FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
WRIGLEY WM JR CO [ WWY ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 05/04/2007 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 05/07/2007 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 05/04/2007 | M | 17,500 | A | $38.48 | 21,970.1(1)(2) | D | |||
Common Stock | 05/04/2007 | M | 16,250 | A | $45.86 | 38,220.1(1) | D | |||
Common Stock | 05/04/2007 | M | 19,687 | A | $43.74 | 57,907.1(1) | D | |||
Common Stock | 05/04/2007 | M | 16,875 | A | $49.82 | 74,782.1(1) | D | |||
Common Stock | 05/04/2007 | M | 6,687 | A | $55.48 | 81,469.1(1) | D | |||
Common Stock | 05/04/2007 | S | 900 | D | $58.44 | 80,569.1(1) | D | |||
Common Stock | 05/04/2007 | S | 600 | D | $58.39 | 79,969.1(1) | D | |||
Common Stock | 05/04/2007 | S | 500 | D | $58.37 | 79,469.1(1) | D | |||
Common Stock | 05/04/2007 | S | 100 | D | $58.36 | 79,369.1(1) | D | |||
Common Stock | 05/04/2007 | S | 3,199 | D | $58.35 | 76,170.1(1) | D | |||
Common Stock | 05/04/2007 | S | 2,500 | D | $58.34 | 73,670.1(1) | D | |||
Common Stock | 05/04/2007 | S | 800 | D | $58.33 | 72,870.1(1) | D | |||
Common Stock | 05/04/2007 | S | 2,326 | D | $58.32 | 70,544.1(1) | D | |||
Common Stock | 05/04/2007 | S | 100 | D | $58.32 | 70,444.1(1) | D | |||
Common Stock | 05/04/2007 | S | 2,400 | D | $58.31 | 68,044.1(1) | D | |||
Common Stock | 05/04/2007 | S | 1,400 | D | $58.31 | 66,644.1(1) | D | |||
Common Stock | 05/04/2007 | S | 2,900 | D | $58.3 | 63,744.1(1) | D | |||
Common Stock | 05/04/2007 | S | 100 | D | $58.29 | 63,644.1(1) | D | |||
Common Stock | 05/04/2007 | S | 3,501 | D | $58.29 | 60,143.1(1) | D | |||
Common Stock | 05/04/2007 | S | 2,099 | D | $58.29 | 58,044.1(1) | D | |||
Common Stock | 05/04/2007 | S | 1,000 | D | $58.29 | 57,044.1(1) | D | |||
Common Stock | 05/04/2007 | S | 6,300 | D | $58.28 | 50,744.1(1) | D | |||
Common Stock | 05/04/2007 | S | 5,700 | D | $58.27 | 45,044.1(1) | D | |||
Common Stock | 05/04/2007 | S | 1,151 | D | $58.26 | 43,893.1(1) | D | |||
Common Stock/Class B | 05/04/2007 | S(3) | 956 | D | $58 | 136 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock Units | (4) | 05/04/2007 | I(5) | 15,068.6 | (6) | (6) | Common Stock | 15,068.6 | $58.49 | 4,250.02(7) | D | ||||
Stock Option (Right to Buy) O-05 | $55.48 | 05/04/2007 | M | 6,687 | 05/19/2006(8) | 05/19/2015 | Common Stock | 6,687 | $0 | 20,063 | D | ||||
Stock Option (Right to Buy)-O-01 | $38.48 | 05/04/2007 | M | 17,500 | 05/23/2002(9) | 05/23/2011 | Common Stock | 17,500 | $0 | 0.00 | D | ||||
Stock Option (Right to Buy)O-02 | $45.86 | 05/04/2007 | M | 16,250 | 05/21/2003(10) | 05/21/2012 | Common Stock | 16,250 | $0 | 0.00 | D | ||||
Stock Option (Right to Buy)O-03 | $43.74 | 05/04/2007 | M | 19,687 | 05/20/2004(11) | 05/20/2013 | Common Stock | 19,687 | $0 | 6,563 | D | ||||
Stock Option (Right to Buy)O-04 | $49.82 | 05/04/2007 | M | 16,875 | 05/25/2005(12) | 05/25/2014 | Common Stock | 16,875 | $0 | 16,875 | D | ||||
Stock Option(Right to Buy)06-O | $46.6 | 05/18/2007(13) | 05/18/2016 | Common Stock | 48,700 | 48,700 | D |
Explanation of Responses: |
1. Since the date of the reporting person's last report, 99 shares previously owned through the Wrigley Saving Plan (WSP) were rolled over into a self- directed IRA and therefore are now owned directly. |
2. Form 1 of 2 is being amended to include the 99 Common shares referenced in Footnote 1 that were inadvertently excluded from the reporting person's amount of securities beneficially owned in Column 5 of Table I. |
3. Class B Common Stock acquired as a result of the May 1, 2006 5-for-4 stock split. Class B Common Stock is convertible into Common Stock on a one-for-one basis at anytime and must be converted to Common Stock in order to be sold. |
4. Each share unit is equivalent to one share of the Company's Common Stock. |
5. Intra-plan transfer out of Wrigley Stock Fund into other Mercer Funds in the Management Incentive Plan (MIP), which Plan is 16b-3 exempt. |
6. Share units can be awarded under various programs of the Management Incentive Plan (MIP), which Plan is exempt under Rule 16b-3. Shares or share units acquired under the Long Term Stock Grant are not restricted. Shares or share units acquired under the Stock Award Program are restricted as to sale or transfer until retirement, termination or death. |
7. Total includes share units acquired as a result of the reinvestment of dividends under various programs of the Management Incentive Plan (MIP), which Plan is 16b-3 exempt. |
8. The Option vests in four equal annual installments beginning on May 19, 2006. |
9. The Option vests in four equal annual installments beginning on May 23, 2002. |
10. The Option vests in four equal annual installments beginning on May 21, 2003. |
11. The Option vests in four equal annual installments beginning on May 20, 2004. |
12. The Option vests in four equal annual installments beginning on May 25, 2005. |
13. The Option vests in four equal annual installments beginning on May 18, 2007. |
Remarks: |
Form 1 of 2: Note: The reporting person sold 76,999 shares through a cashless exercise and 4,782 shares through an open market broker sale. |
By: Mark Monroe Under POA for Ralph Scozzafava | 05/07/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |