0001213900-19-014228.txt : 20190731 0001213900-19-014228.hdr.sgml : 20190731 20190731184835 ACCESSION NUMBER: 0001213900-19-014228 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20190730 FILED AS OF DATE: 20190731 DATE AS OF CHANGE: 20190731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosenberg Marat CENTRAL INDEX KEY: 0001340214 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39008 FILM NUMBER: 19990256 MAIL ADDRESS: STREET 1: 17 FM 1830 CITY: ARGYLE STATE: TX ZIP: 76226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAURER RICHARD M CENTRAL INDEX KEY: 0001086132 STANDARD INDUSTRIAL CLASSIFICATION: [3949] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39008 FILM NUMBER: 19990257 MAIL ADDRESS: STREET 1: THREE GATEWAY CENTER CITY: PITTSBURGH STATE: PA ZIP: 15222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MVR Netfin LLC CENTRAL INDEX KEY: 0001776852 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39008 FILM NUMBER: 19990258 BUSINESS ADDRESS: STREET 1: 1717 MCKINNEY AVENUE SUITE 700 CITY: DALLAS STATE: TX ZIP: 75202 BUSINESS PHONE: (972) 979-5995 MAIL ADDRESS: STREET 1: 1717 MCKINNEY AVENUE SUITE 700 CITY: DALLAS STATE: TX ZIP: 75202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Netfin Acquisition Corp. CENTRAL INDEX KEY: 0001776903 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (972) 979-5995 MAIL ADDRESS: STREET 1: 445 PARK AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 3 1 ownership.xml X0206 3 2019-07-30 0 0001776903 Netfin Acquisition Corp. NFIN 0001776852 MVR Netfin LLC C/O NETFIN ACQUISITION CORP. 445 PARK AVENUE, 9TH FLOOR NEW YORK NY 10022 0 0 1 0 0001086132 MAURER RICHARD M C/O NETFIN ACQUISITION CORP. 445 PARK AVENUE, 9TH FLOOR NEW YORK NY 10022 1 1 1 0 Chief Executive Officer 0001340214 Rosenberg Marat C/O NETFIN ACQUISITION CORP. 445 PARK AVENUE, 9TH FLOOR NEW YORK NY 10022 1 1 1 0 President Class B Ordinary Shares Class A Ordinary Shares 6260000 D The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-232612) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 825,000 Class B ordinary shares subject to surrender to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement. The securities are held directly by MVR Netfin LLC. Rick Maurer and Marat Rosenberg are the managers of MVR Netfin LLC and share voting and investment discretion with respect to the ordinary shares held by MVR Netfin LLC. See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer. See Exhibits 24.1, 24.2 and 24.3 - Powers of Attorney. Due to technical difficulties, Rick Maurer was unable to update his Filer ID codes prior to the deadline for filing this initial statement of beneficial ownership on Form 3 (this "Form 3"). The reporting persons have filed this Form 3 once the appropriate EDGAR Filer codes were obtained. /s/ Daniel Nussen, Attorney-in-Fact for MVR Netfin LLC 2019-07-31 /s/ Daniel Nussen, Attorney-in-Fact for Rick Maurer 2019-07-31 /s/ Daniel Nussen, Attorney-in-Fact for Marat Rosenberg 2019-07-31 EX-24.1 2 f3073019mvrex24-1_netfin.htm POWER OF ATTORNEY

Exhibit 24.1

 

POWER OF ATTORNEY

 

The undersigned constitutes and appoints Joel Rubinstein, Elliott Smith, Daniel Nussen, Sarah Ross and Audrey Bae, or any of them acting singly, as the undersigned’s true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for the undersigned and in the undersigned’s name, place and stead, to:

 

1. prepare, sign, and submit to the Securities and Exchange Commission (the “SEC”) on its Electronic Data Gathering, Analysis, and Retrieval Filer Management website a Form ID application, including any amendments and exhibits thereto, and any other related documents as may be necessary or appropriate, to obtain from the SEC access codes to permit filing on the SEC’s EDGAR system, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done as required by any rule or regulation of the SEC and the EDGAR Filer Manual as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof; and

 

2. sign any and all SEC statements of beneficial ownership of securities of Netfin Acquisition Corp. on Schedule 13D as required under Section 13 and Forms 3, 4 and 5 as required under Section 16(a) of the Securities Exchange Act of 1934, as amended, and any amendments thereto, and to file the same with all exhibits thereto, and other documents in connection therewith, with the SEC, the Company and any stock exchange on which any of the Company’s securities are listed, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done under said Section 13 and Section 16(a), as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof.

 

A copy of this power of attorney shall be filed with the SEC.  The authorization set forth above shall continue in full force and effect until the undersigned revokes such authorization by written instructions to the attorneys-in-fact.

 

The authority granted hereby shall in no event be deemed to impose or create any duty on behalf of the attorneys-in-fact with respect to the undersigned’s obligations to file a Form ID, Schedule 13Ds and Forms 3, 4 and 5 with the SEC. 

