102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Luis Aranguren-Trellez | Management | For | For |
1b | Elect Director David B. Fischer | Management | For | For |
1c | Elect Director Ilene S. Gordon | Management | For | For |
1d | Elect Director Paul Hanrahan | Management | For | For |
1e | Elect Director Wayne M. Hewett | Management | For | For |
1f | Elect Director Rhonda L. Jordan | Management | For | For |
1g | Elect Director Gregory B. Kenny | Management | For | For |
1h | Elect Director Barbara A. Klein | Management | For | For |
1i | Elect Director Victoria J. Reich | Management | For | For |
1j | Elect Director Dwayne A. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JOY GLOBAL INC.
Meeting Date: MAR 04, 2014 Record Date: JAN 03, 2014 Meeting Type: ANNUAL |
||||
Ticker: JOY
Security ID: 481165108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward L. Doheny, II | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director John T. Gremp | Management | For | For |
1.4 | Elect Director John Nils Hanson | Management | For | For |
1.5 | Elect Director Gale E. Klappa | Management | For | For |
1.6 | Elect Director Richard B. Loynd | Management | For | For |
1.7 | Elect Director P. Eric Siegert | Management | For | For |
1.8 | Elect Director James H. Tate | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KBR, INC.
Meeting Date: MAY 15, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL |
||||
Ticker: KBR
Security ID: 48242W106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Frank Blount | Management | For | For |
1.2 | Elect Director Loren K. Carroll | Management | For | For |
1.3 | Elect Director Linda Z. Cook | Management | For | For |
1.4 | Elect Director Jeffrey E. Curtiss | Management | For | For |
1.5 | Elect Director Lester L. Lyles | Management | For | For |
1.6 | Elect Director Jack B. Moore | Management | For | For |
1.7 | Elect Director Richard J. Slater | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LINCOLN NATIONAL CORPORATION
Meeting Date: MAY 22, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL |
||||
Ticker: LNC
Security ID: 534187109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis R. Glass | Management | For | For |
1.2 | Elect Director Gary C. Kelly | Management | For | For |
1.3 | Elect Director Michael F. Mee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
MID-AMERICA APARTMENT COMMUNITIES, INC.
Meeting Date: SEP 27, 2013 Record Date: AUG 22, 2013 Meeting Type: SPECIAL |
||||
Ticker: MAA
Security ID: 59522J103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
MID-AMERICA APARTMENT COMMUNITIES, INC.
Meeting Date: MAY 22, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL |
||||
Ticker: MAA
Security ID: 59522J103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
1b | Elect Director Alan B. Graf, Jr. | Management | For | For |
1c | Elect Director Ralph Horn | Management | For | For |
1d | Elect Director James K. Lowder | Management | For | For |
1e | Elect Director Thomas H. Lowder | Management | For | For |
1f | Elect Director Claude B. Nielsen | Management | For | For |
1g | Elect Director Philip W. Norwood | Management | For | For |
1h | Elect Director Harold W. Ripps | Management | For | For |
1i | Elect Director W. Reid Sanders | Management | For | For |
1j | Elect Director William B. Sansom | Management | For | For |
1k | Elect Director Gary Shorb | Management | For | For |
1l | Elect Director John W. Spiegel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NATIONAL OILWELL VARCO, INC.
Meeting Date: MAY 14, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL |
||||
Ticker: NOV
Security ID: 637071101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Merrill A. Miller, Jr. | Management | For | For |
1B | Elect Director Clay C. Williams | Management | For | For |
1C | Elect Director Greg L. Armstrong | Management | For | For |
1D | Elect Director Robert E. Beauchamp | Management | For | For |
1E | Elect Director Marcela E. Donadio | Management | For | For |
1F | Elect Director Ben A. Guill | Management | For | For |
1G | Elect Director David D. Harrison | Management | For | For |
1H | Elect Director Roger L. Jarvis | Management | For | For |
1I | Elect Director Eric L. Mattson | Management | For | For |
1K | Elect Director Jeffery A. Smisek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NOBLE ENERGY, INC.
Meeting Date: APR 22, 2014 Record Date: MAR 05, 2014 Meeting Type: ANNUAL |
||||
Ticker: NBL
Security ID: 655044105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
1.2 | Elect Director Michael A. Cawley | Management | For | For |
1.3 | Elect Director Edward F. Cox | Management | For | For |
1.4 | Elect Director Charles D. Davidson | Management | For | For |
1.5 | Elect Director Thomas J. Edelman | Management | For | For |
1.6 | Elect Director Eric P. Grubman | Management | For | For |
1.7 | Elect Director Kirby L. Hedrick | Management | For | For |
1.8 | Elect Director Scott D. Urban | Management | For | For |
1.9 | Elect Director William T. Van Kleef | Management | For | For |
1.10 | Elect Director Molly K. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NORWEGIAN CRUISE LINE HOLDINGS LTD.
