0001181431-13-058433.txt : 20131112
0001181431-13-058433.hdr.sgml : 20131111
20131112201853
ACCESSION NUMBER: 0001181431-13-058433
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131112
FILED AS OF DATE: 20131112
DATE AS OF CHANGE: 20131112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEQUOIA CAPITAL FRANCHISE FUND LP
CENTRAL INDEX KEY: 0001085206
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 131212063
BUSINESS ADDRESS:
STREET 1: C/O SEQUOIA CAPITAL
STREET 2: 3000 SAND HILL RD, BLDG 4-180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6508543927
MAIL ADDRESS:
STREET 1: C/O SEQUOIA CAPITAL
STREET 2: 3000 SAND HILL RD, BLDG 4-180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEQUOIA CAPITAL FRANCHISE PARTNERS LP
CENTRAL INDEX KEY: 0001092521
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 131212062
BUSINESS ADDRESS:
STREET 1: C/O SEQUOIA CAPITAL
STREET 2: 3000 SAND HILL RD, BLDG 4-180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6508543927
MAIL ADDRESS:
STREET 1: C/O SEQUOIA CAPITAL
STREET 2: 3000 SAND HILL RD, BLDG 4-180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCFF MANAGEMENT LLC
CENTRAL INDEX KEY: 0001133918
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 131212064
BUSINESS ADDRESS:
STREET 1: C/O SEQUOIA CAPITAL
STREET 2: 3000 SAND HILL ROAD 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6508543927
MAIL ADDRESS:
STREET 1: C/O SEQUOIA CAPITAL
STREET 2: 3000 SAND HILL ROAD 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEQUOIA CAPITAL GROWTH PARTNERS III
CENTRAL INDEX KEY: 0001367781
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 131212065
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BLDG 4, SUITE 180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-3927
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BLDG 4, SUITE 180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEQUOIA CAPITAL GROWTH FUND III
CENTRAL INDEX KEY: 0001367782
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 131212067
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BLDG 4, SUITE 180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-3927
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BLDG 4, SUITE 180
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARRACUDA NETWORKS INC
CENTRAL INDEX KEY: 0001348334
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 830380411
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3175 WINCHESTER BOULEVARD
CITY: CAMPBELL
STATE: CA
ZIP: 95008
BUSINESS PHONE: 408-342-5400
MAIL ADDRESS:
STREET 1: 3175 WINCHESTER BOULEVARD
CITY: CAMPBELL
STATE: CA
ZIP: 95008
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND
CENTRAL INDEX KEY: 0001357260
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 131212066
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL RD BLDG 4
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-3927
MAIL ADDRESS:
STREET 1: 3000 SAND HILL RD BLDG 4
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCGF III MANAGEMENT LLC
CENTRAL INDEX KEY: 0001367787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 131212068
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-3927
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
rrd394976.xml
FORM 4
X0306
4
2013-11-12
0
0001348334
BARRACUDA NETWORKS INC
CUDA
0001367787
SCGF III MANAGEMENT LLC
3000 SAND HILL ROAD, SUITE 4-250
MENLO PARK
CA
94025
0
0
1
0
0001367782
SEQUOIA CAPITAL GROWTH FUND III
3000 SAND HILL ROAD, SUITE 4-250
MENLO PARK
CA
94025
0
0
1
0
0001357260
SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND
3000 SAND HILL ROAD, SUITE 4-250
MENLO PARK
CA
94025
0
0
1
0
0001367781
SEQUOIA CAPITAL GROWTH PARTNERS III
3000 SAND HILL ROAD, SUITE 4-250
MENLO PARK
CA
94025
0
0
1
0
0001133918
SCFF MANAGEMENT LLC
3000 SAND HILL ROAD, SUITE 4-250
MENLO PARK
CA
94025
0
0
1
0
0001085206
SEQUOIA CAPITAL FRANCHISE FUND LP
3000 SAND HILL ROAD, SUITE 4-250
MENLO PARK
CA
94025
0
0
1
0
0001092521
SEQUOIA CAPITAL FRANCHISE PARTNERS LP
3000 SAND HILL ROAD, SUITE 4-250
MENLO PARK
CA
94025
0
0
1
0
Common Stock
2013-11-12
4
C
0
5251491
A
6213980
I
By Sequoia Capital Growth Fund III, LP
Common Stock
2013-11-12
4
C
0
161309
A
211016
I
By Sequoia Capital Growth III Principals Fund, LLC
Common Stock
2013-11-12
4
C
0
36201
A
46736
I
By Sequoia Capital Growth Partners III, LP
Common Stock
2013-11-12
4
C
0
1021534
A
1321534
I
By Sequoia Capital Franchise Fund, L.P
Common Stock
2013-11-12
4
C
0
139301
A
180214
I
By Sequoia Capital Franchise Partners, L.P
Series A Convertible Preferred Stock
2013-11-12
4
C
0
2666646
0
D
Common Stock
2666646
0
I
By Sequoia Capital Growth Fund III, LP
Series A Convertible Preferred Stock
2013-11-12
4
C
0
130590
0
D
Common Stock
130590
0
I
By Sequoia Capital Growth III Principals Fund LLC
Series A Convertible Preferred Stock
2013-11-12
4
C
0
29397
0
D
Common Stock
29397
0
I
By Sequoia Capital Growth Partners III, LP
Series A Convertible Preferred Stock
2013-11-12
4
C
0
829146
0
D
Common Stock
829146
0
I
By Sequoia Capital Franchise Fund, L.P.
Series A Convertible Preferred Stock
2013-11-12
4
C
0
113066
0
D
Common Stock
113066
0
I
By Sequoia Capital Franchise Partners, L.P.
Series B Convertible Preferred Stock
2013-11-12
4
C
0
2584845
0
D
Common Stock
2584845
0
I
By Sequoia Capital Growth Fund III, LP
Series B Convertible Preferred Stock
2013-11-12
4
C
0
30719
0
D
Common Stock
30719
0
I
By Sequoia Capital Growth III Principals Fund LLC
Series B Convertible Preferred Stock
2013-11-12
4
C
0
6804
0
D
Common Stock
6804
0
I
By Sequoia Capital Growth Partners III, LP
Series B Convertible Preferred Stock
2013-11-12
4
C
0
192388
0
D
Common Stock
192388
0
I
By Sequoia Capital Franchise Fund, L.P.
Series B Convertible Preferred Stock
2013-11-12
4
C
0
26235
0
D
Common Stock
26235
0
I
By Sequoia Capital Franchise Partners, L.P.
Each share of the Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
SCGF III Management, LLC ("SCGF III Management") is the general partner of Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth Partners III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, L.P., Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
SCFF Management, LLC ("SCFF Management") is the general partner of Sequoia Capital Franchise Fund, L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund, L.P. and Sequoia Capital Franchise Partners, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
/s/ Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SCGF III Management, LLC
2013-11-12
/s/ Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SCGF III Management, LLC, the General Partner of Sequoia Capital Growth Fund III, L.P.
2013-11-12
/s/ Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SCGF III Management, LLC, the Managing Member of Sequoia Capital Growth III Principals Fund LLC
2013-11-12
/s/ Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SCGF III Management, LLC, the General Partner of Sequoia Capital Growth Partners III, L.P.
2013-11-12
/s/ Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SCFF Management, LLC
2013-11-12
/s/ Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SCFF Management, LLC, the General Partner of Sequoia Capital Franchise Fund, L.P.
2013-11-12
/s/ Melinda Dunn, by power of attorney for Douglas Leone, a Managing Member of SCFF Management, LLC, the General Partner of Sequoia Capital Franchise Partners, L.P.
2013-11-12