0001213900-20-036242.txt : 20201110
0001213900-20-036242.hdr.sgml : 20201110
20201110184741
ACCESSION NUMBER: 0001213900-20-036242
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201110
FILED AS OF DATE: 20201110
DATE AS OF CHANGE: 20201110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rosenberg Marat
CENTRAL INDEX KEY: 0001340214
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39008
FILM NUMBER: 201302495
MAIL ADDRESS:
STREET 1: 17 FM 1830
CITY: ARGYLE
STATE: TX
ZIP: 76226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAURER RICHARD M
CENTRAL INDEX KEY: 0001086132
STANDARD INDUSTRIAL CLASSIFICATION: [3949]
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39008
FILM NUMBER: 201302496
MAIL ADDRESS:
STREET 1: THREE GATEWAY CENTER
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER NAME:
FORMER CONFORMED NAME: Maurer Mark E.
DATE OF NAME CHANGE: 20190807
FORMER NAME:
FORMER CONFORMED NAME: MAURER RICHARD M
DATE OF NAME CHANGE: 19990510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MVR Netfin LLC
CENTRAL INDEX KEY: 0001776852
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39008
FILM NUMBER: 201302497
BUSINESS ADDRESS:
STREET 1: 1717 MCKINNEY AVENUE SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75202
BUSINESS PHONE: (972) 979-5995
MAIL ADDRESS:
STREET 1: 1717 MCKINNEY AVENUE SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Netfin Acquisition Corp.
CENTRAL INDEX KEY: 0001776903
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 445 PARK AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (972) 979-5995
MAIL ADDRESS:
STREET 1: 445 PARK AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
ownership.xml
X0306
4
2020-11-10
1
0001776903
Netfin Acquisition Corp.
NFIN
0001776852
MVR Netfin LLC
C/O NETFIN ACQUISITION CORP.
445 PARK AVENUE, 9TH FLOOR
NEW YORK
NY
10022
1
0
1
1
*Director by Deputization
0001086132
MAURER RICHARD M
C/O NETFIN ACQUISITION CORP.
445 PARK AVENUE, 9TH FLOOR
NEW YORK
NY
10022
1
1
1
0
Chief Executive Officer
0001340214
Rosenberg Marat
C/O NETFIN ACQUISITION CORP.
445 PARK AVENUE, 9TH FLOOR
NEW YORK
NY
10022
1
1
1
0
President
Class A Ordinary Shares
2020-11-10
4
J
0
681000
10
D
0
D
Class B Ordinary Shares
2020-11-10
4
J
0
6260000
D
Class A Ordinary Shares
6260000
0
D
Warrants
2020-11-10
4
J
0
681000
D
Class A Ordinary Shares
681000
0
D
Pursuant to the terms of the Business Combination Agreement, dated as of July 29, 2020 and amended on August 28, 2020 (the "Business Combination Agreement"), by and among the Issuer, Triterras, Inc. (f/k/a Netfin Holdco) ("Triterras"), Netfin Merger Sub, Symphonia Strategic Opportunities Limited, IKON Strategic Holdings Fund and MVR Netfin LLC, as the Netfin Representative, each ordinary share of the Issuer ("Ordinary Shares") outstanding immediately prior to the closing (the "Closing") of the transaction contemplated by the Business Combination Agreement ("Business Combination") (excluding Ordinary Shares redeemed by holders of such shares pursuant to the terms of the Issuer's amended and restated memorandum and articles of association) converted into the right to receive one ordinary share of Triterras upon Closing. The Closing occurred on November 10, 2020.
The securities are held directly by MVR Netfin LLC. Richard Maurer and Marat Rosenberg are the managers of MVR Netfin LLC and share voting and investment discretion with respect to the ordinary shares held by MVR Netfin LLC.
The Class B ordinary shares are convertible for shares of the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-240171) (the "Registration Statement") and have no expiration date
Represents Class B ordinary shares held by MVR Netfin LLC that converted into ordinary shares of Triterras in connection with the Business Combination.
The warrants will become exercisable 30 days after the completion of the Business Combination. The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. Upon conversion into warrants of Triterras in connection with the Business Combination, each whole warrant will entitle the holder thereof to purchase one ordinary share of Triterras at a price of $11.50 per share (subject to adjustment).
Represents warrants underlying the 681,000 units purchased in connection with the Issuer's initial public offering which converted into the same number of warrants of Triterras in connection with the Business Combination.
/s/ Elliott Smith, Attorney-in-Fact for MVR Netfin LLC
2020-11-10
/s/ Elliott Smith, Attorney-in-Fact for Richard Maurer
2020-11-10
/s/ Elliott Smith, Attorney-in-Fact for Marat Rosenberg
2020-11-10