EX-1.01 2 d527856dex101.htm EX-1.01 EX-1.01

Exhibit 1.01

CONFLICT MINERALS REPORT

Introduction

This Conflict Minerals Report of Worthington Industries, Inc. (the “Company”) for the calendar year ended December 31, 2017 (“Reporting Period”) is filed pursuant to Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934. The Company is primarily a diversified metals manufacturing company, focused on value-added steel processing and manufactured metal products. The Company’s operations are comprised of three primary operating segments: Steel Processing, Pressure Cylinders and Engineered Cabs.

In accordance with the Rule, the Company identified products that it believes may contain tin, tantalum, tungsten or gold (“Conflict Minerals”) that were manufactured by or on behalf of the Company during the Reporting Period (the “Covered Products”), and undertook a reasonable country of origin inquiry (“RCOI”) to ascertain whether any Conflict Minerals in its Covered Products originated in the Democratic Republic of the Congo or an adjoining country (each, a “Covered Country”). Based on the information received by the Company as a result of the RCOI, the Company determined that it is required by the Rule to undertake due diligence with respect to the Conflict Minerals contained in its Covered Products and file this Conflict Minerals Report. The due diligence undertaken by the Company and the results of that due diligence are set forth below.

Part I. Description of Due Diligence Undertaken by the Company.

The Company has performed due diligence on the source of the Conflict Minerals contained in the Covered Products within the framework of the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (the “Framework”) as required by the Rule. The Company’s Conflict Minerals due diligence procedures are summarized below within each category specified by the Framework.

 

  1. Establish Strong Company Management Systems.

1.1.    The Company has a written Conflict Minerals policy (the “Policy”) under which it does not knowingly purchase Conflict Minerals that finance or benefit armed groups in the Covered Countries. As stated in the Policy, the Company expects its suppliers to conduct due diligence to ascertain the source of Conflict Minerals supplied to the Company.

1.2    The Company also has written Conflict Minerals procedures (“Procedures”) under which certain Company managers are designated to serve on a conflict minerals working group (“Conflict Minerals Team”). The Conflict Minerals Team has the responsibility for overseeing, reviewing and implementing the Conflict Minerals supply chain due diligence required by the Rule and reporting periodically to the Chief Compliance Officer.

1.3    The Company has identified its Covered Products and the suppliers who supply such Covered Products or components or materials that may contain Conflict Minerals that are contained in Covered Products (“Covered Suppliers”). The Procedures require periodic reviews and updates of the Covered Products and Covered Suppliers. Covered Suppliers are advised in writing of the Company’s expectation that they will assist in obtaining information necessary to conduct due diligence on the source of Conflict Minerals supplied to the Company.

1.4    The Procedures require that each of the Company’s operating segments contact its Covered Suppliers annually to complete a questionnaire and provide a written certification regarding the source of any Conflict Minerals supplied to the Company. As an alternative to completing the questionnaire and certification, Covered Suppliers are advised that they may complete and submit a Conflict Minerals Reporting Template (“CMRT”) in the form maintained by the Responsible Minerals Initiative (“RMI”).

1.5    The Company collects and centrally maintains the completed CMRTs and other information received by each of the Company’s operating segments from the Covered Suppliers.

1.6    The Procedures include sample clauses that each of the Company’s operating segments can integrate into their respective supplier agreements. These clauses inform suppliers of the Company’s Conflict Minerals sourcing policy and the expectations the Company has with respect to its suppliers.

 

  2. Identify and Assess Risk in the Supply Chain.

The Company reviews each CMRT and questionnaire received from its Covered Suppliers to ascertain (a) whether the CMRT or questionnaire is complete, (b) whether the CMRT or questionnaire is consistent with the Company’s understanding of the materials, products or components supplied by the Covered Supplier, (c) whether the Covered Supplier indicates that the Conflict Minerals are sourced from a Covered Country or are from scrap or recycled sources, and (d) whether the Covered Supplier has identified the smelters, processors or refiners of its Conflict Minerals. The Company has Procedures to follow up with suppliers who are unresponsive.

 

  3. Strategy to Respond to Identified Risks.

Each of the Company’s operating segments is responsible for initial follow up with its respective Covered Suppliers who refuse or fail to provide a CMRT or questionnaire or whose responses are incomplete. The Procedures provide that Covered Suppliers who continue to refuse or fail to cooperate may be identified to the Conflict Minerals Team for further action.

 

  4. Independent Third Party Audit.

The Procedures require the Company to obtain an independent audit of its Conflict Minerals due diligence process if and when required under the Rule. No audit is required under the Rule for the current Reporting Period. The Company does not audit processing facilities in light of its downstream position in the supply chain.

