0001209191-23-006892.txt : 20230203 0001209191-23-006892.hdr.sgml : 20230203 20230203163543 ACCESSION NUMBER: 0001209191-23-006892 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230201 FILED AS OF DATE: 20230203 DATE AS OF CHANGE: 20230203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIS GEORGE H CENTRAL INDEX KEY: 0001085715 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51813 FILM NUMBER: 23586562 MAIL ADDRESS: STREET 1: 2911 TURTLE CREEK BOULEVARD STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC CENTRAL INDEX KEY: 0001235468 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 522209244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6931 ARLINGTON ROAD STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 2024676868 MAIL ADDRESS: STREET 1: 6931 ARLINGTON ROAD STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-01 0 0001235468 LIQUIDITY SERVICES INC LQDT 0001085715 ELLIS GEORGE H 6931 ARLINGTON ROAD SUITE 200 BETHESDA MD 20814 1 0 0 0 Common Stock 2023-02-01 4 M 0 5206 0.00 A 27275 D Restricted Stock Unit Grant 2023-02-01 4 M 0 5206 0.00 D 2023-02-01 Common Stock 5206 0 D Restricted Stock Unit Grant 2023-02-01 4 A 0 6627 0.00 A 2024-02-01 Common Stock 6627 6627 D Stock Option Grant 40.11 2014-06-03 2023-06-03 Common Stock 5954 5954 D Stock Option Grant 21.53 2015-02-03 2024-02-03 Common Stock 13144 13144 D Represents the vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. 100% of this restricted stock unit grant vested on February 1, 2023. These restricted stock units vest on February 1, 2024. /s/ Mark A. Shaffer, by power of attorney 2023-02-03