13F-HR 1 y88310e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2003 ------------------ Check here if Amendment [ ]; Amendment Number: ---- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: United States Trust Company of New York -------------------------------------------------------------- Address: 114 W. 47th St. -------------------------------------------------------------- New York, NY -------------------------------------------------------------- 10036-1532 -------------------------------------------------------------- Form 13F File Number: 28-380 ------------- The Institutional Investment Manager filing this report and the person by whom it is signed represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. A. Tricarico ------------------------------------------------------------------------ Title: Vice President and Trust Counsel ------------------------------------------------------------------------ Phone: 212-852-3812 ------------------------------------------------------------------------ Signature, Place, and Date of Signing: /s/ J. A. Tricarico New York, NY July 10, 2003 -------------------------------- --------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check if no holdings reported are in this report, and all holdings are reported in this report and a portion are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- --------------------------- ----------------------------- [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 7* - Form 13F Information Table Entry Total: 117 Pages ---------- Form 13F Information Table Value Total: $39,107,740 ------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28 - 389 U.S. Trust Corporation * 02 28 - 4052 U.S. Trust N.A. - Connecticut *NOTE: U.S. Trust Corporation ("UST"), a Bank Holding Company, is a ---- wholly-owned direct subsidiary of The Charles Schwab Corporation ("Schwab"), which is a publicly traded company. Charles Schwab Investment Management, Inc. ("CSIM"), which is a wholly-owned direct subsidiary of Schwab, files a separate report on Form 13F, under File number 28-3128 (which report also includes certain securities under the management of Symphony Asset Management, Inc. (File Number 28-5764). Neither UST nor CSIM share any power with respect to the voting or disposition of securities reflected in the other's Form 13F. PAGE 1 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CELANESE AG ORD D1497A101 002 100 X 1 000 000 100 DAIMLERCHRYSLER AG ORD D1668R123 070 2,008 X 1 1,008 000 1,000 DEUTSCHE BANK AG NAMEN ORD D18190898 499 7,750 X 1 7,250 000 500 TOTAL S A WARRANT OR RIGHT F9212D142 028 972 X 1 972 000 000 ACE LTD ORD G0070K103 74,230 2,164,772 X 1 1492,206 63,275 609,291 BANK OF BERMUDA LTD SHS G07644100 000 8,014 X 1 8,014 000 000 ACCENTURE LTD BERMUDA CL A G1150G111 1,686 93,200 X 1 90,500 000 2,700 BUNGE LIMITED COM G16962105 009 300 X 1 300 000 000 COOPER INDS LTD CL A G24182100 1,273 30,824 X 1 22,314 400 8,110 CREDICORP LTD COM G2519Y108 565 57,058 X 1 57,058 000 000 XCELERA INC COM G31611109 176 111,000 X 1 000 000 111,000 EVEREST RE GROUP LTD COM G3223R108 114 1,492 X 1 1,235 000 257 FOSTER WHEELER LTD SHS G36535105 012 5,400 X 1 000 000 5,400 FRONTLINE LTD ORD G3682E127 805 56,635 X 1 56,635 000 000 GARMIN LTD ORD G37260109 160 4,000 X 1 1,000 3,000 000 GLOBALSANTAFE CORP SHS G3930E101 10,030 429,753 X 1 259,050 18,000 152,703 HELEN OF TROY CORP LTD COM G4388N106 045 3,000 X 1 2,000 000 1,000 INGERSOLL-RAND COMPANY LTD CL A G4776G101 15,265 322,599 X 1 251,764 17,310 53,525 KNIGHTSBRIDGE TANKERS LTD ORD G5299G106 142 15,030 X 1 15,030 000 000 NABORS INDUSTRIES LTD SHS G6359F103 26,146 661,411 X 1 505,705 21,900 133,806 NOBLE CORPORATION SHS G65422100 7,120 207,570 X 1 195,845 600 11,125 NORDIC AMERICAN TANKER SHIPP COM G65773106 046 3,266 X 1 1,030 000 2,236 ORIENT-EXPRESS HOTELS LTD CL A G67743107 6,684 453,121 X 1 452,121 000 1,000 PARTNERRE LTD COM G6852T105 378 7,400 X 1 1,400 5,400 600 PLATINUM UNDERWRITER HLDGS L COM G7127P100 28,148 1,037,136 X 1 750,923 3,350 282,863 RENAISSANCE RE HLDGS LTD COM G7496G103 47,408 1,041,468 X 1 694,364 47,654 299,450 SCOTTISH ANNUITY & LIFE HLDG ORD G7885T104 038 1,900 X 1 000 000 1,900 STEWART W P & CO LTD COM G84922106 21,065 940,394 X 1 542,677 6,775 390,942 HILFIGER TOMMY CORP ORD G8915Z102 004 400 X 1 400 000 000 TRANSOCEAN INC ORD G90078109 4,363 198,608 X 1 125,872 27,440 45,296 COLUMN TOTALS 246,511
PAGE 2 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE GOLAR LNG LTD BERMUDA SHS G9456A100 003 300 X 1 300 000 000 WEATHERFORD INTERNATIONAL LT COM G95089101 4,628 110,443 X 1 88,944 2,355 19,144 WHITE MTNS INS GROUP LTD COM G9618E107 7,663 19,400 X 1 16,135 1,160 2,105 WILLIS GROUP HOLDINGS LTD SHS G96655108 434 14,100 X 1 11,700 1,000 1,400 XOMA LTD ORD G9825R107 037 7,000 X 1 000 000 7,000 XL CAP LTD CL A G98255105 30,824 371,378 X 1 358,881 500 11,997 ALCON INC COM SHS H01301102 505 11,050 X 1 1,050 000 10,000 UBS AG NAMEN AKT H8920M855 5,661 102,192 X 1 85,400 000 16,792 SBS BROADCASTING SA ORD L8137F102 016 900 X 1 600 000 300 ALADDIN KNOWLEDGE SYS LTD ORD M0392N101 000 001 X 1 001 000 000 CHECK POINT SOFTWARE TECH LT ORD M22465104 638 32,695 X 1 28,545 000 4,150 GIVEN IMAGING ORD SHS M52020100 103 12,180 X 1 12,180 000 000 LUMENIS LTD SHS M6778Q105 012 7,050 X 1 3,750 000 3,300 MAGAL SECURITY SYS LTD ORD M6786D104 012 2,060 X 1 2,060 000 000 RADCOM LTD ORD M81865103 004 3,700 X 1 3,700 000 000 RADVISION LTD ORD M81869105 184 27,455 X 1 7,669 000 19,786 RADWARE LTD ORD M81873107 584 34,100 X 1 000 000 34,100 TARO PHARMACEUTICAL INDS LTD ORD M8737E108 162 2,935 X 1 1,335 000 1,600 CORE LABORATORIES N V COM N22717107 1,009 93,400 X 1 20,600 000 72,800 QIAGEN N V ORD N72482107 021 2,600 X 1 1,800 000 800 CREATIVE TECHNOLOGY LTD ORD Y1775U107 011 1,343 X 1 000 000 1,343 FLEXTRONICS INTL LTD ORD Y2573F102 8,984 861,343 X 1 827,962 5,500 27,881 OMI CORP NEW COM Y6476W104 003 500 X 1 500 000 000 TEEKAY SHIPPING MARSHALL ISL COM Y8564W103 279 6,500 X 1 3,700 000 2,800 AAON INC COM PAR $0.004 000360206 1,086 58,650 X 1 18,525 1,200 38,925 AAR CORP COM 000361105 002 300 X 1 300 000 000 ABN AMRO BK N V LONDON BRH DEBT 14.000% 3/1 00079FBA9 190 185,000 X 1 000 000 185,000 A C MOORE ARTS & CRAFTS INC COM 00086T103 3,966 197,100 X 1 197,000 000 100 ACTV INC COM 00088E104 001 1,000 X 1 000 000 1,000 A D C TELECOMMUNICATIONS COM 000886101 6,700 2,912,904 X 1 2831,004 500 81,400 COLUMN TOTALS 73,722
PAGE 3 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE ABN AMRO HLDG NV SPONSORED ADR 000937102 270 14,119 X 1 13,202 000 917 ABM INDS INC COM 000957100 30,847 2,003,051 X 1 1665,977 46,650 290,424 AFC ENTERPRISES INC COM 00104Q107 008 500 X 1 500 000 000 AFLAC INC COM 001055102 49,417 1,607,061 X 1 1116,460 67,430 423,171 AGCO CORP COM 001084102 036 2,131 X 1 2,131 000 000 AGL RES INC COM 001204106 532 20,900 X 1 15,000 000 5,900 AG SVCS AMER INC COM 001250109 099 16,700 X 1 000 1,200 15,500 AES CORP SDCV 4.500% 8/1 00130HAN5 492 550,000 X 1 250,000 000 300,000 AES CORP COM 00130H105 28,925 4,555,047 X 1 3703,443 266,750 584,854 AMB PROPERTY CORP COM 00163T109 2,904 103,095 X 1 102,795 000 300 AMC ENTMT INC COM 001669100 046 4,000 X 1 2,400 000 1,600 AMLI RESIDENTIAL PPTYS TR SH BEN INT 001735109 095 4,050 X 1 4,050 000 000 AMN HEALTHCARE SERVICES INC COM 001744101 037 2,900 X 1 2,800 000 100 AMR CORP COM 001765106 26,207 2,382,444 X 1 22,735 015 2359,694 AOL TIME WARNER INC COM 00184A105 108,625 6,751,063 X 1 4303,358 534,119 1913,586 APAC CUSTOMER SERVICES INC COM 00185E106 023 9,200 X 1 000 000 9,200 AT&T CORP COM NEW 001957505 9,386 487,574 X 1 227,859 22,705 237,010 A S V INC COM 001963107 128 8,800 X 1 800 000 8,000 ASA LTD COM 002050102 122 3,225 X 1 3,225 000 000 ATMI INC COM 00207R101 052 2,100 X 1 2,100 000 000 ATS MED INC COM 002083103 043 11,099 X 1 7,100 000 3,999 AT&T WIRELESS SVCS INC COM 00209A106 10,892 1,326,652 X 1 596,307 287,716 442,629 AVI BIOPHARMA INC COM 002346104 050 8,200 X 1 100 5,600 2,500 AVX CORP NEW COM 002444107 13,323 1,212,296 X 1 536,764 47,500 628,032 AXT INC COM 00246W103 178 146,200 X 1 120,200 14,000 12,000 AAIPHARMA INC COM 00252W104 680 34,262 X 1 30,100 000 4,162 ABAXIS INC COM 002567105 010 1,500 X 1 1,500 000 000 ABBOTT LABS COM 002824100 199,769 4,565,107 X 1 2931,857 340,345 1292,905 ABERCROMBIE & FITCH CO CL A 002896207 442 15,541 X 1 8,841 1,300 5,400 ABBEY NATL PLC ADR PRF B7.375 002920700 055 2,000 X 1 2,000 000 000 COLUMN TOTALS 483,693
PAGE 4 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE ABBEY NATL PLC GDR 002920809 055 2,000 X 1 2,000 000 000 ABGENIX INC COM 00339B107 491 46,940 X 1 5,200 3,000 38,740 ABIOMED INC COM 003654100 013 2,400 X 1 2,400 000 000 ABLE LABORATORIES INC COM NEW 00371N407 008 384 X 1 000 000 384 ABRAXAS PETE CORP COM 003830106 002 2,000 X 1 000 2,000 000 ABITIBI-CONSOLIDATED INC COM 003924107 001 158 X 1 000 000 158 ACADIA RLTY TR COM SH BEN INT 004239109 013 1,400 X 1 400 000 1,000 ACCESS PHARMACEUTICALS INC COM NEW 00431M209 000 001 X 1 001 000 000 ACCLAIM ENTMT INC COM PAR $0.02 004325205 005 7,200 X 1 000 000 7,200 ACCREDO HEALTH INC COM 00437V104 169 7,800 X 1 4,000 000 3,800 ACE CASH EXPRESS INC COM 004403101 109 10,000 X 1 000 10,000 000 ACME COMMUNICATION INC COM 004631107 002 300 X 1 300 000 000 ACTIVISION INC NEW COM NEW 004930202 027 2,100 X 1 2,100 000 000 ACTION PERFORMANCE COS INC COM 004933107 925 48,700 X 1 000 000 48,700 ACTEL CORP COM 004934105 019 900 X 1 900 000 000 ACTIVE POWER INC COM 00504W100 010 5,800 X 1 100 000 5,700 ACUITY BRANDS INC COM 00508Y102 7,764 427,274 X 1 202,081 2,225 222,968 ACXIOM CORP COM 005125109 086 5,650 X 1 4,800 000 850 ADAMS EXPRESS CO COM 006212104 323 27,379 X 1 15,721 000 11,658 ADAPTEC INC COM 00651F108 087 10,900 X 1 6,400 000 4,500 ADMINISTAFF INC COM 007094105 002 200 X 1 200 000 000 ADOBE SYS INC COM 00724F101 29,649 924,500 X 1 564,347 36,348 323,805 ADOLOR CORP COM 00724X102 213 17,342 X 1 16,342 000 1,000 ADVANCED AUTO PARTS INC COM 00751Y106 3,398 55,800 X 1 200 1,000 54,600 ADVANCED DIGITAL INFORMATION COM 007525108 101 10,200 X 1 10,200 000 000 ADVANCED MARKETING SVCS INC COM 00753T105 6,871 528,504 X 1 191,950 69,150 267,404 ADVANCED FIBRE COMMUNICATION COM 00754A105 269 16,394 X 1 14,394 000 2,000 ADVANCED PHOTONIX INC CL A 00754E107 001 1,000 X 1 1,000 000 000 ADVANCED NEUROMODULATION SYS COM 00757T101 084 1,638 X 1 1,638 000 000 ADVO INC COM 007585102 078 1,751 X 1 607 000 1,144 COLUMN TOTALS 50,775
PAGE 5 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE ADVISORY BRD CO COM 00762W107 403 10,000 X 1 000 000 10,000 ADVANCED MEDICAL OPTICS INC COM 00763M108 4,245 248,965 X 1 79,917 803 168,245 AEROFLEX INC COM 007768104 008 1,000 X 1 1,000 000 000 ADVANCEPCS COM 00790K109 507 13,255 X 1 12,255 000 1,000 ADVANCED MICRO DEVICES INC COM 007903107 201 31,320 X 1 25,720 000 5,600 AEGON N V ORD AMER REG 007924103 2,393 238,348 X 1 177,193 3,369 57,786 ADVANTA CORP CL A 007942105 011 1,100 X 1 1,100 000 000 ADVANTA CORP CL B 007942204 003 300 X 1 300 000 000 ADVANCED ENERGY INDS COM 007973100 003 200 X 1 200 000 000 ADVENT SOFTWARE INC COM 007974108 6,992 408,424 X 1 167,749 000 240,675 AES TR III PFD CV 6.75% 00808N202 3,558 104,688 X 1 41,728 000 62,960 AETHER SYS INC COM 00808V105 171 35,595 X 1 16,970 2,300 16,325 AETNA INC NEW COM 00817Y108 6,147 102,111 X 1 68,375 2,600 31,136 AFFILIATED COMPUTER SERVICES CL A 008190100 29,429 643,544 X 1 550,570 8,450 84,524 AFFILIATED MANAGERS GROUP COM 008252108 134 2,200 X 1 700 000 1,500 AFFYMETRIX INC COM 00826T108 263 13,340 X 1 8,040 000 5,300 AGERE SYS INC CL A 00845V100 43,714 18,761,329 X 1 18757,650 335 3,344 AGERE SYS INC CL B 00845V209 322 140,005 X 1 53,873 8,585 77,547 AGILENT TECHNOLOGIES INC COM 00846U101 8,131 415,894 X 1 285,206 60,973 69,715 AGILE SOFTWARE CORP DEL COM 00846X105 003 300 X 1 300 000 000 AGNICO EAGLE MINES LTD COM 008474108 006 500 X 1 500 000 000 AIM SELECT REAL ESTATE INCM SHS 00888R107 043 3,000 X 1 000 000 3,000 AIR PRODS & CHEMS INC COM 009158106 38,600 927,891 X 1 700,191 43,563 184,137 AIRBORNE INC COM 009269101 107 5,100 X 1 5,100 000 000 AIRGAS INC COM 009363102 1,502 89,700 X 1 89,700 000 000 AIRNET COMMUNICATIONS CORP COM 00941P106 001 598 X 1 500 000 098 AKAMAI TECHNOLOGIES INC COM 00971T101 001 222 X 1 222 000 000 AKZO NOBEL NV SPONSORED ADR 010199305 2,225 83,500 X 1 2,000 000 81,500 ALABAMA NATL BANCORP DELA COM 010317105 170 3,552 X 1 3,552 000 000 ALARIS MED INC COM 011637105 026 2,000 X 1 2,000 000 000 COLUMN TOTALS 149,319
PAGE 6 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE ALASKA AIR GROUP INC COM 011659109 002 100 X 1 100 000 000 ALBANY INTL CORP CL A 012348108 790 28,817 X 1 26,777 000 2,040 ALBANY MOLECULAR RESH INC COM 012423109 002 100 X 1 100 000 000 ALBEMARLE CORP COM 012653101 133 4,750 X 1 3,950 000 800 ALBERTO CULVER CO CL B CONV 013068101 3,067 60,028 X 1 25,433 10,100 24,495 ALBERTO CULVER CO CL A 013068200 1,404 28,200 X 1 18,375 000 9,825 ALBERTSONS INC COM 013104104 8,725 454,430 X 1 218,931 9,900 225,599 ALCAN INC COM 013716105 721 23,028 X 1 13,555 4,650 4,823 ALCIDE CORP COM NEW 013742507 009 839 X 1 000 000 839 ALCOA INC COM 013817101 48,614 1,906,422 X 1 1393,127 67,366 445,929 ALCATEL SPONSORED ADR 013904305 270 30,132 X 1 26,480 1,000 2,652 ALEXANDER & BALDWIN INC COM 014482103 2,852 109,284 X 1 108,284 000 1,000 ALEXANDERS INC COM 014752109 018 217 X 1 217 000 000 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 014 300 X 1 300 000 000 ALEXION PHARMACEUTICALS INC COM 015351109 3,415 200,876 X 1 110,231 000 90,645 ALICO INC COM 016230104 089 3,600 X 1 3,600 000 000 ALIGN TECHNOLOGY INC COM 016255101 548 43,466 X 1 000 000 43,466 ALKERMES INC NOTE 6.520%12/3 01642TAC2 041 28,000 X 1 000 000 28,000 ALKERMES INC COM 01642T108 3,755 353,551 X 1 239,591 600 113,360 ALLEGHANY CORP DEL COM 017175100 1,751 9,170 X 1 3,952 1,800 3,418 ALLEGHENY ENERGY INC COM 017361106 332 39,328 X 1 36,370 000 2,958 ALLEGHENY TECHNOLOGIES INC COM 01741R102 331 50,208 X 1 49,308 000 900 ALLERGAN INC COM 018490102 13,376 173,494 X 1 95,966 19,020 58,508 ALLETE INC COM 018522102 841 31,690 X 1 15,090 5,600 11,000 ALLIANCE CAP MGMT HLDG L P UNIT LTD PARTN 01855A101 20,869 571,756 X 1 513,931 13,000 44,825 ALLIANCE DATA SYSTEMS CORP COM 018581108 073 3,100 X 1 3,100 000 000 ALLIANCE GAMING CORP COM NEW 01859P609 076 4,000 X 1 4,000 000 000 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 1,293 47,454 X 1 39,454 1,500 6,500 ALLIANT ENERGY CORP COM 018802108 619 32,510 X 1 28,348 1,110 3,052 ALLIANT TECHSYSTEMS INC COM 018804104 2,130 41,036 X 1 4,914 337 35,785 COLUMN TOTALS 116,160
PAGE 7 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE ALLIANZ AKTIENGESELLSCHAFT SP ADR 1/10 SH 018805101 012 1,500 X 1 1,500 000 000 ALLIED CAP CORP NEW COM 01903Q108 2,897 125,411 X 1 64,054 8,300 53,057 ALLIED IRISH BKS P L C SPON ADR ORD 019228402 338 11,300 X 1 9,500 1,800 000 ALLIED WASTE INDS INC COM PAR$.01NEW 019589308 104 10,300 X 1 8,800 900 600 ALLMERICA FINL CORP COM 019754100 366 20,319 X 1 19,819 000 500 ALLOS THERAPEUTICS INC COM 019777101 347 114,000 X 1 114,000 000 000 ALLOY INC COM 019855105 004 600 X 1 600 000 000 ALLSCRIPTS HEALTHCARE SOLUTI COM 01988P108 104 28,193 X 1 6,196 000 21,997 ALLMERICA SECS TR SH BEN INT 019921105 036 3,586 X 1 000 000 3,586 ALLSTATE CORP COM 020002101 76,908 2,157,314 X 1 1734,630 65,730 356,954 ALLTEL CORP COM 020039103 24,456 507,169 X 1 297,206 42,018 167,945 ALLTEL CORP CORP UNT 7.75% 020039822 973 19,560 X 1 18,760 000 800 ALPHARMA INC CL A 020813101 021 961 X 1 961 000 000 ALSTOM SPONSORED ADR 021244108 002 500 X 1 500 000 000 ALTAIR NANOTECHNOLOGIES INC COM 021373105 003 3,000 X 1 3,000 000 000 ALTERA CORP COM 021441100 2,657 161,707 X 1 108,807 25,400 27,500 ALTRIA GROUP INC COM 02209S103 85,060 1,871,925 X 1 1180,238 149,142 542,545 ALZA CORP SDCV 7/2 02261WAB5 036 50,000 X 1 000 000 50,000 ALZA CORP DEL NOTE 7/1 022615AC2 066 50,000 X 1 000 000 50,000 AMAZON COM INC NOTE 4.750% 2/0 023135AF3 695 735,000 X 1 640,000 000 95,000 AMAZON COM INC COM 023135106 944 25,984 X 1 18,860 1,200 5,924 AMBAC FINL GROUP INC COM 023139108 27,839 420,215 X 1 393,565 6,650 20,000 AMERADA HESS CORP COM 023551104 2,395 48,695 X 1 14,295 000 34,400 AMEREN CORP COM 023608102 4,323 98,029 X 1 42,139 35,332 20,558 AMERICA FIRST APT INV INC COM 02363X104 188 19,000 X 1 19,000 000 000 AMERICA ONLINE INC DEL NOTE 12/0 02364JAC8 082 135,000 X 1 000 000 135,000 AMERICA SVC GROUP INC COM 02364L109 036 2,000 X 1 2,000 000 000 AMERICA FIRST TAX EX IVS L P BEN UNIT CTF 02364V107 039 5,500 X 1 000 000 5,500 AMERICA MOVIL S A DE C V SPON ADR L SHS 02364W105 2,029 108,204 X 1 91,260 1,000 15,944 AMERICA MOVIL S A DE C V SPON ADR A SHS 02364W204 001 053 X 1 000 000 053 COLUMN TOTALS 232,961
PAGE 8 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE AMERICA FIRST REAL ESTATE IN UNIT LTD PARTN 02364Y101 017 2,347 X 1 952 000 1,395 AMERICA WEST HLDG CORP CL B 023657208 010 1,500 X 1 000 000 1,500 AMERICAN AXLE & MFG HLDGS IN COM 024061103 048 2,000 X 1 1,000 000 1,000 AMERICAN BLDG CTL INC COM 024750101 034 28,111 X 1 28,111 000 000 AMERICAN CAPITAL STRATEGIES COM 024937104 28,547 1,140,982 X 1 891,199 38,150 211,633 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 563 30,600 X 1 1,000 000 29,600 AMERICAN ECOLOGY CORP COM NEW 025533407 003 1,249 X 1 1,249 000 000 AMERICAN ELEC PWR INC COM 025537101 9,838 329,800 X 1 181,459 26,720 121,621 AMERICAN EXPRESS CO COM 025816109 111,428 2,665,106 X 1 1865,089 313,637 486,380 AMERICAN FINL GROUP INC OHIO COM 025932104 341 14,950 X 1 2,350 570 12,030 AMERICAN GREETINGS CORP CL A 026375105 321 16,356 X 1 14,156 1,200 1,000 AMERICAN HEALTHWAYS INC COM 02649V104 110 3,065 X 1 3,065 000 000 AMERICAN HOME MTG HLDGS INC COM 02660M108 012 600 X 1 600 000 000 AMERICAN INDEPENDENCE CORP COM NEW 026760405 004 333 X 1 333 000 000 AMERICAN INSD MTG-INVS L P 8 DEPOSITARY UNIT 02686E106 007 1,245 X 1 000 1,245 000 AMERICAN INSD MTG INVS L P 8 DEPOSITORY UNIT 02686F103 014 5,000 X 1 000 000 5,000 AMERICAN INSD MTG INVS L P 8 DEPOSITORY UNIT 02686G101 006 1,400 X 1 000 000 1,400 AMERICAN INTL GROUP INC COM 026874107 546,265 9,899,695 X 1 5398,508 1468,346 3032,841 AMERICAN ITALIAN PASTA CO CL A 027070101 4,523 108,590 X 1 54,190 13,700 40,700 AMERICAN MGMT SYS INC COM 027352103 116 8,100 X 1 6,400 000 1,700 AMERICAN MED SYS HLDGS INC COM 02744M108 1,743 103,150 X 1 000 000 103,150 AMERICAN MED SEC GROUP INC COM 02744P101 1,028 53,800 X 1 200 000 53,600 AMERICAN NATL INS CO COM 028591105 043 500 X 1 500 000 000 AMERICAN PAC CORP COM 028740108 131 17,500 X 1 17,500 000 000 AMERICAN PHARMACEUTICALS PTN COM 02886P109 003 100 X 1 100 000 000 AMERICAN PHYSICIANS CAPITAL COM 028884104 127 5,200 X 1 4,700 000 500 AMERICAN PWR CONVERSION CORP COM 029066107 34,454 2,207,172 X 1 1278,942 253,790 674,440 AMERICAN SELECT PORTFOLIO IN COM 029570108 007 495 X 1 495 000 000 AMERICAN SOFTWARE INC CL A 029683109 010 2,200 X 1 000 000 2,200 AMERICAN STD COS INC DEL COM 029712106 4,714 63,765 X 1 27,215 325 36,225 COLUMN TOTALS 744,467
PAGE 9 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE AMERICAN STS WTR CO COM 029899101 417 15,271 X 1 15,271 000 000 AMERICAN TOWER CORP CL A 029912201 090 10,150 X 1 8,400 000 1,750 AMERICAN SUPERCONDUCTOR CORP COM 030111108 181 29,600 X 1 3,600 25,000 1,000 AMERICAN TECHNOLOGY CORP COM NEW 030145205 013 2,000 X 1 000 000 2,000 AMERICAN WOODMARK CORP COM 030506109 4,311 91,785 X 1 36,335 18,800 36,650 AMERICREDIT CORP COM 03060R101 103 11,992 X 1 10,192 000 1,800 AMERISTAR CASINOS INC COM 03070Q101 049 2,300 X 1 1,900 000 400 AMERIVEST PPTYS INC DEL COM 03071L101 1,064 170,000 X 1 170,000 000 000 AMERON INTL INC COM 030710107 014 400 X 1 400 000 000 AMERSHAM PLC SPONSORED ADR 030719108 019 500 X 1 000 000 500 AMERUS GROUP CO COM 03072M108 112 3,980 X 1 3,980 000 000 AMERISOURCEBERGEN CORP COM 03073E105 46,223 666,522 X 1 561,674 17,076 87,772 AMERIGROUP CORP COM 03073T102 2,150 57,800 X 1 000 000 57,800 AMERISERV FINL INC COM 03074A102 052 13,698 X 1 3,684 000 10,014 AMERITRADE HLDG CORP NEW COM 03074K100 012 1,600 X 1 1,600 000 000 AMERIGAS PARTNERS L P UNIT L P INT 030975106 959 36,300 X 1 23,700 8,000 4,600 AMETEK INC NEW COM 031100100 3,228 88,080 X 1 86,200 000 1,880 AMGEN INC COM 031162100 210,729 3,195,774 X 1 2318,509 137,744 739,521 AMKOR TECHNOLOGY INC COM 031652100 054 4,100 X 1 3,300 000 800 AMPAL AMERN ISRAEL CORP PFD CV 6.50% 032015307 002 270 X 1 270 000 000 AMPHENOL CORP NEW CL A 032095101 900 19,230 X 1 10,530 1,000 7,700 AMSOUTH BANCORPORATION COM 032165102 6,375 291,889 X 1 72,572 34,789 184,528 AMSURG CORP COM 03232P405 010 342 X 1 342 000 000 AMYLIN PHARMACEUTICALS INC COM 032346108 221 10,040 X 1 4,000 000 6,040 AMVESCAP PLC SPONSORED ADR 03235E100 19,055 1,363,000 X 1 1355,000 000 8,000 ANADARKO PETE CORP COM 032511107 97,960 2,202,823 X 1 1263,169 256,685 682,969 ANADIGICS INC COM 032515108 021 6,600 X 1 000 000 6,600 ANALOG DEVICES INC NOTE 4.750%10/0 032654AD7 051 50,000 X 1 50,000 000 000 ANALOG DEVICES INC COM 032654105 94,764 2,721,548 X 1 1986,560 163,694 571,294 ANALOGIC CORP COM PAR $0.05 032657207 061 1,243 X 1 043 000 1,200 COLUMN TOTALS 489,200