 

  5. Report on Supply Chain Due Diligence.

The Procedures require the Company to report annually to the Securities and Exchange Commission and to make a copy of its annual Conflict Minerals Report available on its website in each case as required by the Rule. A copy of this report will be available on the Company’s website.

Part II. Results of Due Diligence

 

  1. Covered Products.

The Company determined that the following products manufactured by or for the Company during the Reporting Period are Covered Products:

 

  •   pressure cylinders for industrial gas and cryogenic applications, CNG and LNG storage, transportation and alternative fuel tanks;

 

  •   oil and gas equipment;

 

  •   products for camping, grilling, hand torch solutions, scuba diving;

 

  •   helium balloon kits; and

 

  •   cabs, canopies and mobile equipment operator stations.

 

  2. Supplier Data; Identification of Processing Facilities

Due to its position in the supply chain, the Company does not have direct relationships with the smelters and refiners that process the Conflict Minerals contained in its Covered Products. Accordingly, the Company relies on its Covered Suppliers to provide information on the smelters and refiners of the Conflict Minerals contained in the Company’s Covered Products. The Company’s Covered Suppliers often rely on information provided to them by their suppliers and, consequently, the Company’s ability to determine the ultimate origin and source of the Conflict Minerals actually contained in its Covered Products is limited.

With respect to the current Reporting Period, the Company received responses from more than 300 of its Covered Suppliers. Since a number of the Company’s Covered Suppliers using the CMRT reported data at a company level, it is not possible for the Company to determine with certainty whether all of the Conflict Minerals identified by such Covered Suppliers were supplied to the Company and included within Covered Products, or which of the smelters or refiners identified by such Covered Suppliers processed Conflict Minerals actually contained in the Company’s Covered Products. Accordingly, the Company has listed in Attachment A all of the processing facilities reported by the Company’s Covered Suppliers as being in their supply chains during the Reporting Period that are identified by the RMI as actual smelters or refiners. Attachment A also identifies the country where the Company’s Covered Suppliers have indicated such processing facilities are located.

In light of the Company’s position in the supply chain and the lack of certainty as to which smelters or refiners identified by the Covered Suppliers processed Conflict Minerals actually contained in the Company’s Covered Products, it is not possible for the Company to identify with any degree of certainty the country of origin of those Conflict Minerals actually contained in the Company’s Covered Products. The Company’s efforts to determine the location of the mines from which the ore used by the processing facilities identified by the Covered Suppliers was sourced included (i) its request to all Covered Suppliers to complete the CMRT or questionnaire, (ii) its review of the processing facility information provided by Covered Suppliers, and (iii) its sampling of Conflict Minerals policies made publicly available by processing facilities that disclose their sourcing of raw materials.

 

  3. Current and Future Due Diligence Measures

The steps undertaken by the Company during the current Reporting Period to mitigate the risk that the Conflict Minerals used in its Covered Products will benefit armed groups in the Covered Countries are described in Part I of this Conflict Minerals Report. The Company intends to continue work with its Covered Suppliers to obtain additional information about the Conflict Minerals in its Covered Products and to report the results of its efforts as required by the Rule.

Forward looking statements

Selected statements contained in this Conflict Minerals Report are “forward-looking statements.” Forward-looking statements reflect the Company’s current expectations, estimates or projections concerning future results or events. These statements are often identified by the use of forward-looking words or phrases such as “believe,” “expect,” “anticipate,” “may,” “could,” “intend,” “estimate,” “plan,” “foresee,” “likely,” “will,” “should” or other similar words or phrases. Because they are based on beliefs, estimates and assumptions, forward-looking statements are inherently subject to risks and uncertainties that could cause actual results to differ materially from those projected. Any forward-looking statements in this Conflict Minerals Report are based on current information as of the date of this Conflict Minerals Report, and the Company assumes no obligation to correct or update any such statements in the future, except as required by applicable law.

Attachment A

The processing facilities that have been identified by the RMI as smelters or refiners and have been identified to the Company by its Covered Suppliers as processing Conflict Minerals used by those Covered Suppliers and the country in which they are located is set forth below. As noted in Part II of the Company’s Conflict Minerals Report, a number of the Company’s Covered Suppliers identified smelters and refiners at a company level. Accordingly, it is not possible for the Company to determine whether or which of the smelters or refiners identified below processed Conflict Minerals actually contained in the Company’s Covered Products. As the Company is not a member of the RMI, it does not have access to the RMI aggregated data on the countries from which the processing facilities listed below source raw materials.