 

Dated: May 2, 2019 MVR NETFIN LLC
   
  By: /s/ Marat Rosenberg
  Name:  Marat Rosenberg
  Title: Manager

 

 EX-24.2 3 f3073019mvrex24-2_netfin.htm POWER OF ATTORNEY

Exhibit 24.2

 

POWER OF ATTORNEY

 

The undersigned constitutes and appoints Joel Rubinstein, Elliott Smith, Daniel Nussen, Sarah Ross and Audrey Bae, or any of them acting singly, as the undersigned’s true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for the undersigned and in the undersigned’s name, place and stead, to:

 

1. prepare, sign, and submit to the Securities and Exchange Commission (the “SEC”) on its Electronic Data Gathering, Analysis, and Retrieval Filer Management website a Form ID application, including any amendments and exhibits thereto, and any other related documents as may be necessary or appropriate, to obtain from the SEC access codes to permit filing on the SEC’s EDGAR system, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done as required by any rule or regulation of the SEC and the EDGAR Filer Manual as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof; and

 

2. sign any and all SEC statements of beneficial ownership of securities of Netfin Acquisition Corp. on Schedule 13D as required under Section 13 and Forms 3, 4 and 5 as required under Section 16(a) of the Securities Exchange Act of 1934, as amended, and any amendments thereto, and to file the same with all exhibits thereto, and other documents in connection therewith, with the SEC, the Company and any stock exchange on which any of the Company’s securities are listed, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done under said Section 13 and Section 16(a), as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof.

 

A copy of this power of attorney shall be filed with the SEC.  The authorization set forth above shall continue in full force and effect until the undersigned revokes such authorization by written instructions to the attorneys-in-fact.

 

The authority granted hereby shall in no event be deemed to impose or create any duty on behalf of the attorneys-in-fact with respect to the undersigned’s obligations to file a Form ID, Schedule 13Ds and Forms 3, 4 and 5 with the SEC. 

 

Dated: May 3, 2019

 

  /s/ Richard Maurer
  Richard Maurer

 

 EX-24.3 4 f3073019mvrex24-3_netfin.htm POWER OF ATTORNEY

Exhibit 24.3

 

POWER OF ATTORNEY

 

The undersigned constitutes and appoints Joel Rubinstein, Elliott Smith, Daniel Nussen, Sarah Ross and Audrey Bae, or any of them acting singly, as the undersigned’s true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for the undersigned and in the undersigned’s name, place and stead, to:

 

1. prepare, sign, and submit to the Securities and Exchange Commission (the “SEC”) on its Electronic Data Gathering, Analysis, and Retrieval Filer Management website a Form ID application, including any amendments and exhibits thereto, and any other related documents as may be necessary or appropriate, to obtain from the SEC access codes to permit filing on the SEC’s EDGAR system, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done as required by any rule or regulation of the SEC and the EDGAR Filer Manual as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof; and

 

2. sign any and all SEC statements of beneficial ownership of securities of Netfin Acquisition Corp. on Schedule 13D as required under Section 13 and Forms 3, 4 and 5 as required under Section 16(a) of the Securities Exchange Act of 1934, as amended, and any amendments thereto, and to file the same with all exhibits thereto, and other documents in connection therewith, with the SEC, the Company and any stock exchange on which any of the Company’s securities are listed, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done under said Section 13 and Section 16(a), as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof.

 

A copy of this power of attorney shall be filed with the SEC.  The authorization set forth above shall continue in full force and effect until the undersigned revokes such authorization by written instructions to the attorneys-in-fact.

 

The authority granted hereby shall in no event be deemed to impose or create any duty on behalf of the attorneys-in-fact with respect to the undersigned’s obligations to file a Form ID, Schedule 13Ds and Forms 3, 4 and 5 with the SEC. 

 

Dated: May 2, 2019

 

  /s/ Marat Rosenberg
  Marat Rosenberg

 EX-99.1 5 f3073019mvrex99-1_netfin.htm JOINT FILER INFORMATION

Exhibit 99.1

 

Joint Filer Information

 

Name of Joint Filer: MVR Netfin LLC
   
Address of Joint Filer: c/o Netfin Acquisition Corp.
  445 Park Avenue, 9th Floor
  New York, New York 10022
   
Relationship of Joint Filer to Issuer: 10% Owner
   
Issuer Name and Ticker or Trading Symbol: Netfin Acquisition Corp. [NFIN]
   
Date of Event Requiring Statement:  
(Month/Day/Year): 07/30/2019
   
   
Name of Joint Filer: Rick Maurer
   
Address of Joint Filer: c/o Netfin Acquisition Corp.
  445 Park Avenue, 9th Floor
  New York, New York 10022
   
Relationship of Joint Filer to Issuer: 10% Owner, Officer (Chief Executive Officer), Director
   
Issuer Name and Ticker or Trading Symbol: Netfin Acquisition Corp. [NFIN]
   
Date of Event Requiring Statement:  
(Month/Day/Year): 07/30/2019
   
   
Name of Joint Filer: Marat Rosenberg
   
Address of Joint Filer: c/o Netfin Acquisition Corp.
  445 Park Avenue, 9th Floor
  New York, New York 10022
   
Relationship of Joint Filer to Issuer: 10% Owner, Officer (President), Director
   
Issuer Name and Ticker or Trading Symbol: Netfin Acquisition Corp. [NFIN]
   
Date of Event Requiring Statement:  
(Month/Day/Year): 07/30/2019