0001209191-20-057554.txt : 20201110
0001209191-20-057554.hdr.sgml : 20201110
20201110105302
ACCESSION NUMBER: 0001209191-20-057554
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201109
FILED AS OF DATE: 20201110
DATE AS OF CHANGE: 20201110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KLINGLER JEFFREY R
CENTRAL INDEX KEY: 0001776278
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08399
FILM NUMBER: 201300059
MAIL ADDRESS:
STREET 1: 200 OLD WILSON BRIDGE RD
CITY: COLUMBUS
STATE: OH
ZIP: 43085
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WORTHINGTON INDUSTRIES INC
CENTRAL INDEX KEY: 0000108516
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310]
IRS NUMBER: 311189815
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0531
BUSINESS ADDRESS:
STREET 1: 200 OLD WILSON BRIDGE ROAD
CITY: COLUMBUS
STATE: OH
ZIP: 43085
BUSINESS PHONE: 6144383210
MAIL ADDRESS:
STREET 1: 200 OLD WILSON BRIDGE ROAD
CITY: COLUMBUS
STATE: OH
ZIP: 43085
FORMER COMPANY:
FORMER CONFORMED NAME: WORTHINGTON STEEL CO
DATE OF NAME CHANGE: 19720123
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-11-09
0
0000108516
WORTHINGTON INDUSTRIES INC
WOR
0001776278
KLINGLER JEFFREY R
200 OLD WILSON BRIDGE ROAD
COLUMBUS
OH
43085
0
1
0
0
President, Worthington Steel
Common Shares
2020-11-09
4
M
0
1100
42.30
A
36666
D
Common Shares
2020-11-09
4
M
0
900
47.76
A
37566
D
Common Shares
2020-11-09
4
M
0
600
42.91
A
38166
D
Common Shares
2020-11-09
4
M
0
1267
38.91
A
39433
D
Common Shares
2020-11-09
4
S
0
3867
52.79
D
35566
D
Common Shares
4600
I
by IRA
Common Shares
1
I
by 401(k) Plan
Non-qualified stock option (right to buy)
42.30
2020-11-09
4
M
0
1100
0.00
D
2017-06-30
2026-06-30
Common Shares
1100
0
D
Non-qualified stock option (right to buy)
47.76
2020-11-09
4
M
0
900
0.00
D
2018-06-29
2027-06-29
Common Shares
900
0
D
Non-qualified stock option (right to buy)
42.91
2020-11-09
4
M
0
600
0.00
D
2019-06-28
2028-06-28
Common Shares
600
300
D
Non-qualified stock option (right to buy)
38.91
2020-11-09
4
M
0
1267
0.00
D
2020-06-27
2029-06-27
Common Shares
1267
2533
D
Phantom stock acquired under Deferred Compensation Plan
Common Shares
28
703
D
Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a Plan statement as of 10/31/2020.
This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2018 and 6/30/2019.
This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/29/2019 and 6/29/2020.
This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested on 6/28/2020 and will vest on 6/28/2021.
This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option will vest annually on 6/27/2021 and 6/27/2022.
The account tracks common shares on a one-for-one basis.
Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005" Plan).
The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.
The amount shown reflects additional unfunded theoretical Worthington Industries, Inc. common shares (i.e. phantom stock) credited pursuant to the dividend reinvestment feature of the 2005 NQ Plan.
/s/Dale T. Brinkman, as attorney-in-fact for Jeffrey R. Klingler
2020-11-10