-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E33U0fL0c1NNbtJy4MVnC/PRd8+zSnP4XAhzrxtgOhs6IDG0IsAb00gw+gqC07Dm Jh1F38gDHl5C2TVzRMrlaA== 0000899140-09-000256.txt : 20090206 0000899140-09-000256.hdr.sgml : 20090206 20090206165837 ACCESSION NUMBER: 0000899140-09-000256 CONFORMED SUBMISSION TYPE: SC TO-T/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090206 DATE AS OF CHANGE: 20090206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WAVECOM SA CENTRAL INDEX KEY: 0001085763 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 000000000 STATE OF INCORPORATION: I0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-T/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-50760 FILM NUMBER: 09577940 BUSINESS ADDRESS: STREET 1: 3, ESPLANADE DU FONCET STREET 2: ISSY LES MOULINEAUX CEDEX CITY: FRANCE STATE: I0 ZIP: 92442 BUSINESS PHONE: 0033 1 46 29 41 81 MAIL ADDRESS: STREET 1: 3, ESPLANADE DU FONCET STREET 2: ISSY LES MOULINEAUX CEDEX CITY: FRANCE STATE: I0 ZIP: 92442 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Gemalto S.A. CENTRAL INDEX KEY: 0001447120 IRS NUMBER: 000000000 STATE OF INCORPORATION: I0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-T/A BUSINESS ADDRESS: STREET 1: C/O GEMALTO N.V. STREET 2: KONINGSGRACHT GEBOUW 1, JOOP GEESINKWEG CITY: AMSTERDAM STATE: P7 ZIP: 1096 AX BUSINESS PHONE: 31205620680 MAIL ADDRESS: STREET 1: C/O GEMALTO N.V. STREET 2: KONINGSGRACHT GEBOUW 1, JOOP GEESINKWEG CITY: AMSTERDAM STATE: P7 ZIP: 1096 AX SC TO-T/A 1 g4711502.txt AMENDMENT NO. 8 ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934. (Amendment No. 8) ----------------------------- Wavecom S.A. (Name of Subject Company (Issuer)) Gemalto S.A. a subsidiary of Gemalto N.V. (Offerors) (Names of Filing Persons (identifying status as offeror, issuer or other person)) Shares, nominal value of (euro)1.00 per Share and American Depositary Shares evidenced by American Depositary Receipts, each representing one Share (Title of Class of Securities) 943531103 (CUSIP Number of Class of Securities) Jean-Pierre Charlet Gemalto N.V. Koningsgracht Gebouw 1 Joop Geesinkweg 541-542 1096 AX, Amsterdam The Netherlands +31 205 620 680 Copy to: Laurent Faugerolas Jon J. Lyman Stephane Sabatier Willkie Farr & Gallagher LLP Willkie Farr & Gallagher LLP One Angel Court 21-23 rue de la Ville l'Eveque London EC2R 7HJ, England Paris 75008, France +44 20 7696 5454 +33 1 53 43 45 00 (Name, Address and Telephone Numbers of Persons Authorized to Receive Notices and Communications on Behalf of Filing Persons) Calculation of Filing Fee ================================================================================ Transaction Valuation* Amount of Filing Fee** - -------------------------------------------------------------------------------- $27,713,010 $1,089 ================================================================================ *Estimated solely for purposes of calculating the filing fee. The Transaction Valuation was calculated on the basis of (i) the offer price of (x) (euro)7 for each of the 1,718,330 ADSs outstanding; (y) (euro)7 for each of the 791,022 Shares estimated to be held by U.S. holders as of the date hereof within the meaning of Rule 14d-1(d) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); (z) (euro)31.30 plus unpaid accrued interest for each of the 128,594 OCEANEs estimated to be held by U.S. holders as of the date hereof; and (ii) an exchange rate (using the noon buying rate in New York City for cable transfers in euro as certified for customs purposes by the Federal Reserve Bank of New York on October 22, 2008) of $1.2835 for one euro. The unpaid accrued interest to be paid per OCEANE is estimated to be (euro)0.01 per OCEANE based on an estimated settlement date of January 5, 2009 for the Offers (as defined below). The number of Shares and OCEANEs estimated to be held by U.S. holders is based on an assumption, made solely for purposes of calculating the filing fee, that 5% of the 15,820,442 outstanding Shares and 5% of the 2,571,884 outstanding OCEANEs are each held by U.S. holders. The number of ADSs, Shares and OCEANEs outstanding is based on Wavecom S.A.'s ("Wavecom") Form 6-K filed with the Securities and Exchange Commission (the "Commission") on October 22, 2008 and Wavecom's Form 20-F for the fiscal year ended December 31, 2007 filed with the Commission on April 8, 2007. ** The filing fee, calculated in accordance with Rule 0-11(d) under the Securities Exchange Act of 1934, as amended, as modified by Fee Advisory No. 7 for the fiscal year 2008, is $39.30 for every $1,000,000 of transaction value. |X| Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. Amount Previously Paid: $1,089 Filing Party: Gemalto S.A. Form or Registration No.: SC TO-T Date Filed: October 