0001209191-20-057554.txt : 20201110 0001209191-20-057554.hdr.sgml : 20201110 20201110105302 ACCESSION NUMBER: 0001209191-20-057554 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201109 FILED AS OF DATE: 20201110 DATE AS OF CHANGE: 20201110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLINGLER JEFFREY R CENTRAL INDEX KEY: 0001776278 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08399 FILM NUMBER: 201300059 MAIL ADDRESS: STREET 1: 200 OLD WILSON BRIDGE RD CITY: COLUMBUS STATE: OH ZIP: 43085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WORTHINGTON INDUSTRIES INC CENTRAL INDEX KEY: 0000108516 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 311189815 STATE OF INCORPORATION: OH FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 BUSINESS PHONE: 6144383210 MAIL ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 FORMER COMPANY: FORMER CONFORMED NAME: WORTHINGTON STEEL CO DATE OF NAME CHANGE: 19720123 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-09 0 0000108516 WORTHINGTON INDUSTRIES INC WOR 0001776278 KLINGLER JEFFREY R 200 OLD WILSON BRIDGE ROAD COLUMBUS OH 43085 0 1 0 0 President, Worthington Steel Common Shares 2020-11-09 4 M 0 1100 42.30 A 36666 D Common Shares 2020-11-09 4 M 0 900 47.76 A 37566 D Common Shares 2020-11-09 4 M 0 600 42.91 A 38166 D Common Shares 2020-11-09 4 M 0 1267 38.91 A 39433 D Common Shares 2020-11-09 4 S 0 3867 52.79 D 35566 D Common Shares 4600 I by IRA Common Shares 1 I by 401(k) Plan Non-qualified stock option (right to buy) 42.30 2020-11-09 4 M 0 1100 0.00 D 2017-06-30 2026-06-30 Common Shares 1100 0 D Non-qualified stock option (right to buy) 47.76 2020-11-09 4 M 0 900 0.00 D 2018-06-29 2027-06-29 Common Shares 900 0 D Non-qualified stock option (right to buy) 42.91 2020-11-09 4 M 0 600 0.00 D 2019-06-28 2028-06-28 Common Shares 600 300 D Non-qualified stock option (right to buy) 38.91 2020-11-09 4 M 0 1267 0.00 D 2020-06-27 2029-06-27 Common Shares 1267 2533 D Phantom stock acquired under Deferred Compensation Plan Common Shares 28 703 D Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a Plan statement as of 10/31/2020. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2018 and 6/30/2019. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/29/2019 and 6/29/2020. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested on 6/28/2020 and will vest on 6/28/2021. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option will vest annually on 6/27/2021 and 6/27/2022. The account tracks common shares on a one-for-one basis. Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005" Plan). The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. The amount shown reflects additional unfunded theoretical Worthington Industries, Inc. common shares (i.e. phantom stock) credited pursuant to the dividend reinvestment feature of the 2005 NQ Plan. /s/Dale T. Brinkman, as attorney-in-fact for Jeffrey R. Klingler 2020-11-10