0001213900-20-036242.txt : 20201110 0001213900-20-036242.hdr.sgml : 20201110 20201110184741 ACCESSION NUMBER: 0001213900-20-036242 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201110 FILED AS OF DATE: 20201110 DATE AS OF CHANGE: 20201110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosenberg Marat CENTRAL INDEX KEY: 0001340214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39008 FILM NUMBER: 201302495 MAIL ADDRESS: STREET 1: 17 FM 1830 CITY: ARGYLE STATE: TX ZIP: 76226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAURER RICHARD M CENTRAL INDEX KEY: 0001086132 STANDARD INDUSTRIAL CLASSIFICATION: [3949] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39008 FILM NUMBER: 201302496 MAIL ADDRESS: STREET 1: THREE GATEWAY CENTER CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER NAME: FORMER CONFORMED NAME: Maurer Mark E. DATE OF NAME CHANGE: 20190807 FORMER NAME: FORMER CONFORMED NAME: MAURER RICHARD M DATE OF NAME CHANGE: 19990510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MVR Netfin LLC CENTRAL INDEX KEY: 0001776852 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39008 FILM NUMBER: 201302497 BUSINESS ADDRESS: STREET 1: 1717 MCKINNEY AVENUE SUITE 700 CITY: DALLAS STATE: TX ZIP: 75202 BUSINESS PHONE: (972) 979-5995 MAIL ADDRESS: STREET 1: 1717 MCKINNEY AVENUE SUITE 700 CITY: DALLAS STATE: TX ZIP: 75202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Netfin Acquisition Corp. CENTRAL INDEX KEY: 0001776903 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (972) 979-5995 MAIL ADDRESS: STREET 1: 445 PARK AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 ownership.xml X0306 4 2020-11-10 1 0001776903 Netfin Acquisition Corp. NFIN 0001776852 MVR Netfin LLC C/O NETFIN ACQUISITION CORP. 445 PARK AVENUE, 9TH FLOOR NEW YORK NY 10022 1 0 1 1 *Director by Deputization 0001086132 MAURER RICHARD M C/O NETFIN ACQUISITION CORP. 445 PARK AVENUE, 9TH FLOOR NEW YORK NY 10022 1 1 1 0 Chief Executive Officer 0001340214 Rosenberg Marat C/O NETFIN ACQUISITION CORP. 445 PARK AVENUE, 9TH FLOOR NEW YORK NY 10022 1 1 1 0 President Class A Ordinary Shares 2020-11-10 4 J 0 681000 10 D 0 D Class B Ordinary Shares 2020-11-10 4 J 0 6260000 D Class A Ordinary Shares 6260000 0 D Warrants 2020-11-10 4 J 0 681000 D Class A Ordinary Shares 681000 0 D Pursuant to the terms of the Business Combination Agreement, dated as of July 29, 2020 and amended on August 28, 2020 (the "Business Combination Agreement"), by and among the Issuer, Triterras, Inc. (f/k/a Netfin Holdco) ("Triterras"), Netfin Merger Sub, Symphonia Strategic Opportunities Limited, IKON Strategic Holdings Fund and MVR Netfin LLC, as the Netfin Representative, each ordinary share of the Issuer ("Ordinary Shares") outstanding immediately prior to the closing (the "Closing") of the transaction contemplated by the Business Combination Agreement ("Business Combination") (excluding Ordinary Shares redeemed by holders of such shares pursuant to the terms of the Issuer's amended and restated memorandum and articles of association) converted into the right to receive one ordinary share of Triterras upon Closing. The Closing occurred on November 10, 2020. The securities are held directly by MVR Netfin LLC. Richard Maurer and Marat Rosenberg are the managers of MVR Netfin LLC and share voting and investment discretion with respect to the ordinary shares held by MVR Netfin LLC. The Class B ordinary shares are convertible for shares of the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-240171) (the "Registration Statement") and have no expiration date Represents Class B ordinary shares held by MVR Netfin LLC that converted into ordinary shares of Triterras in connection with the Business Combination. The warrants will become exercisable 30 days after the completion of the Business Combination. The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. Upon conversion into warrants of Triterras in connection with the Business Combination, each whole warrant will entitle the holder thereof to purchase one ordinary share of Triterras at a price of $11.50 per share (subject to adjustment). Represents warrants underlying the 681,000 units purchased in connection with the Issuer's initial public offering which converted into the same number of warrants of Triterras in connection with the Business Combination. /s/ Elliott Smith, Attorney-in-Fact for MVR Netfin LLC 2020-11-10 /s/ Elliott Smith, Attorney-in-Fact for Richard Maurer 2020-11-10 /s/ Elliott Smith, Attorney-in-Fact for Marat Rosenberg 2020-11-10