falsefalse00010853920000081100PUGET ENERGY INC /WAPUGET SOUND ENERGY INC 0001085392 2021-10-26 2021-10-26 0001085392 srt:SubsidiariesMember 2021-10-26 2021-10-26
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
 
 
FORM
8-K
 
 
CURRENT REPORT
PURSUANT TO SECTION 13 OR l5(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): October 26, 2021
 
 
 
         
Commission
File Number
   
Exact name of registrant as
specified in its charter, state of incorporation,
address of principal executive offices,
telephone
   
I.R.S. Employer
Identification Number
     
1-16305
   
PUGET ENERGY, INC.
A Washington Corporation
355 110th Ave NE
Bellevue, Washington 98004
425-454-6363
   
91-1969407
     
1-4393
   
PUGET SOUND ENERGY, INC.
A Washington Corporation
355 110th Ave NE
Bellevue, Washington 98004
425-454-6363
   
91-0374630
 
 
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
☐
Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
 
☐
Pre-commencement
communications pursuant to Rule l
4d-2(b)
under the Exchange Act (17 CFR 240.1
4d-2(b))
 
☐
Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
Securities registered pursuant to Section l 2(b) of the Act:
 
         
Title of each class
   
Trading
symbol(s)
   
Name of each exchange
on which registered
N/A
   
N/A
   
N/A
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule
12b-2
of the Securities Exchange Act of 1934.
Emerging growth company  ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐
 
 
 
 
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers’ Compensatory Arrangements of Certain Officers.
On October 26, 2021, Steven W. Hooper provided notice of his retirement from the Board of Directors of each of Puget Energy, Inc. and Puget Sound Energy, Inc. (together, the “Companies”) and as a member of the Board committees on which he served, effective November 4, 2021. There were no disagreements between the Companies and Mr. Hooper that led to his decision to retire.
 
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrants have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized.
 
         
   
PUGET ENERGY, INC.
PUGET SOUND ENERGY, INC.
     
Dated: November 1, 2021   By:  
/s/ Steve R. Secrist
    Name   Steve R. Secrist
    Title:  
Senior Vice President, General Counsel and
Chief Ethics and Compliance Officer