-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AsWKzeWFBRBp8PC7SreVgpi7q2SNKrziXX2sKiFfIlYVAi4448czezgbIefEJJuH 52e5W7MW/wqFpuK4Tu5C1w== 0001085392-04-000035.txt : 20040329 0001085392-04-000035.hdr.sgml : 20040329 20040329131248 ACCESSION NUMBER: 0001085392-04-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040325 FILED AS OF DATE: 20040329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PUGET ENERGY INC /WA CENTRAL INDEX KEY: 0001085392 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 911969407 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10885 NE 4TH STREET CITY: BELLEVUE STATE: WA ZIP: 980045515 BUSINESS PHONE: 4254546363 MAIL ADDRESS: STREET 1: PO BOX 97034 CITY: BELLEVUE STATE: WA ZIP: 980045515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REYNOLDS STEPHEN P CENTRAL INDEX KEY: 0001165752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16305 FILM NUMBER: 04695386 BUSINESS ADDRESS: STREET 1: PUGET ENERGY INC STREET 2: 10885 NE 4TH STREET, 12TH FLOOR CITY: BELLEVUE STATE: WA ZIP: 98009-9734 BUSINESS PHONE: 425-462-3155 MAIL ADDRESS: STREET 1: P.O. BOX 97034 STREET 2: 10885 NE 4TH STREET, 12TH FLOOR CITY: BELLEVUE STATE: WA ZIP: 98009 4 1 rey314.xml X0201 4 2004-03-25 0 0001085392 PUGET ENERGY INC /WA PSD 0001165752 REYNOLDS STEPHEN P 10885 NE 4TH STREET, PSE-12 BELLEVUE WA 980045591 1 1 0 0 President and CEO Common 70000 D Common 10000 I By Brokerage Account PSE Deferred Compensation Plan 0.00 2004-03-25 4 A 0 372 21.71 A Common 372 22136 D LTIP 0.00 2005-12-31 2005-12-31 Common 69247 69247 D LTIP 0.00 2006-12-31 2006-12-31 Common 67867 67867 D LTIP - 3 year cycle 0.00 2006-12-31 2006-12-31 Common 75184 75184 D LTIP - Stock Options 22.51 2003-01-07 2012-01-07 Common 40000 40000 D Restricted Stock Units 0.00 Common 10000 10000 D Stock Options - A 22.51 2003-01-07 2012-01-07 Common 110000 110000 D Stock Options - B 22.51 2003-01-07 2012-01-07 Common 150000 150000 D One common share will be received for each stock unit. Phantom share units deferred in the Puget Sound Energy Deferred Compensation Plan. LTIP share grants under the Puget Energy Long-Term Incentive Plan for Officers and Key Employees. LTIP Shares are paid in Puget Energy stock when vested in an amount ranging from zero to 175% of LTIP Share Grants. LTIP share grants under the Puget Energy Long-Term Incentive Plan for Officers and Key Employees. LTIP Shares are paid in stock when vested in an amount ranging from zero to 192.5% of LTIP Share Grants. Non-qualified stock option grant to purchase 40,000 shares of common stock with a term of ten years, under the Puget Energy Long-Term Incentive Plan for Officers and Key Employees. Share grants vest over a period of four years from January 1, 2002 at twenty-five percent per year. Grant of 10,000 shares of restricted stock units to be settled in cash, with dividend equivalent rights. The restrictions on the shares will lapse over a period of five years from January 8, 2004, with 0% vesting after the first year, 0% vesting after the second year, 20% vesting after the third year, an additional 30% vesting after the fourth year and an additional 50% vesting after the fifth year. Nonqualified stock option grant to purchase 110,000 shares of common stock with a term of ten years. Share grants vest over a period of four years from January 1, 2002 at twenty-five percent per year. Nonqualified stock option grant to purchase 150,000 shares of common stock with a term of ten years. Share grants vest over a period of five years from January 1, 2002 at twenty percent per year. By: James W. Eldredge 2004-03-29 -----END PRIVACY-ENHANCED MESSAGE-----