28, 2008 [ ] Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. Check the appropriate boxes below to designate any transactions to which the statement relates: [X] third-party tender offer subject [ ] going-private transaction to Rule 14d-1. subject to Rule 13e-3. [ ] issuer tender offer subject to [ ] amendment to Schedule 13D under under Rule 13e-4. Rule 13d-2. Check the following box if the filing is a final amendment reporting the results of the tender offer: [X] ================================================================================ This Amendment No. 8 to Schedule TO amends and supplements the Tender Offer Statement on Schedule TO, as amended, initially filed with the Securities and Exchange Commission on October 28, 2008 (the "Schedule TO") by Gemalto S.A., a societe anonyme organized under the laws of France ("Purchaser") and a subsidiary of Gemalto N.V., a company organized under the laws of The Netherlands, relating to the offer to purchase all outstanding Wavecom shares, nominal value (euro)1.00 ("Shares"), all outstanding Wavecom American Depositary Shares, each representing one Share, and all outstanding bonds convertible or exchangeable into new or existing Shares (obligations a option de conversion et/ou d'echange en actions nouvelles ou existante), through concurrent offers in the United States (the "U.S. Offer") and France (the "International Offer", and together with the U.S. Offer, the "Offers"). Capitalized terms used and not otherwise defined in this Amendment No. 8 shall have the meanings ascribed to them in the U.S. Offer to Purchase, dated October 28, 2008. On January 9, 2009, Purchaser terminated the International Offer in accordance with Article 232-11 of the AMF General Regulations. On January 9, 2009, Purchaser issued a press release announcing that it has also withdrawn and terminated the U.S. Offer. The press release issued by Purchaser is attached hereto as Exhibit 99(a)(5)(x) and incorporated herein by reference. The Offers were scheduled to expire on February 12, 2009. No Securities were purchased in the Offers, and all Securities previously tendered and not withdrawn will be promptly returned. Item 12. Exhibits. Item 12 of the Schedule TO is hereby amended and supplemented to add the following exhibit: 99(a)(5)(x) Press release, issued January 9, 2009 SIGNATURE After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 6, 2009 GEMALTO S.A. /s/ Patrick Mouchart ----------------------------------- Name: Patrick Mouchart Title: Chief Executive Officer GEMALTO N.V. /s/ Olivier Piou ----------------------------------- Name: Olivier Piou Title: Chief Executive Officer EXHIBIT INDEX Exhibit No. Description - --------------- ------------------------------------------------------------ 99(a)(1)(i) U.S. Offer to Purchase, dated October 28, 2008* 99(a)(1)(ii) Form of ADS Letter of Transmittal (ADSs)* 99(a)(1)(iii) Form of Notice of Guaranteed Delivery (ADSs)* 99(a)(1)(iv) Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees (ADSs)* 99(a)(1)(v) Form of Letter to Clients for Use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees (ADSs)* 99(a)(1)(vi) Form of Share Form of Acceptance (Shares)* 99(a)(1)(vii) Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees (Shares)* 99(a)(1)(viii) Form of Letter to Clients for Use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees (Shares)* 99(a)(1)(ix) Form of OCEANE Form of Acceptance (OCEANEs)* 99(a)(1)(x) Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees (OCEANEs)* 99(a)(1)(xi) Form of Letter to Clients for Use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees (OCEANEs)* 99(a)(1)(xii) Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9* 99(a)(1)(xiii) Form of Summary Advertisement, published on October 28, 2008* 99(a)(5)(i) Questions and Answers relating to the International Offer for use by the Information Agent (English translation)* 99(a)(5)(ii) English version of press release, issued November 19, 2008* 99(a)(5)(iii) Transcript of BFM interview with Olivier Piou, November 18, 2008 (unofficial English translation)* 99(a)(5)(iv) Reuters new article, dated November 18, 2008 (unofficial English translation)* 99(a)(5)(v) Reuters news article, dated November 18, 2008* 99(a)(5)(vi) La Tribune news article, dated November 19, 2008 (unofficial English translation)* 99(a)(5)(vii) English version of press release, issued December 1, 2008* 99(a)(5)(viii) English version of press release, issued December 3, 2008* 99(a)(5)(ix) Press release, issued December 13, 2008* 99(a)(5)(x) Press release, issued January 9, 2009* 99(b) Not applicable 99(d) Not applicable 99(g) Not applicable 99(h) Not applicable - -------------------------------------------- * Previously filed. -----END PRIVACY-ENHANCED MESSAGE-----