 

METAL

   

STANDARD SMELTER NAME

   

SMELTER COUNTRY

Gold    Abington Reldan Metals, LLC    UNITED STATES
Gold    Accurate Refining Group    UNITED STATES
Gold    Advanced Chemical Company    UNITED STATES
Gold    African Gold Refinery    UGANDA
Gold    AGR Mathey    AUSTRALIA
Gold    Aida Chemical Industries Co., Ltd.    JAPAN
Gold    Al Etihad Gold LLC    UNITED ARAB EMIRATES
Gold    Al Etihad Gold Refinery DMCC    UNITED ARAB EMIRATES
Gold    Allgemeine Gold-und Silberscheideanstalt A.G.    GERMANY
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN
Gold    Amagasaki Factory, Hyogo Prefecture, Japan    JAPAN
Gold    AngloGold Ashanti Brazil    BRAZIL
Gold    AngloGold Ashanti Córrego do Sítio Mineração    BRAZIL
Gold    Anhui Tongling Nonferrous Metal Mining Co., Ltd.    CHINA
Gold    Argor-Heraeus S.A.    SWITZERLAND
Gold    Asahi Pretec Corp.    JAPAN
Gold    Asahi Refining Canada Ltd.    CANADA
Gold    Asahi Refining USA Inc.    UNITED STATES
Gold    Asaka Riken Co., Ltd.    JAPAN
Gold    ATAkulche    TURKEY
Gold    Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    TURKEY
Gold    AU Traders and Refiners    SOUTH AFRICA
Gold    Aurubis AG    GERMANY
Gold    Bangalore Refinery    INDIA
Gold    Bangalore Refinery Pvt Ltd    INDIA
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES
Gold    Boliden AB    SWEDEN
Gold    C. Hafner GmbH + Co. KG    GERMANY
Gold    Caridad    MEXICO
Gold    CCR    CANADA
Gold    CCR Refinery - Glencore Canada Corporation    CANADA
Gold    Cendres + Metaux S.A.    SWITZERLAND

Gold    Central Bank of the Philippines Gold Refinery & Mint    PHILIPPINES
Gold    CHALCO Yunnan Copper Co. Ltd.    CHINA
Gold    Chimet S.p.A.    ITALY
Gold    China Henan Zhongyuan Gold Smelter    CHINA
Gold    China’s Shandong Gold Mining Co., Ltd    CHINA
Gold    Chugai Mining    JAPAN
Gold    Daejin Indus Co., Ltd.    KOREA, REPUBLIC OF
Gold    Daye Non-Ferrous Metals Mining Ltd.    CHINA
Gold    Degussa Sonne / Mond Goldhandel GmbH    GERMANY
Gold    Do Sung Corporation    KOREA, REPUBLIC OF
Gold    Doduco    GERMANY
Gold    DODUCO Contacts and Refining GmbH    GERMANY
Gold    Dowa    JAPAN
Gold    Dowa Kogyo k.k.    JAPAN
Gold    Dowa Metalmine Co. Ltd    JAPAN
Gold    Dowa Metals & Mining Co. Ltd    JAPAN
Gold    DS PRETECH Co., Ltd.    KOREA, REPUBLIC OF
Gold    DSC (Do Sung Corporation)    KOREA, REPUBLIC OF
Gold    Eco-System Recycling Co., Ltd.    JAPAN
Gold    Elemetal Refining, LLC    UNITED STATES
Gold    Emirates Gold DMCC    UNITED ARAB EMIRATES
Gold    Fidelity Printers and Refiners Ltd.    ZIMBABWE
Gold    FSE Novosibirsk Refinery    RUSSIAN FEDERATION
Gold    Fujian Zijin mining stock company gold smelter    CHINA
Gold    GCC Gujrat Gold Centre Pvt. Ltd.    INDIA
Gold    Geib Refining Corporation    UNITED STATES
Gold    Gold Refinery of Zijin Mining Group Co., Ltd.    CHINA
Gold    Great Wall Precious Metals Co,. LTD.    CHINA
Gold    Great Wall Precious Metals Co., Ltd. of CBPM    CHINA
Gold    Guangdong Gaoyao Co    CHINA
Gold    Guangdong Jinding Gold Limited    CHINA
Gold    Gujarat Gold Centre    INDIA
Gold    Guoda Safina High-Tech Environmental Refinery Co., Ltd.    CHINA
Gold    Hangzhou Fuchunjiang Smelting Co., Ltd.    CHINA
Gold    HeeSung Metal Ltd.    KOREA, REPUBLIC OF
Gold    Heimerle + Meule GmbH    GERMANY
Gold    Heraeus Ltd. Hong Kong    CHINA
Gold    Heraeus Metals Hong Kong Ltd.    CHINA
Gold    Heraeus Precious Metals GmbH & Co. KG    GERMANY
Gold    Hunan Chenzhou Mining Co., Ltd.    CHINA
Gold    Hunan Chenzhou Mining Group Co., Ltd.    CHINA
Gold    HwaSeong CJ CO., LTD.    KOREA, REPUBLIC OF
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CHINA