Meeting Date: APR 24, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL |
||||
Ticker: NCLH
Security ID: G66721104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tan Sri Lim Kok Thay | Management | For | Against |
1b | Elect Director David M. Abrams | Management | For | Against |
1c | Elect Director John Chidsey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
O'REILLY AUTOMOTIVE, INC.
Meeting Date: MAY 06, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL |
||||
Ticker: ORLY
Security ID: 67103H107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David O'Reilly | Management | For | For |
1b | Elect Director Larry O'Reilly | Management | For | For |
1c | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
1d | Elect Director Jay D. Burchfield | Management | For | For |
1e | Elect Director Thomas T. Hendrickson | Management | For | For |
1f | Elect Director Paul R. Lederer | Management | For | For |
2 | Amend Articles of Incorporation of the Company's Subsidiary O'Reilly Automotive Stores, Inc. | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | For |
OLD DOMINION FREIGHT LINE, INC.
Meeting Date: MAY 22, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL |
||||
Ticker: ODFL
Security ID: 679580100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl E. Congdon | Management | For | For |
1.2 | Elect Director David S. Congdon | Management | For | For |
1.3 | Elect Director J. Paul Breitbach | Management | For | For |
1.4 | Elect Director John R. Congdon, Jr. | Management | For | For |
1.5 | Elect Director Robert G. Culp, III | Management | For | For |
1.6 | Elect Director John D. Kasarda | Management | For | For |
1.7 | Elect Director Leo H. Suggs | Management | For | For |
1.8 | Elect Director D. Michael Wray | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OMNICARE, INC.
Meeting Date: MAY 22, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL |
||||
Ticker: OCR
Security ID: 681904108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John L. Bernbach | Management | For | For |
1b | Elect Director James G. Carlson | Management | For | For |
1c | Elect Director Mark A. Emmert | Management | For | For |
1d | Elect Director Steven J. Heyer | Management | For | For |
1e | Elect Director Samuel R. Leno | Management | For | For |
1f | Elect Director Barry P. Schochet | Management | For | For |
1g | Elect Director James D. Shelton | Management | For | For |
1h | Elect Director Amy Wallman | Management | For | For |
1i | Elect Director John L. Workman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
PAA NATURAL GAS STORAGE, L.P.
Meeting Date: DEC 31, 2013 Record Date: NOV 25, 2013 Meeting Type: SPECIAL |
||||
Ticker: PNG
Security ID: 693139107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PACKAGING CORPORATION OF AMERICA
Meeting Date: MAY 13, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL |
||||
Ticker: PKG
Security ID: 695156109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
1.2 | Elect Director Hasan Jameel | Management | For | For |
1.3 | Elect Director Mark W. Kowlzan | Management | For | For |
1.4 | Elect Director Robert C. Lyons | Management | For | For |
1.5 | Elect Director Thomas P. Maurer | Management | For | For |
1.6 | Elect Director Samuel M. Mencoff | Management | For | For |
1.7 | Elect Director Roger B. Porter | Management | For | For |
1.8 | Elect Director Thomas S. Souleles | Management | For | For |
1.9 | Elect Director Paul T. Stecko | Management | For | For |
1.10 | Elect Director James D. Woodrum | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PIER 1 IMPORTS, INC.
Meeting Date: JUL 02, 2013 Record Date: MAY 03, 2013 Meeting Type: ANNUAL |
||||
Ticker: PIR
Security ID: 720279108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Claire H. Babrowski | Management | For | For |
1.2 | Elect Director Cheryl A. Bachelder | Management | For | For |
1.3 | Elect Director John H. Burgoyne | Management | For | For |
1.4 | Elect Director Hamish A. Dodds | Management | For | For |
1.5 | Elect Director Brendan L. Hoffman | Management | For | For |
1.6 | Elect Director Terry E. London | Management | For | For |
1.7 | Elect Director Alexander W. Smith | Management | For | For |
1.8 | Elect Director Cece Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PIER 1 IMPORTS, INC.
