0000899243-17-005585.txt : 20170228
0000899243-17-005585.hdr.sgml : 20170228
20170228170451
ACCESSION NUMBER: 0000899243-17-005585
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170228
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Artisan Partners Asset Management Inc.
CENTRAL INDEX KEY: 0001517302
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 450969585
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 875 E. WISCONSIN AVENUE
STREET 2: SUITE 800
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-390-6100
MAIL ADDRESS:
STREET 1: 875 E. WISCONSIN AVENUE
STREET 2: SUITE 800
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZIEGLER CARLENE M
CENTRAL INDEX KEY: 0001086158
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35826
FILM NUMBER: 17648919
MAIL ADDRESS:
STREET 1: C/O ARTISAN PARTNERS LIMITED PARTNERSHIP
STREET 2: 875 EAST WISCONSIN AVE STE 800
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZFIC, Inc.
CENTRAL INDEX KEY: 0001393921
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35826
FILM NUMBER: 17648920
BUSINESS ADDRESS:
STREET 1: 875 EAST WISCONSIN AVENUE
STREET 2: SUITE 800
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-390-6100
MAIL ADDRESS:
STREET 1: 875 EAST WISCONSIN AVENUE
STREET 2: SUITE 800
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARTISAN INVESTMENT CORP
CENTRAL INDEX KEY: 0001086156
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35826
FILM NUMBER: 17648921
BUSINESS ADDRESS:
STREET 1: 875 EAST WISONSIN AVE STE 800
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-390-6100
MAIL ADDRESS:
STREET 1: 875 EAST WISONSIN AVE STE 800
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZIEGLER ANDREW A
CENTRAL INDEX KEY: 0001086157
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35826
FILM NUMBER: 17648922
MAIL ADDRESS:
STREET 1: C/O ARTISAN PARTNERS LIMITED PARTNERSHIP
STREET 2: 875 EAST WISCONSIN AVE STE 800
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-28
0
0001517302
Artisan Partners Asset Management Inc.
APAM
0001086157
ZIEGLER ANDREW A
C/O ARTISAN PARTNERS ASSET MGMT INC.
875 E. WISCONSIN AVE, SUITE 800
MILWAUKEE
WI
53202
1
0
0
0
0001086156
ARTISAN INVESTMENT CORP
875 E. WISCONSIN AVENUE, SUITE 800
MILWAUKEE
WI
53202
1
0
0
0
0001393921
ZFIC, Inc.
875 E. WISCONSIN AVENUE, SUITE 800
MILWAUKEE
WI
53202
1
0
0
0
0001086158
ZIEGLER CARLENE M
875 E. WISCONSIN AVENUE, SUITE 800
MILWAUKEE
WI
53202
1
0
0
0
Class C Common Stock, par value $0.01 per share
2017-02-28
4
D
0
3500000
0.00
D
3455973
I
By Artisan Investment Corporation
Class D Common Units of Artisan Partners Holdings LP
2017-02-28
4
D
0
3500000
28.88
D
Class A Common Stock, par value $0.01 per share
3500000
3455973
I
By Artisan Investment Corporation
In connection with the initial public offering of Artisan Partners Asset Management Inc. (the "Company") and the related reorganization transactions, on March 12, 2013, Artisan Investment Corporation ("AIC") received a number of shares of Class C common stock, par value $0.01 per share ("Class C Common Stock"), of the Company equal to the number of Class D common units ("Class D Common Units") then held by AIC. Shares of Class C Common Stock have no economic rights.
On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 8, 2017 by and between the Company and AIC, the Company purchased 3,500,000 Class D Common Units from AIC for $28.88 per unit and AIC delivered to the Company an equal number of shares of Class C Common Stock for cancellation.
Pursuant to the Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP (the "Exchange Agreement"), dated March 12, 2013, AIC has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange its Class D Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class C Common Stock then owned by AIC will be cancelled. The Class D Common Units have no expiration date.
These shares and units, as applicable, are owned directly by AIC. All of the outstanding capital stock of AIC is owned directly by ZFIC, Inc. The reporting person and his spouse own all of the voting shares of ZFIC, Inc. The nonvoting shares of ZFIC, Inc. are owned by trusts, the sole beneficiaries of which are immediate family members of the reporting person.
/s/ Lisa A. Moran, attorney-in-fact for Andrew A. Ziegler
2017-02-28
/s/ Lisa A. Moran, attorney-in-fact for Artisan Investment Corp
2017-02-28
/s/ Lisa A. Moran, attorney-in-fact for ZFIC, Inc
2017-02-28
/s/ Lisa A. Moran, attorney-in-fact for Carlene M. Ziegler
2017-02-28