0000899243-17-005585.txt : 20170228 0000899243-17-005585.hdr.sgml : 20170228 20170228170451 ACCESSION NUMBER: 0000899243-17-005585 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170228 DATE AS OF CHANGE: 20170228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Artisan Partners Asset Management Inc. CENTRAL INDEX KEY: 0001517302 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 450969585 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 E. WISCONSIN AVENUE STREET 2: SUITE 800 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-390-6100 MAIL ADDRESS: STREET 1: 875 E. WISCONSIN AVENUE STREET 2: SUITE 800 CITY: MILWAUKEE STATE: WI ZIP: 53202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIEGLER CARLENE M CENTRAL INDEX KEY: 0001086158 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35826 FILM NUMBER: 17648919 MAIL ADDRESS: STREET 1: C/O ARTISAN PARTNERS LIMITED PARTNERSHIP STREET 2: 875 EAST WISCONSIN AVE STE 800 CITY: MILWAUKEE STATE: WI ZIP: 53202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZFIC, Inc. CENTRAL INDEX KEY: 0001393921 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35826 FILM NUMBER: 17648920 BUSINESS ADDRESS: STREET 1: 875 EAST WISCONSIN AVENUE STREET 2: SUITE 800 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-390-6100 MAIL ADDRESS: STREET 1: 875 EAST WISCONSIN AVENUE STREET 2: SUITE 800 CITY: MILWAUKEE STATE: WI ZIP: 53202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARTISAN INVESTMENT CORP CENTRAL INDEX KEY: 0001086156 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35826 FILM NUMBER: 17648921 BUSINESS ADDRESS: STREET 1: 875 EAST WISONSIN AVE STE 800 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-390-6100 MAIL ADDRESS: STREET 1: 875 EAST WISONSIN AVE STE 800 CITY: MILWAUKEE STATE: WI ZIP: 53202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIEGLER ANDREW A CENTRAL INDEX KEY: 0001086157 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35826 FILM NUMBER: 17648922 MAIL ADDRESS: STREET 1: C/O ARTISAN PARTNERS LIMITED PARTNERSHIP STREET 2: 875 EAST WISCONSIN AVE STE 800 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-28 0 0001517302 Artisan Partners Asset Management Inc. APAM 0001086157 ZIEGLER ANDREW A C/O ARTISAN PARTNERS ASSET MGMT INC. 875 E. WISCONSIN AVE, SUITE 800 MILWAUKEE WI 53202 1 0 0 0 0001086156 ARTISAN INVESTMENT CORP 875 E. WISCONSIN AVENUE, SUITE 800 MILWAUKEE WI 53202 1 0 0 0 0001393921 ZFIC, Inc. 875 E. WISCONSIN AVENUE, SUITE 800 MILWAUKEE WI 53202 1 0 0 0 0001086158 ZIEGLER CARLENE M 875 E. WISCONSIN AVENUE, SUITE 800 MILWAUKEE WI 53202 1 0 0 0 Class C Common Stock, par value $0.01 per share 2017-02-28 4 D 0 3500000 0.00 D 3455973 I By Artisan Investment Corporation Class D Common Units of Artisan Partners Holdings LP 2017-02-28 4 D 0 3500000 28.88 D Class A Common Stock, par value $0.01 per share 3500000 3455973 I By Artisan Investment Corporation In connection with the initial public offering of Artisan Partners Asset Management Inc. (the "Company") and the related reorganization transactions, on March 12, 2013, Artisan Investment Corporation ("AIC") received a number of shares of Class C common stock, par value $0.01 per share ("Class C Common Stock"), of the Company equal to the number of Class D common units ("Class D Common Units") then held by AIC. Shares of Class C Common Stock have no economic rights. On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 8, 2017 by and between the Company and AIC, the Company purchased 3,500,000 Class D Common Units from AIC for $28.88 per unit and AIC delivered to the Company an equal number of shares of Class C Common Stock for cancellation. Pursuant to the Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP (the "Exchange Agreement"), dated March 12, 2013, AIC has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange its Class D Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class C Common Stock then owned by AIC will be cancelled. The Class D Common Units have no expiration date. These shares and units, as applicable, are owned directly by AIC. All of the outstanding capital stock of AIC is owned directly by ZFIC, Inc. The reporting person and his spouse own all of the voting shares of ZFIC, Inc. The nonvoting shares of ZFIC, Inc. are owned by trusts, the sole beneficiaries of which are immediate family members of the reporting person. /s/ Lisa A. Moran, attorney-in-fact for Andrew A. Ziegler 2017-02-28 /s/ Lisa A. Moran, attorney-in-fact for Artisan Investment Corp 2017-02-28 /s/ Lisa A. Moran, attorney-in-fact for ZFIC, Inc 2017-02-28 /s/ Lisa A. Moran, attorney-in-fact for Carlene M. Ziegler 2017-02-28