Meeting Date: JUN 20, 2014 Record Date: APR 23, 2014 Meeting Type: ANNUAL |
||||
Ticker: PIR
Security ID: 720279108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Claire H. Babrowski | Management | For | For |
1.2 | Elect Director Cheryl A. Bachelder | Management | For | For |
1.3 | Elect Director Hamish A. Dodds | Management | For | For |
1.4 | Elect Director Brendan L. Hoffman | Management | For | For |
1.5 | Elect Director Terry E. London | Management | For | For |
1.6 | Elect Director Cynthia P. McCague | Management | For | For |
1.7 | Elect Director Michael A. Peel | Management | For | For |
1.8 | Elect Director Ann M. Sardini | Management | For | For |
1.9 | Elect Director Alexander W. Smith | Management | For | For |
2 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PVH CORP.
Meeting Date: JUN 19, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL |
||||
Ticker: PVH
Security ID: 693656100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Brent Callinicos | Management | For | For |
1.3 | Elect Director Emanuel Chirico | Management | For | For |
1.4 | Elect Director Juan R. Figuereo | Management | For | For |
1.5 | Elect Director Joseph B. Fuller | Management | For | For |
1.6 | Elect Director Fred Gehring | Management | For | For |
1.7 | Elect Director Bruce Maggin | Management | For | For |
1.8 | Elect Director V. James Marino | Management | For | For |
1.9 | Elect Director Henry Nasella | Management | For | For |
1.10 | Elect Director Rita M. Rodriguez | Management | For | For |
1.11 | Elect Director Edward R. Rosenfeld | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
REDWOOD TRUST, INC.
Meeting Date: MAY 20, 2014 Record Date: MAR 26, 2014 Meeting Type: ANNUAL |
||||
Ticker: RWT
Security ID: 758075402 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Baum | Management | For | For |
1.2 | Elect Director Mariann Byerwalter | Management | For | For |
1.3 | Elect Director Douglas B. Hansen | Management | For | For |
1.4 | Elect Director Martin S. Hughes | Management | For | For |
1.5 | Elect Director Greg H. Kubicek | Management | For | For |
1.6 | Elect Director Jeffrey T. Pero | Management | For | For |
1.7 | Elect Director Charles J. Toeniskoetter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
ROBERT HALF INTERNATIONAL INC.
Meeting Date: MAY 22, 2014 Record Date: APR 02, 2014 Meeting Type: ANNUAL |
||||
Ticker: RHI
Security ID: 770323103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
1.4 | Elect Director Robert J. Pace | Management | For | For |
1.5 | Elect Director Frederick A. Richman | Management | For | For |
1.6 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROCK-TENN COMPANY
Meeting Date: JAN 31, 2014 Record Date: DEC 02, 2013 Meeting Type: ANNUAL |
||||
Ticker: RKT
Security ID: 772739207 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenny A. Hourihan | Management | For | For |
1.2 | Elect Director Steven C. Voorhees | Management | For | For |
1.3 | Elect Director J. Powell Brown | Management | For | Withhold |
1.4 | Elect Director Robert M. Chapman | Management | For | For |
1.5 | Elect Director Terrell K. Crews | Management | For | For |
1.6 | Elect Director Russell M. Currey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
ROSS STORES, INC.
Meeting Date: MAY 21, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL |
||||
Ticker: ROST
Security ID: 778296103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael Balmuth | Management | For | For |
1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
1c | Elect Director Michael J. Bush | Management | For | For |
1d | Elect Director Norman A. Ferber | Management | For | For |
1e | Elect Director Sharon D. Garrett | Management | For | For |
1f | Elect Director George P. Orban | Management | For | For |
1g | Elect Director Lawrence S. Peiros | Management | For | For |
1h | Elect Director Gregory L. Quesnel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SALIX PHARMACEUTICALS, LTD.
Meeting Date: JUN 13, 2014 Record Date: APR 17, 2014 Meeting Type: ANNUAL |
||||
Ticker: SLXP
Security ID: 795435106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Chappell | Management | For | For |
1.2 | Elect Director Thomas W. D'Alonzo | Management | For | For |
1.3 | Elect Director William P. Keane | Management | For | For |
1.4 | Elect Director Carolyn J. Logan | Management | For | For |
1.5 | Elect Director Mark A. Sirgo | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SIGNET JEWELERS LIMITED
Meeting Date: JUN 13, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL |
||||
Ticker: SIG
Security ID: G81276100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect H. Todd Stitzer as Director | Management | For | For |
1b | Elect Virginia Drosos as Director | Management | For | For |
1c | Elect Dale W. Hilpert as Director | Management | For | For |
1d | Elect Marianne Miller Parrs as Director | Management | For | For |
1e | Elect Thomas G. Plaskett as Director | Management | For | For |
1f | Elect Russell Walls as Director | Management | For | For |
1g | Elect Helen McCluskey as Director | Management | For | For |
1h | Elect Robert Stack as Director | Management | For | For |
1i | Elect Eugenia Ulasewicz as Director | Management | For | For |
1j | Elect Michael W. Barnes as Director | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Bylaws | Management | For | For |
SKYWORKS SOLUTIONS, INC.
