MANAGING MEMBER

0001405086-22-000159.txt : 20220516 0001405086-22-000159.hdr.sgml : 20220516 20220516105034 ACCESSION NUMBER: 0001405086-22-000159 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220516 DATE AS OF CHANGE: 20220516 EFFECTIVENESS DATE: 20220516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C. CENTRAL INDEX KEY: 0001085393 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10569 FILM NUMBER: 22926475 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-521-9500 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Basswood Capital Management LLC DATE OF NAME CHANGE: 20130814 FORMER COMPANY: FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 19990428 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001085393 XXXXXXXX 03-31-2022 03-31-2022 BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVENUE 10TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-10569 Y Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein. MATTHEW LINDENBAUM MANAGING MEMBER 212-521-9500 /S/MATTHEW LINDENBAUM NEW YORK NY 05-16-2022 0 133 2089873 false INFORMATION TABLE 2 basswood-table-q1-2022.xml AERCAP HOLDINGS NV SHS N00985106 33863 673498 SH SOLE 673498 0 0 AIR LEASE CORP CL A 00912X302 2476 55448 SH SOLE 55448 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 15239 271393 SH SOLE 271393 0 0 ALLSTATE CORP COM 020002101 5454 39373 SH SOLE 39373 0 0 ALLY FINL INC COM 02005N100 30368 698440 SH SOLE 698440 0 0 AMALGAMATED FINANCIAL CORP COM 022671101 16646 926302 SH SOLE 926302 0 0 AMERIS BANCORP COM 03076K108 3585 81689 SH SOLE 81689 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 28150 454105 SH SOLE 454105 0 0 APOLLO STRATEGIC GRWT CPTL I SHS CL A G0412A102 754 76938 SH SOLE 76938 0 0 ASSURANT INC COM 04621X108 6251 34381 SH SOLE 34381 0 0 ATLAS CREST INVESTMENT CORP COM CL A 049287105 1478 150531 SH SOLE 150531 0 0 AUSTERLITZ ACQUISITION CORP SHS CL A G0633D109 715 72854 SH SOLE 72854 0 0 AUSTERLITZ ACQUISITION CORP COM CL A G0633U101 762 77904 SH SOLE 77904 0 0 BANCORP INC DEL COM 05969A105 7115 251137 SH SOLE 251137 0 0 BANK MARIN BANCORP COM 063425102 5762 164307 SH SOLE 164307 0 0 BANK OF THE JAMES FINL GP IN COM 470299108 4484 301161 SH SOLE 301161 0 0 BAYCOM CORP COM 07272M107 15834 727312 SH SOLE 727312 0 0 BERKSHIRE HILLS BANCORP INC COM 084680107 4282 147794 SH SOLE 147794 0 0 BK OF AMERICA CORP COM 060505104 47948 1163233 SH SOLE 1163233 0 0 BURFORD CAP LTD ORD SHS G17977110 11634 1265935 SH SOLE 1265935 0 0 CALIFORNIA BANCORP INC COM 13005U101 241 10459 SH SOLE 10459 0 0 CAMDEN NATL CORP COM 133034108 11652 247699 SH SOLE 247699 0 0 CAPITAL ONE FINL CORP COM 14040H105 18034 137363 SH SOLE 137363 0 0 CAPSTAR FINL HLDGS INC COM 14070T102 1686 79997 SH SOLE 79997 0 0 CARLYLE GROUP INC COM 14316J108 7785 159174 SH SOLE 159174 0 0 CATALYST BANCORP INC COMMON STOCK 14888L101 112 11246 SH SOLE 11246 0 0 CBTX INC COM 12481V104 28650 924183 SH SOLE 924183 0 0 CENTRAL VY CMNTY BANCORP COM 155685100 2576 110342 SH SOLE 110342 0 0 CENTURY CMNTYS INC COM 156504300 10075 188072 SH SOLE 188072 0 0 CF ACQUISITION CORP IV COM CL A 12520T102 1548 157802 SH SOLE 157802 0 0 CHEMUNG FINL CORP COM 164024101 6592 141193 SH SOLE 141193 0 0 CHURCHILL CAPITAL CORP VI COM CL A 17143W101 1432 145845 SH SOLE 145845 0 0 CHURCHILL CAPITAL CORP VII COM CL A 17144M102 1498 152973 SH SOLE 152973 0 0 CITIGROUP INC COM NEW 