0001405086-20-000339.txt : 20201116
0001405086-20-000339.hdr.sgml : 20201116
20201116123211
ACCESSION NUMBER: 0001405086-20-000339
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201116
DATE AS OF CHANGE: 20201116
EFFECTIVENESS DATE: 20201116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 201314943
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
09-30-2020
09-30-2020
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
11-16-2020
0
83
1204175
false
INFORMATION TABLE
2
basswood-table-q3-2020.xml
AERCAP HOLDINGS NV
SHS
N00985106
41154
1633737
SH
SOLE
1633737
0
0
AIR LEASE CORP
CL A
00912X302
22369
760329
SH
SOLE
760329
0
0
ALLY FINL INC
COM
02005N100
7482
298445
SH
SOLE
298445
0
0
AMERIPRISE FINL INC
COM
03076C106
17359
112638
SH
SOLE
112638
0
0
AMERIS BANCORP
COM
03076K108
10621
466227
SH
SOLE
466227
0
0
ASSURANT INC
COM
04621X108
2756
22715
SH
SOLE
22715
0
0
AXOS FINANCIAL INC
COM
05465C100
17413
747028
SH
SOLE
747028
0
0
BK OF AMERICA CORP
COM
060505104
44540
1848918
SH
SOLE
1848918
0
0
BANK OF THE JAMES FINL GP IN
COM
470299108
3979
408103
SH
SOLE
408103
0
0
BARCLAYS PLC
ADR
06738E204
12
2307
SH
SOLE
2307
0
0
BLACK KNIGHT INC
COM
09215C105
8920
102471
SH
SOLE
102471
0
0
BRIDGE BANCORP INC
COM
108035106
34790
1995966
SH
SOLE
1995966
0
0
CAMDEN NATL CORP
COM
133034108
7487
247699
SH
SOLE
247699
0
0
CAPITAL ONE FINL CORP
COM
14040H105
46878
652355
SH
SOLE
652355
0
0
CENTURY CMNTYS INC
COM
156504300
43353
1024165
SH
SOLE
1024165
0
0
CHEMUNG FINL CORP
COM
164024101
4395
152222
SH
SOLE
152222
0
0
CITIGROUP INC
COM NEW
172967424
2315
53695
SH
SOLE
53695
0
0
CITIZENS FINL GROUP INC
COM
174610105
13730
543105
SH
SOLE
543105
0
0
COMERICA INC
COM
200340107
18933
494970
SH
SOLE
494970
0
0
DIME CMNTY BANCSHARES INC
COM
253922108
9800
866520
SH
SOLE
866520
0
0
DISCOVER FINL SVCS
COM
254709108
23180
401170
SH
SOLE
401170
0
0
EAGLE BANCORP INC MD
COM
268948106
1233
46012
SH
SOLE
46012
0
0
EAST WEST BANCORP INC
COM
27579R104
5579
170407
SH
SOLE
170407
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
11436
762381
SH
SOLE
762381
0
0
EVERCORE INC
CLASS A
29977A105
18629
284589
SH
SOLE
284589
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
10463
334183
SH
SOLE
334183
0
0
FIFTH THIRD BANCORP
COM
316773100
1996
93607
SH
SOLE
93607
0
0
FIRST AMERN FINL CORP
COM
31847R102
9747
191457
SH
SOLE
191457
0
0
FIRST BANCORP N C
COM
318910106
2580
123266
SH
SOLE
123266
0
0
FIRST BUSEY CORP
COM NEW
319383204
1862
117192
SH
SOLE
117192
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
4791
15028
SH
SOLE
15028
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
26688
900709
SH
SOLE
900709
0
0
F N B CORP
COM
302520101
4279
631121
SH
SOLE
631121
0
0
HERITAGE FINL CORP WASH
COM
42722X106
4243
230737
SH
SOLE
230737
0
0
HOME BANCSHARES INC
COM
436893200
2525
166538
SH
SOLE
166538
0
0
HONEYWELL INTL INC
COM
438516106
26856
163150
SH
SOLE
163150
0
0
J ALEXANDERS HLDGS INC
COM
46609J106
100
19238
SH
SOLE
19238
0
0
JPMORGAN CHASE & CO
COM
46625H100
50390
523424
SH
SOLE
523424
0
0
KB HOME