PAGE 10 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE ANALYSTS INTL CORP COM 032681108 006 2,306 X 1 2,306 000 000 ANALYTICAL SURVEYS INC COM PAR $.0001 032683401 000 150 X 1 150 000 000 ANDERSEN GROUP INC COM 033501107 375 95,000 X 1 000 000 95,000 ANDREW CORP COM 034425108 245 26,284 X 1 13,299 000 12,985 ANDRX CORP DEL ANDRX GROUP 034553107 265 13,275 X 1 9,775 000 3,500 ANGEION CORP COM 03462H404 000 010 X 1 010 000 000 ANGLO AMERN PLC ADR 03485P102 016 1,043 X 1 000 000 1,043 ANGLOGOLD LTD SPONSORED ADR 035128206 172 5,400 X 1 900 000 4,500 ANHEUSER BUSCH COS INC COM 035229103 90,306 1,768,979 X 1 1127,955 103,815 537,209 ANIXTER INTL INC COM 035290105 077 3,300 X 1 300 1,000 2,000 ANNALY MTG MGMT INC COM 035710409 2,968 149,065 X 1 135,485 300 13,280 ANNAPOLIS BANCORP INC COM 035848100 002 266 X 1 000 000 266 ANNTAYLOR STORES CORP COM 036115103 028 958 X 1 958 000 000 ANSYS INC COM 03662Q105 009 300 X 1 000 000 300 ANTHEM INC COM 03674B104 2,607 33,786 X 1 32,731 000 1,055 ANTEON INTL CORP COM 03674E108 1,312 47,000 X 1 000 000 47,000 ANSWERTHINK INC COM 036916104 020 9,900 X 1 2,500 000 7,400 ANTHRACITE CAP INC COM 037023108 201 16,700 X 1 15,500 000 1,200 ANTIGENICS INC DEL COM 037032109 033 2,900 X 1 2,400 000 500 ANWORTH MORTGAGE ASSET CP COM 037347101 196 12,700 X 1 11,000 000 1,700 AON CORP COM 037389103 3,491 144,974 X 1 100,272 6,000 38,702 APACHE CORP COM 037411105 41,964 645,009 X 1 544,263 17,700 83,046 APARTMENT INVT & MGMT CO CL A 03748R101 8,973 259,336 X 1 239,777 1,453 18,106 APARTMENT INVT & MGMT CO PFD CV P $.01 03748R861 009 360 X 1 360 000 000 APCO ARGENTINA INC CAYMAN IS ORD 037489101 003 137 X 1 137 000 000 APEX MORTGAGE CAPITAL COM 037564101 011 2,000 X 1 2,000 000 000 APHTON CORP COM 03759P101 002 250 X 1 000 000 250 APOGEE ENTERPRISES INC COM 037598109 107 12,010 X 1 4,500 000 7,510 APOGENT TECHNOLOGIES INC COM 03760A101 826 41,300 X 1 5,490 32,000 3,810 APOLLO GROUP INC CL A 037604105 32,176 520,654 X 1 488,639 4,700 27,315 COLUMN TOTALS 186,400
PAGE 11 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE APOLLO GROUP INC COM UNV PHOENX 037604204 564 11,220 X 1 11,040 000 180 APPLE COMPUTER INC COM 037833100 1,766 92,640 X 1 79,190 2,400 11,050 APPLEBEES INTL INC COM 037899101 4,265 135,702 X 1 43,417 12,865 79,420 APPLIED INNOVATION INC COM 037916103 003 1,000 X 1 000 000 1,000 APRIA HEALTHCARE GROUP INC COM 037933108 050 2,000 X 1 900 000 1,100 APPLERA CORP COM AP BIO GRP 038020103 27,607 1,450,696 X 1 1009,895 105,619 335,182 APPLERA CORP COM CE GEN GRP 038020202 4,444 430,577 X 1 321,445 22,095 87,037 APPLICA INC COM 03815A106 060 7,000 X 1 000 000 7,000 APPLIED DIGITAL SOLUTIONS COM 038188108 036 60,000 X 1 50,000 000 10,000 APPLIED FILMS CORP COM 038197109 334 12,900 X 1 000 000 12,900 APPLIED INDL TECHNOLOGIES IN COM 03820C105 511 24,215 X 1 22,915 000 1,300 APPLIED MICRO CIRCUITS CORP COM 03822W109 016 2,600 X 1 900 1,700 000 APPLIED MATLS INC COM 038222105 57,485 3,629,134 X 1 2458,377 172,900 997,857 APPLIED MOLECULAR EVOLUTION COM 03823E108 010 2,512 X 1 2,512 000 000 APROPOS TECHNOLOGY INC COM 038334108 012 4,800 X 1 4,800 000 000 APTARGROUP INC COM 038336103 4,895 135,960 X 1 134,337 000 1,623 AQUANTIVE INC COM 03839G105 583 55,500 X 1 55,500 000 000 AQUILA INC COM 03840P102 3,864 1,497,776 X 1 599,428 000 898,348 ARACRUZ CELULOSE S A SPON ADR PFD B 038496204 92,444 4,389,554 X 1 3262,294 206,350 920,910 ARAMARK CORP CL B 038521100 24,595 1,097,005 X 1 84,775 200 1012,030 ARBITRON INC COM 03875Q108 018 500 X 1 500 000 000 ARCADIS N V NY REGISTRY SH 03923E107 025 2,400 X 1 000 000 2,400 ARCH CHEMICALS INC COM 03937R102 052 2,728 X 1 2,178 000 550 ARCH COAL INC COM 039380100 3,857 167,825 X 1 165,200 000 2,625 ARCHER DANIELS MIDLAND CO COM 039483102 11,467 891,013 X 1 579,576 156,906 154,531 ARCHSTONE SMITH TR COM 039583109 3,825 159,358 X 1 103,176 13,900 42,282 ARCHSTONE SMITH TR PFD CONV SER A 039583208 065 2,000 X 1 000 000 2,000 ARCTIC CAT INC COM 039670104 300 15,800 X 1 800 000 15,000 ARDEN RLTY INC COM 039793104 546 21,024 X 1 13,124 000 7,900 ARENA PHARMACEUTICALS INC COM 040047102 1,718 257,520 X 1 28,175 000 229,345 COLUMN TOTALS 245,417
PAGE 12 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE ARGONAUT GROUP INC COM 040157109 444 36,145 X 1 36,145 000 000 ARGOSY GAMING CO COM 040228108 024 1,125 X 1 1,125 000 000 ARIBA INC COM 04033V104 125 41,500 X 1 41,500 000 000 ARISTOTLE CORP COM NEW 040448201 074 19,796 X 1 16,796 000 3,000 ARKANSAS BEST CORP DEL COM 040790107 027 1,125 X 1 600 000 525 ARMOR HOLDINGS INC COM 042260109 005 400 X 1 400 000 000 ARRIS GROUP INC COM 04269Q100 038 7,700 X 1 300 000 7,400 ARROW ELECTRS INC COM 042735100 435 28,570 X 1 21,970 000 6,600 ARROW INTL INC COM 042764100 10,164 228,150 X 1 221,900 000 6,250 ART TECHNOLOGY GROUP INC COM 04289L107 002 1,400 X 1 1,200 000 200 ARTISAN COMPONENTS INC COM 042923102 004 200 X 1 200 000 000 ARTHROCARE CORP COM 043136100 065 4,000 X 1 1,000 2,000 1,000 ARVINMERITOR INC COM 043353101 054 2,700 X 1 2,400 000 300 ASBURY AUTOMOTIVE GROUP INC COM 043436104 042 3,100 X 1 3,100 000 000 ASHANTI GOLDFIELDS LTD GLOB DEP RCPT 043743202 006 800 X 1 800 000 000 ASHLAND INC COM 044204105 1,944 63,353 X 1 13,522 984 48,847 ASIA PAC FD INC COM 044901106 009 900 X 1 900 000 000 ASHWORTH INC COM 04516H101 267 37,600 X 1 000 000 37,600 ASPEN TECHNOLOGY INC COM 045327103 237 50,000 X 1 000 000 50,000 ASSOCIATED BANC CORP COM 045487105 383 10,465 X 1 9,792 000 673 ASSOCIATED ESTATES RLTY CORP COM 045604105 043 6,500 X 1 6,500 000 000 ASTEA INTL INC COM 04622E109 099 159,550 X 1 000 15,800 143,750 ASTEC INDS INC COM 046224101 033 3,800 X 1 3,800 000 000 ASTORIA FINL CORP COM 046265104 225,393 8,069,938 X 1 96,424 000 7973,514 ASTRAZENECA PLC SPONSORED ADR 046353108 1,151 28,240 X 1 17,749 000 10,491 ASTROPOWER INC COM 04644A101 024 7,100 X 1 3,500 000 3,600 AT RD INC COM 04648K105 295 27,000 X 1 12,000 15,000 000 ASYST TECHNOLOGY CORP COM 04648X107 045 6,700 X 1 5,500 000 1,200 ATHEROGENICS INC COM 047439104 021 1,400 X 1 400 000 1,000 ATLANTIC COAST AIRLINES HLDG COM 048396105 020 1,500 X 1 1,500 000 000 COLUMN TOTALS 241,473
PAGE 13 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE ATMEL CORP COM 049513104 103 40,438 X 1 38,700 000 1,738 ATMOS ENERGY CORP COM 049560105 797 32,157 X 1 28,120 000 4,037 ATRIX LABS INC COM 04962L101 011 500 X 1 500 000 000 ATWOOD OCEANICS INC COM 050095108 033 1,200 X 1 200 000 1,000 AUDIOVOX CORP CL A 050757103 052 4,700 X 1 1,900 000 2,800 AUGUST TECHNOLOGY CORP COM 05106U105 016 2,500 X 1 000 000 2,500 AURORA FOODS INC COM 05164B106 000 1,000 X 1 1,000 000 000 AUTODESK INC COM 052769106 819 50,650 X 1 47,600 900 2,150 AUTOLIV INC COM 052800109 527 19,463 X 1 18,050 089 1,324 AUTOMATIC DATA PROCESSING IN NOTE 2/2 053015AC7 125,934 1,425,000 X 1 1425,000 000 000 AUTOMATIC DATA PROCESSING IN COM 053015103 119,177 3,519,705 X 1 2363,581 238,425 917,699 AUTONATION INC COM 05329W102 268 17,050 X 1 16,450 000 600 AUTOZONE INC COM 053332102 5,735 75,490 X 1 74,890 000 600 AVALON DIGITAL MARKETING SYS COM 05343V106 000 067 X 1 067 000 000 AVANEX CORP COM 05348W109 022 5,614 X 1 5,089 000 525 AVALONBAY CMNTYS INC COM 053484101 6,035 141,530 X 1 101,612 4,932 34,986 AVATAR HLDGS INC NOTE 7.000% 4/0 053494AD2 884 845,000 X 1 420,000 000 425,000 AVAYA INC COM 053499109 959 148,499 X 1 19,081 1,809 127,609 AVENTIS SPONSORED ADR 053561106 641 11,726 X 1 6,001 1,300 4,425 AVERY DENNISON CORP COM 053611109 154,882 3,085,302 X 1 303,517 1,210 2780,575 AVICI SYS INC COM NEW 05367L802 183 29,944 X 1 3,775 1,750 24,419 AVID TECHNOLOGY INC COM 05367P100 035 1,000 X 1 700 000 300 AVIRON NOTE 5.250% 2/0 053762AD2 800 770,000 X 1 770,000 000 000 AVISTA CORP COM 05379B107 332 23,464 X 1 21,451 000 2,013 AVISTAR COMMUNICATIONS CORP COM NEW 05379X208 008 10,000 X 1 10,000 000 000 AVNET INC COM 053807103 320 25,205 X 1 21,620 435 3,150 AVOCENT CORP COM 053893103 142 4,735 X 1 4,385 000 350 AVON PRODS INC COM 054303102 166,979 2,684,557 X 1 2221,560 80,766 382,231 AXA SPONSORED ADR 054536107 673 43,130 X 1 8,306 29,800 5,024 AXCELIS TECHNOLOGIES INC COM 054540109 1,812 296,605 X 1 295,148 500 957 COLUMN TOTALS 588,179
PAGE 14 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE AXONYX INC COM 05461R101 034 14,000 X 1 14,000 000 000 AXSYS TECHNOLOGIES INC COM 054615109 019 2,000 X 1 2,000 000 000 AZTAR CORP COM 054802103 082 5,061 X 1 4,661 000 400 BB&T CORP COM 054937107 23,256 678,032 X 1 625,637 19,348 33,047 B A S F A G SPONSORED ADR 055262505 060 1,400 X 1 000 1,400 000 BCE INC COM 05534B109 408 17,650 X 1 8,350 6,000 3,300 BEI TECHNOLOGIES INC COM 05538P104 002 200 X 1 200 000 000 BF ENTERPRISES INC COM 055387104 155 18,700 X 1 000 000 18,700 BG PLC ADR FIN INST N 055434203 014 626 X 1 626 000 000 BHA GROUP HLDGS INC COM 055446108 141 7,078 X 1 7,078 000 000 BISYS GROUP INC COM 055472104 3,639 198,086 X 1 175,386 000 22,700 BKF CAP GROUP INC COM 05548G102 017 800 X 1 800 000 000 BJS WHOLESALE CLUB INC COM 05548J106 1,523 101,114 X 1 35,214 275 65,625 BJ SVCS CO COM 055482103 1,178 31,530 X 1 30,370 000 1,160 BMC INDS INC MINN COM 055607105 008 14,650 X 1 1,000 000 13,650 BOK FINL CORP COM NEW 05561Q201 291 7,537 X 1 7,537 000 000 BP PLC SPONSORED ADR 055622104 290,116 6,904,229 X 1 4047,046 945,218 1911,965 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 270 14,300 X 1 2,300 1,000 11,000 BRE PROPERTIES INC CL A 05564E106 1,138 34,271 X 1 29,176 600 4,495 BNP RESIDENTIAL PPTYS INC COM 05564T103 022 2,000 X 1 2,000 000 000 BSB BANCORP COM 055652101 486 19,600 X 1 9,200 7,500 2,900 BT GROUP PLC ADR 05577E101 065 1,918 X 1 1,100 600 218 BMC SOFTWARE INC COM 055921100 3,657 223,920 X 1 180,895 19,300 23,725 B2B INTERNET HOLDRS TR DEPOSTRY RCPT 056033103 019 6,750 X 1 4,750 000 2,000 BACK YD BURGERS INC COM 05635W101 005 1,000 X 1 1,000 000 000 BADGER METER INC COM 056525108 026 1,000 X 1 1,000 000 000 BAKER MICHAEL CORP COM 057149106 011 1,000 X 1 300 000 700 BAKER HUGHES INC COM 057224107 6,343 188,953 X 1 124,615 2,666 61,672 BALDOR ELEC CO COM 057741100 038 1,840 X 1 1,840 000 000 BALDWIN TECHNOLOGY INC CL A 058264102 010 15,000 X 1 000 000 15,000 COLUMN TOTALS 333,033
PAGE 15 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE BALL CORP COM 058498106 115 2,523 X 1 1,923 400 200 BALLARD PWR SYS INC COM 05858H104 761 55,797 X 1 17,633 000 38,164 BALLY TOTAL FITNESS HLDG COR COM 05873K108 004 400 X 1 100 000 300 BANCINSURANCE CORP COM 05945K102 012 2,100 X 1 2,100 000 000 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 040 3,826 X 1 000 3,826 000 BANCO SANTANDER CENT HISPANO ADR 05964H105 436 49,460 X 1 49,460 000 000 BANCORPSOUTH INC COM 059692103 054 2,600 X 1 2,600 000 000 BANCSHARES FLA INC COM 05976U102 084 8,500 X 1 1,000 000 7,500 BANCTRUST FINANCIAL GP COM 05978R107 294 18,250 X 1 18,250 000 000 BANDAG INC COM 059815100 030 800 X 1 800 000 000 BANDAG INC CL A 059815308 067 1,900 X 1 000 1,000 900 BANK OF AMERICA CORPORATION COM 060505104 143,272 1,812,878 X 1 1220,477 168,182 424,219 BANK OF GRANITE CORP COM 062401104 035 2,023 X 1 2,023 000 000 BANK HAWAII CORP COM 062540109 638 19,260 X 1 5,560 000 13,700 BANK MARIN CORTE MADERA CA COM 063431100 033 1,050 X 1 1,050 000 000 BANK MONTREAL QUE COM 063671101 191 6,000 X 1 6,000 000 000 BANK NEW YORK INC COM 064057102 24,975 868,681 X 1 454,511 58,312 355,858 BANK NOVA SCOTIA HALIFAX COM 064149107 430 9,300 X 1 5,700 000 3,600 BANK ONE CORP COM 06423A103 18,556 499,074 X 1 281,676 51,425 165,973 BANK UTD CORP LITIGATN CONT RIGHT 99/99/9999 065416117 000 900 X 1 900 000 000 BANKATLANTIC BANCORP CL A 065908501 233 19,571 X 1 15,271 000 4,300 BANKNORTH GROUP INC NEW COM 06646R107 1,591 62,361 X 1 55,146 000 7,215 BANKRATE INC COM 06646V108 1,027 84,900 X 1 84,900 000 000 BANKUNITED FINL CORP CL A 06652B103 050 2,500 X 1 1,700 000 800 BANNER CORP COM 06652V109 016 800 X 1 800 000 000 BANTA CORP COM 066821109 058 1,800 X 1 1,800 000 000 BARCLAYS PLC ADR 06738E204 359 12,000 X 1 12,000 000 000 BARD C R INC COM 067383109 7,818 109,631 X 1 75,406 7,904 26,321 BARNES & NOBLE INC COM 067774109 1,527 66,253 X 1 4,853 700 60,700 BARNES GROUP INC COM 067806109 013 600 X 1 600 000 000 COLUMN TOTALS 202,719
PAGE 16 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE BARRICK GOLD CORP COM 067901108 7,906 441,657 X 1 411,351 000 30,306 BARPOINT COM INC COM 068296102 286 1,189,973 X 1 000 000 1189,973 BARR LABS INC COM 068306109 51,570 787,325 X 1 568,353 37,253 181,719 BARRA INC COM 068313105 001 035 X 1 035 000 000 BASSETT FURNITURE INDS INC COM 070203104 215 16,353 X 1 3,716 000 12,637 BAUSCH & LOMB INC COM 071707103 2,355 62,800 X 1 36,000 6,100 20,700 BAXTER INTL INC COM 071813109 74,417 2,862,204 X 1 2068,093 94,179 699,932 BAXTER INTL INC CORP UNITS 7% 071813406 54,069 1,103,001 X 1 762,522 55,270 285,209 BAY VIEW CAP CORP DEL COM 07262L101 079 13,693 X 1 13,693 000 000 BE AEROSPACE INC COM 073302101 010 3,250 X 1 3,250 000 000 BEA SYS INC COM 073325102 1,767 162,285 X 1 94,275 5,000 63,010 BEACON POWER CORP COM 073677106 009 33,815 X 1 33,815 000 000 BEAR STEARNS COS INC COM 073902108 1,901 26,252 X 1 23,744 400 2,108 BEARINGPOINT INC COM 074002106 342 35,447 X 1 8,300 000 27,147 BEASLEY BROADCAST GROUP INC CL A 074014101 093 6,840 X 1 6,840 000 000 BECKMAN COULTER INC COM 075811109 2,128 52,350 X 1 15,274 12,464 24,612 BECTON DICKINSON & CO COM 075887109 15,197 391,178 X 1 254,500 21,700 114,978 BED BATH & BEYOND INC COM 075896100 236,724 6,097,985 X 1 828,471 48,100 5221,414 BEDFORD PPTY INVS INC COM PAR $0.02 076446301 1,811 63,785 X 1 63,085 000 700 BEL FUSE INC CL A 077347201 010 500 X 1 000 000 500 BEL FUSE INC CL B 077347300 034 1,500 X 1 000 000 1,500 BELDEN INC COM 077459105 032 2,000 X 1 1,000 500 500 BELL INDS INC COM 078107109 003 1,443 X 1 000 000 1,443 BELL MICROPRODUCTS INC COM 078137106 016 3,850 X 1 000 000 3,850 BELLSOUTH CORP COM 079860102 50,967 1,913,885 X 1 1140,836 194,177 578,872 BELO CORP COM SER A 080555105 26,769 1,197,194 X 1 212,242 870,752 114,200 BEMA GOLD CORP COM 08135F107 014 10,500 X 1 10,500 000 000 BEMIS INC COM 081437105 4,820 102,983 X 1 97,233 550 5,200 BENCHMARK ELECTRS INC COM 08160H101 2,319 75,400 X 1 2,000 1,500 71,900 BENNETT ENVIRONMENTAL INC COM 081906109 518 47,300 X 1 000 000 47,300 COLUMN TOTALS 536,382
PAGE 17 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE BENIHANA INC CL A 082047200 015 1,100 X 1 400 000 700 BENTLEY PHARMACEUTICALS INC COM 082657107 502 38,200 X 1 500 000 37,700 BERKLEY W R CORP COM 084423102 159 3,025 X 1 2,825 000 200 BERKSHIRE HATHAWAY INC DEL CL A 084670108 139,925 1,930 X 1 1,185 188 557 BERKSHIRE HATHAWAY INC DEL CL B 084670207 126,061 51,877 X 1 34,274 4,602 13,001 BERKSHIRE HILLS BANCORP INC COM 084680107 045 1,600 X 1 1,600 000 000 BEST BUY INC COM 086516101 28,331 645,061 X 1 528,136 25,800 91,125 BHP BILLITON LTD SPONSORED ADR 088606108 095 8,200 X 1 3,500 000 4,700 BIG LOTS INC COM 089302103 202 13,456 X 1 5,400 600 7,456 BINDVIEW DEV CORP COM 090327107 238 117,900 X 1 000 8,600 109,300 BIO RAD LABS INC CL B 090572108 094 1,686 X 1 1,686 000 000 BIO RAD LABS INC CL A 090572207 093 1,686 X 1 1,686 000 000 BIOGEN INC COM 090597105 3,175 83,610 X 1 52,580 8,550 22,480 BIOMET INC COM 090613100 24,738 861,960 X 1 525,940 16,600 319,420 BIOPURE CORP CL A 09065H105 003 500 X 1 500 000 000 BIOTECH HOLDERS TR DEPOSTRY RCPTS 09067D201 669 5,425 X 1 5,025 000 400 BIOVAIL CORP COM 09067J109 395 8,400 X 1 5,500 000 2,900 BIOSITE INC COM 090945106 770 15,991 X 1 14,491 000 1,500 BLACK & DECKER CORP COM 091797100 94,307 2,170,481 X 1 1949,381 21,000 200,100 BLACK BOX CORP DEL COM 091826107 056 1,560 X 1 560 000 1,000 BLACK HILLS CORP COM 092113109 1,669 54,365 X 1 22,590 1,500 30,275 BLACKROCK INVT QUALITY MUN T COM 09247D105 133 9,100 X 1 9,100 000 000 BLACKROCK NY INSD MUN 2008 T COM 09247L107 427 25,305 X 1 19,305 000 6,000 BLACKROCK MUN TARGET TERM TR COM 09247M105 694 61,888 X 1 61,888 000 000 BLACKROCK INC CL A 09247X101 102 2,275 X 1 2,275 000 000 BLACKROCK INSD MUN TERM TR I COM 092474105 138 12,000 X 1 9,000 000 3,000 BLACKROCK HIGH YIELD TR SH BEN INT 09248N102 807 78,614 X 1 34,314 000 44,300 BLOCK H & R INC COM 093671105 29,199 675,129 X 1 420,733 150,330 104,066 BLOCKBUSTER INC CL A 093679108 057 3,400 X 1 1,400 000 2,000 BLUE MARTINI SOFTWARE INC COM NEW 095698502 001 281 X 1 000 000 281 COLUMN TOTALS 453,100
PAGE 18 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE BLUE RHINO CORP COM 095811105 012 1,000 X 1 000 000 1,000 BLYTH INC COM 09643P108 7,008 257,665 X 1 130,615 12,400 114,650 BOARDWALK BANK NJ COM 096611108 020 2,000 X 1 2,000 000 000 BOARDWALK BANK NJ WARRANT OR RIGHT 096611116 003 2,000 X 1 2,000 000 000 BOB EVANS FARMS INC COM 096761101 113 4,030 X 1 3,570 000 460 BOEING CO COM 097023105 117,622 32,564,746 X 1 32404,532 57,615 102,599 BOISE CASCADE CORP COM 097383103 1,239 51,830 X 1 23,230 500 28,100 BORDERS GROUP INC COM 099709107 539 30,600 X 1 10,478 9,400 10,722 BORG WARNER INC COM 099724106 045 700 X 1 700 000 000 BORLAND SOFTWARE CORP COM 099849101 020 2,000 X 1 100 000 1,900 BOSTON BEER INC CL A 100557107 920 63,880 X 1 1,200 000 62,680 BOSTON COMMUNICATIONS GROUP COM 100582105 2,109 124,700 X 1 6,100 000 118,600 BOSTON LIFE SCIENCES INC COM NEW 100843408 000 015 X 1 000 000 015 BOSTON PRIVATE FINL HLDGS IN COM 101119105 036 1,700 X 1 1,700 000 000 BOSTON PROPERTIES INC COM 101121101 4,292 98,000 X 1 92,950 000 5,050 BOSTON SCIENTIFIC CORP COM 101137107 52,728 862,971 X 1 798,665 7,275 57,031 BOSTONFED BANCORP INC COM 101178101 008 300 X 1 300 000 000 BOTTOMLINE TECH DEL INC COM 101388106 002 200 X 1 200 000 000 BOULDER TOTAL RETURN FD INC COM 101541100 002 117 X 1 000 000 117 BOWATER INC COM 102183100 113 3,020 X 1 2,920 000 100 BOWNE & CO INC COM 103043105 125 9,613 X 1 5,493 000 4,120 BOYKIN LODGING CO COM 103430104 009 1,100 X 1 1,100 000 000 BRADY CORP CL A 104674106 042 1,261 X 1 1,261 000 000 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 1,798 73,035 X 1 65,335 1,000 6,700 BRASCAN CORP CL A LTD VT SH 10549P606 035 1,437 X 1 1,437 000 000 BRASS EAGLE INC COM 10553F106 166 20,000 X 1 000 000 20,000 BRASIL TELECOM PARTICIPACOES SPON ADR PFD 105530109 018 485 X 1 365 000 120 BRAZIL FD INC COM 105759104 003 200 X 1 000 000 200 BRIGGS & STRATTON CORP COM 109043109 5,967 118,161 X 1 61,099 21,892 35,170 BRIGHT HORIZON FAMILY SOLUTI COM 109195107 9,416 280,650 X 1 188,950 25,000 66,700 COLUMN TOTALS 1,204,410
PAGE 19 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE BRINKER INTL INC COM 109641100 21,590 599,390 X 1 426,886 10,600 161,904 BRINKS CO COM 109696104 7,123 488,908 X 1 378,200 14,000 96,708 BRISTOL MYERS SQUIBB CO COM 110122108 204,502 7,532,301 X 1 5238,603 570,986 1722,712 BRISTOL MYERS SQUIBB CO PFD CV $2 110122207 102 510 X 1 510 000 000 BRITESMILE INC COM NEW 110415205 014 538 X 1 000 000 538 BRITISH BIO-TECHNOLOGY GRP P SPONS ADR NEW 110515202 033 15,000 X 1 000 1,000 14,000 BROADBAND HOLDRS TR DEPOSITRY RCPT 11130P104 118 12,500 X 1 12,500 000 000 BROADCOM CORP CL A 111320107 6,405 257,142 X 1 213,342 2,400 41,400 BROADVISION INC COM NEW 111412607 001 133 X 1 133 000 000 BROCADE COMMUNICATIONS SYS I COM 111621108 344 58,290 X 1 47,075 1,000 10,215 BROOKLINE BANCORP INC DEL COM 11373M107 056 4,000 X 1 4,000 000 000 BROOKS AUTOMATION INC COM 114340102 039 3,400 X 1 3,400 000 000 BROOKSTONE INC COM 114537103 006 300 X 1 000 000 300 BROWN & BROWN INC COM 115236101 281 8,650 X 1 950 000 7,700 BROWN FORMAN CORP CL B 115637209 1,920 24,420 X 1 21,350 2,470 600 BROWN TOM INC COM NEW 115660201 036 1,300 X 1 1,300 000 000 BROWN SHOE INC NEW COM 115736100 1,222 40,995 X 1 14,095 000 26,900 BRUNSWICK CORP COM 117043109 10,577 422,740 X 1 395,840 2,000 24,900 BRUSH ENGINEERED MATLS INC COM 117421107 016 1,900 X 1 1,900 000 000 BRYN MAWR BK CORP COM 117665109 025 660 X 1 660 000 000 BSQUARE CORP COM 11776U102 006 7,900 X 1 000 000 7,900 BUCA INC COM 117769109 016 2,700 X 1 2,700 000 000 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1,785 45,470 X 1 31,370 000 14,100 BUCKEYE TECHNOLOGIES INC COM 118255108 696 102,420 X 1 102,420 000 000 BURLINGTON COAT FACTORY COM 121579106 036 2,000 X 1 2,000 000 000 BURLINGTON NORTHN SANTA FE C COM 12189T104 8,466 297,669 X 1 147,229 18,859 131,581 BURLINGTON RES INC COM 122014103 47,315 875,078 X 1 726,192 37,681 111,205 BUSINESS BANCORP NEW COM 12323X102 008 339 X 1 000 000 339 BUTLER MFG CO DEL COM 123655102 009 550 X 1 150 000 400 C&D TECHNOLOGIES INC COM 124661109 033 2,300 X 1 100 000 2,200 COLUMN TOTALS 312,780