Meeting Date: MAY 06, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL |
||||
Ticker: SWKS
Security ID: 83088M102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. McLachlan | Management | For | For |
1.2 | Elect Director David J. Aldrich | Management | For | For |
1.3 | Elect Director Kevin L. Beebe | Management | For | For |
1.4 | Elect Director Timothy R. Furey | Management | For | For |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.6 | Elect Director Christine King | Management | For | For |
1.7 | Elect Director David P. McGlade | Management | For | For |
1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STARWOOD PROPERTY TRUST, INC.
Meeting Date: APR 30, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL |
||||
Ticker: STWD
Security ID: 85571B105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Bronson | Management | For | For |
1.2 | Elect Director Jeffrey F. DiModica | Management | For | For |
1.3 | Elect Director Jeffrey G. Dishner | Management | For | For |
1.4 | Elect Director Camille J. Douglas | Management | For | For |
1.5 | Elect Director Boyd W. Fellows | Management | For | For |
1.6 | Elect Director Barry S. Sternlicht | Management | For | For |
1.7 | Elect Director Strauss Zelnick | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
SYNOPSYS, INC.
Meeting Date: APR 02, 2014 Record Date: FEB 04, 2014 Meeting Type: ANNUAL |
||||
Ticker: SNPS
Security ID: 871607107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Chi-Foon Chan | Management | For | For |
1.3 | Elect Director Alfred Castino | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | For |
1.5 | Elect Director Deborah A. Coleman | Management | For | For |
1.6 | Elect Director Chrysostomos L. 'Max' Nikias | Management | For | For |
1.7 | Elect Director John G. Schwarz | Management | For | For |
1.8 | Elect Director Roy Vallee | Management | For | For |
1.9 | Elect Director Steven C. Walske | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
TIBCO SOFTWARE INC.
Meeting Date: APR 03, 2014 Record Date: FEB 07, 2014 Meeting Type: ANNUAL |
||||
Ticker: TIBX
Security ID: 88632Q103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
1.2 | Elect Director Nanci E. Caldwell | Management | For | For |
1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
1.4 | Elect Director Peter J. Job | Management | For | For |
1.5 | Elect Director David J. West | Management | For | For |
1.6 | Elect Director Philip K. Wood | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
TOLL BROTHERS, INC.
Meeting Date: MAR 12, 2014 Record Date: JAN 15, 2014 Meeting Type: ANNUAL |
||||
Ticker: TOL
Security ID: 889478103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert I. Toll | Management | For | For |
1.2 | Elect Director Bruce E. Toll | Management | For | For |
1.3 | Elect Director Douglas C. Yearley, Jr. | Management | For | For |
1.4 | Elect Director Robert S. Blank | Management | For | For |
1.5 | Elect Director Edward G. Boehne | Management | For | For |
1.6 | Elect Director Richard J. Braemer | Management | For | For |
1.7 | Elect Director Christine N. Garvey | Management | For | For |
1.8 | Elect Director Carl B. Marbach | Management | For | For |
1.9 | Elect Director Stephen A. Novick | Management | For | For |
1.10 | Elect Director Paul E. Shapiro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
TOWERS WATSON & CO.
Meeting Date: NOV 15, 2013 Record Date: SEP 17, 2013 Meeting Type: ANNUAL |
||||
Ticker: TW
Security ID: 891894107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Victor F. Ganzi | Management | For | For |
1b | Elect Director John J. Haley | Management | For | For |
1c | Elect Director Leslie S. Heisz | Management | For | For |
1d | Elect Director Brendan R. O'Neill | Management | For | For |
1e | Elect Director Linda D. Rabbitt | Management | For | For |
1f | Elect Director Gilbert T. Ray | Management | For | For |
1g | Elect Director Paul Thomas | Management | For | For |
1h | Elect Director Wilhelm Zeller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TRIUMPH GROUP, INC.