172967424 1064 19920 SH SOLE 19920 0 0 CITIZENS FINL GROUP INC COM 174610105 13032 287481 SH SOLE 287481 0 0 COMERICA INC COM 200340107 64987 718648 SH SOLE 718648 0 0 CUSTOMERS BANCORP INC COM 23204G100 43974 843391 SH SOLE 843391 0 0 DEEP LAKE CAPITAL ACQUSTN CO CL A SHS G27029100 744 75825 SH SOLE 75825 0 0 DIME CMNTY BANCSHARES INC COM 25432X102 117381 3395452 SH SOLE 3395452 0 0 EAGLE BANCORP INC MD COM 268948106 2623 46012 SH SOLE 46012 0 0 ESQUIRE FINL HLDGS INC COM 29667J101 36636 1090030 SH SOLE 1090030 0 0 EVANS BANCORP INC COM NEW 29911Q208 1660 43675 SH SOLE 43675 0 0 F N B CORP COM 302520101 56944 4573795 SH SOLE 4573795 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 16321 334183 SH SOLE 334183 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 3518 35035 SH SOLE 35035 0 0 FIFTH THIRD BANCORP COM 316773100 4029 93607 SH SOLE 93607 0 0 FINWISE BANCORP COM 31813A109 17127 998643 SH SOLE 998643 0 0 FIRST BANCORP N C COM 318910106 5149 123266 SH SOLE 123266 0 0 FIRST BUSEY CORP COM NEW 319383204 46723 1843838 SH SOLE 1843838 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 10003 15028 SH SOLE 15028 0 0 FIRST INTERNET BANCORP COM 320557101 13070 303887 SH SOLE 303887 0 0 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 7454 202723 SH SOLE 202723 0 0 FIRST UTD CORP COM 33741H107 5314 235844 SH SOLE 235844 0 0 FIRST WESTN FINL INC COM 33751L105 16319 522042 SH SOLE 522042 0 0 FLAGSTAR BANCORP INC COM PAR .001 337930705 40845 963315 SH SOLE 963315 0 0 FORTRESS CAPITAL ACQUISITION SHS CL A G36427105 1526 154461 SH SOLE 154461 0 0 FORTRESS VALUE ACQUIS CORP I COM CL A 34964G107 761 77236 SH SOLE 77236 0 0 FTAC ATHENA ACQUISITION CORP CL A SHS G37283101 748 76416 SH SOLE 76416 0 0 FTAC HERA ACQUISITION CORP CLASS A ORD SHS G3728Y103 815 83268 SH SOLE 83268 0 0 G SQUARED ASCEND I INC SHS CL A G4204R109 753 76421 SH SOLE 76421 0 0 GLOBAL PMTS INC COM 37940X102 3095 22618 SH SOLE 22618 0 0 GORES HOLDINGS VII INC COM CL A 38286T101 755 77152 SH SOLE 77152 0 0 GUILD HLDGS CO CL A 40172N107 8574 835688 SH SOLE 835688 0 0 HBT FINL INC. COM 404111106 5844 321446 SH SOLE 321446 0 0 HERITAGE FINL CORP WASH COM 42722X106 16768 669134 SH SOLE 669134 0 0 HOME BANCSHARES INC COM 436893200 3764 166538 SH SOLE 166538 0 0 HORIZON BANCORP INC COM 440407104 7453 399179 SH SOLE 399179 0 0 INSU ACQUISITION CORP III COM CL A 457817104 817 83187 SH SOLE 83187 0 0 INTERNATIONAL BANCSHARES COR COM 459044103 12557 297487 SH SOLE 297487 0 0 JAWS MUSTANG ACQUISITION COR SHS CL A G50737108 775 79022 SH SOLE 79022 0 0 JOFF FINTECH ACQUISITION COR COM CL A 46592C100 754 77165 SH SOLE 77165 0 0 JPMORGAN CHASE & CO COM 46625H100 66933 491000 SH SOLE 491000 0 0 KB HOME COM 48666K109 5558 171642 SH SOLE 171642 0 0 KEYCORP COM 493267108 1649 73678 SH SOLE 73678 0 0 LAKELAND BANCORP INC COM 511637100 4704 281681 SH SOLE 281681 0 0 LAZARD GROWTH ACQUISITION CO CL A ORD SHS G54035103 760 77530 SH SOLE 77530 0 0 LAZARD LTD SHS A G54050102 6221 180311 SH SOLE 180311 0 0 LENDINGCLUB CORP COM NEW 52603A208 27864 1765810 SH SOLE 1765810 0 0 LENNAR CORP CL A 526057104 36514 449848 SH SOLE 449848 0 0 LOANDEPOT INC COM CL A 53946R106 131 31623 SH SOLE 31623 0 0 M & T BK CORP COM 55261F104 4580 27023 SH SOLE 27023 0 0 M/I HOMES INC COM 55305B101 14546 327975 SH SOLE 327975 0 0 MACATAWA BK CORP COM 554225102 6697 743312 SH SOLE 743312 0 0 MERCHANTS BANCORP