PAGE 20 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CBL & ASSOC PPTYS INC COM 124830100 930 21,620 X 1 11,370 000 10,250 CCC INFORMATION SVCS GROUP I COM 12487Q109 017 1,230 X 1 000 000 1,230 CBRL GROUP INC COM 12489V106 1,202 30,950 X 1 2,150 000 28,800 CCBT FINL COS INC COM 12500Q102 122 5,124 X 1 000 000 5,124 C D I CORP COM 125071100 016 600 X 1 600 000 000 CEC ENTMT INC COM 125137109 015 408 X 1 408 000 000 CFS BANCORP INC COM 12525D102 083 5,500 X 1 5,500 000 000 CH ENERGY GROUP INC COM 12541M102 390 8,670 X 1 8,370 000 300 C H ROBINSON WORLDWIDE INC COM 12541W100 1,639 46,246 X 1 45,776 000 470 CIGNA CORP COM 125509109 8,822 187,934 X 1 85,319 26,831 75,784 CIM HIGH YIELD SECS SH BEN INT 125527101 005 1,000 X 1 000 000 1,000 CIT GROUP INC COM 125581108 22,328 905,793 X 1 779,272 7,000 119,521 CKE RESTAURANTS INC COM 12561E105 028 5,000 X 1 5,000 000 000 CLECO CORP NEW COM 12561W105 1,912 110,370 X 1 53,753 4,000 52,617 CMGI INC COM 125750109 016 10,800 X 1 6,650 850 3,300 CMS ENERGY CORP COM 125896100 4,113 507,781 X 1 207,630 2,000 298,151 CPI CORP COM 125902106 011 600 X 1 200 000 400 CSS INDS INC COM 125906107 102 2,650 X 1 2,650 000 000 CSK AUTO CORP COM 125965103 004 300 X 1 300 000 000 CNA FINL CORP COM 126117100 013 510 X 1 510 000 000 CNF INC COM 12612W104 035 1,370 X 1 1,300 000 070 CNET NETWORKS INC COM 12613R104 151 25,300 X 1 25,000 000 300 CNOOC LTD SPONSORED ADR 126132109 1,521 51,200 X 1 50,800 000 400 CNS INC COM 126136100 014 1,590 X 1 000 000 1,590 CP HOLDRS DEP RCPTS CP 12616K106 1,134 22,450 X 1 7,450 000 15,000 CSG SYS INTL INC COM 126349109 375 26,400 X 1 24,400 000 2,000 CSX CORP COM 126408103 5,407 179,709 X 1 123,953 35,400 20,356 CT COMMUNICATIONS INC COM NEW 126426402 015 1,368 X 1 1,368 000 000 CTS CORP COM 126501105 048 4,596 X 1 4,596 000 000 CUNO INC COM 126583103 779 21,500 X 1 20,767 333 400 COLUMN TOTALS 51,247
PAGE 21 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CVB FINL CORP COM 126600105 207 10,719 X 1 7,216 000 3,503 CVS CORP COM 126650100 8,915 318,054 X 1 170,018 29,700 118,336 CV THERAPEUTICS INC COM 126667104 347 11,650 X 1 11,650 000 000 CABCO TR FOR BELLSOUTH DEBS TR CTF 6.75% 126795202 943 36,010 X 1 36,010 000 000 CABLE & WIRELESS PUB LTD CO SPONSORED ADR 126830207 014 2,600 X 1 600 000 2,000 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 1,671 80,494 X 1 30,449 000 50,045 CABLE DESIGN TECHNOLOGIES CO COM 126924109 020 2,800 X 1 2,000 000 800 CABOT CORP COM 127055101 735 25,604 X 1 10,035 8,000 7,569 CABOT MICROELECTRONICS CORP COM 12709P103 333 6,596 X 1 1,200 2,243 3,153 CABOT OIL & GAS CORP COM 127097103 044 1,600 X 1 1,600 000 000 CACI INTL INC CL A 127190304 2,946 85,900 X 1 900 000 85,000 CADBURY SCHWEPPES PLC ADR 127209302 1,472 60,883 X 1 18,015 16,500 26,368 CADENCE DESIGN SYSTEM INC COM 127387108 335 27,788 X 1 25,546 000 2,242 CAL DIVE INTL INC COM 127914109 3,280 150,600 X 1 150,600 000 000 CALGON CARBON CORP COM 129603106 122 21,300 X 1 19,300 000 2,000 CALIFORNIA COASTAL CMNTYS IN COM NEW 129915203 009 1,301 X 1 1,300 000 001 CALIFORNIA WTR SVC GROUP COM 130788102 125 4,440 X 1 4,140 000 300 CALIPER TECHNOLOGIES CORP COM 130876105 001 200 X 1 200 000 000 CALLAWAY GOLF CO COM 131193104 4,019 303,982 X 1 267,075 1,500 35,407 CALLON PETE CO DEL COM 13123X102 000 012 X 1 012 000 000 CALLOWAYS NURSERY INC COM 131255101 004 4,700 X 1 4,700 000 000 CALPINE CORP NOTE 4.000%12/2 131347BA3 900 1,000,000 X 1 1000,000 000 000 CALPINE CORP COM 131347106 916 138,860 X 1 87,650 8,000 43,210 CAMBREX CORP COM 132011107 29,776 1,293,493 X 1 1281,393 1,500 10,600 CAMDEN NATL CORP COM 133034108 025 900 X 1 900 000 000 CAMDEN PPTY TR SH BEN INT 133131102 3,217 92,037 X 1 90,937 1,000 100 CAMPBELL SOUP CO COM 134429109 3,089 126,099 X 1 77,786 4,000 44,313 CANADA LIFE FINL CORP COM 135113108 167 5,025 X 1 168 000 4,857 CANADA SOUTHN PETE LTD LTD VTG SH 135231108 005 1,000 X 1 000 000 1,000 CANADIAN NATL RY CO COM 136375102 3,496 72,441 X 1 66,191 1,250 5,000 COLUMN TOTALS 67,133
PAGE 22 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CANADIAN NAT RES LTD COM 136385101 048 1,200 X 1 000 000 1,200 CANADIAN PAC RY LTD COM 13645T100 414 18,300 X 1 11,050 5,750 1,500 CANDELA CORP COM 136907102 469 40,800 X 1 000 3,000 37,800 CANDIES INC COM 137409108 006 3,085 X 1 3,085 000 000 CANON INC ADR 138006309 1,109 24,300 X 1 12,100 5,200 7,000 CANTERBURY PARK HOLDING CORP COM 13811E101 797 70,500 X 1 70,500 000 000 CAPITAL AUTOMOTIVE REIT COM SH BEN INT 139733109 157 5,600 X 1 4,700 000 900 CAPITAL BK CORP COM 139793103 031 2,054 X 1 2,054 000 000 CAPITAL ONE FINL CORP COM 14040H105 6,584 133,880 X 1 60,806 10,600 62,474 CAPITAL SOUTHWEST CORP COM 140501107 094 1,660 X 1 000 000 1,660 CAPITAL TRUST INC MD CL A NEW 14052H506 11,559 623,130 X 1 23,086 000 600,044 CAPITOL BANCORP LTD COM 14056D105 003 100 X 1 000 000 100 CAPITOL FED FINL COM 14057C106 085 3,000 X 1 3,000 000 000 CAPSTONE TURBINE CORP COM 14067D102 007 6,400 X 1 1,400 000 5,000 CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 426 35,000 X 1 25,300 6,200 3,500 CAPSTEAD MTG CORP COM NO PAR 14067E506 059 5,274 X 1 3,718 1,556 000 CAPTARIS INC COM 14071N104 383 111,439 X 1 18,139 7,700 85,600 CARBO CERAMICS INC COM 140781105 14,948 401,300 X 1 300 000 401,000 CARAUSTAR INDS INC COM 140909102 1,085 135,444 X 1 134,744 000 700 CAPITAL TITLE GROUP INC COM 140919101 045 9,929 X 1 9,929 000 000 CARDIAC SCIENCE INC COM NEW 141410209 004 1,480 X 1 1,480 000 000 CARDINAL FINL CORP COM 14149F109 194 28,667 X 1 000 000 28,667 CARDINAL HEALTH INC COM 14149Y108 54,788 852,068 X 1 569,953 82,860 199,255 CARDIODYNAMICS INTL CORP COM 141597104 092 27,000 X 1 27,000 000 000 CARDIOTECH INTL INC COM 14160C100 076 25,781 X 1 2,461 000 23,320 CAREER EDUCATION CORP COM 141665109 316 4,620 X 1 4,100 000 520 CAREMARK RX INC COM 141705103 38,824 1,511,841 X 1 1392,048 16,150 103,643 CARLISLE COS INC COM 142339100 371 8,800 X 1 1,600 000 7,200 CARLTON COMMUNICATIONS PLC ADR 142872209 038 3,144 X 1 444 000 2,700 CARMAX INC COM 143130102 850 28,182 X 1 19,790 2,416 5,976 COLUMN TOTALS 133,862
PAGE 23 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CARNIVAL CORP PAIRED CTF 143658300 33,814 1,040,102 X 1 942,365 20,141 77,596 CAROLINA BK HLDGS INC GREENS COM 143785103 007 550 X 1 550 000 000 CARRIAGE SVCS INC COM 143905107 035 10,000 X 1 000 10,000 000 CARPENTER TECHNOLOGY CORP COM 144285103 147 9,400 X 1 4,900 2,400 2,100 CARRAMERICA RLTY CORP COM 144418100 2,302 82,780 X 1 72,630 2,400 7,750 CASCADE BANCORP COM 147154108 005 300 X 1 300 000 000 CASCADE CORP COM 147195101 1,827 104,975 X 1 104,175 000 800 CASCADE NAT GAS CORP COM 147339105 390 20,398 X 1 19,798 000 600 CASELLA WASTE SYS INC CL A 147448104 015 1,700 X 1 1,700 000 000 CASEYS GEN STORES INC COM 147528103 052 3,690 X 1 3,690 000 000 CASH AMER INTL INC COM 14754D100 081 6,100 X 1 6,100 000 000 CASS INFORMATION SYS INC COM 14808P109 012 420 X 1 420 000 000 CASTLE A M & CO COM 148411101 5,113 780,658 X 1 774,658 000 6,000 CATALINA MARKETING CORP COM 148867104 1,281 72,582 X 1 54,963 1,700 15,919 CATAPULT COMMUNICATIONS CORP COM 149016107 001 100 X 1 100 000 000 CATELLUS DEV CORP COM 149111106 3,166 143,902 X 1 112,430 000 31,472 CATERPILLAR INC DEL COM 149123101 43,392 779,591 X 1 477,457 67,328 234,806 CATO CORP NEW CL A 149205106 037 1,767 X 1 167 000 1,600 CEDAR FAIR L P DEPOSITRY UNIT 150185106 497 17,750 X 1 12,925 000 4,825 CEL-SCI CORP COM NEW 150837409 001 1,000 X 1 000 000 1,000 CELL GENESYS INC COM 150921104 196 22,300 X 1 000 1,300 21,000 CELERITEK INC COM 150926103 096 13,200 X 1 000 000 13,200 CELL THERAPEUTICS INC COM 150934107 078 8,000 X 1 8,000 000 000 CELESTICA INC SUB VTG SHS 15101Q108 2,195 139,299 X 1 89,949 7,900 41,450 CELGENE CORP COM 151020104 358 11,800 X 1 8,200 000 3,600 CELLEGY PHARMACEUTICALS INC COM 15115L103 010 2,000 X 1 000 000 2,000 CEMEX S A SPON ADR 5 ORD 151290889 12,841 576,078 X 1 285,677 156,157 134,244 CENDANT CORP COM 151313103 58,008 3,166,382 X 1 2850,062 40,200 276,120 CENTENE CORP DEL COM 15135B101 004 100 X 1 100 000 000 CENTERPOINT ENERGY INC COM 15189T107 45,009 5,522,534 X 1 4100,847 391,414 1030,273 COLUMN TOTALS 210,970
PAGE 24 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CENTERPOINT PPTYS TR COM 151895109 391 6,387 X 1 2,100 4,287 000 CENTEX CONSTRUCTION PRODUCTS COM 15231R109 481 12,000 X 1 12,000 000 000 CENTEX CORP COM 152312104 140,401 1,804,871 X 1 1488,327 37,400 279,144 CENTILLIUM COMMUNICATIONS IN COM 152319109 001 100 X 1 100 000 000 CENTRAL EUROPEAN DIST CORP COM 153435102 023 1,125 X 1 1,125 000 000 CENTRAL EUROPEAN EQUITY FD I COM 153436100 050 3,000 X 1 3,000 000 000 CENTRAL FD CDA LTD CL A 153501101 004 1,000 X 1 1,000 000 000 CENTRAL GARDEN & PET CO COM 153527106 050 2,100 X 1 500 000 1,600 CENTRAL PKG CORP COM 154785109 007 600 X 1 600 000 000 CENTRAL SECS CORP COM 155123102 150,200 7,938,680 X 1 13,111 000 7925,569 CENTRAL VT PUB SVC CORP COM 155771108 063 3,200 X 1 2,800 000 400 CENTURY ALUM CO COM 156431108 082 11,700 X 1 11,700 000 000 CENTURY BANCORP INC CL A NON VTG 156432106 021 700 X 1 700 000 000 CENTURY BUSINESS SVCS INC COM 156490104 252 78,200 X 1 000 9,800 68,400 CENTURYTEL INC COM 156700106 11,508 330,222 X 1 174,080 34,601 121,541 CEPHALON INC COM 156708109 948 23,096 X 1 22,696 000 400 CERES GROUP INC COM 156772105 021 7,600 X 1 000 000 7,600 CERIDIAN CORP NEW COM 156779100 258 15,220 X 1 12,000 000 3,220 CERNER CORP COM 156782104 7,668 336,327 X 1 111,881 22,850 201,596 CERTEGY INC COM 156880106 2,611 94,100 X 1 4,400 000 89,700 CERUS CORP COM 157085101 068 9,100 X 1 6,100 000 3,000 CHALONE WINE GROUP LTD COM 157639105 040 5,203 X 1 5,203 000 000 CHAMPIONSHIP AUTO RACING TEA COM 158711101 000 001 X 1 000 000 001 CHAMPS ENTMT INC DEL COM 158787101 007 1,500 X 1 000 000 1,500 CHARLES RIV LABS INTL INC COM 159864107 991 30,800 X 1 29,800 000 1,000 CHARTER ONE FINL INC COM 160903100 10,375 332,752 X 1 211,190 31,150 90,412 CHARTER MUN MTG ACCEP CO SH BEN INT 160908109 171 8,978 X 1 8,978 000 000 CHARMING SHOPPES INC COM 161133103 610 126,050 X 1 15,000 2,000 109,050 CHARTER COMMUNICATIONS INC D NOTE 4.750% 6/0 16117MAC1 099 150,000 X 1 150,000 000 000 CHARTER COMMUNICATIONS INC D CL A 16117M107 039 10,484 X 1 9,584 000 900 COLUMN TOTALS 327,440
PAGE 25 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CHATEAU CMNTYS INC COM 161726104 1,296 43,790 X 1 26,759 17,031 000 CHECKERS DRIVE-IN RESTAURANT COM NEW 162809305 008 700 X 1 000 000 700 CHECKFREE CORP NEW COM 162813109 5,857 209,195 X 1 116,245 2,000 90,950 CHECKPOINT SYS INC COM 162825103 007 500 X 1 500 000 000 CHEESECAKE FACTORY INC COM 163072101 184 5,129 X 1 3,529 000 1,600 CHELSEA PPTY GROUP INC COM 163421100 337 8,360 X 1 7,960 000 400 CHEROKEE INC DEL NEW COM 16444H102 177 8,818 X 1 8,818 000 000 CHESAPEAKE CORP COM 165159104 232 10,608 X 1 10,608 000 000 CHESAPEAKE ENERGY CORP COM 165167107 1,841 182,300 X 1 6,500 000 175,800 CHESTER VALLEY BANCORP COM 166335109 022 1,160 X 1 1,160 000 000 CHEVRONTEXACO CORP COM 166764100 212,796 2,947,312 X 1 1790,344 330,110 826,858 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 3,344 147,450 X 1 77,900 3,100 66,450 CHICAGO PIZZA & BREWERY INC COM 167889104 006 600 X 1 600 000 000 CHICOS FAS INC COM 168615102 1,927 91,545 X 1 25,820 2,650 63,075 CHILE FD INC COM 168834109 005 590 X 1 590 000 000 CHILDRENS PL RETAIL STORES I COM 168905107 014 700 X 1 700 000 000 CHINA FD INC COM 169373107 4,150 179,405 X 1 144,755 34,200 450 CHINA MOBILE HONG KONG LTD SPONSORED ADR 16941M109 223 18,950 X 1 15,000 000 3,950 CHINA UNICOM LTD SPONSORED ADR 16945R104 003 500 X 1 500 000 000 CHIPPAC INC CL A 169657103 001 100 X 1 100 000 000 CHOICE HOTELS INTL INC COM 169905106 038 1,400 X 1 1,400 000 000 CHIQUITA BRANDS INTL INC WARRANT OR RIGHT 170032114 153 43,013 X 1 237 000 42,776 CHIQUITA BRANDS INTL INC COM 170032809 061 4,233 X 1 1,667 000 2,566 CHIRON CORP COM 170040109 5,526 126,001 X 1 90,555 2,600 32,846 CHITTENDEN CORP COM 170228100 114 4,162 X 1 3,627 000 535 CHOICEPOINT INC COM 170388102 571 16,542 X 1 8,702 000 7,840 CHRISTOPHER & BANKS CORP COM 171046105 13,088 353,814 X 1 161,606 000 192,208 CHROMAVISION MED SYS INC COM 17111P104 083 52,400 X 1 2,400 000 50,000 CHRONIMED INC COM 171164106 076 7,908 X 1 4,508 000 3,400 CHUBB CORP COM 171232101 44,334 738,906 X 1 462,641 75,645 200,620 COLUMN TOTALS 296,474
PAGE 26 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CHUBB CORP CORP UNIT % 171232309 521 20,000 X 1 13,000 7,000 000 CHURCH & DWIGHT INC COM 171340102 15,659 478,440 X 1 70,130 399,500 8,810 CHURCHILL DOWNS INC COM 171484108 010 260 X 1 200 000 060 CIBER INC COM 17163B102 037 5,228 X 1 000 000 5,228 CIENA CORP NOTE 3.750% 2/0 171779AA9 303 365,000 X 1 365,000 000 000 CIENA CORP COM 171779101 613 118,615 X 1 55,821 1,000 61,794 CIMA LABS INC COM 171796105 058 2,142 X 1 892 000 1,250 CIMAREX ENERGY CO COM 171798101 788 33,165 X 1 8,434 11,066 13,665 CINCINNATI BELL INC NEW COM 171871106 308 46,012 X 1 4,259 000 41,753 CINCINNATI BELL INC NEW PFD CV DEP1/20 171871403 065 1,600 X 1 1,600 000 000 CINCINNATI FINL CORP COM 172062101 946 25,551 X 1 22,741 500 2,310 CINERGY CORP COM 172474108 367,138 9,979,290 X 1 35,007 900 9943,383 CIPRICO INC COM 172529109 056 9,200 X 1 000 000 9,200 CIRCUIT CITY STORE INC COM 172737108 10,847 1,232,587 X 1 520,402 72,500 639,685 CISCO SYS INC COM 17275R102 256,198 15,258,970 X 1 9708,448 1433,034 4117,488 CIRRUS LOGIC INC COM 172755100 009 2,159 X 1 2,159 000 000 CINTAS CORP COM 172908105 5,897 166,429 X 1 111,931 11,950 42,548 CITIGROUP INC COM 172967101 550,142 12,853,781 X 1 8729,765 730,884 3393,132 CITIGROUP INC WARRANT OR RIGHT 172967127 2,551 2,501,072 X 1 938,418 000 1562,654 CITIBANK WEST FSB SAN FRAN C 2ND CONT LITIG 17306J301 000 024 X 1 024 000 000 CITIZENS BKG CORP MICH COM 174420109 062 2,300 X 1 1,600 000 700 CITIZENS COMMUNICATIONS CO COM 17453B101 1,479 114,745 X 1 103,623 000 11,122 CITIZENS UTILS TR PFD EPPICS CV 177351202 026 500 X 1 000 000 500 CITRIX SYS INC COM 177376100 635 31,200 X 1 30,150 000 1,050 CITY INVESTING CO LIQ TR UNIT BEN INT 177900107 095 49,916 X 1 21,126 000 28,790 CITY NATL CORP COM 178566105 167 3,758 X 1 3,258 000 500 CLAIRES STORES INC COM 179584107 046 1,800 X 1 1,800 000 000 CLARCOR INC COM 179895107 320 8,312 X 1 5,312 000 3,000 CLARK INC COM 181457102 412 34,500 X 1 34,500 000 000 CLARUS CORP COM 182707109 004 700 X 1 000 000 700 COLUMN TOTALS 1,215,392
PAGE 27 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CLASSIC BANCSHARES INC COM 18272M104 031 1,000 X 1 000 000 1,000 CLAYTON HOMES INC COM 184190106 063 5,015 X 1 3,607 000 1,408 CLEAR CHANNEL COMMUNICATIONS COM 184502102 15,690 370,124 X 1 280,235 27,476 62,413 CLEVELAND CLIFFS INC COM 185896107 4,913 275,260 X 1 272,563 000 2,697 CLOROX CO DEL COM 189054109 30,094 705,594 X 1 325,719 7,408 372,467 CLOSURE MED CORP COM 189093107 046 2,490 X 1 2,490 000 000 COACH INC COM 189754104 14,713 295,808 X 1 250,266 000 45,542 COACHMEN INDS INC COM 189873102 166 13,900 X 1 1,600 1,800 10,500 COBIZ INC COM 190897108 005 400 X 1 400 000 000 COCA COLA CO COM 191216100 229,141 4,937,310 X 1 2772,879 452,633 1711,798 COCA COLA ENTERPRISES INC COM 191219104 576 31,735 X 1 30,435 900 400 COEUR D ALENE MINES CORP IDA COM 192108108 001 500 X 1 500 000 000 COGNEX CORP COM 192422103 092 4,100 X 1 2,600 000 1,500 COGNOS INC COM 19244C109 491 18,153 X 1 18,153 000 000 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 126 5,153 X 1 1,952 2,577 624 COHEN & STEERS QUALITY RLTY COM 19247L106 059 3,800 X 1 500 3,300 000 COHEN & STEERS TOTAL RETURN COM 19247R103 135 8,458 X 1 200 8,258 000 COHEN & STEERS PREM INC RLTY COM 19247V104 103 6,500 X 1 000 6,500 000 COHEN & STEERS ADV INC RLTY COM 19247W102 016 1,000 X 1 000 000 1,000 COHERENT INC COM 192479103 039 1,591 X 1 1,591 000 000 COHU INC COM 192576106 083 5,300 X 1 1,300 000 4,000 COINSTAR INC COM 19259P300 1,517 80,135 X 1 000 5,000 75,135 COLE NATIONAL CORP NEW CL A 193290103 050 4,030 X 1 000 000 4,030 COLE KENNETH PRODTNS INC CL A 193294105 013 675 X 1 000 000 675 COLGATE PALMOLIVE CO COM 194162103 184,218 3,178,915 X 1 1832,351 486,059 860,505 COLLAGENEX PHARMACEUTICALS I COM 19419B100 053 4,000 X 1 000 000 4,000 COLONIAL BANCGROUP INC COM 195493309 207 14,920 X 1 14,920 000 000 COLONIAL INVT GRADE MUN TR SH BEN INT 195768106 1,231 114,159 X 1 114,159 000 000 COLONIAL PPTYS TR COM SH BEN INT 195872106 853 24,250 X 1 16,250 8,000 000 COLUMBIA BKG SYS INC COM 197236102 011 630 X 1 630 000 000 COLUMN TOTALS 484,736
PAGE 28 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE COLUMBIA SPORTSWEAR CO COM 198516106 277,409 5,397,062 X 1 5396,847 000 215 COMCAST CORP NEW CL A 20030N101 57,737 1,913,086 X 1 1382,019 108,142 422,925 COMCAST CORP NEW CL A SPL 20030N200 103,673 3,576,170 X 1 2286,115 303,875 986,180 COMERICA INC COM 200340107 12,848 276,310 X 1 121,274 90,518 64,518 COMMERCE BANCORP INC NJ COM 200519106 642 17,318 X 1 9,120 000 8,198 COMMERCE BANCSHARES INC COM 200525103 360 9,249 X 1 7,029 000 2,220 COMMERCE GROUP INC MASS COM 200641108 225 6,210 X 1 5,457 000 753 COMMERCE ONE INC DEL COM NEW 200693208 000 190 X 1 090 000 100 COMMERCIAL BANKSHARES INC COM 201607108 4,199 141,098 X 1 141,098 000 000 COMMERCIAL FEDERAL CORPORATI COM 201647104 790 37,275 X 1 37,275 000 000 COMMERCIAL METALS CO COM 201723103 007 400 X 1 400 000 000 COMMERCIAL NET LEASE RLTY IN COM 202218103 203 11,770 X 1 9,270 1,000 1,500 COMMONWEALTH TEL ENTERPRISES COM 203349105 126 2,875 X 1 1,700 000 1,175 COMMONWEALTH TEL ENTERPRISES CL B 203349204 028 589 X 1 589 000 000 COMMSCOPE INC COM 203372107 8,163 859,275 X 1 831,775 4,000 23,500 COMMUNITY BK SYS INC COM 203607106 109 2,874 X 1 1,800 000 1,074 COMMUNITY HEALTH SYS INC NEW COM 203668108 031 1,600 X 1 1,600 000 000 COMMUNICATIONS SYS INC COM 203900105 002 200 X 1 200 000 000 COMMUNITY FIRST BANKSHARES I COM 203902101 196 7,191 X 1 7,191 000 000 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 478 23,465 X 1 22,200 000 1,265 COMPANHIA VALE DO RIO DOCE SPON ADR PFD 204412100 139 5,000 X 1 5,000 000 000 COMPANIA ANONIMA NACIONL TEL SPON ADR D 204421101 209 16,744 X 1 16,457 000 287 COMPANIA DE TELECOMUNICS CHI SPON ADR NEW 204449300 1,133 96,054 X 1 96,054 000 000 COMPASS BANCSHARES INC COM 20449H109 2,354 67,766 X 1 26,422 000 41,344 COMPEX TECHNOLOGIES INC COM 204513105 002 345 X 1 345 000 000 COMPUTER ACCESS TECHNOLOGY COM 204853105 207 63,800 X 1 000 7,200 56,600 COMPUTER ASSOC INTL INC COM 204912109 6,954 312,136 X 1 232,786 1,900 77,450 COMPUTER NETWORK TECHNOLOGY COM 204925101 026 3,300 X 1 2,100 000 1,200 COMPUTER SCIENCES CORP COM 205363104 33,406 876,327 X 1 659,351 39,500 177,476 COMPUWARE CORP COM 205638109 935 163,450 X 1 5,050 000 158,400 COLUMN TOTALS 512,591
PAGE 29 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE COMSTOCK RES INC COM NEW 205768203 038 2,800 X 1 000 000 2,800 COMVERSE TECHNOLOGY INC DBCV 1.500%12/0 205862AJ4 4,052 4,322,500 X 1 3180,000 77,500 1065,000 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 21,836 1,454,775 X 1 1226,756 2,400 225,619 CONAGRA FOODS INC COM 205887102 120,494 5,105,686 X 1 4047,442 182,293 875,951 COMSHARE INC COM 205912108 020 4,500 X 1 000 000 4,500 CONCEPTUS INC COM 206016107 109 7,800 X 1 7,800 000 000 CONCORD CAMERA CORP COM 206156101 219 31,400 X 1 31,400 000 000 CONCORD COMMUNICATIONS INC COM 206186108 497 36,100 X 1 000 2,900 33,200 CONCORD EFS INC COM 206197105 1,455 98,830 X 1 85,830 000 13,000 CONCUR TECHNOLOGIES INC COM 206708109 000 001 X 1 001 000 000 CONEXANT SYSTEMS INC COM 207142100 087 20,868 X 1 15,506 000 5,362 CONMED CORP COM 207410101 071 3,850 X 1 1,400 000 2,450 CONNECTICUT BANCSHARES INC COM 207540105 008 200 X 1 200 000 000 CONNECTICUT WTR SVC INC COM 207797101 636 24,925 X 1 24,925 000 000 CONNETICS CORP COM 208192104 005 308 X 1 000 102 206 CONOCOPHILLIPS COM 20825C104 79,995 1,459,765 X 1 1177,991 57,479 224,295 CONSOL ENERGY INC COM 20854P109 566 24,900 X 1 400 20,000 4,500 CONSOLIDATED EDISON INC COM 209115104 3,252 75,149 X 1 45,124 3,272 26,753 CONSOLIDATED GRAPHICS INC COM 209341106 023 1,000 X 1 1,000 000 000 CONSTELLATION BRANDS INC CL A 21036P108 168 5,339 X 1 3,339 000 2,000 CONSTELLATION ENERGY GROUP I COM 210371100 1,634 47,643 X 1 33,068 3,755 10,820 CONSUMER PORTFOLIO SVCS INC COM 210502100 041 15,000 X 1 15,000 000 000 CONTINENTAL AIRLS INC CL B 210795308 133 8,900 X 1 8,000 000 900 CONVERGYS CORP COM 212485106 648 40,511 X 1 39,311 700 500 COOPER CAMERON CORP COM 216640102 4,301 85,373 X 1 83,189 2,004 180 COOPER COS INC COM NEW 216648402 191 5,500 X 1 5,000 000 500 COOPER TIRE & RUBR CO COM 216831107 221 12,576 X 1 10,376 900 1,300 COORS ADOLPH CO CL B 217016104 1,834 37,440 X 1 16,675 000 20,765 COPART INC COM 217204106 044 4,700 X 1 4,700 000 000 COPPER MTN NETWORKS INC COM NEW 217510205 000 020 X 1 000 000 020 COLUMN TOTALS 242,578
