0001102624-12-000032.txt : 20120120 0001102624-12-000032.hdr.sgml : 20120120 20120120095016 ACCESSION NUMBER: 0001102624-12-000032 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120120 DATE AS OF CHANGE: 20120120 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WORTHINGTON INDUSTRIES INC CENTRAL INDEX KEY: 0000108516 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 311189815 STATE OF INCORPORATION: OH FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-08399 FILM NUMBER: 12535979 BUSINESS ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 BUSINESS PHONE: 6144383210 MAIL ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 FORMER COMPANY: FORMER CONFORMED NAME: WORTHINGTON STEEL CO DATE OF NAME CHANGE: 19720123 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Estate of John H. McConnell CENTRAL INDEX KEY: 0001473503 RELATIONSHIP: OTHER IRS NUMBER: 347222019 STATE OF INCORPORATION: OH FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 2433 HOGBACK ROAD CITY: SUNBURY STATE: OH ZIP: 43074 BUSINESS PHONE: 614.4383.310 MAIL ADDRESS: STREET 1: 2433 HOGBACK ROAD CITY: SUNBURY STATE: OH ZIP: 43074 144 1 worthingtonform144.htm WORTHINGTON INDUSTRIES INC. FORM 144 worthingtonform144.htm
 
 


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
ATTENTION:Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.
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hours per response………..1.00
 
SEC USE ONLY
DOCUMENT SEQUENCE NO.
CUSIP NUMBER
1 (a) NAME OF ISSUER  (Please type or print)
WORTHINGTON INDUSTRIES, INC.
(b) IRS IDENT. NO.
31-1189815
(c ) S.E.C. FILE NO.
1-8399
WORK LOCATION
       
1 (d) ADDRESS OF ISSURER                                            STREET                                                              CITY                          STATE    ZIP CODE
200                                                  OLD WILSON BRIDGE ROAD           COLUMBUS            OH       43085
(e) TELEPHONE NO.
AREA CODE
614
NUMBER
438-3210
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
 
THE ESTATE OF JOHN H. McCONNELL
 
(b) RELATIONSHIP TO
ISSUER
 
ESTATE AS TO WHICH AFFILIATE OF ISSUER IS A CO-EXECUTOR
(c) ADDRESS STREET
 
200 OLD WILSON BRIDGE ROAD
CITY
COLUMBUS
 
STATE
OH
 
ZIP CODE
43085
 
 
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
 
3 (a)
Title of the
Class of
Securities To Be Sold
(b)
 
Name and Address of Each Broker Through Whom the
Securities are to be Offered or Each Market Maker
who is Acquiring the Securities
SEC USE ONLY
(c)
Number of Shares
or Other Units
To Be Sold
(See instr. 3(c))
(d)
Aggregate
Market
Value
(See instr. 3(d))
(e)
Number of Shares
Or Other Units
Outstanding
(See instr. 3(e))
(f)
Approximate
Date of Sale
(See instr. 3(f))
(MO. DAY YR.)
(g)
Name of Each
Securities
Exchange
(See instr. 3(g))
 
Broker-Dealer
File Number
COMMON SHARES
 
Huntington Investment Company
Huntington Center
41 South High Street, 2nd Fl
Mail Code HC0220
Columbus, OH  43215-6101
 
 
442,600
$8,431,530 (This amount is based on the closing price of the common shares on 01-18-12 which was $19.05)
 
    69,450,591
01/20/2012
NYSE
INSTRUCTIONS:
1.  (a)  Name of issuer
(b) Issuer’s I.R.S. Identification Number
(c) Issuer’s S.E.C. file number, if any
(d) Issuer’s address, including zip code
(e) Issuer’s telephone number, including area code
 
2.  (a)   Name of person for whose account the securities are to be sold
(b)    Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
(c)  Such person’s address, including zip code
3.     (a) Title of the class of securities to be sold
(b) Name and address of each broker through whom the securities are intended to be sold
(c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
(d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to filing of this notice
(e)   Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
(f)  Approximate date on which the securities are to be sold
(g)  Name of each securities exchange, if any, on which the securities are intended to be sold
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
 
SEC 1147 (02-08)
 
 
 
 

 
 

 
 
TABLE I – SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Title of
the Class
Date you
Acquired
Nature of Acquisition Transaction
Name of Person from Whom Acquired
(if gift, also give date donor acquired)
Amount of
Securities Acquired
Date of
Payment
Nature of Payment
common shares
04-25-2008
On 04-25-2008, John H. McConnell passed away and 1,642,600 common shares went into the Estate of John H. McConnell
 
 
 
John H. McConnell
1,642,600
 
None
None
INSTRUCTIONS:
If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given.  If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid
 

TABLE II – SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
Name and Address of Seller
Title of Securities Sold
Date of Sale
Amount of Securities Sold
Gross Proceeds
N/A
       
REMARKS:
 
 
INSTRUCTIONS:
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed  If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
 
______________________________01/20/12___________________________________________________
DATE OF NOTICE
 
 
THE ESTATE OF JOHN H. McCONNELL
 
By:/s/ John P. McConnell            By:  /s/Daniel Minor 
     John P. McConnell,      Daniel Minor,
     as co-executor                       as co-executor                   
 
 
_________________________________________________________________________________
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,
IF RELYING ON RULE 10B5-1
The notice shall be signed by the person for whose account the securities are to be sold.  At least one
copy of the notice shall be manually signed.  Any copies not manually signed shall bear typed or printed signatures.
 
ATTENTION:  Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
1/06/2010 7439337
 
 
 
 SEC 1147 (02-08)