IND COM 58844R108 27746 1013351 SH SOLE 1013351 0 0 MERITAGE HOMES CORP COM 59001A102 6734 84991 SH SOLE 84991 0 0 META FINL GROUP INC COM 59100U108 8840 160961 SH SOLE 160961 0 0 METROPOLITAN BK HLDG CORP COM 591774104 18053 177394 SH SOLE 177394 0 0 MIDWESTONE FINL GROUP INC NE COM 598511103 4355 131562 SH SOLE 131562 0 0 MORGAN STANLEY COM NEW 617446448 32273 369259 SH SOLE 369259 0 0 NORTHEAST BK LEWISTON ME COM 66405S100 17535 514058 SH SOLE 514058 0 0 OLD NATL BANCORP IND COM 680033107 43228 2639072 SH SOLE 2639072 0 0 ONEMAIN HLDGS INC COM 68268W103 71771 1513840 SH SOLE 1513840 0 0 PACWEST BANCORP DEL COM 695263103 50660 1174579 SH SOLE 1174579 0 0 PARKE BANCORP INC COM 700885106 15208 644134 SH SOLE 644134 0 0 PATHFINDER BANCORP INC MD COM 70319R109 2135 97145 SH SOLE 97145 0 0 PCB BANCORP COM 69320M109 3357 146292 SH SOLE 146292 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 3155 90792 SH SOLE 90792 0 0 PENNYMAC FINL SVCS INC NEW COM 70932M107 40002 751913 SH SOLE 751913 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 2263 113228 SH SOLE 113228 0 0 PERELLA WEINBERG PARTNERS CLASS A COM 71367G102 18628 1971264 SH SOLE 1971264 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 9036 98134 SH SOLE 98134 0 0 POPULAR INC COM NEW 733174700 47296 578620 SH SOLE 578620 0 0 PULTE GROUP INC COM 745867101 9923 236814 SH SOLE 236814 0 0 QUINSTREET INC COM 74874Q100 8339 718837 SH SOLE 718837 0 0 RADIAN GROUP INC COM 750236101 22113 995626 SH SOLE 995626 0 0 RBB BANCORP COM 74930B105 2150 91544 SH SOLE 91544 0 0 REGIONAL MGMT CORP COM 75902K106 57306 1179870 SH SOLE 1179870 0 0 ROCKET COS INC COM CL A 77311W101 1306 117478 SH SOLE 117478 0 0 ROYAL BK CDA COM 780087102 3119 28335 SH SOLE 28335 0 0 SANDY SPRING BANCORP INC COM 800363103 930 20707 SH SOLE 20707 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 38192 130130 SH SOLE 130130 0 0 SMARTFINANCIAL INC COM NEW 83190L208 1740 68025 SH SOLE 68025 0 0 SOUTHERN STS BANCSHARES INC COM 843878307 7219 312937 SH SOLE 312937 0 0 SOUTHSTATE CORPORATION COM 840441109 4320 52944 SH SOLE 52944 0 0 SPDR SER TR S&P REGL BKG 78464A698 464 6732 SH Put SOLE 6732 0 0 SYNOVUS FINL CORP COM NEW 87161C501 2427 49535 SH SOLE 49535 0 0 TAYLOR MORRISON HOME CORP COM 87724P106 12815 470802 SH SOLE 470802 0 0 TEXAS CAP BANCSHARES INC COM 88224Q107 51626 900826 SH SOLE 900826 0 0 TIMBERLAND BANCORP INC COM 887098101 3611 133679 SH SOLE 133679 0 0 TOLL BROTHERS INC COM 889478103 5022 106800 SH SOLE 106800 0 0 TRICO BANCSHARES COM 896095106 5523 137981 SH SOLE 137981 0 0 UNITED BANKSHARES INC WEST V COM 909907107 8128 233034 SH SOLE 233034 0 0 UNITED SEC BANCSHARES CALIF COM 911460103 2594 312520 SH SOLE 312520 0 0 US BANCORP DEL COM NEW 902973304 61232 1152063 SH SOLE 1152063 0 0 UWM HOLDINGS CORPORATION COM CL A 91823B109 1795 396296 SH SOLE 396296 0 0 VICTORY CAP HLDGS INC COM CL A 92645B103 4600 159337 SH SOLE 159337 0 0 VIRGINIA NATL BANKSHARES COR COM 928031103 2552 73968 SH SOLE 73968 0 0 VIRTUS INVT PARTNERS INC COM 92828Q109 4712 19633 SH SOLE 19633 0 0 WEBSTER FINL CORP COM 947890109 71870 1280641 SH SOLE 1280641 0 0 WELLS FARGO CO NEW COM 949746101 80035 1651566 SH SOLE 1651566 0 0 WESBANCO INC COM 950810101 2022 58859 SH SOLE 58859 0 0 WESTERN ALLIANCE BANCORP COM 957638109 61875 747105 SH SOLE 747105 0 0 ZIONS BANCORPORATION N A COM 989701107 26524 404581 SH SOLE 404581 0 0