PAGE 30 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CORILLIAN CORP COM 218725109 003 2,000 X 1 2,000 000 000 CORINTHIAN COLLEGES INC COM 218868107 371 7,672 X 1 6,772 000 900 CORIXA CORP COM 21887F100 111 14,383 X 1 6,906 438 7,039 CORNERSTONE BANCORP INC COM 218925105 212 11,000 X 1 000 000 11,000 CORN PRODS INTL INC COM 219023108 288 9,597 X 1 4,811 3,711 1,075 CORNELL COMPANIES INC COM 219141108 431 28,500 X 1 000 000 28,500 CORNERSTONE RLTY INCOME TR I COM 21922V102 137 18,780 X 1 18,780 000 000 CORNING INC DBCV 11/0 219350AJ4 661 890,000 X 1 890,000 000 000 CORNING INC COM 219350105 7,825 1,058,899 X 1 516,079 27,975 514,845 CORPORATE EXECUTIVE BRD CO COM 21988R102 704 17,252 X 1 2,800 000 14,452 CORRECTIONAL SVCS CORP COM 219921103 006 2,100 X 1 000 000 2,100 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 215 12,700 X 1 12,700 000 000 CORRECTIONAL PPTYS TR COM 22025E104 003 100 X 1 100 000 000 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 1,402 55,352 X 1 815 037 54,500 CORRPRO COS INC COM 220317101 003 5,500 X 1 000 000 5,500 CORTECH INC COM NEW 22051J308 003 960 X 1 000 960 000 CORTEX PHARMACEUTICALS INC COM NEW 220524300 006 3,500 X 1 3,500 000 000 CORUS GROUP PLC SPONSORED ADR 22087M101 000 200 X 1 200 000 000 CORUS ENTERTAINMENT INC COM CL B NON VTG 220874101 019 1,132 X 1 1,132 000 000 CORVIS CORP COM 221009103 355 244,600 X 1 122,700 4,800 117,100 COSINE COMMUNICATIONS INC COM NEW 221222607 000 050 X 1 050 000 000 COSTCO WHSL CORP NEW COM 22160K105 39,349 1,075,102 X 1 919,061 33,350 122,691 COSTCO COMPANIES INC NOTE 8/1 22160QAC6 042 50,000 X 1 000 000 50,000 COTT CORP QUE COM 22163N106 054 2,604 X 1 000 000 2,604 COUNSEL CORP COM 22226R102 017 10,000 X 1 10,000 000 000 COUNTRYWIDE FINANCIAL CORP COM 222372104 1,632 23,465 X 1 22,765 300 400 COURIER CORP COM 222660102 1,043 20,250 X 1 20,250 000 000 COUSINS PPTYS INC COM 222795106 3,394 121,652 X 1 118,602 000 3,050 COVANCE INC COM 222816100 132 7,315 X 1 1,700 700 4,915 COVENTRY HEALTH CARE INC COM 222862104 303 6,559 X 1 6,257 000 302 COLUMN TOTALS 58,721
PAGE 31 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR MANAGER NUMBER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE COX COMMUNICATIONS INC NEW CL A 224044107 44,291 1,388,447 X 1 915,853 77,134 395,460 COX RADIO INC CL A 224051102 504 21,800 X 1 5,800 000 16,000 CP SHIPS LTD COM 22409V102 059 3,500 X 1 000 2,750 750 CRANE CO COM 224399105 584 25,807 X 1 16,156 700 8,951 CRAY INC COM 225223106 043 5,500 X 1 000 000 5,500 CRAY RESH INC SDCV 6.125% 2/0 225224AA2 026 75,000 X 1 000 000 75,000 CREDENCE SYS CORP COM 225302108 065 7,600 X 1 6,800 000 800 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 288 59,783 X 1 59,783 000 000 CREE INC COM 225447101 4,370 268,905 X 1 221,905 1,450 45,550 CRESCENT REAL ESTATE EQUITIE COM 225756105 1,015 61,135 X 1 50,935 1,300 8,900 CRESCENT REAL ESTATE EQUITIE PFD CV A 6.75% 225756204 010 465 X 1 465 000 000 CRIIMI MAE INC COM NEW 226603504 056 5,133 X 1 290 000 4,843 CRITICAL PATH INC COM 22674V100 257 259,548 X 1 000 000 259,548 CROMPTON CORP COM 227116100 021 3,000 X 1 3,000 000 000 CROSS A T CO CL A 227478104 012 2,000 X 1 000 000 2,000 CROSS CTRY HEALTHCARE INC COM 227483104 024 1,800 X 1 1,300 000 500 CROSS TIMBERS RTY TR TR UNIT 22757R109 083 3,500 X 1 3,500 000 000 CROSSROADS SYS INC COM 22765D100 256 151,500 X 1 000 14,200 137,300 CROWN AMERN RLTY TR SH BEN INT 228186102 093 8,700 X 1 8,700 000 000 CROWN CASTLE INTL CORP COM 228227104 225 28,895 X 1 25,644 3,000 251 CROWN HOLDINGS INC COM 228368106 129 18,137 X 1 4,637 000 13,500 CRYO-CELL INTL INC COM 228895108 001 1,000 X 1 1,000 000 000 CRYOLIFE INC COM 228903100 001 100 X 1 100 000 000 CRYPTOLOGIC INC COM 228906103 007 1,000 X 1 000 000 1,000 CRYSTALLEX INTL CORP COM 22942F101 001 533 X 1 200 000 333 CTI MOLECULAR IMAGING INC COM 22943D105 1,052 56,400 X 1 000 000 56,400 CUBIC CORP COM 229669106 618 27,800 X 1 000 000 27,800 CUBIST PHARMACEUTICALS INC COM 229678107 220 20,334 X 1 6,934 000 13,400 CULLEN FROST BANKERS INC COM 229899109 8,650 269,459 X 1 224,659 12,100 32,700 CUMMINS INC COM 231021106 133 3,700 X 1 3,200 000 500 COLUMN TOTALS 63,094
PAGE 32 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CUMULUS MEDIA INC CL A 231082108 908 48,400 X 1 000 000 48,400 CURAGEN CORP COM 23126R101 019 3,600 X 1 3,250 000 350 CURATIVE HEALTH SVCS INC COM 231264102 005 296 X 1 296 000 000 CURIS INC COM 231269101 002 572 X 1 572 000 000 CURON MED INC COM 231292103 2,736 2,381,088 X 1 2381,088 000 000 CURTISS WRIGHT CORP COM 231561101 006 100 X 1 100 000 000 CURTISS WRIGHT CORP CL B 231561408 425 6,814 X 1 6,177 389 248 CUTTER & BUCK INC COM 232217109 020 3,900 X 1 000 000 3,900 CYANOTECH CORP COM NEW 232437202 000 200 X 1 200 000 000 CYBERONICS INC COM 23251P102 152 7,050 X 1 4,400 1,200 1,450 CYMER INC COM 232572107 588 18,325 X 1 18,325 000 000 CYPRESS SEMICONDUCTOR CORP COM 232806109 298 24,821 X 1 23,318 000 1,503 CYSIVE INC COM 23281T108 299 93,300 X 1 000 6,200 87,100 CYTEC INDS INC COM 232820100 410 12,143 X 1 7,647 1,110 3,386 CYTOGEN CORP COM NEW 232824300 001 100 X 1 000 000 100 D & E COMMUNICATIONS INC COM 232860106 053 4,674 X 1 672 3,361 641 D & K HEALTHCARE RES INC COM 232861104 002 100 X 1 100 000 000 CYTYC CORP COM 232946103 1,704 161,516 X 1 6,366 000 155,150 DJ ORTHOPEDICS INC COM 23325G104 024 2,200 X 1 2,200 000 000 DNP SELECT INCOME FD COM 23325P104 285 26,214 X 1 6,614 000 19,600 DQE INC COM 23329J104 140 9,269 X 1 4,900 000 4,369 DPL INC COM 233293109 1,492 93,595 X 1 76,884 5,400 11,311 DRS TECHNOLOGIES INC COM 23330X100 1,601 57,350 X 1 600 000 56,750 D R HORTON INC COM 23331A109 353 12,549 X 1 12,549 000 000 DSP GROUP INC COM 23332B106 005 210 X 1 000 000 210 DST SYS INC DEL COM 233326107 437 11,500 X 1 11,300 000 200 DTE ENERGY CO COM 233331107 1,230 31,830 X 1 26,134 173 5,523 DVI INC COM 233343102 003 600 X 1 000 000 600 DANA CORP COM 235811106 1,156 100,006 X 1 82,097 000 17,909 DANAHER CORP DEL COM 235851102 70,779 1,040,110 X 1 796,781 15,550 227,779 COLUMN TOTALS 85,133
PAGE 33 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE DANKA BUSINESS SYS PLC SPONSORED ADR 236277109 020 5,190 X 1 000 000 5,190 DARDEN RESTAURANTS INC COM 237194105 7,533 396,909 X 1 337,062 2,325 57,522 DASSAULT SYS S A SPONSORED ADR 237545108 036 1,100 X 1 000 000 1,100 DATAWATCH CORP COM NEW 237917208 010 3,800 X 1 3,800 000 000 DATASCOPE CORP COM 238113104 378 13,000 X 1 400 1,000 11,600 DAVITA INC COM 23918K108 289 10,805 X 1 10,505 000 300 DEAN FOODS CO NEW COM 242370104 101,427 3,219,902 X 1 2686,365 66,100 467,437 DECODE GENETICS INC COM 243586104 054 17,107 X 1 12,607 000 4,500 DEERE & CO COM 244199105 2,922 63,928 X 1 44,311 9,900 9,717 DEL MONTE FOODS CO COM 24522P103 1,613 182,444 X 1 87,376 25,598 69,470 DELCATH SYS INC COM 24661P104 011 9,316 X 1 9,316 000 000 DELL COMPUTER CORP COM 247025109 69,895 2,195,181 X 1 1719,638 75,600 399,943 DELPHI CORP COM 247126105 2,395 277,496 X 1 108,347 17,427 151,722 DELPHI FINL GROUP INC CL A 247131105 1,471 31,438 X 1 1,600 000 29,838 DELTA & PINE LD CO COM 247357106 108 4,908 X 1 2,578 000 2,330 DELTA AIR LINES INC DEL COM 247361108 737 50,232 X 1 46,932 800 2,500 DELTA APPAREL INC COM 247368103 002 100 X 1 100 000 000 DELTIC TIMBER CORP COM 247850100 042 1,470 X 1 000 000 1,470 DENBURY RES INC COM NEW 247916208 1,167 86,900 X 1 000 000 86,900 DELUXE CORP COM 248019101 47,901 1,069,225 X 1 1025,210 2,700 41,315 DENDRITE INTL INC COM 248239105 13,023 1,018,200 X 1 990,500 000 27,700 DENTSPLY INTL INC NEW COM 249030107 8,031 196,078 X 1 101,453 67,870 26,755 DEPARTMENT 56 INC COM 249509100 270 17,608 X 1 15,808 000 1,800 DESCARTES SYS GROUP INC COM 249906108 075 32,600 X 1 000 2,400 30,200 DETWILER MITCHELL & CO COM 251464103 022 26,250 X 1 26,250 000 000 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 114 7,473 X 1 3,516 000 3,957 DEVELOPERS DIVERSIFIED RLTY COM 251591103 1,446 50,837 X 1 31,041 6,800 12,996 DEVON ENERGY CORP NEW DEB 4.900% 8/1 25179MAA1 233 228,000 X 1 000 228,000 000 DEVON ENERGY CORP NEW COM 25179M103 125,311 2,346,644 X 1 1743,352 102,436 500,856 DEVRY INC DEL COM 251893103 1,114 47,851 X 1 15,801 12,500 19,550 COLUMN TOTALS 387,650
PAGE 34 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: INV DISCRETION -------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V DIAGEO P L C SPON ADR NEW 25243Q205 505 11,545 X 1 DIAGNOSTIC PRODS CORP COM 252450101 048 1,160 X 1 DIAL CORP NEW COM 25247D101 124 6,377 X 1 DIAMETRICS MED INC COM 252532106 002 1,838 X 1 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2,210 105,269 X 1 DIAMONDS TR UNIT SER 1 252787106 1,587 17,653 X 1 DICKS SPORTING GOODS INC COM 253393102 022 600 X 1 DIEBOLD INC COM 253651103 32,734 756,852 X 1 DIGENE CORP COM 253752109 139 5,100 X 1 DIGI INTL INC COM 253798102 178 31,280 X 1 DIGIMARC CORP COM 253807101 019 1,200 X 1 DIGITAL IMPACT INC DEL COM 25385G106 070 38,000 X 1 DIGITAL INSIGHT CORP COM 25385P106 806 42,532 X 1 DIGITALTHINK INC COM 25388M100 012 3,555 X 1 DIME CMNTY BANCSHARES COM 253922108 117 4,619 X 1 DILLARDS INC CL A 254067101 552 40,955 X 1 DIME BANCORP INC NEW WARRANT OR RIGHT 25429Q110 018 118,899 X 1 DIMON INC COM 254394109 2,974 415,405 X 1 DIONEX CORP COM 254546104 090 2,265 X 1 DISCOVERY LABORATORIES INC N COM 254668106 141 21,972 X 1 DISNEY WALT CO COM DISNEY 254687106 118,715 6,010,868 X 1 DITECH COMMUNICATIONS CORP COM 25500M103 168 34,500 X 1 DIVERSA CORP COM 255064107 012 1,267 X 1 DIXIE GROUP INC SDCV 7.000% 5/1 255519AA8 071 115,000 X 1 DOCUCORP INTL INC COM 255911109 006 1,000 X 1 DR REDDYS LABS LTD ADR 256135203 070 3,000 X 1 DOCUMENT SCIENCES CORP COM 25614R105 231 57,800 X 1 DOCUMENTUM INC COM 256159104 039 2,000 X 1 DOLLAR GEN CORP COM 256669102 1,419 77,685 X 1 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 057 3,090 X 1 COLUMN TOTALS 163,136
ITEM 1: ITEM 8: NAME OF ISSUER VOTING AUTHORITY (SHARES) -------------------------------- (A) SOLE (B)SHARED (C) NONE DIAGEO P L C 10,945 000 600 DIAGNOSTIC PRODS CORP 1,160 000 000 DIAL CORP NEW 3,677 000 2,700 DIAMETRICS MED INC 000 000 1,838 DIAMOND OFFSHORE DRILLING IN 59,419 000 45,850 DIAMONDS TR 14,407 1,200 2,046 DICKS SPORTING GOODS INC 000 000 600 DIEBOLD INC 416,409 125,410 215,033 DIGENE CORP 100 000 5,000 DIGI INTL INC 17,280 000 14,000 DIGIMARC CORP 1,200 000 000 DIGITAL IMPACT INC DEL 000 000 38,000 DIGITAL INSIGHT CORP 42,532 000 000 DIGITALTHINK INC 3,555 000 000 DIME CMNTY BANCSHARES 4,619 000 000 DILLARDS INC 10,565 1,490 28,900 DIME BANCORP INC NEW 24,062 000 94,837 DIMON INC 415,405 000 000 DIONEX CORP 1,965 000 300 DISCOVERY LABORATORIES INC N 000 000 21,972 DISNEY WALT CO 4044,226 505,379 1461,263 DITECH COMMUNICATIONS CORP 000 000 34,500 DIVERSA CORP 600 000 667 DIXIE GROUP INC 60,000 000 55,000 DOCUCORP INTL INC 1,000 000 000 DR REDDYS LABS LTD 3,000 000 000 DOCUMENT SCIENCES CORP 000 000 57,800 DOCUMENTUM INC 1,500 000 500 DOLLAR GEN CORP 61,537 800 15,348 DOLLAR THRIFTY AUTOMOTIVE GP 000 000 3,090
PAGE 35 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE DOLLAR TREE STORES INC COM 256747106 1,624 51,132 X 1 48,907 000 2,225 DOMINION RES BLACK WARRIOR T UNITS BEN INT 25746Q108 059 2,250 X 1 1,750 000 500 DOMINION RES INC VA NEW COM 25746U109 29,361 456,840 X 1 322,287 32,478 102,075 DONALDSON INC COM 257651109 6,843 153,943 X 1 134,893 13,200 5,850 DONNELLEY R R & SONS CO COM 257867101 25,983 994,005 X 1 588,479 47,000 358,526 DORAL FINL CORP COM 25811P100 2,212 49,550 X 1 47,450 000 2,100 DORCHESTER MINERALS LP COM UNIT 25820R105 3,386 192,745 X 1 147,545 39,200 6,000 DOT HILL SYS CORP COM 25848T109 215 16,400 X 1 000 2,600 13,800 DOUBLECLICK INC NOTE 4.750% 3/1 258609AC0 005 5,000 X 1 000 000 5,000 DOUBLECLICK INC COM 258609304 140 15,170 X 1 8,820 000 6,350 DOV PHARMACEUTICAL INC COM 259858108 183 16,200 X 1 000 000 16,200 DOVER CORP COM 260003108 66,945 2,234,484 X 1 1334,019 97,800 802,665 DOVER DOWNS GAMING & ENTMT I COM 260095104 007 800 X 1 000 000 800 DOW CHEM CO COM 260543103 35,205 1,137,111 X 1 595,215 113,176 428,720 DOW JONES & CO INC COM 260561105 31,334 728,195 X 1 69,148 330,649 328,398 DOWNEY FINL CORP COM 261018105 108 2,624 X 1 1,924 000 700 DRAXIS HEALTH INC COM 26150J101 002 1,000 X 1 1,000 000 000 DRESS BARN INC COM 261570105 003 200 X 1 200 000 000 DREW INDS INC COM NEW 26168L205 147 8,100 X 1 7,000 000 1,100 DREXLER TECHNOLOGY CORP COM 261876106 111 7,200 X 1 200 7,000 000 DRIL-QUIP INC COM 262037104 031 1,700 X 1 1,700 000 000 DRUGSTORE COM INC COM 262241102 001 100 X 1 000 000 100 DSL NET INC COM 262506108 000 102 X 1 000 000 102 DU PONT E I DE NEMOURS & CO COM 263534109 260,079 6,245,883 X 1 3963,230 813,442 1469,211 DUANE READE INC COM 263578106 406 27,503 X 1 23,500 000 4,003 DUCOMMUN INC DEL COM 264147109 007 500 X 1 500 000 000 DUFF & PHELPS UTIL CORP BD T COM 26432K108 004 282 X 1 282 000 000 DUKE ENERGY CORP COM 264399106 75,417 3,780,290 X 1 2786,708 210,760 782,822 DUKE REALTY CORP COM NEW 264411505 21,235 770,787 X 1 575,527 52,465 142,795 DUN & BRADSTREET CORP DEL NE COM 26483E100 3,227 78,524 X 1 15,585 6,350 56,589 COLUMN TOTALS 564,280
PAGE 36 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE DURA AUTOMOTIVE SYSTEMS CORP CL A 265903104 026 2,600 X 1 2,600 000 000 DURA AUTOMOTIVE SYS CAP TR PFD TR CONV 26632M201 061 3,000 X 1 1,000 000 2,000 DYAX CORP COM 26746E103 008 2,000 X 1 000 000 2,000 DYCOM INDS INC COM 267475101 066 4,050 X 1 3,450 000 600 DYNAMEX INC COM 26784F103 267 40,115 X 1 40,115 000 000 DYNACQ INTL INC COM PAR $.001 267919306 005 300 X 1 300 000 000 DYNEGY INC NEW CL A 26816Q101 519 123,500 X 1 121,500 000 2,000 EDAP TMS S A SPONSORED ADR 268311107 009 5,000 X 1 000 000 5,000 EGL INC COM 268484102 026 1,700 X 1 1,700 000 000 E-LOAN INC COM 26861P107 011 2,003 X 1 000 000 2,003 E M C CORP MASS COM 268648102 29,761 2,842,505 X 1 1687,676 274,650 880,179 EMS TECHNOLOGIES INC COM 26873N108 331 24,500 X 1 000 1,300 23,200 ENSCO INTL INC COM 26874Q100 4,286 159,319 X 1 76,133 000 83,186 ENI S P A SPONSORED ADR 26874R108 221 2,900 X 1 1,000 000 1,900 EOG RES INC COM 26875P101 3,351 80,079 X 1 54,154 000 25,925 E ON AG SPONSORED ADR 268780103 012 230 X 1 000 000 230 EAGLE BANCORP INC MD COM 268948106 143 9,725 X 1 000 000 9,725 ESS TECHNOLOGY INC COM 269151106 098 10,000 X 1 10,000 000 000 E TRADE GROUP INC COM 269246104 18,700 2,200,004 X 1 2132,054 000 67,950 EARTHSHELL CORP COM 27032B100 003 6,536 X 1 6,336 200 000 EARTHLINK INC COM 270321102 018 2,285 X 1 1,950 000 335 EAST WEST BANCORP INC COM 27579R104 267 7,400 X 1 7,400 000 000 EASTERN AMERN NAT GAS TR SPERS RCT UNIT 276217106 038 1,800 X 1 1,000 000 800 EASTERN CO COM 276317104 1,380 94,518 X 1 70,668 000 23,850 EASTGROUP PPTY INC COM 277276101 241 8,920 X 1 7,650 700 570 EASTMAN CHEM CO COM 277432100 943 29,775 X 1 18,213 1,494 10,068 EASTMAN KODAK CO COM 277461109 6,517 238,269 X 1 99,466 22,676 116,127 EATON CORP COM 278058102 1,717 21,837 X 1 20,787 250 800 EATON VANCE CORP COM NON VTG 278265103 127 4,006 X 1 3,606 000 400 EBAY INC COM 278642103 8,703 83,687 X 1 66,242 600 16,845 COLUMN TOTALS 77,855
PAGE 37 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE ECHELON CORP COM 27874N105 408 29,267 X 1 7,600 000 21,667 ECHOSTAR COMMUNICATIONS NEW NOTE 4.875% 1/0 278762AD1 1,469 1,480,000 X 1 1070,000 000 410,000 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 811 23,419 X 1 23,019 000 400 ECLIPSYS CORP COM 278856109 005 510 X 1 510 000 000 ECOLAB INC COM 278865100 51,741 2,021,118 X 1 1273,362 353,450 394,306 EDISON INTL COM 281020107 2,463 149,893 X 1 128,223 14,774 6,896 EDISON SCHOOLS INC CL A 281033100 2,057 1,371,245 X 1 1183,350 36,395 151,500 EDUCATION MGMT CORP COM 28139T101 027 500 X 1 200 000 300 J D EDWARDS & CO COM 281667105 151 10,585 X 1 9,985 000 600 EDWARDS LIFESCIENCES CORP COM 28176E108 295 9,171 X 1 5,710 1,501 1,960 EDWARDS AG INC COM 281760108 8,033 234,892 X 1 130,785 58,521 45,586 EFUNDS CORP COM 28224R101 089 7,728 X 1 7,118 000 610 EGAIN COMMUNICATIONS COM 28225C103 006 12,499 X 1 000 000 12,499 EL PASO CORP COM 28336L109 16,038 1,984,840 X 1 1392,536 49,666 542,638 EL PASO ELEC CO COM NEW 283677854 127 10,280 X 1 5,480 4,300 500 EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 7,772 268,936 X 1 133,277 1,838 133,821 ELAN PLC ADR 284131208 649 115,117 X 1 72,763 1,200 41,154 ELDER BEERMAN STORES CORP NE COM 284470101 108 18,500 X 1 7,955 000 10,545 ELECTRO RENT CORP COM 285218103 343 32,000 X 1 32,000 000 000 ELECTRO SCIENTIFIC INDS COM 285229100 398 26,266 X 1 26,266 000 000 ELECTROGLAS INC COM 285324109 000 120 X 1 000 000 120 ELECTRONIC ARTS INC COM 285512109 34,611 468,345 X 1 418,903 3,875 45,567 ELECTRONIC DATA SYS NEW NOTE 10/1 285661AB0 16,920 21,350,000 X 1 9499,000 350,000 11501,000 ELECTRONIC DATA SYS NEW COM 285661104 42,518 1,982,179 X 1 1288,140 79,792 614,247 ELECTRONICS BOUTIQUE HLDGS C COM 286045109 021 900 X 1 900 000 000 ELECTRONICS FOR IMAGING INC COM 286082102 042 2,100 X 1 2,100 000 000 ELIZABETH ARDEN INC COM 28660G106 046 3,500 X 1 000 000 3,500 ELKCORP COM 287456107 044 1,957 X 1 000 000 1,957 EMAGIN CORP COM 29076N107 000 800 X 1 800 000 000 EMBARCADERO TECHNOLOGIES INC COM 290787100 4,110 583,800 X 1 583,800 000 000 COLUMN TOTALS 191,302
PAGE 38 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE EMBRAER-EMPRESA BRASILEIRA D SP ADR PFD SHS 29081M102 028 1,483 X 1 912 000 571 EMBREX INC COM 290817105 018 1,800 X 1 1,800 000 000 EMCORE CORP COM 290846104 007 2,000 X 1 2,000 000 000 EMERGE INTERACTIVE INC CL A 29088W103 000 060 X 1 010 000 050 EMERGING MKTS TELECOMNC FD N COM 290890102 006 1,053 X 1 000 000 1,053 EMERSON ELEC CO COM 291011104 93,393 1,827,660 X 1 1205,654 166,982 455,024 EMISPHERE TECHNOLOGIES INC COM 291345106 296 82,300 X 1 27,700 20,400 34,200 EMMIS COMMUNICATIONS CORP CL A 291525103 009 400 X 1 400 000 000 EMPIRE DIST ELEC CO COM 291641108 442 20,340 X 1 20,340 000 000 EMULEX CORP COM NEW 292475209 3,154 138,504 X 1 4,784 000 133,720 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 6,406 133,730 X 1 71,332 21,100 41,298 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 094 2,051 X 1 000 000 2,051 ENCANA CORP COM 292505104 3,572 93,083 X 1 60,202 24,679 8,202 ENCYSIVE PHARMACEUTICALS INC COM 29256X107 068 14,285 X 1 14,285 000 000 ENDESA S A SPONSORED ADR 29258N107 315 19,330 X 1 11,750 000 7,580 ENDWAVE CORP COM NEW 29264A206 003 1,149 X 1 000 000 1,149 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 002 100 X 1 100 000 000 ENERGEN CORP COM 29265N108 1,069 32,109 X 1 31,100 000 1,009 ENERGY CONVERSION DEVICES IN COM 292659109 176 18,700 X 1 8,300 000 10,400 ENERGY EAST CORP COM 29266M109 824 39,680 X 1 17,470 5,060 17,150 ENERGIZER HLDGS INC COM 29266R108 498 15,863 X 1 10,301 1,017 4,545 ENDOLOGIX INC COM 29266S106 086 25,200 X 1 000 2,400 22,800 ENERGY PARTNERS LTD COM 29270U105 262 22,700 X 1 4,900 000 17,800 ENERPLUS RES FD UNIT TR G NEW 29274D604 304 13,066 X 1 4,500 3,500 5,066 ENGELHARD CORP COM 292845104 2,170 87,586 X 1 43,460 1,100 43,026 ENERGYSOUTH INC COM 292970100 8,028 247,404 X 1 247,404 000 000 ENNIS BUSINESS FORMS INC COM 293389102 580 39,875 X 1 36,500 3,375 000 ENPRO INDS INC COM 29355X107 6,625 619,761 X 1 201,602 200 417,959 ENTEGRIS INC COM 29362U104 046 3,400 X 1 500 000 2,900 ENTERASYS NETWORKS INC COM 293637104 007 2,320 X 1 1,575 000 745 COLUMN TOTALS 128,488
PAGE 39 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: INV DISCRETION -------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V ENTERCOM COMMUNICATIONS CORP CL A 293639100 112 2,285 X 1 ENTERGY CORP NEW COM 29364G103 1,689 31,998 X 1 ENTERPRISE PRODS PARTNERS L COM 293792107 10,858 481,929 X 1 ENTERTAINMENT PPTYS TR COM SH BEN INT 29380T105 124 4,300 X 1 ENTREMED INC COM 29382F103 029 7,045 X 1 ENTRAVISION COMMUNICATIONS C CL A 29382R107 020 1,750 X 1 ENTRUST INC COM 293848107 007 2,475 X 1 ENTRX CORP COM 293850103 000 205 X 1 ENZON PHARMACEUTICALS INC COM 293904108 006 500 X 1 ENZO BIOCHEM INC COM 294100102 362 16,003 X 1 EPICOR SOFTWARE CORP COM 29426L108 164 27,390 X 1 EPOCH BIOSCIENCES INC COM 294273107 041 14,750 X 1 EQUIFIN INC COM 29442V106 013 30,000 X 1 EQUIFIN INC WARRANT OR RIGHT 29442V114 000 7,500 X 1 EQUIFAX INC COM 294429105 5,218 200,686 X 1 EQUITABLE RES INC COM 294549100 2,816 69,119 X 1 EQUITY INCOME FD UT 1 EX SR-ATT 294700703 609 7,516 X 1 EQUITY INNS INC COM 294703103 069 10,060 X 1 EQUITY OFFICE PROPERTIES TRU COM 294741103 11,252 416,572 X 1 EQUITY ONE COM 294752100 144 8,787 X 1 EQUITY RESIDENTIAL SH BEN INT 29476L107 15,965 615,229 X 1 EQUITY RESIDENTIAL PFD CV H $1.75 29476L842 043 1,000 X 1 EQUITY RESIDENTIAL PFD CV 1/10 G 29476L859 184 7,200 X 1 ERICSSON L M TEL CO ADR B SEK 10 294821608 422 39,668 X 1 ERIE INDTY CO CL A 29530P102 069 1,675 X 1 ESCO TECHNOLOGIES INC COM 296315104 1,282 29,126 X 1 ESPERION THERAPEUTICS INC COM 29664R106 095 4,900 X 1 ESPEED INC CL A 296643109 377 19,100 X 1 ESSEX PPTY TR INC COM 297178105 020 350 X 1 ETABLISSEMENTS DELHAIZE FRER SPONSORED ADR 29759W101 391 12,764 X 1 COLUMN TOTALS 52,381