Gold    Ishifuku Metal Industry Co., Ltd.    JAPAN
Gold    Istanbul Gold Refinery    TURKEY
Gold    Italpreziosi    ITALY
Gold    Japan Mint    JAPAN
Gold    JCC    CHINA
Gold    Jiangxi Copper Co., Ltd.    CHINA
Gold    Johnson Matthey Canada    CANADA
Gold    Johnson Matthey Inc.    UNITED STATES
Gold    Johnson Matthey Inc. (USA)    UNITED STATES
Gold    Johnson Matthey Limited    CANADA
Gold    JSC Ekaterinburg Non-Ferrous Metal Processing Plant    RUSSIAN FEDERATION
Gold    JSC Uralelectromed    RUSSIAN FEDERATION
Gold    JX Nippon Mining & Metals Co., Ltd.    JAPAN
Gold    Kaloti Precious Metals    UNITED ARAB EMIRATES
Gold    Kazakhmys Smelting LLC    KAZAKHSTAN
Gold    Kazzinc    KAZAKHSTAN
Gold    Kennecott Utah Copper LLC    UNITED STATES
Gold    KGHM Polska Miedź Spółka Akcyjna    POLAND
Gold    Kojima Chemicals Co., Ltd.    JAPAN
Gold    Korea Zinc Co., Ltd.    KOREA, REPUBLIC OF
Gold    Kyrgyzaltyn JSC    KYRGYZSTAN
Gold    Kyshtym Copper-Electrolytic Plant ZAO    RUSSIAN FEDERATION
Gold    L’azurde Company For Jewelry    SAUDI ARABIA
Gold    LinBao Gold Mining    CHINA
Gold    Lingbao Gold Co., Ltd.    CHINA
Gold    Lingbao Jinyuan Tonghui Refinery Co., Ltd.    CHINA
Gold    L’Orfebre S.A.    ANDORRA
Gold    LS-NIKKO Copper Inc.    KOREA, REPUBLIC OF
Gold    Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    CHINA
Gold    Luoyang Zijin Yinhui Gold Smelting    CHINA
Gold    Luoyang Zijin Yinhui Metal Smelt Co Ltd    CHINA
Gold    Marsam Metals    BRAZIL
Gold    Materion    UNITED STATES
Gold    Matsuda Sangyo Co., Ltd.    JAPAN
Gold    MEM(Sumitomo Group)    JAPAN
Gold    Metalor Switzerland    SWITZERLAND
Gold    Metalor Technologies (Hong Kong) Ltd.    CHINA
Gold    Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE
Gold    Metalor Technologies (Suzhou) Ltd.    CHINA
Gold    Metalor Technologies S.A.    SWITZERLAND
Gold    Metalor USA Refining Corporation    UNITED STATES
Gold    Metalúrgica Met-Mex Peñoles S.A. De C.V.    MEXICO
Gold    Mitsubishi Materials Corporation    JAPAN

Gold    Mitsui Kinzoku Co., Ltd.    JAPAN
Gold    Mitsui Mining and Smelting Co., Ltd.    JAPAN
Gold    MMTC-PAMP India Pvt., Ltd.    INDIA
Gold    Modeltech Sdn Bhd    MALAYSIA
Gold    Morris and Watson    NEW ZEALAND
Gold    Morris and Watson Gold Coast    AUSTRALIA
Gold    Moscow Special Alloys Processing Plant    RUSSIAN FEDERATION
Gold    Nadir Metal Rafineri San. Ve Tic. A.Ş.    TURKEY
Gold    Navoi Mining and Metallurgical Combinat    UZBEKISTAN
Gold    NH Recytech Company    KOREA, REPUBLIC OF
Gold    Nihon Material Co., Ltd.    JAPAN
Gold    Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA
Gold    Ohio Precious Metals, LLC    UNITED STATES
Gold    Ohura Precious Metal Industry Co., Ltd.    JAPAN
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    RUSSIAN FEDERATION
Gold    OJSC Krastsvetmet    RUSSIAN FEDERATION
Gold    OJSC Novosibirsk Refinery    RUSSIAN FEDERATION
Gold    PAMP S.A.    SWITZERLAND
Gold    Pan Pacific Copper Co Ltd.    JAPAN
Gold    Pease & Curren    UNITED STATES
Gold    Penglai Penggang Gold Industry Co., Ltd.    CHINA
Gold    Perth Mint    AUSTRALIA
Gold    Planta Recuperadora de Metales SpA    CHILE
Gold    Prioksky Plant of Non-Ferrous Metals    RUSSIAN FEDERATION
Gold    PT Aneka Tambang (Persero) Tbk    INDONESIA
Gold    PX Precinox S.A.    SWITZERLAND
Gold    Rand Refinery (Pty) Ltd.    SOUTH AFRICA
Gold    Refinery of Seemine Gold Co., Ltd.    CHINA
Gold    Remondis Argentia B.V.    NETHERLANDS
Gold    Republic Metals Corporation    UNITED STATES
Gold    Royal Canadian Mint    CANADA
Gold    SAAMP    FRANCE
Gold    Sabin Metal Corp.    UNITED STATES
Gold    Safimet S.p.A    ITALY
Gold    SAFINA A.S.    CZECH REPUBLIC
Gold    Sai Refinery    INDIA
Gold    Samdok Metal    KOREA, REPUBLIC OF
Gold    Samduck Precious Metals    KOREA, REPUBLIC OF
Gold    Samwon Metals Corp.    KOREA, REPUBLIC OF
Gold    SAXONIA Edelmetalle GmbH    GERMANY
Gold    Schone Edelmetaal B.V.    NETHERLANDS
Gold    SEMPSA Joyería Platería S.A.    SPAIN
Gold    Shandong Gold Mine(Laizhou) Smelter Co., Ltd.    CHINA