COM
48666K109
15842
412663
SH
SOLE
412663
0
0
KEYCORP
COM
493267108
2733
229101
SH
SOLE
229101
0
0
LAKELAND BANCORP INC
COM
511637100
2803
281681
SH
SOLE
281681
0
0
LAZARD LTD
SHS A
G54050102
14450
437210
SH
SOLE
437210
0
0
LENNAR CORP
CL A
526057104
24946
305415
SH
SOLE
305415
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
8
5920
SH
SOLE
5920
0
0
M & T BK CORP
COM
55261F104
2421
26290
SH
SOLE
26290
0
0
M/I HOMES INC
COM
55305B101
33718
732205
SH
SOLE
732205
0
0
MARLIN BUSINESS SVCS CORP
COM
571157106
7904
1121183
SH
SOLE
1121183
0
0
M D C HLDGS INC
COM
552676108
12266
260426
SH
SOLE
260426
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
845
2493
SH
Put
SOLE
2493
0
0
MERCHANTS BANCORP IND
COM
58844R108
11858
601637
SH
SOLE
601637
0
0
METROPOLITAN BK HLDG CORP
COM
591774104
11716
418443
SH
SOLE
418443
0
0
MORGAN STANLEY
COM NEW
617446448
25693
531399
SH
SOLE
531399
0
0
NORTHEAST BK LEWISTON ME
COM
66405S100
11510
625551
SH
SOLE
625551
0
0
OLD NATL BANCORP IND
COM
680033107
6935
552155
SH
SOLE
552155
0
0
ONEMAIN HLDGS INC
COM
68268W103
83384
2668290
SH
SOLE
2668290
0
0
OWENS CORNING NEW
COM
690742101
2218
32235
SH
SOLE
32235
0
0
PACWEST BANCORP DEL
COM
695263103
25445
1489774
SH
SOLE
1489774
0
0
PARKE BANCORP INC
COM
700885106
8046
673895
SH
SOLE
673895
0
0
PENNYMAC FINL SVCS INC NEW
COM
70932M107
74838
1287640
SH
SOLE
1287640
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
1167
113228
SH
SOLE
113228
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
10346
290706
SH
SOLE
290706
0
0
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
5373
167283
SH
SOLE
167283
0
0
PULTE GROUP INC
COM
745867101
5579
120524
SH
SOLE
120524
0
0
REGIONAL MGMT CORP
COM
75902K106
23702
1422674
SH
SOLE
1422674
0
0
RICHMOND MUT BANCORPORATION
COM
76525P100
83
7874
SH
SOLE
7874
0
0
SANDY SPRING BANCORP INC
COM
800363103
478
20707
SH
SOLE
20707
0
0
SCHWAB CHARLES CORP
COM
808513105
859
23706
SH
SOLE
23706
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
27319
329183
SH
SOLE
329183
0
0
SOUTH ST CORP
COM
840441109
2549
52944
SH
SOLE
52944
0
0
STERLING BANCORP DEL
COM
85917A100
37386
3553803
SH
SOLE
3553803
0
0
SVB FINANCIAL GROUP
COM
78486Q101
4063
16885
SH
SOLE
16885
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
1049
49535
SH
SOLE
49535
0
0
TAYLOR MORRISON HOME CORP
COM
87724P106
42741
1738137
SH
SOLE
1738137
0
0
TEXAS CAP BANCSHARES INC
COM
88224Q107
2494
80125
SH
SOLE
80125
0
0
TIMBERLAND BANCORP INC
COM
887098101
2160
120004
SH
SOLE
120004
0
0
TOLL BROTHERS INC
COM
889478103
32091
659489
SH
SOLE
659489
0
0
TRICO BANCSHARES
COM
896095106
3379
137981
SH
SOLE
137981
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
4757
221569
SH
SOLE
221569
0
0
US BANCORP DEL
COM NEW
902973304
41301
1152063
SH
SOLE
1152063
0
0
VALLEY NATL BANCORP
COM
919794107
444
64820
SH
SOLE
64820
0
0
WELLS FARGO CO NEW
COM
949746101
1077
45800
SH
SOLE
45800
0
0
WESBANCO INC
COM
950810101
4767
223159
SH
SOLE
223159
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
4569
144488
SH
SOLE
144488
0
0