ITEM 8: VOTING AUTHORITY (SHARES) --------------------------- ITEM 1: NAME OF ISSUER (A) SOLE (B)SHARED (C) NONE ENTERCOM COMMUNICATIONS CORP 2,150 000 135 ENTERGY CORP NEW 26,488 500 5,010 ENTERPRISE PRODS PARTNERS L 296,004 47,700 138,225 ENTERTAINMENT PPTYS TR 2,200 000 2,100 ENTREMED INC 6,545 000 500 ENTRAVISION COMMUNICATIONS C 000 000 1,750 ENTRUST INC 2,475 000 000 ENTRX CORP 205 000 000 ENZON PHARMACEUTICALS INC 500 000 000 ENZO BIOCHEM INC 15,893 000 110 EPICOR SOFTWARE CORP 2,390 000 25,000 EPOCH BIOSCIENCES INC 14,750 000 000 EQUIFIN INC 000 30,000 000 EQUIFIN INC 000 7,500 000 EQUIFAX INC 17,286 000 183,400 EQUITABLE RES INC 12,200 10,600 46,319 EQUITY INCOME FD 4,816 300 2,400 EQUITY INNS INC 7,060 000 3,000 EQUITY OFFICE PROPERTIES TRU 388,333 2,451 25,788 EQUITY ONE 7,032 000 1,755 EQUITY RESIDENTIAL 418,487 58,300 138,442 EQUITY RESIDENTIAL 1,000 000 000 EQUITY RESIDENTIAL 6,200 000 1,000 ERICSSON L M TEL CO 26,660 4,000 9,008 ERIE INDTY CO 1,350 000 325 ESCO TECHNOLOGIES INC 1,900 000 27,226 ESPERION THERAPEUTICS INC 4,900 000 000 ESPEED INC 000 000 19,100 ESSEX PPTY TR INC 350 000 000 ETABLISSEMENTS DELHAIZE FRER 12,764 000 000 COLUMN TOTALS
PAGE 40 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: INV DISCRETION -------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V ETHAN ALLEN INTERIORS INC COM 297602104 12,845 365,342 X 1 ETHYL CORP COM NEW 297659609 031 3,120 X 1 EURONET WORLDWIDE INC COM 298736109 008 700 X 1 EUROPE FD INC COM 29874M103 000 040 X 1 EVERGREEN RES INC COM NO PAR 299900308 261 4,800 X 1 EVOLVING SYS INC COM 30049R100 211 64,400 X 1 EXACT SCIENCES CORP COM 30063P105 011 1,000 X 1 EXAR CORP COM 300645108 006 400 X 1 EXCEL TECHNOLOGY INC COM 30067T103 094 4,100 X 1 EXELON CORP COM 30161N101 7,009 117,182 X 1 EXELIXIS INC COM 30161Q104 190 27,611 X 1 EXPEDITORS INTL WASH INC COM 302130109 2,042 59,249 X 1 EXPRESSJET HOLDINGS INC CL A 30218U108 061 4,050 X 1 EXPRESS SCRIPTS INC COM 302182100 1,037 15,160 X 1 EXTENDED STAY AMER INC COM 30224P101 069 5,100 X 1 EXTREME NETWORKS INC COM 30226D106 042 7,900 X 1 EXULT INC DEL COM 302284104 258 30,100 X 1 EXXON MOBIL CORP COM 30231G102 282,166 35,704,994 X 1 EZENIA INC COM 302311105 018 26,700 X 1 F&M BANCORP MD COM 302367107 030 600 X 1 F A O INC COM NEW 30240S600 001 333 X 1 FEI CO COM 30241L109 034 1,800 X 1 FLIR SYS INC COM 302445101 12,769 424,070 X 1 FMC TECHNOLOGIES INC COM 30249U101 125 5,959 X 1 F M C CORP COM NEW 302491303 066 2,920 X 1 F N B CORP N C COM 302519103 059 2,400 X 1 FNB CORP PA COM 302520101 723 23,908 X 1 FPIC INS GROUP INC COM 302563101 001 100 X 1 FPL GROUP INC COM 302571104 23,059 344,937 X 1 FSI INTL INC COM 302633102 001 300 X 1 COLUMN TOTALS 1,343,227
ITEM 8: VOTING AUTHORITY (SHARES) ----------------------------- ITEM 1: NAME OF ISSUER (A) SOLE (B)SHARED (C) NONE ETHAN ALLEN INTERIORS INC 314,250 742 50,350 ETHYL CORP 2,800 000 320 EURONET WORLDWIDE INC 700 000 000 EUROPE FD INC 000 040 000 EVERGREEN RES INC 700 400 3,700 EVOLVING SYS INC 000 8,000 56,400 EXACT SCIENCES CORP 000 000 1,000 EXAR CORP 400 000 000 EXCEL TECHNOLOGY INC 4,100 000 000 EXELON CORP 96,337 8,900 11,945 EXELIXIS INC 300 4,472 22,839 EXPEDITORS INTL WASH INC 53,709 000 5,540 EXPRESSJET HOLDINGS INC 1,700 2,000 350 EXPRESS SCRIPTS INC 10,860 4,200 100 EXTENDED STAY AMER INC 5,100 000 000 EXTREME NETWORKS INC 7,400 500 000 EXULT INC DEL 000 000 30,100 EXXON MOBIL CORP 18364,951 3568,109 13771,934 EZENIA INC 000 8,700 18,000 F&M BANCORP MD 600 000 000 F A O INC 000 000 333 FEI CO 1,800 000 000 FLIR SYS INC 411,350 000 12,720 FMC TECHNOLOGIES INC 3,694 000 2,265 F M C CORP 500 000 2,420 F N B CORP N C 2,400 000 000 FNB CORP PA 9,360 000 14,548 FPIC INS GROUP INC 100 000 000 FPL GROUP INC 270,588 30,929 43,420 FSI INTL INC 300 000 000 COLUMN TOTALS
PAGE 41 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE FTI CONSULTING INC COM 302941109 2,195 87,900 X 1 000 000 87,900 FACTORY 2-U INC COM 303072102 184 38,500 X 1 000 000 38,500 FACTSET RESH SYS INC COM 303075105 263,633 5,984,869 X 1 40,854 000 5944,015 FAIR ISAAC CORP COM 303250104 3,677 71,475 X 1 71,175 000 300 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 219 17,160 X 1 16,260 000 900 FAIRFAX FINL HLDGS LTD SUB VTG 303901102 039 256 X 1 150 000 106 FAIRMARKET INC COM 305158107 000 263 X 1 000 000 263 FAIRMONT HOTELS RESORTS INC COM 305204109 220 9,400 X 1 3,325 5,250 825 FALCONSTOR SOFTWARE INC COM 306137100 204 30,600 X 1 000 4,000 26,600 FAMILY DLR STORES INC COM 307000109 1,338 35,081 X 1 33,407 000 1,674 FARGO ELECTRONICS INC COM 30744P102 042 4,400 X 1 000 000 4,400 FASTENAL CO COM 311900104 697 20,450 X 1 11,700 000 8,750 FEDERAL AGRIC MTG CORP CL C 313148306 027 1,200 X 1 000 1,200 000 FEDERAL HOME LN MTG CORP COM 313400301 22,003 433,395 X 1 294,474 20,560 118,361 FEDERAL NATL MTG ASSN COM 313586109 98,886 1,466,275 X 1 810,640 188,817 466,818 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 2,884 90,139 X 1 86,046 3,000 1,093 FEDERAL SIGNAL CORP COM 313855108 959 54,567 X 1 13,950 000 40,617 FEDERATED DEPT STORES INC DE COM 31410H101 1,504 40,820 X 1 35,465 1,030 4,325 FEDERATED INVS INC PA CL B 314211103 483 17,625 X 1 3,700 000 13,925 FEDEX CORP COM 31428X106 46,809 754,624 X 1 412,865 22,139 319,620 FELCOR LODGING TR INC COM 31430F101 048 6,100 X 1 5,100 000 1,000 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 205 9,050 X 1 7,050 000 2,000 FERRO CORP COM 315405100 1,934 85,830 X 1 39,054 9,869 36,907 F5 NETWORKS INC COM 315616102 1,275 76,700 X 1 200 000 76,500 FIBERMARK INC COM 315646109 008 1,800 X 1 000 000 1,800 FIBERNET TELECOM GRP INC COM NEW 315653303 000 033 X 1 033 000 000 FIDELITY BANKSHARES INC NEW COM 31604Q107 071 3,200 X 1 1,900 000 1,300 FIDELITY NATL FINL INC COM 316326107 736 23,930 X 1 20,104 000 3,826 FIFTH THIRD BANCORP COM 316773100 10,997 191,514 X 1 92,208 3,350 95,956 FILENET CORP COM 316869106 069 3,850 X 1 1,000 000 2,850 COLUMN TOTALS 461,346
PAGE 42 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE FINANCIAL FED CORP COM 317492106 073 3,000 X 1 3,000 000 000 FINISAR COM 31787A101 005 3,497 X 1 3,497 000 000 FINLAY ENTERPRISES INC COM NEW 317884203 030 1,800 X 1 000 000 1,800 FIRST AMERN CORP CALIF COM 318522307 534 20,274 X 1 20,274 000 000 FIRST BANCORP P R COM 318672102 027 1,000 X 1 1,000 000 000 FIRST BANCORP N C COM 318910106 004 150 X 1 150 000 000 FIRST CHARTER CORP COM 319439105 021 1,200 X 1 1,200 000 000 FIRST CONSULTING GROUP INC COM 31986R103 024 5,300 X 1 000 000 5,300 FIRST DATA CORP COM 319963104 83,598 2,017,331 X 1 1630,988 58,103 328,240 FIRST ESSEX BANCORP INC COM 320103104 146 3,100 X 1 3,100 000 000 FIRST FINL BANCORP OH COM 320209109 032 2,000 X 1 2,000 000 000 FIRST FINL CORP IND COM 320218100 042 796 X 1 796 000 000 FIRST FINL FD INC COM 320228109 045 2,900 X 1 2,900 000 000 FIRST FINL HLDGS INC COM 320239106 184 6,700 X 1 6,000 000 700 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 1,659 52,513 X 1 50,113 000 2,400 FIRST ISRAEL FD INC COM 32063L100 038 3,500 X 1 3,500 000 000 FIRST LONG IS CORP COM 320734106 063 1,575 X 1 1,125 000 450 FIRST MERCHANTS CORP COM 320817109 1,149 47,487 X 1 47,487 000 000 FIRST MIDWEST BANCORP DEL COM 320867104 095 3,299 X 1 3,299 000 000 FIRST HEALTH GROUP CORP COM 320960107 5,763 208,645 X 1 166,245 3,500 38,900 FIRST NIAGARA FINL GP INC COM 33582V108 007 517 X 1 517 000 000 FIRST PL FINL CORP COM 33610T109 020 1,200 X 1 1,200 000 000 FIRST PHILIPPINE FD INC COM 336100102 003 1,000 X 1 1,000 000 000 FIRST REP BK SAN FRANCISCO COM 336158100 898 33,769 X 1 32,669 000 1,100 FIRST SENTINEL BANCORP INC COM 33640T103 047 2,957 X 1 000 000 2,957 1ST SOURCE CORP COM 336901103 011 600 X 1 200 000 400 FIRST TENN NATL CORP COM 337162101 2,908 66,235 X 1 59,120 000 7,115 FIRST VA BANKS INC COM 337477103 1,171 27,158 X 1 16,230 8,437 2,491 FIRST W VA BANCORP INC COM 337493100 015 734 X 1 734 000 000 FIRSTSERVICE CORP SUB VTG SH 33761N109 012 800 X 1 000 000 800 COLUMN TOTALS 98,624
PAGE 43 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE FISCHER IMAGING CORP COM 337719108 041 8,200 X 1 000 000 8,200 FISERV INC COM 337738108 6,087 170,697 X 1 163,597 400 6,700 FISHER COMMUNICATIONS INC COM 337756209 039 800 X 1 800 000 000 FIRSTFED FINL CORP COM 337907109 004 100 X 1 100 000 000 FIRSTMERIT CORP COM 337915102 1,443 63,310 X 1 42,510 4,100 16,700 FIRSTFED AMER BANCORP INC COM 337929103 074 2,146 X 1 2,146 000 000 FIRSTENERGY CORP COM 337932107 2,541 66,087 X 1 55,034 3,593 7,460 FISHER SCIENTIFIC INTL INC COM NEW 338032204 13,048 373,870 X 1 361,130 000 12,740 FIVE STAR QUALITY CARE INC COM 33832D106 004 2,880 X 1 086 004 2,790 FLEETBOSTON FINL CORP COM 339030108 72,707 2,447,233 X 1 1538,441 157,522 751,270 FLORIDA EAST COAST INDS CL A 340632108 1,315 51,476 X 1 47,300 000 4,176 FLORIDA EAST COAST INDS CL B 340632207 102 4,099 X 1 3,637 000 462 FLORIDA ROCK INDS INC COM 341140101 252 6,100 X 1 6,100 000 000 FLORIDAFIRST BANCORP INC NEW COM 343258109 026 1,064 X 1 1,064 000 000 FLUOR CORP NEW COM 343412102 5,724 170,143 X 1 72,333 7,600 90,210 FLOWERS FOODS INC COM 343498101 1,023 51,766 X 1 51,766 000 000 FLOWSERVE CORP COM 34354P105 273 13,900 X 1 13,200 000 700 FLUSHING FINL CORP COM 343873105 007 300 X 1 300 000 000 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 439 10,659 X 1 10,659 000 000 FONAR CORP COM 344437108 052 39,775 X 1 000 000 39,775 FOOT LOCKER INC COM 344849104 354 26,696 X 1 17,996 000 8,700 FOOTHILL INDPT BANCORP COM 344905104 215 11,548 X 1 11,176 000 372 FOOTSTAR INC COM 344912100 7,581 583,161 X 1 239,572 000 343,589 FORD MTR CO DEL COM PAR $0.01 345370860 7,905 719,335 X 1 434,712 38,055 246,568 FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 37,423 861,300 X 1 724,767 595 135,938 FORDING CDN COAL TR TR UNIT 345425102 042 2,301 X 1 000 2,174 127 FOREST CITY ENTERPRISES INC CL A 345550107 3,865 93,254 X 1 56,734 21,500 15,020 FOREST LABS INC COM 345838106 31,780 580,452 X 1 259,318 97,400 223,734 FOREST OIL CORP COM PAR $0.01 346091705 070 2,800 X 1 1,300 000 1,500 FORGENT NETWORKS INC COM 34629U103 027 10,000 X 1 10,000 000 000 COLUMN TOTALS 194,463
PAGE 44 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE FORRESTER RESH INC COM 346563109 9,810 607,050 X 1 583,500 000 23,550 FORTUNE BRANDS INC COM 349631101 29,372 562,685 X 1 326,576 41,788 194,321 FORWARD AIR CORP COM 349853101 035 1,400 X 1 000 000 1,400 FOSSIL INC COM 349882100 15,177 642,281 X 1 426,474 95,650 120,157 FOSTER L B CO COM 350060109 102 20,000 X 1 20,000 000 000 FOUNDRY NETWORKS INC COM 35063R100 414 29,005 X 1 28,505 500 000 4 KIDS ENTMT INC COM 350865101 009 500 X 1 500 000 000 FOUR SEASONS HOTEL INC LTD VTG SH 35100E104 039 900 X 1 000 000 900 FOX ENTMT GROUP INC CL A 35138T107 663 23,040 X 1 20,660 000 2,380 FRANCE GROWTH FD INC COM 35177K108 934 148,735 X 1 148,735 000 000 FRANKLIN ELEC INC COM 353514102 017 300 X 1 000 000 300 FRANKLIN RES INC COM 354613101 5,159 132,052 X 1 68,519 2,500 61,033 FREDS INC CL A 356108100 103 2,750 X 1 1,100 000 1,650 FREEMARKETS INC COM 356602102 064 9,200 X 1 8,700 000 500 FREEPORT-MCMORAN COPPER & GO PFD CV 0.05SH 35671D501 181 7,500 X 1 7,000 000 500 FREEPORT-MCMORAN COPPER & GO CL B 35671D857 8,689 354,650 X 1 347,874 1,403 5,373 FREMONT GEN CORP COM 357288109 306 22,304 X 1 11,004 000 11,300 FREQUENCY ELECTRS INC COM 358010106 027 3,000 X 1 000 000 3,000 FRESENIUS MED CARE AG SPONSORED ADR 358029106 022 1,363 X 1 944 000 419 FRESENIUS MED CARE AG SPON ADR PREF 358029205 024 2,075 X 1 2,075 000 000 FRIEDMAN BILLINGS RAMSEY GRO CL A 358434108 617 46,027 X 1 41,100 000 4,927 FRIENDLY ICE CREAM CORP NEW COM 358497105 4,253 673,000 X 1 673,000 000 000 FRONTIER OIL CORP COM 35914P105 070 4,600 X 1 1,500 000 3,100 FUELCELL ENERGY INC COM 35952H106 082 10,025 X 1 4,525 4,500 1,000 FUEL-TECH N V COM 359523107 140 25,000 X 1 000 25,000 000 FULLER H B CO COM 359694106 1,911 86,794 X 1 82,794 000 4,000 FULTON FINL CORP PA COM 360271100 803 40,371 X 1 6,508 000 33,863 FURNITURE BRANDS INTL INC COM 360921100 7,009 268,526 X 1 156,220 27,500 84,806 G & K SVCS INC CL A 361268105 2,306 78,342 X 1 64,567 000 13,775 GATX CORP COM 361448103 773 47,300 X 1 29,175 650 17,475 COLUMN TOTALS 89,111
PAGE 45 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE GBC BANCORP CALIF COM 361475106 138 3,600 X 1 3,300 000 300 GSE SYS INC COM 36227K106 010 6,189 X 1 000 000 6,189 GSI LUMONICS INC COM 36229U102 014 2,020 X 1 000 000 2,020 GSI COMMERCE INC COM 36238G102 007 1,100 X 1 1,100 000 000 GTSI CORP COM 36238K103 088 10,000 X 1 000 000 10,000 GTC BIOTHERAPEUTICS INC COM 36238T104 000 100 X 1 000 000 100 GABELLI GLOBAL MULTIMEDIA TR COM 36239Q109 004 455 X 1 455 000 000 GABELLI ASSET MGMT INC CL A 36239Y102 022 600 X 1 600 000 000 GABELLI EQUITY TR INC COM 362397101 119 15,956 X 1 5,643 000 10,313 GABELLI UTIL TR COM 36240A101 003 334 X 1 334 000 000 GABLES RESIDENTIAL TR SH BEN INT 362418105 1,256 41,560 X 1 40,860 000 700 GALLAGHER ARTHUR J & CO COM 363576109 1,029 37,819 X 1 12,476 1,000 24,343 GALLAHER GROUP PLC SPONSORED ADR 363595109 2,794 70,560 X 1 12,180 6,716 51,664 GALYANS TRADING INC COM 36458R101 014 1,000 X 1 1,000 000 000 GAMESTOP CORP CL A 36466R101 003 200 X 1 200 000 000 GANNETT INC COM 364730101 94,219 1,226,649 X 1 1086,881 37,993 101,775 GAP INC DEL COM 364760108 11,630 619,943 X 1 355,131 16,050 248,762 GARDNER DENVER INC COM 365558105 069 3,358 X 1 1,358 000 2,000 GARTNER INC CL B 366651206 028 3,790 X 1 013 000 3,777 GATEWAY INC COM 367626108 021 5,716 X 1 4,300 000 1,416 GAYLORD ENTMT CO NEW COM 367905106 1,370 69,999 X 1 000 000 69,999 GEHL CO COM 368483103 020 2,000 X 1 2,000 000 000 GEN-PROBE INC NEW COM 36866T103 003 064 X 1 064 000 000 GEMSTAR-TV GUIDE INTL INC COM 36866W106 086 17,257 X 1 10,331 600 6,326 GENCORP INC COM 368682100 017 1,963 X 1 1,200 000 763 GENE LOGIC INC COM 368689105 018 3,100 X 1 1,100 000 2,000 GENENCOR INTL INC COM 368709101 089 5,400 X 1 000 000 5,400 GENENTECH INC COM NEW 368710406 65,986 914,951 X 1 592,291 67,100 255,560 GENERAL AMERN INVS INC COM 368802104 3,527 128,524 X 1 6,679 36,116 85,729 GENERAL AMERN INVS INC FRACTIONAL SHARE 368802104 002 060 X 1 060 000 000 COLUMN TOTALS 182,586
PAGE 46 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: INV DISCRETION -------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V GENERAL COMMUNICATION INC CL A 369385109 916 104,661 X 1 GENERAL DYNAMICS CORP COM 369550108 49,075 676,901 X 1 GENERAL ELEC CO COM 369604103 834,108 29,083,258 X 1 GENERAL GROWTH PPTYS INC COM 370021107 3,249 52,040 X 1 GENERAL MLS INC COM 370334104 63,186 1,332,747 X 1 GENERAL MTRS CORP COM 370442105 7,866 218,496 X 1 GENERAL MTRS CORP DEB SR CONV B 370442733 011 500 X 1 GENERAL MTRS CORP CL H NEW 370442832 6,989 545,572 X 1 GENESCO INC COM 371532102 009 500 X 1 GENESEE & WYO INC CL A 371559105 029 1,400 X 1 GENESIS MICROCHIP INC DEL COM 37184C103 008 600 X 1 GENESYS S A SP ADR REP 1/2 37185M100 007 2,681 X 1 GENTEX CORP COM 371901109 5,688 185,575 X 1 GENESIS ENERGY L P UNIT LTD PARTN 371927104 005 750 X 1 GENTA INC COM NEW 37245M207 117 8,800 X 1 GENUINE PARTS CO COM 372460105 5,763 180,023 X 1 GENTIVA HEALTH SERVICES INC COM 37247A102 002 200 X 1 GENZYME CORP COM GENL DIV 372917104 46,702 1,115,670 X 1 GENZYME CORP COM-MOLECULAR 372917500 069 29,331 X 1 GENZYME CORP COM BIOSURGERY 372917708 010 4,836 X 1 GEORGIA GULF CORP COM PAR $0.01 373200203 1,980 100,000 X 1 GEORGIA PAC CORP COM 373298108 50,687 2,674,773 X 1 GERMANY FD INC COM 374143105 537 97,592 X 1 GERON CORP COM 374163103 114 15,700 X 1 GETTY IMAGES INC COM 374276103 025 600 X 1 GETTY RLTY CORP NEW COM 374297109 170 7,600 X 1 GETTY RLTY CORP NEW PFD CV PART A 374297208 033 1,232 X 1 GIBRALTAR STL CORP COM 37476F103 004 200 X 1 GILEAD SCIENCES INC COM 375558103 41,905 754,371 X 1 GILLETTE CO COM 375766102 134,192 4,211,913 X 1 COLUMN TOTALS 1,253,456
ITEM 8: VOTING AUTHORITY (SHARES) ---------------------------- ITEM 1: NAME OF ISSUER (A) SOLE (B)SHARED (C) NONE GENERAL COMMUNICATION INC 65,161 000 39,500 GENERAL DYNAMICS CORP 418,462 36,575 221,864 GENERAL ELEC CO 16743,804 3800,687 8538,767 GENERAL GROWTH PPTYS INC 45,280 000 6,760 GENERAL MLS INC 889,790 88,678 354,279 GENERAL MTRS CORP 153,822 35,666 29,008 GENERAL MTRS CORP 000 000 500 GENERAL MTRS CORP 285,370 12,395 247,807 GENESCO INC 000 000 500 GENESEE & WYO INC 1,100 000 300 GENESIS MICROCHIP INC DEL 600 000 000 GENESYS S A 000 000 2,681 GENTEX CORP 89,425 3,050 93,100 GENESIS ENERGY L P 750 000 000 GENTA INC 1,300 2,000 5,500 GENUINE PARTS CO 100,151 6,717 73,155 GENTIVA HEALTH SERVICES INC 200 000 000 GENZYME CORP 910,351 44,150 161,169 GENZYME CORP 2,727 108 26,496 GENZYME CORP 2,330 599 1,907 GEORGIA GULF CORP 100,000 000 000 GEORGIA PAC CORP 2265,671 34,600 374,502 GERMANY FD INC 97,368 000 224 GERON CORP 8,700 000 7,000 GETTY IMAGES INC 600 000 000 GETTY RLTY CORP NEW 000 000 7,600 GETTY RLTY CORP NEW 000 000 1,232 GIBRALTAR STL CORP 200 000 000 GILEAD SCIENCES INC 710,989 6,850 36,532 GILLETTE CO 2798,918 476,612 936,383 COLUMN TOTALS
PAGE 47 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE GLACIER WATER SVCS INC COM 376395109 077 5,000 X 1 000 000 5,000 GLAMIS GOLD LTD COM 376775102 007 600 X 1 600 000 000 GLATFELTER COM 377316104 419 28,406 X 1 7,900 5,000 15,506 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 17,051 420,600 X 1 161,386 45,836 213,378 GLENAYRE TECHNOLOGIES INC COM 377899109 358 261,185 X 1 7,585 17,100 236,500 GLENBOROUGH RLTY TR INC COM 37803P105 224 11,685 X 1 10,985 000 700 GLIMCHER RLTY TR SH BEN INT 379302102 163 7,270 X 1 5,340 000 1,930 GLOBAL IMAGING SYSTEMS COM 37934A100 115 5,000 X 1 000 000 5,000 GLOBAL PMTS INC COM 37940X102 286 8,060 X 1 2,360 600 5,100 GLOBESPANVIRATA INC COM 37957V106 014 1,700 X 1 1,700 000 000 GLYCOGENESYS INC COM 37989P101 000 500 X 1 500 000 000 GOLD BANC CORP INC COM 379907108 038 3,600 X 1 2,800 000 800 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 185 15,200 X 1 13,200 000 2,000 GOLDCORP INC NEW COM 380956409 19,058 1,588,175 X 1 952,077 80,875 555,223 GOLDEN STAR RES LTD CDA COM 38119T104 198 75,000 X 1 75,000 000 000 GOLDEN WEST FINL CORP DEL COM 381317106 11,328 141,582 X 1 104,962 300 36,320 GOLDMAN SACHS GROUP INC COM 38141G104 74,906 894,398 X 1 666,467 16,850 211,081 GOOD GUYS INC COM 382091106 001 1,000 X 1 1,000 000 000 GOOD TIMES RESTAURANTS INC COM PAR $0.001 382140887 062 27,100 X 1 000 8,500 18,600 GOODRICH CORP COM 382388106 4,249 202,321 X 1 123,669 6,600 72,052 GOODRICH PETE CORP COM NEW 382410405 004 781 X 1 781 000 000 GOODYEAR TIRE & RUBR CO COM 382550101 013 2,479 X 1 2,279 000 200 GOODYS FAMILY CLOTHING INC COM 382588101 050 5,800 X 1 000 000 5,800 GRACO INC COM 384109104 7,985 249,524 X 1 6,890 250 242,384 GRAFTECH INTL LTD COM 384313102 002 300 X 1 300 000 000 GRAINGER W W INC COM 384802104 93,318 1,995,679 X 1 1253,726 163,228 578,725 GRANITE CONSTR INC COM 387328107 076 3,950 X 1 3,950 000 000 GRANT PRIDECO INC COM 38821G101 1,895 161,249 X 1 159,200 1,855 194 GRAPHIC PACKAGING INTL CORP COM 388690109 077 17,074 X 1 17,074 000 000 GRAY TELEVISION INC CL A 389375205 009 757 X 1 000 000 757 COLUMN TOTALS 232,168
PAGE 48 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE GREAT ATLANTIC & PAC TEA INC COM 390064103 013 1,500 X 1 1,500 000 000 GREAT LAKES CHEM CORP COM 390568103 143 6,993 X 1 5,293 1,700 000 GREAT LAKES REIT INC COM 390752103 060 3,730 X 1 3,530 000 200 GREAT NORTHN IRON ORE PPTYS CTFS BEN INT 391064102 078 1,000 X 1 1,000 000 000 GREAT PLAINS ENERGY INC COM 391164100 1,107 38,325 X 1 31,125 1,200 6,000 GREATER BAY BANCORP COM 391648102 426 21,246 X 1 20,200 000 1,046 GREATER CHINA FD INC COM 39167B102 5,930 566,341 X 1 310,976 147,000 108,365 GREATER COMMUNITY BANCORP COM 39167M108 041 2,718 X 1 2,718 000 000 GREEN MTN COFFEE ROASTERS IN COM 393122106 025 1,300 X 1 600 000 700 GREENBRIER COS INC COM 393657101 049 4,500 X 1 4,500 000 000 GREENPOINT FINL CORP COM 395384100 1,111 21,814 X 1 9,114 000 12,700 GREIF INC CL A 397624107 021 900 X 1 900 000 000 GREY GLOBAL GROUP INC COM 39787M108 039 050 X 1 000 000 050 GREY WOLF INC COM 397888108 14,060 3,480,091 X 1 3457,591 10,000 12,500 GRIFFON CORP COM 398433102 44,673 2,792,067 X 1 1,400 000 2790,667 GRILL CONCEPTS INC COM NEW 398502203 003 1,000 X 1 1,000 000 000 GROUPE DANONE SPONSORED ADR 399449107 014 500 X 1 000 000 500 GRUPO IMSA S A DE C V SPON ADR UNITS 40048T106 362 28,100 X 1 28,100 000 000 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 145 4,200 X 1 000 000 4,200 GRUPO TMM S A SP ADR A SHS 40051D105 171 77,500 X 1 15,000 000 62,500 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 835 57,100 X 1 57,100 000 000 GTECH HLDGS CORP COM 400518106 074 1,955 X 1 1,955 000 000 GUESS INC COM 401617105 007 1,200 X 1 000 000 1,200 GUIDANT CORP COM 401698105 29,777 670,813 X 1 447,097 48,776 174,940 GUILFORD PHARMACEUTICALS INC COM 401829106 027 6,000 X 1 000 000 6,000 GUITAR CTR MGMT INC COM 402040109 1,425 49,000 X 1 000 000 49,000 GULF ISLAND FABRICATION INC COM 402307102 046 2,700 X 1 1,900 000 800 GULFTERRA ENERGY PARTNERS LP COM 40274U108 2,012 53,596 X 1 25,324 700 27,572 GUNDLE/SLT ENVIRONMENTAL INC COM 402809107 319 23,400 X 1 000 1,800 21,600 GYMBOREE CORP COM 403777105 1,494 89,100 X 1 23,900 000 65,200 COLUMN TOTALS 104,487
