-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HkFmfiZv1uhgC3v0WXja6C5aGj/CVhoBJjfoumP+HSFYQZkNtx5oxLrayqGCRCRv fi9p554e/eO93NPGQfYviQ== 0001225208-09-003249.txt : 20090210 0001225208-09-003249.hdr.sgml : 20090210 20090210144033 ACCESSION NUMBER: 0001225208-09-003249 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090206 FILED AS OF DATE: 20090210 DATE AS OF CHANGE: 20090210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRIS KIMBERLY J CENTRAL INDEX KEY: 0001183908 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16305 FILM NUMBER: 09585246 BUSINESS ADDRESS: STREET 1: 411 108TH AVE. STREET 2: N.E., 15TH FLOOR CITY: BELLEVUE STATE: WA ZIP: 98004-5515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PUGET ENERGY INC /WA CENTRAL INDEX KEY: 0001085392 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 911969407 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10885 NE 4TH STREET CITY: BELLEVUE STATE: WA ZIP: 980045515 BUSINESS PHONE: 4254546363 MAIL ADDRESS: STREET 1: PO BOX 97034 CITY: BELLEVUE STATE: WA ZIP: 980099734 4 1 doc4.xml X0303 4 2009-02-06 0001085392 PUGET ENERGY INC /WA PSD 0001183908 HARRIS KIMBERLY J 10885 NE 4TH STREET, PSE-12 BELLEVUE WA 98004-5591 1 EVP and CRO Common 2009-02-06 4 D 0 23254 30 D 0 D Common 2009-02-06 4 D 0 4893 30 D 0 I By 401(k) LTIP 0 2009-02-06 4 D 0 7092 0 D 2008-12-31 2008-12-31 Common 7092 0 D LTIP 0 2009-02-06 4 D 0 6336 0 D 2009-12-31 2009-12-31 Common 6336 0 D LTIP 0 2009-02-06 4 D 0 7092 0 D 2010-12-31 2010-12-31 Common 7092 0 D PSE Deferred Compensation Plan 0 2009-02-06 4 D 0 7096 0 D Common 7096 0 D Disposed of pursuant to merger agreement among the issuer, Padua Holdings LLC (now Puget Holdings LLC), Padua Intermediate Holdings Inc. (now Puget Intermediate Holdings Inc.) and Padua Merger Sub Inc. (which later changed its name to Puget Merger Sub Inc.) in exchange for a cash payment of $30 per share, less any applicable tax withholding. Disposed of pursuant to the merger agreement referenced above and the terms of the applicable plans through reallocation to plan measurement funds other than a company stock fund or phantom share units, as applicable. Performance shares grants under the Puget Energy Long Term Incentive Plan (LTIP) for Officers and Key Employees. LTIP performance shares are paid in stock (or cash) when vested from zero to 175% of LTIP performance shares granted. Disposed of pursuant to the merger agreement referenced above in exchange for a cash payment equal to $30.00 per share for the number of shares that were issuable upon the achievement, for each outstanding award cycle, of (i) the target performance level for the applicable cycle and (ii) the performance measures that the issuer had achieved for the applicable cycle during the period commencing upon the starting year of such cycle and ending with the fiscal quarter immediately preceding the merger, plus the dividend equivalents associated with the number of shares. LTIP share grants under the Puget Energy Long-Term Incentive Plan for Officers and Key Employees. LTIP Shares are paid in stock (or up to 50% in cash) when vested in an amount ranging from zero to 155.5% of LTIP Share Grants. One common share will be received for each stock unit. Phantom share units deferred in the Puget Sound Energy Deferred Compensation Plan. /s/ Samuel S. Osborne, Attorney-in-Fact 2009-02-09 -----END PRIVACY-ENHANCED MESSAGE-----