0001209191-19-028776.txt : 20190510 0001209191-19-028776.hdr.sgml : 20190510 20190510144155 ACCESSION NUMBER: 0001209191-19-028776 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190501 FILED AS OF DATE: 20190510 DATE AS OF CHANGE: 20190510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMOLENSKI ERIC M CENTRAL INDEX KEY: 0001459904 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08399 FILM NUMBER: 19814340 MAIL ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WORTHINGTON INDUSTRIES INC CENTRAL INDEX KEY: 0000108516 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 311189815 STATE OF INCORPORATION: OH FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 BUSINESS PHONE: 6144383210 MAIL ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 FORMER COMPANY: FORMER CONFORMED NAME: WORTHINGTON STEEL CO DATE OF NAME CHANGE: 19720123 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2019-05-01 0 0000108516 WORTHINGTON INDUSTRIES INC WOR 0001459904 SMOLENSKI ERIC M 200 OLD WILSON BRIDGE ROAD COLUMBUS OH 43085 0 1 0 0 President-Worthington Cylinder Common Shares 48842 D Common Shares 6838 I By 401(k) Plan Employee Non-Qualified Stock Option (Right to Buy) 12.05 2011-07-02 2020-07-02 Common Shares 13500 D Employee Non-Qualified Stock Option (Right to Buy) 23.10 2012-06-30 2021-06-30 Common Shares 13000 D Employee Non-Qualified Stock Option (Right to Buy) 19.18 2013-03-30 2022-03-20 Common Shares 10000 D Employee Non-Qualified Stock Option (Right to Buy) 20.47 2013-06-29 2022-06-29 Common Shares 13000 D Employee Non-Qualified Stock Option (Right to Buy) 31.71 2014-06-28 2023-06-28 Common Shares 2000 D Employee Non-Qualified Stock Option (Right to Buy) 43.04 2015-06-30 2024-06-30 Common Shares 2000 D Employee Non-Qualified Stock Option (Right to Buy) 30.92 2016-06-26 2025-06-26 Common Shares 3500 D Employee Non-Qualified Stock Option (Right to Buy) 42.30 2017-06-30 2026-06-30 Common Shares 2700 D Employee Non-Qualified Stock Option (Right to Buy) 47.76 2018-06-29 2027-06-29 Common Shares 2300 D Employee Non-Qualified Stock Option (Right to Buy) 42.91 2019-06-28 2028-06-28 Common Shares 2300 D Phantom Stock Under the Deferred Compensation Plan Common Shares 4483 D This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 1997 Amended and Restated Long-Term Incentive Stock Option Plan and vested at 20% per year, beginning on the date listed. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan and vested at 33.33% per year, beginning on the date listed. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested on 6/30/2018 and will vest on 6/30/2019. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option will vest annually on 6/29/2019 and 6/29/2020. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option will vest annually on 6/28/2020 and 6/28/2021. The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. The account under the 2005 NQ Plan tracks common shares on a one-for-one basis. /s/Dale T. Brinkman, as attorney-in-fact for Eric M. Smolenski 2019-05-10