0001209191-16-152389.txt : 20161130 0001209191-16-152389.hdr.sgml : 20161130 20161130100524 ACCESSION NUMBER: 0001209191-16-152389 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161129 FILED AS OF DATE: 20161130 DATE AS OF CHANGE: 20161130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WORTHINGTON INDUSTRIES INC CENTRAL INDEX KEY: 0000108516 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 311189815 STATE OF INCORPORATION: OH FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 BUSINESS PHONE: 6144383210 MAIL ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 FORMER COMPANY: FORMER CONFORMED NAME: WORTHINGTON STEEL CO DATE OF NAME CHANGE: 19720123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSE B ANDREW CENTRAL INDEX KEY: 0001451048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08399 FILM NUMBER: 162024198 MAIL ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-29 0 0000108516 WORTHINGTON INDUSTRIES INC WOR 0001451048 ROSE B ANDREW 200 OLD WILSON BRIDGE ROAD COLUMBUS OH 43085 0 1 0 0 CFO Common Shares 2016-11-29 4 M 0 15000 11.81 A 448685 D Common Shares 2016-11-29 4 F 0 8967 57.72 D 439718 D Common Shares 2016-11-29 4 M 0 40000 13.25 A 479718 D Common Shares 2016-11-29 4 F 0 24421 57.72 D 455297 D Common Shares 2016-11-29 4 M 0 40000 12.05 A 495297 D Common Shares 2016-11-29 4 F 0 24000 57.72 D 471297 D Common Shares 1187 I By spouse Common Shares 10665 I Custodian for daughter, Sydney Rose Common Shares 10665 I Custodian for daughter, Hannah Rose Non-qualified stock option (right to buy) 11.81 2016-11-29 4 M 0 15000 0.00 D 2009-12-01 2018-12-01 common shares 15000 0 D Non-qualified stock option (right to buy) 13.25 2016-11-29 4 M 0 40000 0.00 D 2010-07-16 2019-07-16 common shares 40000 0 D Non-qualified stock option (right to buy) 12.05 2016-11-29 4 M 0 40000 0.00 D 2011-07-02 2020-07-02 common shares 40000 0 D This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/26/17 and 6/26/18. This option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date (12/01/08). Date listed is the first day any portion of the option vests. This option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date (07/16/2009). Date listed is the first day any portion of the option vests. This non-qualified stock option was granted under the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is date on which the first 20% portion of the option will vest. Additional portions of 20% of the option vest annually on each of 07/02/2012, 07/02/2013, 07/02/2014, and 07/02/2015. /s/B. Andrew Rose by Dale T. Brinkman, as attorney-in-fact 2016-11-30