Gold    Shandong Tarzan Bio-Gold Industry Co., Ltd.    CHINA
Gold    Shandong Tiancheng Biological Gold Industrial Co., Ltd.    CHINA
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA
Gold    Shonan Plant Tanaka Kikinzoku    JAPAN
Gold    Sichuan Tianze Precious Metals Co., Ltd.    CHINA
Gold    Singway Technology Co., Ltd.    TAIWAN
Gold    So Accurate Group, Inc.    UNITED STATES
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    RUSSIAN FEDERATION
Gold    Solar Applied Materials Technology Corp.    TAIWAN
Gold    State Research Institute Center for Physical Sciences and Technology    LITHUANIA
Gold    Sudan Gold Refinery    SUDAN
Gold    Sumitomo Metal Mining Co., Ltd.    JAPAN
Gold    SungEel HiMetal Co., Ltd.    KOREA, REPUBLIC OF
Gold    SungEel HiTech    KOREA, REPUBLIC OF
Gold    T.C.A S.p.A    ITALY
Gold    Tanaka Denshi Kogyo K.K    JAPAN
Gold    Tanaka Kikinzoku International    JAPAN
Gold    Tanaka Kikinzoku Kogyo K.K    JAPAN
Gold    The Great Wall Gold and Silver Refinery of China    CHINA
Gold    The Perth Mint    AUSTRALIA
Gold    The Refinery of Shandong Gold Mining Co., Ltd.    CHINA
Gold    Tokuriki Honten Co., Ltd.    JAPAN
Gold    Tongling Nonferrous Metals Group Co., Ltd.    CHINA
Gold    Tony Goetz NV    BELGIUM
Gold    TOO Tau-Ken-Altyn    KAZAKHSTAN
Gold    Torecom    KOREA, REPUBLIC OF
Gold    Toyo Smelter & Refinery    JAPAN
Gold    Umicore Brasil Ltda.    BRAZIL
Gold    Umicore Precious Metals Refining Hoboken    BELGIUM
Gold    Umicore Precious Metals Thailand    THAILAND
Gold    Umicore S.A. Business Unit Precious Metals Refining    BELGIUM
Gold    United Precious Metal Refining, Inc.    UNITED STATES
Gold    Universal Precious Metals Refining Zambia    ZAMBIA
Gold    Valcambi S.A.    SWITZERLAND
Gold    Western Australian Mint (T/a The Perth Mint)    AUSTRALIA
Gold    WIELAND Edelmetalle GmbH    GERMANY
Gold    Xstrata    CANADA
Gold    Yamakin Co., Ltd.    JAPAN