PAGE 49 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE H & Q HEALTHCARE FD SH BEN INT 404052102 402 22,865 X 1 4,877 000 17,988 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 000 005 X 1 005 000 000 HCA INC COM 404119109 9,881 308,385 X 1 163,883 17,055 127,447 HCC INS HLDGS INC COM 404132102 083 2,820 X 1 2,820 000 000 HMS HLDGS CORP COM 40425J101 011 4,100 X 1 000 000 4,100 HRPT PPTYS TR COM SH BEN INT 40426W101 1,292 140,424 X 1 41,524 71,700 27,200 HSBC HLDGS PLC SPON ADR NEW 404280406 10,817 183,004 X 1 123,690 28,522 30,792 HAIN CELESTIAL GROUP INC COM 405217100 8,992 563,060 X 1 421,261 5,200 136,599 HALIFAX CORP COM 405752106 018 5,000 X 1 000 000 5,000 HALLIBURTON CO COM 406216101 6,754 293,632 X 1 160,113 32,200 101,319 HALLWOOD RLTY PARTNERS L P DEPOSIT UT NEW 40636T203 002 017 X 1 017 000 000 JOHN HANCOCK BK &THRIFT OPP SH BEN INT 409735107 011 1,209 X 1 000 000 1,209 HANCOCK FABRICS INC COM 409900107 024 1,473 X 1 1,473 000 000 HANCOCK JOHN PATRIOT PREM DI COM 41013Q101 007 800 X 1 800 000 000 HANCOCK JOHN PATRIOT PREM II COM SH BEN INT 41013T105 028 2,500 X 1 000 000 2,500 HANCOCK JOHN FINL SVCS INC COM 41014S106 726 23,623 X 1 22,141 511 971 HANCOCK JOHN INVS TR COM 410142103 010 500 X 1 000 000 500 HANDSPRING INC COM 410293104 001 548 X 1 548 000 000 HANGER ORTHOPEDIC GROUP INC COM NEW 41043F208 023 1,975 X 1 1,975 000 000 HANOVER COMPRESSOR CO COM 410768105 2,662 235,570 X 1 227,740 000 7,830 HANOVER DIRECT INC COM 410783104 007 25,000 X 1 25,000 000 000 HANSON PLC SPON ADR NEW 411352404 057 2,000 X 1 000 2,000 000 HARKEN ENERGY CORP COM NEW 412552309 000 016 X 1 016 000 000 HARLAND JOHN H CO COM 412693103 218 8,350 X 1 7,650 700 000 HARLEY DAVIDSON INC COM 412822108 51,375 1,288,877 X 1 1030,233 32,975 225,669 HARLEYSVILLE SVGS FINL CORP COM 412865107 021 824 X 1 000 000 824 HARMAN INTL INDS INC COM 413086109 81,654 1,031,768 X 1 964,643 000 67,125 HARMONIC INC COM 413160102 001 300 X 1 300 000 000 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 104 7,750 X 1 000 000 7,750 HARRAHS ENTMT INC COM 413619107 24,412 606,658 X 1 569,828 5,300 31,530 COLUMN TOTALS 199,593
PAGE 50 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE HARRIS CORP DEL COM 413875105 73,828 2,456,853 X 1 2201,711 13,650 241,492 HARSCO CORP COM 415864107 443 12,293 X 1 11,293 000 1,000 HARTE-HANKS INC COM 416196103 1,111 58,481 X 1 54,881 2,100 1,500 HARTFORD FINL SVCS GROUP INC COM 416515104 70,753 1,404,951 X 1 1029,204 66,712 309,035 HARVEST NATURAL RESOURCES IN COM 41754V103 079 12,425 X 1 12,425 000 000 HASBRO INC COM 418056107 752 42,987 X 1 27,475 1,300 14,212 HAVERTY FURNITURE INC COM 419596101 014 800 X 1 800 000 000 HAWAIIAN ELEC INDUSTRIES COM 419870100 728 15,870 X 1 15,670 000 200 HAWKINS INC COM 420261109 012 1,222 X 1 000 000 1,222 HAWTHORNE FINL CORP COM 420542102 173 5,000 X 1 5,000 000 000 HEALTHCARE SVCS GRP INC COM 421906108 018 1,300 X 1 000 000 1,300 HEALTH CARE PPTY INVS INC COM 421915109 1,545 36,474 X 1 28,844 3,814 3,816 HEALTH MGMT ASSOC INC NEW CL A 421933102 54,574 2,957,959 X 1 2286,397 56,437 615,125 HEALTHCARE RLTY TR COM 421946104 10,371 355,769 X 1 205,618 46,600 103,551 HEADWATERS INC COM 42210P102 029 2,000 X 1 1,300 000 700 HEALTH CARE REIT INC COM 42217K106 067 2,200 X 1 2,200 000 000 HEALTHAXIS INC COM 42219D100 024 49,000 X 1 49,000 000 000 HEALTH NET INC COM 42222G108 210 6,375 X 1 5,800 000 575 HEALTHTRONICS SURGICAL SVS I COM 42222L107 001 100 X 1 100 000 000 HEARST-ARGYLE TELEVISION INC COM 422317107 373 14,400 X 1 200 000 14,200 HEARTLAND EXPRESS INC COM 422347104 1,122 49,561 X 1 49,561 000 000 HEARUSA INC COM NEW 422360305 069 92,000 X 1 000 78,000 14,000 HECLA MNG CO COM 422704106 013 3,100 X 1 3,100 000 000 HECTOR COMMUNICATIONS CORP COM 422730101 115 9,200 X 1 7,500 000 1,700 HEICO CORP NEW COM 422806109 013 1,100 X 1 1,100 000 000 HEIDRICK & STRUGGLES INTL IN COM 422819102 021 1,700 X 1 700 000 1,000 HEINZ H J CO COM 423074103 18,812 570,397 X 1 318,335 65,205 186,857 HELIX TECHNOLOGY CORP COM 423319102 018 1,358 X 1 1,358 000 000 HELMERICH & PAYNE INC COM 423452101 8,073 276,460 X 1 208,858 31,832 35,770 HENRY JACK & ASSOC INC COM 426281101 206 11,536 X 1 7,436 000 4,100 COLUMN TOTALS 243,567
PAGE 51 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE HERITAGE PROPANE PARTNERS L UNIT LTD PARTN 426918108 048 1,500 X 1 1,500 000 000 HERCULES INC COM 427056106 236 23,800 X 1 10,400 000 13,400 HERITAGE PPTY INVT TR INC COM 42725M107 2,667 98,500 X 1 98,500 000 000 HERSHEY FOODS CORP COM 427866108 8,563 122,925 X 1 67,845 9,500 45,580 HEWLETT PACKARD CO COM 428236103 98,761 4,636,654 X 1 3061,185 465,016 1110,453 HI / FN INC COM 428358105 1,189 133,400 X 1 91,600 4,700 37,100 HIBBETT SPORTING GOODS INC COM 428565105 8,029 243,746 X 1 125,654 28,700 89,392 HIBERNIA CORP CL A 428656102 2,773 152,720 X 1 59,870 28,550 64,300 HICKORY TECH CORP COM 429060106 004 400 X 1 400 000 000 HIGHWOODS PPTYS INC COM 431284108 144 6,450 X 1 6,250 000 200 HILB ROGAL & HAMILTON CO COM 431294107 358 10,510 X 1 600 000 9,910 HILLENBRAND INDS INC COM 431573104 50,219 995,421 X 1 994,851 000 570 HILTON HOTELS CORP COM 432848109 2,086 163,110 X 1 146,610 1,200 15,300 HISPANIC BROADCASTING CORP CL A 43357B104 7,223 283,814 X 1 283,514 000 300 HITACHI LIMITED ADR 10 COM 433578507 004 100 X 1 000 100 000 HOLLINGER INTL INC CL A 435569108 538 49,920 X 1 41,100 000 8,820 HOLLY CORP COM PAR $0.01 435758305 059 2,146 X 1 2,146 000 000 HOLLYWOOD ENTMT CORP COM 436141105 1,906 109,600 X 1 300 000 109,300 HOME DEPOT INC COM 437076102 145,711 4,399,475 X 1 2641,794 328,855 1428,826 HOME PPTYS N Y INC COM 437306103 2,070 58,750 X 1 56,000 000 2,750 HOMESTORE INC COM 437852106 075 43,600 X 1 000 4,500 39,100 HON INDS INC COM 438092108 257 8,440 X 1 5,210 000 3,230 HONDA MOTOR LTD AMERN SHS 438128308 3,437 180,440 X 1 178,140 2,000 300 HONEYWELL INTL INC COM 438516106 704,817 26,250,183 X 1 25943,547 76,036 230,600 HOOKER FURNITURE CORP COM 439038100 000 020 X 1 000 000 020 HOOPER HOLMES INC COM 439104100 058 9,000 X 1 3,400 000 5,600 HORACE MANN EDUCATORS CORP N COM 440327104 274 17,000 X 1 17,000 000 000 HORIZON OFFSHORE INC COM 44043J105 009 1,900 X 1 000 000 1,900 HORIZON ORGANIC HOLDING COM 44043T103 544 22,900 X 1 3,500 000 19,400 HORMEL FOODS CORP COM 440452100 314 13,255 X 1 5,785 000 7,470 COLUMN TOTALS 1,042,373
PAGE 52 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 6,837 218,790 X 1 124,465 43,300 51,025 HOST MARRIOTT CORP NEW COM 44107P104 21,165 2,313,072 X 1 2287,855 217 25,000 HOT TOPIC INC COM 441339108 090 3,342 X 1 3,342 000 000 HOUSTON EXPL CO COM 442120101 035 1,000 X 1 1,000 000 000 HOVNANIAN ENTERPRISES INC CL A 442487203 018 300 X 1 300 000 000 HUANENG PWR INTL INC SPON ADR N 443304100 4,763 102,213 X 1 90,753 000 11,460 HUBBELL INC CL A 443510102 189 5,875 X 1 4,375 000 1,500 HUBBELL INC CL B 443510201 12,649 382,155 X 1 207,386 17,900 156,869 HUDSON CITY BANCORP COM 443683107 105 4,100 X 1 4,100 000 000 HUDSON HIGHLAND GROUP INC COM 443792106 023 1,212 X 1 036 000 1,176 HUDSON RIV BANCORP INC COM 444128102 050 1,800 X 1 1,800 000 000 HUDSON UNITED BANCORP COM 444165104 4,899 143,463 X 1 23,206 000 120,257 HUFFY CORP COM 444356109 033 4,700 X 1 000 000 4,700 HUGHES SUPPLY INC COM 444482103 101 2,900 X 1 600 1,000 1,300 HUGOTON RTY TR TEX UNIT BEN INT 444717102 491 26,700 X 1 25,900 000 800 HUMANA INC COM 444859102 1,465 97,017 X 1 68,300 9,417 19,300 HUMAN GENOME SCIENCES INC NOTE 3.750% 3/1 444903AH1 4,892 5,930,000 X 1 3810,000 125,000 1995,000 HUMAN GENOME SCIENCES INC COM 444903108 22,122 1,748,752 X 1 1444,253 54,100 250,399 HUMMINGBIRD INC COM 44544R101 032 1,600 X 1 000 000 1,600 HUNT J B TRANS SVCS INC COM 445658107 015 400 X 1 400 000 000 HUNTINGTON BANCSHARES INC COM 446150104 2,182 111,835 X 1 78,346 20,487 13,002 HUTCHINSON TECHNOLOGY INC COM 448407106 050 1,500 X 1 1,200 000 300 HUTTIG BLDG PRODS INC COM 448451104 003 951 X 1 951 000 000 HYDRIL CO COM 448774109 057 2,100 X 1 500 000 1,600 HYPERION 2005 INVT GRADE OPP COM 448918102 015 1,500 X 1 1,500 000 000 ICN PHARMACEUTICALS INC NEW COM 448924100 387 23,062 X 1 16,700 500 5,862 IDT CORP COM 448947101 4,948 276,440 X 1 261,890 000 14,550 IDT CORP CL B 448947309 018 1,050 X 1 000 000 1,050 HYPERCOM CORP COM 44913M105 027 6,600 X 1 000 000 6,600 HYPERION SOLUTIONS CORP COM 44914M104 2,209 65,500 X 1 2,500 000 63,000 COLUMN TOTALS 89,870
PAGE 53 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE ICT GROUP INC COM 44929Y101 2,156 211,148 X 1 191,470 000 19,678 ICOS CORP COM 449295104 3,257 88,340 X 1 80,940 000 7,400 IDEC PHARMACEUTICALS CORP COM 449370105 3,141 92,490 X 1 88,965 250 3,275 IDX SYS CORP COM 449491109 007 450 X 1 450 000 000 IFC CAP TR III PFD CV TR SECS 449498203 009 275 X 1 000 000 275 IGEN INC COM 449536101 030 950 X 1 450 000 500 IHOP CORP COM 449623107 125 3,975 X 1 1,700 000 2,275 IMC GLOBAL INC COM 449669100 133 19,848 X 1 14,500 299 5,049 IMCO RECYCLING INC COM 449681105 003 400 X 1 400 000 000 I-MANY INC COM 44973Q103 106 100,000 X 1 000 100,000 000 ING PRIME RATE TR SH BEN INT 44977W106 044 6,100 X 1 2,100 000 4,000 IMS HEALTH INC COM 449934108 3,877 215,502 X 1 101,624 16,882 96,996 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 756 83,500 X 1 83,500 000 000 ISTAR FINL INC COM 45031U101 486 13,304 X 1 8,993 000 4,311 I-STAT CORP COM 450312103 009 1,000 X 1 000 000 1,000 ITT EDUCATIONAL SERVICES INC COM 45068B109 959 32,800 X 1 14,700 5,700 12,400 ITXC CORP COM 45069F109 001 500 X 1 500 000 000 IVAX DIAGNOSTICS INC COM 45070W109 010 2,000 X 1 2,000 000 000 ITT INDS INC IND COM 450911102 68,210 1,042,015 X 1 709,128 72,626 260,261 ICICI BK LTD ADR 45104G104 1,201 165,250 X 1 146,650 000 18,600 IDACORP INC COM 451107106 1,398 53,270 X 1 27,402 9,350 16,518 IDEX CORP COM 45167R104 1,047 28,900 X 1 24,200 1,300 3,400 IDINE REWARDS NETWORK INC COM 45168A100 137 10,000 X 1 000 000 10,000 IDEXX LABS INC COM 45168D104 2,493 74,800 X 1 28,500 5,000 41,300 IKON OFFICE SOLUTIONS INC COM 451713101 074 8,300 X 1 7,400 000 900 IDENTIX INC COM 451906101 048 7,494 X 1 7,494 000 000 ILEX ONCOLOGY INC COM 451923106 006 300 X 1 300 000 000 ILLINOIS TOOL WKS INC COM 452308109 86,813 1,318,351 X 1 892,635 111,683 314,033 IMATION CORP COM 45245A107 335 8,865 X 1 6,839 1,074 952 IMAX CORP COM 45245E109 002 200 X 1 000 000 200 COLUMN TOTALS 176,873
PAGE 54 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: INV DISCRETION -------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V IMCLONE SYS INC COM 45245W109 619 19,361 X 1 IMANAGE INC COM 45245Y105 046 9,297 X 1 IMAGISTICS INTERNATIONAL INC COM 45247T104 915 35,467 X 1 IMMUCOR INC COM 452526106 044 2,000 X 1 IMMUNOGEN INC COM 45253H101 002 500 X 1 IMPAC MTG HLDGS INC COM 45254P102 320 19,144 X 1 IMPATH INC COM 45255G101 029 2,042 X 1 IMPERIAL CHEM INDS PLC ADR NEW 452704505 025 3,000 X 1 IMMUNOMEDICS INC COM 452907108 001 100 X 1 IMPERIAL OIL LTD COM NEW 453038408 11,752 336,549 X 1 IMPERIAL SUGAR CO NEW WARRANT OR RIGHT 453096117 001 2,136 X 1 IMPERIAL SUGAR CO NEW COM NEW 453096208 004 520 X 1 INCO LTD DBCV 7.750% 3/1 453258AH8 061 60,000 X 1 INCO LTD COM 453258402 043 2,052 X 1 INCYTE CORP NOTE 5.500% 2/0 45337CAC6 2,156 2,999,000 X 1 INCYTE CORP COM 45337C102 189 38,900 X 1 INDEPENDENCE CMNTY BK CORP COM 453414104 3,743 133,009 X 1 INDEPENDENCE HLDG CO NEW COM NEW 453440307 000 001 X 1 INDEPENDENT BANK CORP MASS COM 453836108 023 1,000 X 1 INDEVUS PHARMACEUTICALS INC COM 454072109 006 1,000 X 1 INDIA FD INC COM 454089103 3,470 283,278 X 1 INDYMAC BANCORP INC COM 456607100 515 20,276 X 1 INET TECHNOLOGIES INC COM 45662V105 111 11,000 X 1 INFOCUS CORP COM 45665B106 163 34,636 X 1 INFORMATION HLDGS INC COM 456727106 021 1,152 X 1 INFOSPACE INC COM NEW 45678T201 003 200 X 1 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 048 900 X 1 ING GROUP N V SPONSORED ADR 456837103 263 15,023 X 1 INFORMATION RES INC COM 456905108 028 7,000 X 1 INGLES MKTS INC CL A 457030104 044 4,380 X 1 COLUMN TOTALS 24,645
ITEM 8: VOTING AUTHORITY (SHARES) --------------------------- ITEM 1: NAME OF ISSUER (A) SOLE (B)SHARED (C) NONE IMCLONE SYS INC 13,653 000 5,708 IMANAGE INC 9,297 000 000 IMAGISTICS INTERNATIONAL INC 13,636 768 21,063 IMMUCOR INC 000 000 2,000 IMMUNOGEN INC 000 000 500 IMPAC MTG HLDGS INC 5,500 000 13,644 IMPATH INC 000 000 2,042 IMPERIAL CHEM INDS PLC 1,500 1,500 000 IMMUNOMEDICS INC 100 000 000 IMPERIAL OIL LTD 229,916 18,750 87,883 IMPERIAL SUGAR CO NEW 000 000 2,136 IMPERIAL SUGAR CO NEW 000 000 520 INCO LTD 23,000 37,000 000 INCO LTD 652 000 1,400 INCYTE CORP 1301,000 000 1698,000 INCYTE CORP 1,000 2,600 35,300 INDEPENDENCE CMNTY BK CORP 3,900 000 129,109 INDEPENDENCE HLDG CO NEW 001 000 000 INDEPENDENT BANK CORP MASS 000 000 1,000 INDEVUS PHARMACEUTICALS INC 1,000 000 000 INDIA FD INC 282,770 000 508 INDYMAC BANCORP INC 20,196 000 080 INET TECHNOLOGIES INC 11,000 000 000 INFOCUS CORP 13,450 1,900 19,286 INFORMATION HLDGS INC 1,068 000 084 INFOSPACE INC 200 000 000 INFOSYS TECHNOLOGIES LTD 900 000 000 ING GROUP N V 13,403 000 1,620 INFORMATION RES INC 000 000 7,000 INGLES MKTS INC 1,980 000 2,400 COLUMN TOTALS
PAGE 55 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE INGRAM MICRO INC CL A 457153104 071 6,450 X 1 5,950 000 500 INKINE PHARMACEUTICALS INC COM 457214104 029 8,500 X 1 000 000 8,500 INNKEEPERS USA TR COM 4576J0104 551 81,080 X 1 34,080 3,000 44,000 INNKEEPERS USA TR PFD CV A 8.625 4576J0302 040 1,600 X 1 1,600 000 000 INNOVEX INC COM 457647105 010 1,000 X 1 1,000 000 000 INSIGHT ENTERPRISES INC COM 45765U103 036 3,576 X 1 2,776 000 800 INPUT/OUTPUT INC COM 457652105 031 5,800 X 1 000 000 5,800 INSIGNIA SOLUTIONS PLC SPONSORED ADR 45766J107 006 11,100 X 1 000 000 11,100 INSITUFORM TECHNOLOGIES INC CL A 457667103 072 4,087 X 1 4,087 000 000 INSIGNIA FINL GROUP INC NEW COM 45767A105 063 5,700 X 1 5,700 000 000 INSIGHT COMMUNICATIONS INC CL A 45768V108 088 6,600 X 1 6,000 000 600 INNOVATIVE SOLUTIONS & SUPPO COM 45769N105 020 2,700 X 1 000 000 2,700 INSPIRE PHARMACEUTICALS INC COM 457733103 605 55,798 X 1 11,498 3,100 41,200 INSURANCE AUTO AUCTIONS INC COM 457875102 069 5,470 X 1 1,200 000 4,270 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 032 1,200 X 1 1,200 000 000 INTASYS CORP COM NEW 45809M208 007 3,400 X 1 3,400 000 000 INTEGRATED ELECTRICAL SVC COM 45811E103 006 800 X 1 000 000 800 INTEGRATED CIRCUIT SYS INC COM 45811K208 3,066 97,605 X 1 1,905 000 95,700 INTEGRATED DEVICE TECHNOLOGY COM 458118106 115 10,400 X 1 9,700 000 700 INTEGRATED SILICON SOLUTION COM 45812P107 405 58,400 X 1 000 1,900 56,500 INTELIDATA TECHNOLOGIES CORP COM 45814T107 030 10,000 X 1 000 000 10,000 INTEL CORP COM 458140100 286,080 13,747,219 X 1 9280,718 863,185 3603,316 INTELLIGROUP INC COM 45816A106 006 4,800 X 1 4,800 000 000 INTEGRATED DEFENSE TECHNOLOG COM 45819B101 005 300 X 1 300 000 000 INTER TEL INC COM 458372109 3,417 159,595 X 1 89,000 1,000 69,595 INTERACTIVE DATA CORP COM 45840J107 002 100 X 1 000 000 100 INTERCHANGE FINL SVCS S B N COM 458447109 130 6,765 X 1 4,070 000 2,695 INTERCEPT INC COM 45845L107 003 300 X 1 300 000 000 INTERCONTINENTAL HOTELS GP P SPONSORED ADR 458573102 668 91,525 X 1 000 000 91,525 INTERDIGITAL COMMUNICATIONS COM 45866A105 123 5,260 X 1 4,960 000 300 COLUMN TOTALS 295,786
PAGE 56 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE INTERFACE INC CL A 458665106 038 8,276 X 1 8,276 000 000 INTERGRAPH CORP COM 458683109 270 12,750 X 1 4,500 700 7,550 INTERLAND INC COM 458727104 004 3,700 X 1 3,700 000 000 INTERLINK ELECTRS COM 458751104 005 750 X 1 000 000 750 INTERMAGNETICS GEN CORP COM 458771102 017 852 X 1 552 000 300 INTERMET CORP COM 45881K104 017 4,800 X 1 000 000 4,800 INTERMUNE INC COM 45884X103 541 33,400 X 1 33,400 000 000 INTERNAP NETWORK SVCS CORP COM 45885A102 051 50,329 X 1 000 000 50,329 INTERNATIONAL ALUM CORP COM 458884103 007 300 X 1 300 000 000 INTERNATIONAL BUSINESS MACHS COM 459200101 413,642 5,013,847 X 1 3033,776 677,093 1302,978 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 8,319 260,526 X 1 172,174 5,800 82,552 INTERNATIONAL GAME TECHNOLOG COM 459902102 1,545 15,098 X 1 13,875 300 923 INTERNATIONAL MULTIFOODS COR COM 460043102 014 600 X 1 600 000 000 INTL PAPER CO COM 460146103 10,482 293,365 X 1 181,883 22,589 88,893 INTERNATIONAL PWR PLC SPONSORED ADR 46018M104 015 700 X 1 700 000 000 INTERNATIONAL RECTIFIER CORP COM 460254105 295 11,006 X 1 6,306 000 4,700 INTERNATIONAL SPEEDWAY CORP CL A 460335201 2,248 56,895 X 1 17,475 5,600 33,820 INTERNET CAP GROUP INC COM 46059C106 016 32,760 X 1 12,200 000 20,560 INTERNET INITIATIVE JAPAN IN SPONSORED ADR 46059T109 003 800 X 1 000 000 800 INTERNET SEC SYS INC COM 46060X107 332 23,300 X 1 23,300 000 000 INTERPOOL INC COM 46062R108 049 3,000 X 1 3,000 000 000 INTERSIL CORP CL A 46069S109 337 12,652 X 1 12,152 000 500 INTERPUBLIC GROUP COS INC NOTE 1.800% 9/1 460690AF7 776 815,000 X 1 765,000 000 50,000 INTERPUBLIC GROUP COS INC NOTE 1.870% 6/0 460690AJ9 061 70,000 X 1 000 000 70,000 INTERPUBLIC GROUP COS INC COM 460690100 20,297 1,516,994 X 1 1018,294 67,446 431,254 INTERSTATE BAKERIES CORP DEL COM 46072H108 5,991 471,759 X 1 261,837 000 209,922 INTERVEST BANCSHARES CORP SDCV 7/0 460927AB2 049 70,000 X 1 000 000 70,000 INTERVEST BANCSHARES CORP CL A 460927106 209 17,100 X 1 000 000 17,100 INTERTAN INC COM 461120107 008 1,000 X 1 1,000 000 000 INTERWOVEN INC COM 46114T102 092 41,882 X 1 41,882 000 000 COLUMN TOTALS 465,730
PAGE 57 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE INTERVOICE INC NEW COM 461142101 163 34,000 X 1 34,000 000 000 INTRABIOTICS PHARMACEUTICALS COM NEW 46116T506 032 8,108 X 1 000 550 7,558 INTRADO INC COM 46117A100 052 3,300 X 1 2,600 000 700 INTUITIVE SURGICAL INC COM 46120E107 1,983 261,208 X 1 261,208 000 000 INTUIT COM 461202103 3,385 75,895 X 1 57,216 2,800 15,879 INVACARE CORP COM 461203101 436 13,218 X 1 11,618 000 1,600 INTRUSION INC COM 46121E106 029 39,300 X 1 39,300 000 000 INVERNESS MED INNOVATIONS IN COM 46126P106 001 075 X 1 000 000 075 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 11,307 607,889 X 1 602,747 000 5,142 INVESTORS TITLE CO COM 461804106 094 3,300 X 1 000 3,300 000 INVITROGEN CORP COM 46185R100 218 5,670 X 1 4,470 000 1,200 INVISION TECHNOLOGIES INC COM 461851107 002 100 X 1 100 000 000 INVESTORS FINL SERVICES CORP COM 461915100 224 7,700 X 1 1,900 000 5,800 IOMEGA CORP COM NEW 462030305 039 3,643 X 1 3,643 000 000 IONICS INC COM 462218108 237 10,600 X 1 8,100 2,500 000 IRELAND BK SPONSORED ADR 46267Q103 024 500 X 1 000 000 500 IRON MTN INC PA COM 462846106 1,217 32,800 X 1 22,450 000 10,350 IRWIN FINL CORP COM 464119106 070 2,700 X 1 2,700 000 000 ISHARES INC MSCI AUSTRALIA 464286103 426 38,370 X 1 38,370 000 000 ISHARES INC MSCI CDA INDEX 464286509 3,132 265,402 X 1 264,687 000 715 ISHARES INC MSCI EMU INDEX 464286608 930 18,970 X 1 17,470 1,500 000 ISHARES INC MSCI PAC J IDX 464286665 370 6,289 X 1 3,689 2,600 000 ISHARES INC MSCI MEXICO 464286822 043 3,000 X 1 3,000 000 000 ISHARES INC MSCI JAPAN 464286848 296 40,694 X 1 39,394 000 1,300 ISHARES INC MSCI HONG KONG 464286871 023 3,000 X 1 3,000 000 000 ISHARES TR S&P 500 INDEX 464287200 3,993 40,835 X 1 34,190 000 6,645 ISHARES TR MSCI EMERG MKT 464287234 072 600 X 1 000 600 000 ISHARES TR S&P500/BAR GRW 464287309 833 16,797 X 1 14,312 000 2,485 ISHARES TR GS NAT RES IDX 464287374 004 050 X 1 050 000 000 ISHARES TR S&P LTN AM 40 464287390 022 500 X 1 500 000 000 COLUMN TOTALS 29,657
PAGE 58 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE ISHARES TR S&P500/BAR VAL 464287408 012 258 X 1 258 000 000 ISHARES TR MSCI EAFE IDX 464287465 17,538 161,920 X 1 161,920 000 000 ISHARES TR RUSSELL MCP VL 464287473 921 11,888 X 1 2,928 4,000 4,960 ISHARES TR RUSSELL MCP GR 464287481 041 660 X 1 660 000 000 ISHARES TR RUSSELL MIDCAP 464287499 747 13,370 X 1 6,495 000 6,875 ISHARES TR S&P MIDCAP 400 464287507 2,391 24,910 X 1 23,900 710 300 ISHARES TR GLDM SCHS SEMI 464287523 637 14,599 X 1 14,224 000 375 ISHARES TR GLDM SCHS NETW 464287531 023 1,175 X 1 1,175 000 000 ISHARES TR NASDQ BIO INDX 464287556 167 2,490 X 1 2,490 000 000 ISHARES TR COHEN&ST RLTY 464287564 533 5,935 X 1 4,235 000 1,700 ISHARES TR DJ US CON CYCL 464287580 120 2,473 X 1 1,550 000 923 ISHARES TR RUSSELL1000VAL 464287598 838 16,573 X 1 3,819 000 12,754 ISHARES TR S&P MIDCP GROW 464287606 164 1,600 X 1 1,450 000 150 ISHARES TR RUSSELL1000GRW 464287614 2,248 54,772 X 1 49,448 000 5,324 ISHARES TR RUSSELL 1000 464287622 2,520 48,382 X 1 44,932 000 3,450 ISHARES TR RUSL 2000 VALU 464287630 2,431 18,900 X 1 18,825 000 075 ISHARES TR RUSL 2000 GROW 464287648 870 18,403 X 1 18,403 000 000 ISHARES TR RUSSELL 2000 464287655 6,975 78,457 X 1 72,412 000 6,045 ISHARES TR RUSSELL 3000 464287689 4,768 87,337 X 1 82,275 000 5,062 ISHARES TR DJ US UTILS 464287697 2,352 43,389 X 1 41,245 200 1,944 ISHARES TR S&P MIDCP VALU 464287705 271 3,054 X 1 3,054 000 000 ISHARES TR DJ US TELECOMM 464287713 059 2,850 X 1 2,700 000 150 ISHARES TR DJ US TECH SEC 464287721 321 8,325 X 1 8,325 000 000 ISHARES TR DJ US REAL EST 464287739 228 2,690 X 1 2,690 000 000 ISHARES TR DJ US INDUSTRL 464287754 192 4,734 X 1 3,300 000 1,434 ISHARES TR DJ US HEALTHCR 464287762 129 2,359 X 1 1,053 000 1,306 ISHARES TR DJ US FINL SVC 464287770 018 200 X 1 200 000 000 ISHARES TR DJ US FINL SEC 464287788 103 1,345 X 1 375 000 970 ISHARES TR DJ US ENERGY 464287796 030 704 X 1 000 000 704 ISHARES TR S&P SMLCAP 600 464287804 260 2,375 X 1 1,635 300 440 COLUMN TOTALS 47,907