Meeting Date: JUL 18, 2013 Record Date: MAY 31, 2013 Meeting Type: ANNUAL |
||||
Ticker: TGI
Security ID: 896818101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Bourgon | Management | For | For |
1.2 | Elect Director Elmer L. Doty | Management | For | Against |
1.3 | Elect Director John G. Drosdick | Management | For | For |
1.4 | Elect Director Ralph E. Eberhart | Management | For | For |
1.5 | Elect Director Jeffry D. Frisby | Management | For | For |
1.6 | Elect Director Richard C. Gozon | Management | For | For |
1.7 | Elect Director Richard C. Ill | Management | For | For |
1.8 | Elect Director William L. Mansfield | Management | For | For |
1.9 | Elect Director Adam J. Palmer | Management | For | For |
1.10 | Elect Director Joseph M. Silvestri | Management | For | For |
1.11 | Elect Director George Simpson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
UNITED CONTINENTAL HOLDINGS, INC.
Meeting Date: JUN 11, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL |
||||
Ticker: UAL
Security ID: 910047109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Jane C. Garvey | Management | For | For |
1.3 | Elect Director Walter Isaacson | Management | For | For |
1.4 | Elect Director Henry L. Meyer, III | Management | For | For |
1.5 | Elect Director Oscar Munoz | Management | For | For |
1.6 | Elect Director William R. Nuti | Management | For | For |
1.7 | Elect Director Laurence E. Simmons | Management | For | For |
1.8 | Elect Director Jeffery A. Smisek | Management | For | For |
1.9 | Elect Director David J. Vitale | Management | For | For |
1.10 | Elect Director John H. Walker | Management | For | For |
1.11 | Elect Director Charles A. Yamarone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
UNIVERSAL HEALTH SERVICES, INC.
Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL |
||||
Ticker: UHS
Security ID: 913903100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence S. Gibbs | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VANTIV, INC.
Meeting Date: APR 29, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL |
||||
Ticker: VNTV
Security ID: 92210H105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Maldonado | Management | For | For |
1.2 | Elect Director Christopher Pike | Management | For | For |
1.3 | Elect Director Daniel Poston | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WASTE CONNECTIONS, INC.
Meeting Date: MAY 16, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL |
||||
Ticker: WCN
Security ID: 941053100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert H. Davis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
WESTERN DIGITAL CORPORATION
Meeting Date: NOV 14, 2013 Record Date: SEP 17, 2013 Meeting Type: ANNUAL |
||||
Ticker: WDC
Security ID: 958102105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kathleen A. Cote | Management | For | For |
1b | Elect Director Henry T. DeNero | Management | For | For |
1c | Elect Director William L. Kimsey | Management | For | For |
1d | Elect Director Michael D. Lambert | Management | For | For |
1e | Elect Director Len J. Lauer | Management | For | For |
1f | Elect Director Matthew E. Massengill | Management | For | For |
1g | Elect Director Stephen D. Milligan | Management | For | For |
1h | Elect Director Roger H. Moore | Management | For | For |
1i | Elect Director Thomas E. Pardun | Management | For | For |
1j | Elect Director Arif Shakeel | Management | For | For |
1k | Elect Director Akio Yamamoto | Management | For | For |
1l | Elect Director Masahiro Yamamura | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Meeting Date: MAY 14, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL |
||||
Ticker: WAB
Security ID: 929740108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emilio A. Fernandez | Management | For | For |
1.2 | Elect Director Lee B. Foster, II | Management | For | For |
1.3 | Elect Director Gary C. Valade | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY
Meeting Date: JUL 23, 2013 Record Date: MAY 31, 2013 Meeting Type: ANNUAL |
||||
Ticker: WSH
Security ID: G96666105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dominic Casserley | Management | For | For |
1b | Elect Director Anna C. Catalano | Management | For | For |
1c | Elect Director Roy Gardner | Management | For | For |
1d | Elect Director Jeremy Hanley | Management | For | For |
1e | Elect Director Robyn S. Kravit | Management | For | For |
1f | Elect Director Wendy E. Lane | Management | For | For |
1g | Elect Director Francisco Luzon | Management | For | For |
1h | Elect Director James F. McCann | Management | For | For |
1i | Elect Director Jaymin Patel | Management | For | For |
1j | Elect Director Douglas B. Roberts | Management | For | For |
1k | Elect Director Michael J. Somers | Management | For | For |
1l | Elect Director Jeffrey W. Ubben | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: | Oppenheimer Main Street Mid-Cap Fund |
By: | William F. Glavin, Jr.* |
William F. Glavin, Jr., | |
President and Principal Executive Officer |
Date: August 22, 2014
*By: | /s/ Lisa Bloomberg | |
----------------------------------------- | ||
Lisa Bloomberg, Attorney in Fact |