Gold    Yamamoto Precious Co., Ltd.    JAPAN
Gold    Yamamoto Precious Metal Co., Ltd.    JAPAN
Gold    Yokohama Metal Co., Ltd.    JAPAN
Gold    Yunnan Copper Industry Co., Ltd.    CHINA
Gold    Zhongjin Gold Corporation Limited    CHINA
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA
Gold    Zijin Mining Industry Corporation    CHINA
Tantalum    Asaka Riken Co., Ltd.    JAPAN
Tantalum    Changsha South Tantalum Niobium Co., Ltd.    CHINA
Tantalum    Conghua Tantalum and Niobium Smeltry    CHINA
Tantalum    D Block Metals, LLC    UNITED STATES
Tantalum    Duoluoshan    CHINA
Tantalum    Exotech Inc.    UNITED STATES
Tantalum    F&X Electro-Materials Ltd.    CHINA
Tantalum    FIR Metals & Resource Ltd.    CHINA
Tantalum    Global Advanced Metals Aizu    JAPAN
Tantalum    Global Advanced Metals Boyertown    UNITED STATES
Tantalum    Guangdong Rising Rare Metals-EO Materials Ltd.    CHINA
Tantalum    Guangdong Zhiyuan New Material Co., Ltd.    CHINA
Tantalum    H.C. Starck Co., Ltd.    THAILAND
Tantalum    H.C. Starck Hermsdorf GmbH    GERMANY
Tantalum    H.C. Starck Inc.    UNITED STATES
Tantalum    H.C. Starck Ltd.    JAPAN
Tantalum    H.C. Starck Smelting GmbH & Co. KG    GERMANY
Tantalum    H.C. Starck Tantalum and Niobium GmbH    GERMANY
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    CHINA
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CHINA
Tantalum    Jiangxi Tuohong New Raw Material    CHINA
Tantalum    Jiujiang Janny New Material Co., Ltd.    CHINA
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    CHINA
Tantalum    Jiujiang Nonferrous Metals Smelting Company Limited    CHINA
Tantalum    Jiujiang Tanbre Co., Ltd.    CHINA
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CHINA
Tantalum    KEMET Blue Metals    MEXICO
Tantalum    KEMET Blue Powder    UNITED STATES
Tantalum    King-Tan Tantalum Industry Ltd.    CHINA
Tantalum    LSM Brasil S.A.    BRAZIL
Tantalum    Metallurgical Products India Pvt., Ltd.    INDIA
Tantalum    Mineração Taboca S.A.    BRAZIL
Tantalum    Mitsui Mining & Smelting    JAPAN
Tantalum    Mitsui Mining and Smelting Co., Ltd.    JAPAN

Tantalum    Molycorp Silmet A.S.    ESTONIA
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    CHINA
Tantalum    NPM Silmet AS    ESTONIA
Tantalum    Power Resources Ltd.    MACEDONIA
Tantalum    QuantumClean    UNITED STATES
Tantalum    Resind Industria e Comercio Ltda.    BRAZIL
Tantalum    RFH    CHINA
Tantalum    RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.    CHINA
Tantalum    RFH Tantalum Smeltry Co., Ltd.    CHINA
Tantalum    Solikamsk    RUSSIAN FEDERATION
Tantalum    Solikamsk Magnesium Works OAO    RUSSIAN FEDERATION
Tantalum    Taki Chemical Co., Ltd.    JAPAN
Tantalum    Telex Metals    UNITED STATES
Tantalum    ULBA    KAZAKHSTAN
Tantalum    Ulba Metallurgical Plant JSC    KAZAKHSTAN
Tantalum    XinXing HaoRong Electronic Material Co., Ltd.    CHINA
Tantalum    Yichun Jin Yang Rare Metal Co., Ltd.    CHINA
Tin    Alent plc    UNITED STATES
Tin    Alpha    UNITED STATES
Tin    Alpha Metals    UNITED STATES
Tin    Alpha Metals Taiwan    UNITED STATES
Tin    An Vinh Joint Stock Mineral Processing Company    VIET NAM
Tin    Brand IMLI    INDONESIA
Tin    Brand RBT    INDONESIA
Tin    Chengfeng Metals Co Pte Ltd    CHINA
Tin    Chenzhou Yun Xiang mining limited liability company    CHINA
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA
Tin    Chifeng Dajingzi Tin Industry Co., Ltd.    CHINA
Tin    China Rare Metal Material Co., Ltd.    CHINA
Tin    China Tin Group Co., Ltd.    CHINA
Tin    China Tin Lai Ben Smelter Co., Ltd.    CHINA
Tin    China Yunnan Tin Co Ltd.    CHINA
Tin    CNMC (Guangxi) PGMA Co., Ltd.    CHINA
Tin    Cookson    UNITED STATES
Tin    CV Ayi Jaya    INDONESIA
Tin    CV Dua Sekawan    INDONESIA
Tin    CV Gita Pesona    INDONESIA
Tin    CV Nurjanah    INDONESIA
Tin    CV Serumpun Sebalai    INDONESIA
Tin    CV Tiga Sekawan    INDONESIA
Tin    CV United Smelting    INDONESIA