PAGE 59 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE ISHARES TR DJ CON NON CYCL 464287812 037 845 X 1 000 000 845 ISHARES TR DJ US BAS MATL 464287838 057 1,606 X 1 1,255 000 351 ISHARES TR DJ US TOTL MKT 464287846 585 12,729 X 1 6,880 000 5,849 ISHARES TR S&P EURO PLUS 464287861 1,264 23,956 X 1 22,756 1,200 000 ISHARES TR S&P SMLCP VALU 464287879 536 6,575 X 1 5,575 000 1,000 ISHARES TR S&P SMLCP GROW 464287887 372 5,100 X 1 4,950 000 150 ISIS PHARMACEUTICALS INC COM 464330109 017 3,100 X 1 100 000 3,000 ISLE OF CAPRI CASINOS INC COM 464592104 017 1,000 X 1 1,000 000 000 ITRON INC COM 465741106 030 1,400 X 1 600 000 800 IVANHOE ENERGY INC COM 465790103 005 5,000 X 1 5,000 000 000 IVAX CORP COM 465823102 1,364 76,393 X 1 71,393 200 4,800 IVILLAGE INC COM 46588H105 012 8,143 X 1 737 000 7,406 IXYS CORP COM 46600W106 006 750 X 1 000 000 750 J & J SNACK FOODS CORP COM 466032109 016 500 X 1 500 000 000 JDS UNIPHASE CORP COM 46612J101 4,818 1,377,733 X 1 785,825 115,090 476,818 JDA SOFTWARE GROUP INC COM 46612K108 032 2,900 X 1 500 000 2,400 J P MORGAN CHASE & CO COM 46625H100 209,816 6,138,567 X 1 3837,351 571,353 1729,863 J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 023 500 X 1 500 000 000 JABIL CIRCUIT INC COM 466313103 880 39,809 X 1 37,313 500 1,996 JACK IN THE BOX INC COM 466367109 1,305 58,500 X 1 000 000 58,500 JACOBS ENGR GROUP INC DEL COM 469814107 41,187 977,162 X 1 821,082 29,400 126,680 JACUZZI BRANDS INC COM 469865109 266 50,266 X 1 6,440 000 43,826 JAKKS PAC INC COM 47012E106 1,044 78,650 X 1 75,150 000 3,500 JAMES HARDIE INDS N V SPONSORED ADR 47030M106 005 200 X 1 200 000 000 JAMES MONROE BANCORP INC COM 470338104 088 3,878 X 1 000 3,878 000 JANUS CAP GROUP INC COM 47102X105 6,023 367,235 X 1 327,431 30,500 9,304 JAPAN EQUITY FD INC COM 471057109 028 5,000 X 1 5,000 000 000 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 298 36,000 X 1 000 36,000 000 JARDEN CORP COM 471109108 2,023 73,100 X 1 100 000 73,000 JARDINE FLEMING CHINA REGION COM 471110106 009 1,004 X 1 1,004 000 000 COLUMN TOTALS 272,163
PAGE 60 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE JEFFERIES GROUP INC NEW COM 472319102 30,149 605,527 X 1 597,027 000 8,500 JEFFERSON PILOT CORP COM 475070108 19,083 460,284 X 1 367,283 12,937 80,064 JETBLUE AWYS CORP COM 477143101 165 3,937 X 1 2,587 000 1,350 JOHNSON & JOHNSON COM 478160104 823,714 15,932,578 X 1 7338,174 4493,187 4101,217 JOHNSON CTLS INC COM 478366107 16,041 187,394 X 1 124,669 8,825 53,900 JOHNSON OUTDOORS INC CL A 479167108 004 300 X 1 300 000 000 JONES APPAREL GROUP INC COM 480074103 6,618 226,164 X 1 126,169 52,625 47,370 JONES LANG LASALLE INC COM 48020Q107 066 4,200 X 1 3,700 000 500 JOS A BANK CLOTHIERS INC COM 480838101 060 1,800 X 1 200 000 1,600 JOURNAL REGISTER CO COM 481138105 276 15,281 X 1 11,229 000 4,052 JOY GLOBAL INC COM 481165108 075 5,100 X 1 3,000 000 2,100 JUNIPER NETWORKS INC NOTE 4.750% 3/1 48203RAA2 4,757 5,040,000 X 1 3555,000 510,000 975,000 JUNIPER NETWORKS INC COM 48203R104 1,967 157,748 X 1 108,278 2,350 47,120 KCS ENERGY INC COM 482434206 1,327 246,176 X 1 246,176 000 000 KFX INC COM 48245L107 116 30,000 X 1 000 30,000 000 KLA-TENCOR CORP COM 482480100 3,655 78,679 X 1 64,399 12,200 2,080 KLM ROYAL DUTCH AIRLS COM NY REG NEW 482516309 007 881 X 1 750 000 131 KT CORP SPONSORED ADR 48268K101 572 29,043 X 1 29,043 000 000 K-SWISS INC CL A 482686102 053 1,526 X 1 1,026 000 500 K TRON INTL INC COM 482730108 140 9,500 X 1 000 700 8,800 K V PHARMACEUTICAL CO CL A 482740206 1,487 53,500 X 1 200 000 53,300 KADANT INC COM 48282T104 191 10,199 X 1 4,405 992 4,802 KAMAN CORP CL A 483548103 218 19,068 X 1 3,092 000 15,976 KANEB PIPE LINE PARTNERS L P SR PREF UNIT 484169107 229 5,250 X 1 3,500 000 1,750 KANEB SERVICES LLC COM 484173109 044 1,500 X 1 1,500 000 000 KANSAS CITY SOUTHERN COM NEW 485170302 3,697 307,328 X 1 298,152 8,000 1,176 KAYDON CORP COM 486587108 149 7,144 X 1 3,960 000 3,184 KB HOME COM 48666K109 651 10,507 X 1 2,650 600 7,257 KEANE INC COM 486665102 12,675 929,900 X 1 891,400 2,000 36,500 KELLOGG CO COM 487836108 10,038 292,064 X 1 244,932 3,340 43,792 COLUMN TOTALS 938,224
PAGE 61 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE KELLWOOD CO COM 488044108 013 401 X 1 401 000 000 KELLY SVCS INC CL A 488152208 145 6,100 X 1 100 000 6,000 KEMET CORP COM 488360108 2,694 266,766 X 1 111,349 000 155,417 KENNAMETAL INC COM 489170100 7,521 222,250 X 1 211,100 000 11,150 KENSEY NASH CORP COM 490057106 14,881 580,850 X 1 552,500 5,000 23,350 KERR MCGEE CORP COM 492386107 8,889 198,415 X 1 189,569 3,100 5,746 KEY ENERGY SVCS INC COM 492914106 145 13,500 X 1 9,700 000 3,800 KEYCORP NEW COM 493267108 6,861 271,519 X 1 118,080 25,332 128,107 KEYNOTE SYS INC COM 493308100 356 34,000 X 1 1,800 1,600 30,600 KEYSPAN CORP COM 49337W100 5,382 151,806 X 1 135,186 5,825 10,795 KEYSTONE AUTOMOTIVE INDS INC COM 49338N109 230 12,900 X 1 000 000 12,900 KEYSTONE PPTY TR CORP COM 493596100 852 46,024 X 1 43,036 000 2,988 KFORCE INC COM 493732101 112 23,100 X 1 000 2,900 20,200 KILROY RLTY CORP COM 49427F108 118 4,300 X 1 4,000 000 300 KIMBALL INTL INC CL B 494274103 012 800 X 1 000 000 800 KIMBERLY CLARK CORP COM 494368103 59,822 1,147,340 X 1 864,077 42,028 241,235 KIMCO REALTY CORP COM 49446R109 19,486 514,142 X 1 282,770 27,000 204,372 KINDER MORGAN INC KANS COM 49455P101 7,778 142,332 X 1 124,713 000 17,619 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 102 2,727 X 1 305 000 2,422 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 16,917 428,070 X 1 299,570 21,100 107,400 KINDRED HEALTHCARE INC COM 494580103 021 1,200 X 1 1,200 000 000 KING PHARMACEUTICALS INC COM 495582108 306 20,722 X 1 18,061 000 2,661 KINROSS GOLD CORP COM NEW 496902206 015 2,253 X 1 2,176 000 077 KIRBY CORP COM 497266106 1,135 40,231 X 1 40,231 000 000 KNIGHT RIDDER INC COM 499040103 65,194 945,798 X 1 287,608 2,000 656,190 KNIGHT TRADING GROUP INC COM 499063105 5,433 862,400 X 1 800,050 000 62,350 KOGER EQUITY INC COM 500228101 094 5,480 X 1 5,480 000 000 KOHLS CORP NOTE 6/1 500255AJ3 050 80,000 X 1 000 000 80,000 KOHLS CORP COM 500255104 34,410 669,717 X 1 557,166 31,050 81,501 KONINKLIJKE AHOLD N V SPON ADR NEW 500467303 032 3,765 X 1 1,565 2,000 200 COLUMN TOTALS 259,006
PAGE 62 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 22,778 1,191,918 X 1 1150,889 000 41,029 KOOKMIN BK NEW SPONSORED ADR 50049M109 013 442 X 1 000 000 442 KOPIN CORP COM 500600101 596 97,000 X 1 5,000 000 92,000 KOREA ELECTRIC PWR SPONSORED ADR 500631106 007 770 X 1 000 000 770 KOREA FD COM 500634100 042 2,832 X 1 2,832 000 000 KORN FERRY INTL COM NEW 500643200 2,145 264,799 X 1 264,799 000 000 KOS PHARMACEUTICALS INC COM 500648100 035 1,500 X 1 1,500 000 000 KRAFT FOODS INC CL A 50075N104 86,384 2,653,892 X 1 2224,901 32,100 396,891 KRAMONT RLTY TR COM SH BEN INT 50075Q107 102 6,200 X 1 700 000 5,500 KRISPY KREME DOUGHNUTS INC COM 501014104 927 22,509 X 1 20,239 000 2,270 KROGER CO COM 501044101 3,289 197,193 X 1 153,133 22,000 22,060 KROLL INC COM 501049100 2,456 91,000 X 1 500 000 90,500 KRONOS INC COM 501052104 084 1,643 X 1 1,643 000 000 KULICKE & SOFFA INDS INC COM 501242101 028 4,398 X 1 2,398 2,000 000 LNR PPTY CORP COM 501940100 019 500 X 1 500 000 000 LL & E RTY TR UNIT BEN INT 502003106 002 500 X 1 000 000 500 LMI AEROSPACE INC COM 502079106 003 1,500 X 1 000 000 1,500 LSI INDS INC COM 50216C108 006 500 X 1 000 000 500 LSI LOGIC CORP COM 502161102 322 45,500 X 1 28,500 000 17,000 LTC PPTYS INC COM 502175102 096 10,000 X 1 9,500 000 500 LTX CORP COM 502392103 205 23,700 X 1 17,100 000 6,600 L-3 COMMUNICATIONS HLDGS INC COM 502424104 12,209 280,738 X 1 274,138 000 6,600 LA JOLLA PHARMACEUTICAL CO COM 503459109 013 4,000 X 1 000 000 4,000 LA QUINTA CORP PAIRED CTF 50419U202 042 9,801 X 1 000 000 9,801 LA Z BOY INC COM 505336107 1,233 55,114 X 1 55,114 000 000 LABONE INC NEW COM 50540L105 056 2,600 X 1 2,600 000 000 LABORATORY CORP AMER HLDGS COM NEW 50540R409 988 32,770 X 1 31,640 000 1,130 LABRANCHE & CO INC COM 505447102 6,591 318,570 X 1 306,000 000 12,570 LACLEDE GROUP INC COM 505597104 131 4,900 X 1 4,900 000 000 LAFARGE NORTH AMERICA INC COM 505862102 27,926 903,760 X 1 903,760 000 000 COLUMN TOTALS 168,728
PAGE 63 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE LAKES ENTMNT INC COM 51206P109 001 074 X 1 074 000 000 LAM RESEARCH CORP COM 512807108 234 12,830 X 1 12,130 000 700 LAMAR ADVERTISING CO CL A 512815101 200 5,630 X 1 5,530 000 100 LAMSON & SESSIONS CO COM 513696104 000 019 X 1 000 000 019 LANCASTER COLONY CORP COM 513847103 2,364 61,102 X 1 55,472 000 5,630 LANCE INC COM 514606102 145 15,900 X 1 3,500 12,400 000 LANDAUER INC COM 51476K103 079 1,900 X 1 300 000 1,600 LANDEC CORP COM 514766104 047 12,900 X 1 000 5,500 7,400 LANDAMERICA FINL GROUP INC COM 514936103 095 2,000 X 1 1,700 000 300 LANDRYS RESTAURANTS INC COM 51508L103 022 916 X 1 900 000 016 LANDSTAR SYS INC COM 515098101 251 4,020 X 1 4,020 000 000 LANTRONIX INC COM 516548104 067 90,000 X 1 000 7,400 82,600 LARGE SCALE BIOLOGY CORP COM 517053104 075 75,161 X 1 75,161 000 000 LARSCOM INC COM NEW 51729Y207 000 026 X 1 000 000 026 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 054 3,640 X 1 3,640 000 000 LATTICE SEMICONDUCTOR CORP COM 518415104 602 72,618 X 1 72,618 000 000 LAUDER ESTEE COS INC CL A 518439104 4,806 143,338 X 1 124,288 1,450 17,600 LAWSON PRODS INC COM 520776105 073 2,652 X 1 052 2,600 000 LAWSON SOFTWARE INC COM 520780107 4,878 630,194 X 1 630,194 000 000 LEAPFROG ENTERPRISES INC CL A 52186N106 191 6,000 X 1 2,000 4,000 000 LEAR CORP COM 521865105 646 14,031 X 1 9,785 053 4,193 LEARNING TREE INTL INC COM 522015106 025 1,600 X 1 600 000 1,000 LECROY CORP COM 52324W109 002 200 X 1 200 000 000 LEE ENTERPRISES INC COM 523768109 2,784 74,176 X 1 70,176 000 4,000 LEESPORT FINANCIAL CORP COM 524477106 161 8,467 X 1 000 000 8,467 LEGATO SYS INC COM 524651106 046 5,500 X 1 5,500 000 000 LEGGETT & PLATT INC COM 524660107 3,051 148,848 X 1 77,572 32,700 38,576 LEGG MASON INC COM 524901105 5,966 91,849 X 1 6,311 000 85,538 LEHMAN BROS HLDGS INC COM 524908100 86,216 1,296,865 X 1 1054,014 25,135 217,716 LENDINGTREE INC COM 52602Q105 059 2,444 X 1 000 000 2,444 COLUMN TOTALS 113,140
PAGE 64 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE LENNAR CORP CL A 526057104 537 7,514 X 1 3,378 1,000 3,136 LENNAR CORP CL B 526057302 043 628 X 1 336 000 292 LENNOX INTL INC COM 526107107 012 900 X 1 900 000 000 LESCO INC OHIO COM 526872106 013 1,400 X 1 000 000 1,400 LEUCADIA NATL CORP COM 527288104 937 25,250 X 1 7,800 000 17,450 LEVEL 3 COMMUNICATIONS INC COM 52729N100 273 41,041 X 1 30,500 000 10,541 LEXAR MEDIA INC COM 52886P104 1,387 146,600 X 1 000 000 146,600 LEXENT INC COM 52886Q102 2,000 1,428,577 X 1 23,773 000 1404,804 LEXICON GENETICS INC COM 528872104 1,945 294,700 X 1 289,700 000 5,000 LEXINGTON CORP PPTYS TR COM 529043101 1,203 67,972 X 1 13,450 000 54,522 LEXMARK INTL NEW CL A 529771107 57,149 807,526 X 1 677,602 15,625 114,299 LIBBEY INC COM 529898108 346 15,250 X 1 4,950 10,000 300 LIBERTE INVS INC DEL COM 530154103 054 10,000 X 1 10,000 000 000 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 017 2,000 X 1 2,000 000 000 LIBERTY CORP S C COM 530370105 676 15,900 X 1 15,900 000 000 LIBERTY MEDIA CORP NEW COM SER A 530718105 170,576 14,755,730 X 1 11127,441 719,092 2909,197 LIBERTY MEDIA CORP NEW COM SER B 530718204 059 5,000 X 1 5,000 000 000 LIBERTY PPTY TR SH BEN INT 531172104 12,069 348,829 X 1 208,922 54,900 85,007 LIFECORE BIOMEDICAL INC COM 532187101 002 300 X 1 300 000 000 LIFEPOINT HOSPITALS INC COM 53219L109 55,590 2,633,350 X 1 1,252 000 2632,098 LIFELINE SYS INC COM 532192101 006 200 X 1 200 000 000 LIGAND PHARMACEUTICALS INC CL B 53220K207 140 10,300 X 1 5,300 000 5,000 LIGHTBRIDGE INC COM 532226107 045 5,288 X 1 2,300 000 2,988 LILLY ELI & CO COM 532457108 178,374 2,586,255 X 1 1626,138 176,100 784,017 LIMITED BRANDS INC COM 532716107 4,014 258,956 X 1 249,799 000 9,157 LIN TV CORP CL A 532774106 005 200 X 1 200 000 000 LINCARE HLDGS INC COM 532791100 15,240 482,122 X 1 363,376 17,800 100,946 LINCOLN ELEC HLDGS INC COM 533900106 5,530 270,806 X 1 232,796 1,728 36,282 LINCOLN NATL CORP IND COM 534187109 6,485 182,008 X 1 119,716 12,000 50,292 LINDSAY MFG CO COM 535555106 053 2,300 X 1 2,000 000 300 COLUMN TOTALS 514,780
PAGE 65 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE LINEAR TECHNOLOGY CORP COM 535678106 3,976 122,796 X 1 92,713 13,000 17,083 LINENS N THINGS INC COM 535679104 620 26,248 X 1 7,848 4,500 13,900 LIONS GATE ENTMNT CORP COM NEW 535919203 113 59,596 X 1 59,596 000 000 LIQUIDMETAL TECHNOLOGIES INC COM 53634X100 045 8,758 X 1 1,500 000 7,258 LITHIA MTRS INC CL A 536797103 015 900 X 1 900 000 000 LITTELFUSE INC COM 537008104 411 18,700 X 1 7,400 000 11,300 LIZ CLAIBORNE INC COM 539320101 1,653 46,900 X 1 42,300 1,000 3,600 LO-JACK CORP COM 539451104 000 100 X 1 100 000 000 LOCAL FINL CORP COM 539553107 036 2,500 X 1 2,500 000 000 LOCKHEED MARTIN CORP COM 539830109 972,417 83,506,771 X 1 1679,288 46604,875 35222,608 LODGENET ENTMT CORP COM 540211109 008 700 X 1 700 000 000 LOEWS CORP NOTE 3.125% 9/1 540424AL2 131 140,000 X 1 90,000 50,000 000 LOEWS CORP COM 540424108 35,410 748,779 X 1 700,829 000 47,950 LOEWS CORP CAROLNA GP STK 540424207 28,052 1,038,970 X 1 1031,900 2,070 5,000 LOGITECH INTERNATIONAL S A SPONSORED ADR 541419107 011 300 X 1 000 000 300 LONE STAR STEAKHOUSE SALOON COM 542307103 064 2,900 X 1 2,900 000 000 LONE STAR TECHNOLOGIES INC COM 542312103 2,210 104,350 X 1 1,700 7,000 95,650 LONGS DRUG STORES CORP COM 543162101 360 21,700 X 1 5,700 6,900 9,100 LONGVIEW FIBRE CO COM 543213102 115 14,000 X 1 12,900 000 1,100 LOOKSMART LTD COM 543442107 656 235,300 X 1 000 000 235,300 LOUDEYE CORP COM 545754103 002 2,600 X 1 2,600 000 000 LOUISIANA PAC CORP COM 546347105 978 90,193 X 1 85,450 500 4,243 LOWES COS INC COM 548661107 136,135 3,169,608 X 1 1951,149 317,884 900,575 LUBRIZOL CORP COM 549271104 1,293 41,724 X 1 26,324 1,500 13,900 LUCENT TECHNOLOGIES INC COM 549463107 1,365 672,529 X 1 307,753 43,277 321,499 LUFKIN INDS INC COM 549764108 937 38,325 X 1 38,325 000 000 LUMINEX CORP DEL COM 55027E102 067 13,000 X 1 10,000 3,000 000 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 13,796 992,523 X 1 537,173 224,100 231,250 LYDALL INC DEL COM 550819106 012 1,105 X 1 1,105 000 000 LYNCH CORP COM 551137102 005 500 X 1 500 000 000 COLUMN TOTALS 4,200,893
PAGE 66 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE LYNCH INTERACTIVE CORP COM 551146103 024 1,000 X 1 1,000 000 000 LYNX THERAPEUTICS INC COM PAR $0.01 551812407 003 825 X 1 825 000 000 LYONDELL CHEMICAL CO COM 552078107 387 28,618 X 1 12,550 3,700 12,368 M & T BK CORP COM 55261F104 4,823 57,272 X 1 20,877 16,750 19,645 MAF BANCORP INC COM 55261R108 031 842 X 1 050 000 792 MBIA INC COM 55262C100 14,349 294,331 X 1 183,906 38,225 72,200 MBNA CORP COM 55262L100 36,063 1,730,454 X 1 855,220 101,031 774,203 MB FINANCIAL INC NEW COM 55264U108 008 200 X 1 200 000 000 M D C HLDGS INC COM 552676108 043 882 X 1 882 000 000 MDS INC COM 55269P302 028 2,000 X 1 2,000 000 000 MDU RES GROUP INC COM 552690109 1,515 45,243 X 1 41,431 000 3,812 MEMC ELECTR MATLS INC COM 552715104 002 200 X 1 200 000 000 MFA MTG INVTS INC COM 55272X102 021 2,100 X 1 2,100 000 000 MFS SPL VALUE TR SH BEN INT 55274E102 000 011 X 1 000 000 011 MGE ENERGY INC COM 55277P104 110 3,502 X 1 2,425 000 1,077 MGIC INVT CORP WIS COM 552848103 857 18,378 X 1 15,978 1,900 500 MGI PHARMA INC COM 552880106 1,138 44,500 X 1 700 4,100 39,700 MGM MIRAGE COM 552953101 017 500 X 1 500 000 000 MIM CORP COM 553044108 205 31,500 X 1 1,500 000 30,000 MKS INSTRUMENT INC COM 55306N104 009 500 X 1 500 000 000 MMO2 PLC ADR 55309W101 007 741 X 1 700 000 041 MPS GROUP INC COM 553409103 014 2,100 X 1 1,200 000 900 MRO SOFTWARE INC COM 55347W105 018 2,100 X 1 2,100 000 000 MRV COMMUNICATIONS INC COM 553477100 008 4,000 X 1 000 000 4,000 MSC INDL DIRECT INC CL A 553530106 027 1,500 X 1 1,100 000 400 MSC SOFTWARE CORP COM 553531104 052 7,690 X 1 3,000 000 4,690 MTR GAMING GROUP INC COM 553769100 045 5,900 X 1 5,900 000 000 MVC CAP COM 553829102 011 1,250 X 1 1,250 000 000 MACDERMID INC COM 554273102 904 34,367 X 1 900 000 33,467 MACE SEC INTL INC COM NEW 554335208 003 2,450 X 1 2,450 000 000 COLUMN TOTALS 60,722
PAGE 67 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU)PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE MACERICH CO COM 554382101 724 20,600 X 1 11,400 000 9,200 MACK CALI RLTY CORP COM 554489104 3,907 107,391 X 1 64,801 20,400 22,190 MACROCHEM CORP DEL COM 555903103 003 2,500 X 1 000 000 2,500 MACROVISION CORP COM 555904101 056 2,800 X 1 2,400 000 400 MACROMEDIA INC COM 556100105 164 7,800 X 1 4,600 000 3,200 MAD CATZ INTERACTIVE INC COM 556162105 007 10,000 X 1 10,000 000 000 MADDEN STEVEN LTD COM 556269108 067 3,100 X 1 000 000 3,100 MAGELLAN PETE CORP COM 559091301 071 59,368 X 1 59,368 000 000 MAGMA DESIGN AUTOMATION COM 559181102 038 2,200 X 1 2,200 000 000 MAGNA ENTMT CORP CL A 559211107 002 300 X 1 300 000 000 MAGNA INTL INC CL A 559222401 2,068 30,749 X 1 23,958 000 6,791 MAGNETEK INC COM 559424106 012 4,900 X 1 000 000 4,900 MAGNUM HUNTER RES INC WARRANT OR RIGHT 55972F138 000 120 X 1 120 000 000 MAGNUM HUNTER RES INC COM PAR $0.002 55972F203 090 11,312 X 1 1,312 000 10,000 MAGYAR TAVKOZLESI RT SPONSORED ADR 559776109 052 3,000 X 1 000 000 3,000 MALAYSIA FD INC COM 560905101 003 700 X 1 700 000 000 MANAGED HIGH INCOME PORTFOLI COM 56166C105 004 500 X 1 000 000 500 MANAGED MUNS PORTFOLIO INC COM 561662107 092 8,473 X 1 000 000 8,473 MANDALAY RESORT GROUP COM 562567107 027 840 X 1 840 000 000 MANITOWOC INC COM 563571108 1,020 45,733 X 1 40,833 000 4,900 MANOR CARE INC NEW COM 564055101 6,085 243,285 X 1 200,385 3,900 39,000 MANPOWER INC COM 56418H100 964 25,980 X 1 15,755 000 10,225 MANUFACTURED HOME CMNTYS INC COM 564682102 028 800 X 1 800 000 000 MAPICS INC COM 564910107 056 6,804 X 1 1,000 752 5,052 MANUFACTURERS SVCS LTD COM 565005105 020 4,100 X 1 000 000 4,100 MANULIFE FINL CORP COM 56501R106 1,693 60,014 X 1 58,473 250 1,291 MAPINFO CORP COM 565105103 003 387 X 1 200 000 187 MARATHON OIL CORP COM 565849106 3,573 135,594 X 1 109,713 000 25,881 MARCUS CORP COM 566330106 001 092 X 1 092 000 000 MARINE PETE TR UNIT BEN INT 568423107 047 1,900 X 1 1,900 000 000 COLUMN TOTALS 20,877
PAGE 68 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU)PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE MARINE PRODS CORP COM 568427108 001 116 X 1 000 000 116 MARISA CHRISTINA INC COM 570268102 041 28,314 X 1 000 000 28,314 MARKEL CORP COM 570535104 033 130 X 1 130 000 000 MARSH & MCLENNAN COS INC COM 571748102 128,891 2,523,807 X 1 1483,749 141,830 898,228 MARSHALL & ILSLEY CORP COM 571834100 2,862 93,594 X 1 63,794 21,800 8,000 MARRIOTT INTL INC NEW CL A 571903202 3,067 79,838 X 1 56,784 4,800 18,254 MARTEK BIOSCIENCES CORP COM 572901106 882 20,543 X 1 600 800 19,143 MARTHA STEWART LIVING OMNIME CL A 573083102 009 950 X 1 350 100 500 MARTIN MARIETTA MATLS INC COM 573284106 1,114 33,133 X 1 33,133 000 000 MARVEL ENTERPRISES INC COM 57383M108 705 36,900 X 1 2,500 000 34,400 MASCO CORP COM 574599106 20,083 842,073 X 1 617,579 23,586 200,908 MASSEY ENERGY CORP COM 576206106 209 15,900 X 1 9,000 5,200 1,700 MASSMUTUAL PARTN INVS SH BEN INT 576299101 052 5,000 X 1 5,000 000 000 MATERIAL SCIENCES CORP COM 576674105 060 6,180 X 1 000 000 6,180 MATRIA HEALTHCARE INC COM NEW 576817209 040 2,250 X 1 1,650 000 600 MATRITECH INC COM 576818108 006 2,400 X 1 000 2,000 400 MATRIX BANCORP INC COM 576819106 061 6,000 X 1 6,000 000 000 MATRIXONE INC COM 57685P304 031 5,362 X 1 000 000 5,362 MATSUSHITA ELEC INDL ADR 576879209 1,459 145,125 X 1 000 000 145,125 MATTEL INC COM 577081102 9,478 500,933 X 1 267,936 122,840 110,157 MATTHEWS INTL CORP CL A 577128101 015 600 X 1 600 000 000 MATTSON TECHNOLOGY INC COM 577223100 003 1,000 X 1 1,000 000 000 MAXIM INTEGRATED PRODS INC COM 57772K101 12,319 361,268 X 1 289,087 2,551 69,630 MAXIM PHARMACEUTICALS INC COM 57772M107 012 2,000 X 1 000 000 2,000 MAXTOR CORP COM NEW 577729205 124 16,540 X 1 15,255 000 1,285 MAXWELL SHOE INC CL A 577766108 066 4,550 X 1 000 000 4,550 MAXYGEN INC COM 577776107 037 3,400 X 1 2,950 000 450 MAY DEPT STORES CO COM 577778103 23,275 1,045,612 X 1 393,053 59,391 593,168 MAXXAM INC COM 577913106 020 1,393 X 1 000 000 1,393 MAVERICK TUBE CORP COM 577914104 021 1,100 X 1 600 000 500 COLUMN TOTALS 204,976