Tin    CV Venus Inti Perkasa    INDONESIA
Tin    Dowa    JAPAN
Tin    Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    VIET NAM
Tin    EM Vinto    BOLIVIA
Tin    Empresa Metalúrgica Vinto    BOLIVIA
Tin    Empressa Nacional de Fundiciones (ENAF)    BOLIVIA
Tin    ENAF    BOLIVIA
Tin    Estanho de Rondônia S.A.    BRAZIL
Tin    Fenix Metals    POLAND
Tin    Funsur Smelter    PERU
Tin    Gejiu City Datun Chengfeng Smelter    CHINA
Tin    Gejiu Fengming Metallurgy Chemical Plant    CHINA
Tin    Gejiu Jinye Mineral Company    CHINA
Tin    Gejiu Kai Meng Industry and Trade LLC    CHINA
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CHINA
Tin    Gejiu Zi-Li    CHINA
Tin    Gejiu Zili Mining And Metallurgy Co., Ltd.    CHINA
Tin    Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CHINA
Tin    Guanyang Guida Nonferrous Metal Smelting Plant    CHINA
Tin    HuiChang Hill Tin Industry Co., Ltd.    CHINA
Tin    Huichang Jinshunda Tin Co., Ltd.    CHINA
Tin    INDONESIAN STATE TIN CORPORATION MENTOK SMELTER    INDONESIA
Tin    Jiangxi Ketai Advanced Material Co., Ltd.    CHINA
Tin    Jiangxi Nanshan    CHINA
Tin    Kai Unita Trade Limited Liability Company    CHINA
Tin    Kundur Smelter    INDONESIA
Tin    Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL
Tin    Malaysia Smelting Corporation (MSC)    MALAYSIA
Tin    Melt Metais e Ligas S.A.    BRAZIL
Tin    Mentok Smelter    INDONESIA
Tin    Metallic Materials Branch of Guangxi China Tin Group Co.,Ltd.    CHINA
Tin    Metallic Resources, Inc.    UNITED STATES
Tin    Metallo Belgium N.V.    BELGIUM
Tin    Metallo Spain S.L.U.    SPAIN
Tin    Mineração Taboca S.A.    BRAZIL
Tin    Minsur    PERU
Tin    Mitsubishi Materials Corporation    JAPAN
Tin    Modeltech Sdn Bhd    MALAYSIA
Tin    MSC    MALAYSIA
Tin    Nankang Nanshan Tin Manufactory Co., Ltd.    CHINA

Tin    Nghe Tinh Non-Ferrous Metals Joint Stock Company    VIET NAM
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND
Tin    O.M. Manufacturing Philippines, Inc.    PHILIPPINES
Tin    OMSA    BOLIVIA
Tin    Operaciones Metalurgical S.A.    BOLIVIA
Tin    PT Aries Kencana Sejahtera    INDONESIA
Tin    PT Artha Cipta Langgeng    INDONESIA
Tin    PT ATD Makmur Mandiri Jaya    INDONESIA
Tin    PT Babel Inti Perkasa    INDONESIA
Tin    PT Bangka Prima Tin    INDONESIA
Tin    PT Bangka Serumpun    INDONESIA
Tin    PT Bangka Tin Industry    INDONESIA
Tin    PT Belitung Industri Sejahtera    INDONESIA
Tin    PT Bukit Timah    INDONESIA
Tin    PT DS Jaya Abadi    INDONESIA
Tin    PT Eunindo Usaha Mandiri    INDONESIA
Tin    PT Indra Eramult Logam Industri    INDONESIA
Tin    PT Inti Stania Prima    INDONESIA
Tin    PT Karimun Mining    INDONESIA
Tin    PT Kijang Jaya Mandiri    INDONESIA
Tin    PT Lautan Harmonis Sejahtera    INDONESIA
Tin    PT Menara Cipta Mulia    INDONESIA
Tin    PT Mitra Stania Prima    INDONESIA
Tin    PT O.M. Indonesia    INDONESIA
Tin    PT Panca Mega Persada    INDONESIA
Tin    PT Prima Timah Utama    INDONESIA
Tin    PT Refined Bangka Tin    INDONESIA
Tin    PT Sariwiguna Binasentosa    INDONESIA
Tin    PT Stanindo Inti Perkasa    INDONESIA
Tin    PT Sukses Inti Makmur    INDONESIA
Tin    PT Sumber Jaya Indah    INDONESIA
Tin    PT Tambang Timah    INDONESIA
Tin    PT Timah (Persero) Tbk Kundur    INDONESIA
Tin    PT Timah (Persero) Tbk Mentok    INDONESIA
Tin    PT Tinindo Inter Nusa    INDONESIA
Tin    PT Tommy Utama    INDONESIA
Tin    Resind Industria e Comercio Ltda.    BRAZIL
Tin    Resind Indústria e Comércio Ltda.    BRAZIL
Tin    Rui Da Hung    TAIWAN
Tin    Soft Metais Ltda.    BRAZIL
Tin    Super Ligas    BRAZIL
Tin    Thailand Smelting & Refining Co Ltd    THAILAND
Tin    Thaisarco    THAILAND
Tin    Tin Products Manufacturing Co.LTD. of YTCL    CHINA

Tin    Toboca/ Paranapenema    BRAZIL
Tin    Tuyen Quang Non-Ferrous Metals Joint Stock Company    VIET NAM
Tin    Unit Timah Kundur PT Tambang    INDONESIA
Tin    White Solder Metalurgia e Mineração Ltda.    BRAZIL
Tin    XiHai - Liuzhou China Tin Group Co ltd    CHINA
Tin    YTCL    CHINA
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA
Tin    Yunnan Gejiu Zili Metallurgy Co. Ltd.    CHINA
Tin    YunNan Gejiu Yunxin Electrolyze Limited    CHINA
Tin    Yunnan Tin Company Limited    CHINA
Tin    Yuntinic Resources    CHINA
Tin    YUNXIN colored electrolysis Company Limited    CHINA
Tungsten    A.L.M.T. TUNGSTEN Corp.    JAPAN
Tungsten    ACL Metais Eireli    BRAZIL
Tungsten    Asia Tungsten Products Vietnam Ltd.    VIET NAM
Tungsten    ATI Metalworking Products    UNITED STATES
Tungsten    ATI Tungsten Materials    UNITED STATES
Tungsten    Chaozhou Xianglu Tungsten Industry Co., Ltd.    CHINA
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    CHINA
Tungsten    China National Non Ferrous    CHINA
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    CHINA
Tungsten    Fujian Jinxin Tungsten Co., Ltd.    CHINA
Tungsten    Ganzhou Haichuang Tungsten Co., Ltd.    CHINA
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    CHINA
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CHINA
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    CHINA
Tungsten    Ganzhou Yatai Tungsten Co., Ltd.    CHINA
Tungsten    Global Tungsten & Powders Corp.    UNITED STATES
Tungsten    GTP    UNITED STATES
Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    CHINA
Tungsten    H.C. Starck Smelting GmbH & Co. KG    GERMANY
Tungsten    H.C. Starck Tungsten GmbH    GERMANY
Tungsten    Human Chun-Chang non-ferrous Smelting & Concentrating Co., Ltd.    CHINA
Tungsten    Hunan Chenzhou Mining Co., Ltd.    CHINA
Tungsten    Hunan Chenzhou Mining Group Co., Ltd.    CHINA
Tungsten    Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    CHINA
Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.    CHINA
Tungsten    Hunan Litian Tungsten Industry Co., Ltd.    CHINA
Tungsten    Hydrometallurg, JSC    RUSSIAN FEDERATION
Tungsten    Japan New Metals Co., Ltd.    JAPAN
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CHINA

Tungsten    Jiangxi Dayu Longxintai Tungsten Co., Ltd.    CHINA
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    CHINA
Tungsten    Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    CHINA
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CHINA
Tungsten    Jiangxi Tungsten Industry Group Co. Ltd.    CHINA
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CHINA
Tungsten    Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.    CHINA
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    CHINA
Tungsten    Kennametal Fallon    UNITED STATES
Tungsten    Kennametal Huntsville    UNITED STATES
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    CHINA
Tungsten    Moliren Ltd.    RUSSIAN FEDERATION
Tungsten    Niagara Refining LLC    UNITED STATES
Tungsten    Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC    VIET NAM
Tungsten    Philippine Chuangxin Industrial Co., Inc.    PHILIPPINES
Tungsten    Shaoguan Xinhai Rendan Tungsten Industry Co. Ltd    CHINA
Tungsten    South-East Nonferrous Metal Company Limited of Hengyang City    CHINA
Tungsten    Tejing (Vietnam) Tungsten Co., Ltd.    VIET NAM
Tungsten    Unecha Refractory metals plant    RUSSIAN FEDERATION
Tungsten    Vietnam Youngsun Tungsten Industry Co., Ltd.    VIET NAM
Tungsten    WBH    AUSTRIA
Tungsten    Wolfram Bergbau und Hütten AG    AUSTRIA
Tungsten    Woltech Korea Co., Ltd.    KOREA, REPUBLIC OF
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    CHINA
Tungsten    Xiamen Tungsten Co., Ltd.    CHINA
Tungsten    Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CHINA
Tungsten    Xinhai Rendan Shaoguan Tungsten Co., Ltd.    CHINA