PAGE 69 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU)PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE MAXIMUS INC COM 577933104 028 1,000 X 1 000 000 1,000 MAYTAG CORP COM 578592107 844 34,582 X 1 16,184 6,600 11,798 MBT FINL CORP COM 578877102 665 38,000 X 1 38,000 000 000 MCCLATCHY CO CL A 579489105 219 3,800 X 1 3,800 000 000 MCCORMICK & CO INC COM NON VTG 579780206 9,390 345,234 X 1 239,957 38,800 66,477 MCDATA CORP CL B 580031102 039 2,700 X 1 1,300 000 1,400 MCDATA CORP CL A 580031201 075 5,134 X 1 4,107 007 1,020 MCDONALDS CORP COM 580135101 37,316 1,691,559 X 1 990,395 175,416 525,748 MCG CAPITAL CORP COM 58047P107 28,870 1,989,665 X 1 1886,550 000 103,115 MCGRAW HILL COS INC COM 580645109 92,930 1,498,868 X 1 790,800 222,350 485,718 MCKESSON CORP COM 58155Q103 27,375 765,942 X 1 372,065 51,975 341,902 MCLEODUSA INC CL A 582266706 001 391 X 1 389 000 002 MCMORAN EXPLORATION CO COM 582411104 810 72,683 X 1 63,062 043 9,578 MEADE INSTRUMENTS CORP COM 583062104 000 100 X 1 100 000 000 MEADOWBROOK INS GROUP INC COM 58319P108 012 3,800 X 1 000 000 3,800 MEADWESTVACO CORP COM 583334107 3,014 122,025 X 1 75,527 5,362 41,136 MEDAREX INC COM 583916101 1,818 278,780 X 1 142,075 000 136,705 MED-DESIGN CORP COM 583926100 003 700 X 1 000 000 700 MEDIA GEN INC CL A 584404107 189 3,300 X 1 2,000 000 1,300 MEDIACOM COMMUNICATIONS CORP CL A 58446K105 049 5,000 X 1 5,000 000 000 MEDICAL STAFFING NETWK HLDGS COM 58463F104 014 2,000 X 1 2,000 000 000 MEDICINES CO COM 584688105 072 3,668 X 1 3,668 000 000 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 167 2,950 X 1 2,000 250 700 MEDIMMUNE INC COM 584699102 4,220 116,030 X 1 93,218 11,100 11,712 MEDIWARE INFORMATION SYS INC COM 584946107 025 2,500 X 1 000 000 2,500 MEDQUIST INC COM 584949101 018 890 X 1 890 000 000 MEDTOX SCIENTIFIC INC COM NEW 584977201 011 1,694 X 1 000 000 1,694 MEDTRONIC INC COM 585055106 302,345 6,302,793 X 1 4697,871 229,293 1375,629 MELLON FINL CORP COM 58551A108 65,426 2,357,686 X 1 1712,490 240,561 404,635 MENS WEARHOUSE INC COM 587118100 074 3,400 X 1 1,400 000 2,000 COLUMN TOTALS 576,019
PAGE 70 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU)PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE MENTOR CORP MINN COM 587188103 079 4,078 X 1 4,078 000 000 MENTOR GRAPHICS CORP COM 587200106 012 800 X 1 800 000 000 MERANT PLC SPONSORED ADR 587336108 005 500 X 1 500 000 000 MERCANTILE BANKSHARES CORP COM 587405101 16,456 418,183 X 1 184,462 69,091 164,630 MERCHANTS BANCSHARES COM 588448100 019 750 X 1 750 000 000 MERCK & CO INC COM 589331107 768,953 12,699,473 X 1 6563,804 2934,529 3201,140 MERCURY COMPUTER SYS COM 589378108 042 2,300 X 1 900 000 1,400 MERCURY GENL CORP NEW COM 589400100 050 1,100 X 1 1,100 000 000 MERCURY INTERACTIVE CORP COM 589405109 278 7,173 X 1 6,523 300 350 MEREDITH CORP COM 589433101 552 12,554 X 1 4,360 700 7,494 MERIDIAN RESOURCE CORP COM 58977Q109 286 60,400 X 1 000 000 60,400 MERISTAR HOSPITALITY CORP COM 58984Y103 012 2,423 X 1 000 000 2,423 MERIT MED SYS INC COM 589889104 1,256 62,800 X 1 000 000 62,800 MERRILL LYNCH & CO INC COM 590188108 49,394 1,058,134 X 1 435,397 501,526 121,211 MERRILL MERCHANTS BANC COM 59021H103 017 1,030 X 1 000 000 1,030 MESA AIR GROUP INC COM 590479101 258 32,400 X 1 10,000 000 22,400 MESABA HLDGS INC COM 59066B102 002 400 X 1 400 000 000 MESA RTY TR UNIT BEN INT 590660106 157 3,000 X 1 500 2,500 000 MESABI TR CTF BEN INT 590672101 010 2,000 X 1 2,000 000 000 METHANEX CORP COM 59151K108 097 9,048 X 1 000 000 9,048 METLIFE INC COM 59156R108 48,614 1,716,597 X 1 1677,577 1,400 37,620 METRO GOLDWYN MAYER INC COM 591610100 113 9,110 X 1 5,810 000 3,300 METRO ONE TELECOMMUNICATIONS COM 59163F105 025 4,800 X 1 3,000 000 1,800 METROCORP BANCSHARES INC COM 591650106 052 4,300 X 1 2,300 2,000 000 METTLER TOLEDO INTERNATIONAL COM 592688105 4,293 117,135 X 1 71,855 13,200 32,080 MICHAELS STORES INC COM 594087108 378 9,930 X 1 9,730 000 200 MICREL INC COM 594793101 077 7,416 X 1 7,416 000 000 MICRO LINEAR CORP COM 594850109 001 200 X 1 200 000 000 MICROS SYS INC COM 594901100 109 3,300 X 1 1,000 000 2,300 MICROSOFT CORP COM 594918104 474,897 18,521,718 X 1 13062,513 875,095 4584,110 COLUMN TOTALS 1,366,494
PAGE 71 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU)PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE MICROVISION INC WASH COM 594960106 124 20,000 X 1 000 20,000 000 MICROCHIP TECHNOLOGY INC COM 595017104 572 23,112 X 1 22,582 000 530 MICROMUSE INC COM 595094103 002 300 X 1 300 000 000 MICRON TECHNOLOGY INC COM 595112103 1,641 141,094 X 1 105,919 2,900 32,275 MICROSEMI CORP COM 595137100 146 9,200 X 1 2,000 000 7,200 MICROTEK MEDICAL HLDGS INC COM 59515B109 007 3,300 X 1 000 000 3,300 MID-AMER APT CMNTYS INC COM 59522J103 587 21,723 X 1 19,723 000 2,000 MID ATLANTIC MED SVCS INC COM 59523C107 078 1,500 X 1 1,500 000 000 MID-ATLANTIC RLTY TR SH BEN INT 595232109 001 050 X 1 000 000 050 MIDAS GROUP INC COM 595626102 006 500 X 1 500 000 000 MIDCAP SPDR TR UNIT SER 1 595635103 14,267 162,645 X 1 148,014 1,515 13,116 MIDDLEBURG FINANCIAL CORP COM 596094102 744 13,280 X 1 000 12,000 1,280 MIDDLESEX WATER CO COM 596680108 310 12,600 X 1 10,700 400 1,500 MIDWAY GAMES INC COM 598148104 011 3,000 X 1 000 000 3,000 MIDWEST BANC HOLDINGS INC COM 598251106 140 7,200 X 1 7,200 000 000 MILLENNIUM PHARMACEUTICALS I NOTE 5.500% 1/1 599902AB9 415 425,000 X 1 425,000 000 000 MILLENNIUM PHARMACEUTICALS I COM 599902103 5,305 337,232 X 1 174,647 28,400 134,185 MILLENNIUM CHEMICALS INC COM 599903101 060 6,305 X 1 5,680 000 625 MILLEA HOLDINGS INC ADR 60032R106 304 7,900 X 1 6,400 000 1,500 MILLER EXPL CO COM NEW 600533202 003 400 X 1 400 000 000 MILLER HERMAN INC COM 600544100 26,515 1,321,809 X 1 959,850 60,000 301,959 MILLIPORE CORP COM 601073109 6,653 149,946 X 1 92,470 9,716 47,760 MILLS CORP COM 601148109 138 4,100 X 1 3,300 000 800 MINORPLANET SYS USA INC COM 604363101 002 4,512 X 1 4,512 000 000 MIPS TECHNOLOGIES INC CL A 604567107 006 2,287 X 1 1,087 000 1,200 MIPS TECHNOLOGIES INC CL B 604567206 001 207 X 1 207 000 000 MIRANT TR I PFD CV SER A 60467Q102 004 200 X 1 200 000 000 MIRANT CORP COM 604675108 15,268 5,264,789 X 1 7,419 5246,782 10,588 MISSION WEST PPTYS INC COM 605203108 060 5,300 X 1 5,300 000 000 MITSUBISHI TOKYO FINL GROUP SPONSORED ADR 606816106 321 70,000 X 1 70,000 000 000 COLUMN TOTALS 73,691
PAGE 72 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU)PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE MOBILE MINI INC COM 60740F105 020 1,200 X 1 800 000 400 MOCON INC COM 607494101 081 11,137 X 1 000 000 11,137 MODEM MEDIA INC CL A 607533106 3,786 951,248 X 1 951,248 000 000 MODINE MFG CO COM 607828100 537 28,239 X 1 500 000 27,739 MOHAWK INDS INC COM 608190104 16,298 293,505 X 1 228,277 000 65,228 MOLECULAR DEVICES CORP COM 60851C107 717 45,100 X 1 45,100 000 000 MOLEX INC COM 608554101 7,201 266,918 X 1 95,486 38,382 133,050 MOLEX INC CL A 608554200 51,985 2,245,576 X 1 1469,222 150,876 625,478 MONACO COACH CORP COM 60886R103 014 900 X 1 900 000 000 MONDAVI ROBERT CORP CL A 609200100 3,191 127,550 X 1 104,850 2,100 20,600 MONSANTO CO NEW COM 61166W101 10,255 473,905 X 1 318,482 48,605 106,818 MONSTER WORLDWIDE INC COM 611742107 220 11,152 X 1 7,895 000 3,257 MONTEREY PASTA CO COM 612570101 015 3,000 X 1 3,000 000 000 MONY GROUP INC COM 615337102 222 8,228 X 1 7,359 000 869 MOODYS CORP COM 615369105 8,493 161,136 X 1 51,662 13,700 95,774 MOOG INC CL A 615394202 087 2,500 X 1 300 000 2,200 MOORE MED CORP COM 615799103 068 10,000 X 1 000 000 10,000 MOORE WALLACE INC COM 615857109 174 11,849 X 1 11,349 000 500 MORGAN STANLEY EMER MKTS FD COM 61744G107 500 51,268 X 1 49,800 000 1,468 MORGAN STANLEY ASIA PAC FD I COM 61744U106 120 14,810 X 1 7,810 7,000 000 MORGAN STANLEY DEBT 1.250%12/3 617446GR4 018 20,000 X 1 000 000 20,000 MORGAN STANLEY COM NEW 617446448 154,768 3,620,305 X 1 2274,154 304,986 1041,165 MORGAN STANLEY INDIA INVS FD COM 61745C105 014 1,165 X 1 1,165 000 000 MORGAN STANLEY INSD MUN INCM 61745P791 012 820 X 1 575 000 245 MOTOROLA INC NOTE 9/0 620076AE9 072 100,000 X 1 70,000 000 30,000 MOTOROLA INC NOTE 9/2 620076AJ8 18,427 237,000 X 1 223,000 000 14,000 MOTOROLA INC COM 620076109 13,737 1,456,732 X 1 885,610 121,759 449,363 MUELLER INDS INC COM 624756102 19,389 715,210 X 1 391,453 29,400 294,357 MULTIMEDIA GAMES INC COM 625453105 044 1,750 X 1 1,000 000 750 MUNICIPAL MTG & EQUITY L L C GROWTH SHS 62624B101 185 7,300 X 1 1,300 000 6,000 COLUMN TOTALS 310,650
PAGE 73 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU)PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE MUNIINSURED FD INC COM 626245104 024 2,500 X 1 000 000 2,500 MUNIVEST FD II INC COM 62629P105 210 14,196 X 1 14,196 000 000 MUNIVEST FD INC COM 626295109 131 14,015 X 1 8,225 000 5,790 MUNIYIELD FD INC COM 626299101 046 3,443 X 1 3,443 000 000 MUNIYIELD INSD FD INC COM 62630E107 136 8,966 X 1 2,521 000 6,445 MUNIYIELD N J FD INC COM 62630L101 008 552 X 1 552 000 000 MUNIYIELD QUALITY FD II COM 62630T104 009 700 X 1 000 000 700 MUNIYIELD PA INSD FD COM 62630V109 228 14,300 X 1 13,500 000 800 MUNIYIELD QUALITY FD INC COM 626302103 012 800 X 1 400 000 400 MURPHY OIL CORP COM 626717102 4,002 76,084 X 1 61,284 000 14,800 MYERS INDS INC COM 628464109 089 9,374 X 1 4,999 000 4,375 MYKROLIS CORP COM 62852P103 602 59,302 X 1 25,199 1,353 32,750 MYLAN LABS INC COM 628530107 1,171 33,677 X 1 26,580 1,500 5,597 MYRIAD GENETICS INC COM 62855J104 012 900 X 1 900 000 000 NBT BANCORP INC COM 628778102 006 300 X 1 300 000 000 NCI BUILDING SYS INC COM 628852105 2,341 140,175 X 1 78,830 000 61,345 NCO GROUP INC COM 628858102 027 1,515 X 1 1,115 000 400 NCR CORP NEW COM 62886E108 3,200 124,896 X 1 88,500 604 35,792 NS GROUP INC COM 628916108 049 5,000 X 1 2,600 000 2,400 NEC CORP ADR 629050204 018 3,500 X 1 3,500 000 000 NII HLDGS INC CL B NEW 62913F201 1,442 37,800 X 1 000 000 37,800 NL INDS INC COM NEW 629156407 123 7,234 X 1 7,234 000 000 NMS COMMUNICATIONS CORP COM 629248105 053 27,000 X 1 000 4,800 22,200 NN INC COM 629337106 029 2,300 X 1 000 000 2,300 NPS PHARMACEUTICALS INC COM 62936P103 2,610 107,235 X 1 93,385 000 13,850 NTL INC DEL COM 62940M104 002 063 X 1 063 000 000 NTL INC DEL WARRANT OR RIGHT 62940M138 000 097 X 1 038 000 059 NTN COMMUNUNICATIONS INC COM NEW 629410309 001 700 X 1 000 000 700 NUI CORP COM 629431107 1,307 84,242 X 1 81,237 000 3,005 NYMAGIC INC COM 629484106 041 2,000 X 1 000 2,000 000 COLUMN TOTALS 17,929
PAGE 74 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU)PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE NACCO INDS INC CL A 629579103 006 100 X 1 100 000 000 NAPRO BIOTHERAPUTICS INC COM 630795102 037 23,800 X 1 000 000 23,800 NARA BANCORP INC COM 63080P105 006 300 X 1 300 000 000 NASDAQ 100 TR UNIT SER 1 631100104 7,035 234,875 X 1 194,204 3,000 37,671 NASH FINCH CO COM 631158102 087 5,194 X 1 2,294 000 2,900 NASTECH PHARMACEUTICAL INC COM PAR $0.006 631728409 603 58,382 X 1 5,600 26,282 26,500 NATCO GROUP INC CL A 63227W203 040 5,900 X 1 1,600 000 4,300 NATIONAL AUSTRALIA BK LTD SPONSORED ADR 632525408 292 2,600 X 1 2,000 000 600 NATIONAL BANKSHARES INC VA COM 634865109 006 164 X 1 000 000 164 NATIONAL CITY CORP COM 635405103 8,992 274,895 X 1 156,670 58,712 59,513 NATIONAL COMMERCE FINL CORP COM 63545P104 4,496 202,631 X 1 185,300 000 17,331 NATIONAL FUEL GAS CO N J COM 636180101 6,640 254,900 X 1 141,620 11,900 101,380 NATIONAL GRID TRANSCO PLC SPONSORED ADR 636274102 044 1,277 X 1 748 529 000 NATIONAL HEALTH INVS INC COM 63633D104 092 5,000 X 1 5,000 000 000 NATIONAL INSTRS CORP COM 636518102 6,284 165,587 X 1 135,597 000 29,990 NATIONAL-OILWELL INC COM 637071101 273 12,415 X 1 8,900 2,400 1,115 NATIONAL PENN BANCSHARES INC COM 637138108 067 2,400 X 1 2,400 000 000 NATIONAL PRESTO INDS INC COM 637215104 139 4,400 X 1 1,100 000 3,300 NATIONAL PROCESSING INC COM 637229105 018 1,100 X 1 1,100 000 000 NATIONAL SEMICONDUCTOR CORP COM 637640103 3,309 167,790 X 1 160,690 600 6,500 NATIONAL WESTMINSTER BK PLC ADR REP PREF B 638539700 721 28,636 X 1 27,836 000 800 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 026 1,000 X 1 1,000 000 000 NATIONWIDE FINL SVCS INC CL A 638612101 1,881 57,875 X 1 43,410 759 13,706 NATIONWIDE HEALTH PPTYS INC COM 638620104 647 40,600 X 1 33,288 5,658 1,654 NATURES SUNSHINE PRODUCTS IN COM 639027101 039 4,900 X 1 4,900 000 000 NATUS MEDICAL INC DEL COM 639050103 607 133,515 X 1 64,438 000 69,077 NAUTICA ENTERPRISES INC COM 639089101 092 7,000 X 1 6,000 000 1,000 NAVISTAR INTL CORP NEW COM 63934E108 451 13,830 X 1 12,130 400 1,300 NDCHEALTH CORP COM 639480102 042 2,300 X 1 300 000 2,000 NEIMAN MARCUS GROUP INC CL A 640204202 056 1,540 X 1 1,540 000 000 COLUMN TOTALS 43,028
PAGE 75 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU)PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE NEIMAN MARCUS GROUP INC CL B 640204301 013 387 X 1 387 000 000 NEKTAR THERAPEUTICS COM 640268108 019 2,068 X 1 1,300 000 768 NEOFORMA COM INC COM NEW 640475505 002 139 X 1 139 000 000 NEOMAGIC CORP COM 640497103 031 20,300 X 1 000 6,600 13,700 NEON SYS INC COM 640509105 049 16,300 X 1 000 3,200 13,100 NEOSE TECHNOLOGIES INC COM 640522108 047 4,700 X 1 4,700 000 000 NEOWARE SYS INC COM 64065P102 531 34,900 X 1 000 000 34,900 NETBANK INC COM 640933107 089 6,845 X 1 4,200 000 2,645 NETWORKS ASSOCS INC COM 640938106 7,304 576,007 X 1 394,814 10,600 170,593 NET PERCEPTIONS INC COM 64107U101 536 335,300 X 1 335,300 000 000 NET2PHONE COM 64108N106 001 300 X 1 300 000 000 NETFLIX COM INC COM 64110L106 033 1,300 X 1 1,300 000 000 NETEGRITY INC COM 64110P107 019 3,250 X 1 2,800 000 450 NETRO CORP COM 64114R109 003 1,017 X 1 756 000 261 NETSOLVE INC COM 64115J106 331 39,000 X 1 000 3,100 35,900 NETIQ CORP COM 64115P102 022 1,448 X 1 1,400 000 048 NETSCREEN TECHNOLOGIES INC COM 64117V107 040 1,800 X 1 1,800 000 000 NETWORK APPLIANCE INC COM 64120L104 3,879 241,209 X 1 196,169 000 45,040 NEUBERGER BERMAN INC COM 641234109 135 3,395 X 1 3,050 000 345 NEUROBIOLOGICAL TECHNOLOGIES COM 64124W106 009 2,700 X 1 000 000 2,700 NEUROCRINE BIOSCIENCES INC COM 64125C109 2,962 59,300 X 1 53,800 000 5,500 NEW CENTURY FINANCIAL CORP COM 64352D101 091 2,100 X 1 000 000 2,100 NEW ENGLAND BUSINESS SVC INC COM 643872104 993 33,094 X 1 8,725 600 23,769 NEW ENGLAND RLTY ASSOC LTD P DEPOSITRY RCPT 644206104 022 400 X 1 400 000 000 NEW FOCUS INC COM 644383101 1,786 477,495 X 1 216,895 000 260,600 NEW GERMANY FD INC COM 644465106 366 74,300 X 1 74,182 000 118 NEW IRELAND FUND INC COM 645673104 043 3,733 X 1 000 3,733 000 NEW JERSEY RES COM 646025106 6,080 171,256 X 1 105,721 15,750 49,785 NEW PLAN EXCEL RLTY TR INC COM 648053106 1,256 58,815 X 1 27,615 6,500 24,700 NEW VY CORP WARRANT OR RIGHT 649080116 000 001 X 1 001 000 000 COLUMN TOTALS 26,692
PAGE 76 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU)PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE NEW YORK CMNTY BANCORP INC COM 649445103 1,510 51,909 X 1 6,030 000 45,879 NEW YORK TIMES CO CL A 650111107 35,534 780,967 X 1 656,657 40,417 83,893 NEWELL RUBBERMAID INC COM 651229106 71,248 2,544,573 X 1 1722,602 133,250 688,721 NEWFIELD EXPL CO COM 651290108 2,133 56,798 X 1 56,798 000 000 NEWHALL LAND & FARMING CO CA DEPOSITARY REC 651426108 032 1,045 X 1 1,045 000 000 NEWMONT MINING CORP COM 651639106 10,445 321,785 X 1 230,420 15,219 76,146 NEWPARK RES INC COM PAR $.01NEW 651718504 533 97,200 X 1 000 000 97,200 NEWPORT CORP COM 651824104 047 3,200 X 1 2,700 000 500 NEWS CORP LTD ADR NEW 652487703 3,915 129,340 X 1 79,685 19,900 29,755 NEWS CORP LTD SP ADR PFD 652487802 13,159 525,307 X 1 311,635 1,207 212,465 NEXTEL COMMUNICATIONS INC NOTE 4.750% 7/0 65332VAT0 015 15,000 X 1 000 000 15,000 NEXTEL COMMUNICATIONS INC NOTE 5.250% 1/1 65332VAY9 165 175,000 X 1 175,000 000 000 NEXTEL COMMUNICATIONS INC CL A 65332V103 79,402 4,394,156 X 1 2922,936 320,937 1150,283 NEXTEL PARTNERS INC CL A 65333F107 058 7,900 X 1 7,900 000 000 NEXPRISE INC NEW COM NEW 65333Q202 000 001 X 1 000 000 001 NICOR INC COM 654086107 416 11,200 X 1 10,470 000 730 NIKE INC CL B 654106103 3,384 63,265 X 1 58,930 2,000 2,335 NIKU CORP COM NEW 654113703 004 838 X 1 038 000 800 99 CENTS ONLY STORES COM 65440K106 027 800 X 1 800 000 000 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 488 24,640 X 1 23,750 000 890 NISOURCE INC COM 65473P105 1,260 66,326 X 1 57,781 3,995 4,550 NISSAN MOTORS SPONSORED ADR 654744408 917 48,650 X 1 48,650 000 000 NOBEL LEARNING CMNTYS INC COM 654889104 009 2,500 X 1 000 000 2,500 NOKIA CORP SPONSORED ADR 654902204 83,676 5,092,873 X 1 3343,103 473,295 1276,475 NOBLE ENERGY INC COM 655044105 28,298 748,620 X 1 704,400 10,000 34,220 NOBLE INTL LTD COM 655053106 257 30,000 X 1 30,000 000 000 NORAM ENERGY CORP SDCV 6.000% 3/1 655419AC3 057 60,000 X 1 60,000 000 000 NORANDA INC COM 655422103 077 8,000 X 1 6,000 000 2,000 NORDSON CORP COM 655663102 012 500 X 1 500 000 000 NORDSTROM INC COM 655664100 2,393 122,600 X 1 15,700 000 106,900 COLUMN TOTALS 339,471
PAGE 77 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE NORFOLK SOUTHERN CORP COM 655844108 15,464 805,393 X 1 455,811 123,832 225,750 NORSK HYDRO A S SPONSORED ADR 656531605 825 16,788 X 1 15,488 1,000 300 NORSTAN INC COM 656535101 003 1,000 X 1 1,000 000 000 NORTEL NETWORKS CORP NEW COM 656568102 4,859 1,799,609 X 1 1230,159 26,000 543,450 NORTH AMERN PALLADIUM LTD COM 656912102 000 005 X 1 000 000 005 NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 964 42,464 X 1 29,164 7,100 6,200 NORTH FORK BANCORPORATION NY COM 659424105 13,717 402,741 X 1 168,821 29,600 204,320 NORTHEAST BANCORP COM 663904100 012 700 X 1 000 400 300 NORTHEAST UTILS COM 664397106 534 31,870 X 1 22,959 1,161 7,750 NORTHERN BORDER PARTNERS L P UNIT LTD PARTN 664785102 1,060 25,383 X 1 11,400 000 13,983 NORTHERN TR CORP COM 665859104 473,541 11,383,207 X 1 317,284 39,200 11026,723 NORTHROP GRUMMAN CORP COM 666807102 677,089 7,846,663 X 1 74,177 2,127 7770,359 NORTHWEST AIRLS CORP CL A 667280101 257 23,100 X 1 17,200 000 5,900 NORTHWEST BANCORP INC PA COM 667328108 006 400 X 1 400 000 000 NORTHWEST NAT GAS CO COM 667655104 661 24,260 X 1 18,810 000 5,450 NORTHWEST PIPE CO COM 667746101 036 2,600 X 1 000 000 2,600 NOVA CHEMICALS CORP COM 66977W109 958 50,300 X 1 11,200 10,000 29,100 NOVARTIS A G SPONSORED ADR 66987V109 6,148 154,440 X 1 117,408 11,216 25,816 NU HORIZONS ELECTRS CORP COM 669908105 003 500 X 1 500 000 000 NOVASTAR FINL INC COM 669947400 036 600 X 1 600 000 000 NUANCE COMMUNICATIONS INC COM 669967101 029 5,680 X 1 5,680 000 000 NOVELL INC COM 670006105 039 12,592 X 1 5,692 000 6,900 NOVELLUS SYS INC COM 670008101 1,431 39,039 X 1 31,139 7,400 500 NOVEN PHARMACEUTICALS INC COM 670009109 003 326 X 1 326 000 000 NOVO-NORDISK A S ADR 670100205 52,846 1,524,245 X 1 851,475 68,835 603,935 NSTOR TECHNOLOGIES INC COM 67018N108 080 195,200 X 1 000 000 195,200 NU SKIN ENTERPRISES INC CL A 67018T105 003 300 X 1 300 000 000 NSTAR COM 67019E107 672 14,750 X 1 14,650 000 100 NUCOR CORP COM 670346105 1,622 33,194 X 1 14,844 000 18,350 NUEVO ENERGY CO COM 670509108 021 1,200 X 1 500 000 700 COLUMN TOTALS 1,252,919
PAGE 78 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE NUVEEN INSD PREM INCOME MUN COM 6706D8104 046 3,100 X 1 3,100 000 000 NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 135 10,015 X 1 10,015 000 000 NUVEEN CONN PREM INCOME MUN SH BEN INT 67060D107 542 31,682 X 1 21,500 1,600 8,582 NUVEEN N C PREM INCOME MUN F SH BEN INT 67060P100 079 4,500 X 1 4,500 000 000 NUVEEN MASS PREM INCOME MUN COM 67061E104 083 5,100 X 1 000 000 5,100 NUVEEN PA PREM INCOME MUN FD COM 67061F101 386 24,100 X 1 24,100 000 000 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 005 500 X 1 500 000 000 NUVEEN CALIF MUN VALUE FD COM 67062C107 015 1,500 X 1 1,500 000 000 NUVEEN INVT QUALITY MUN FD I COM 67062E103 105 6,534 X 1 6,534 000 000 NUVEEN NY MUN VALUE FD COM 67062M105 364 37,872 X 1 34,070 000 3,802 NUVEEN INSD QUALITY MUN FD I COM 67062N103 127 7,473 X 1 6,473 000 1,000 NUVEEN PERFORMANCE PLUS MUN COM 67062P108 021 1,357 X 1 1,357 000 000 NUVEEN NY PERFORM PLUS MUN F COM 67062R104 192 11,440 X 1 8,740 700 2,000 NUVEEN PREM INCOME MUN FD COM 67062T100 506 33,323 X 1 6,938 000 26,385 NUVEEN N Y INVT QUALITY MUN COM 67062X101 278 16,791 X 1 3,998 000 12,793 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 023 1,680 X 1 000 000 1,680 NUVEEN NY SELECT TAX FREE PR SH BEN INT 67063V104 496 34,275 X 1 21,325 000 12,950 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 155 10,250 X 1 10,250 000 000 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063X100 009 642 X 1 000 000 642 NUVEEN VA PREM INCOME MUN FD COM 67064R102 039 2,200 X 1 000 000 2,200 NVIDIA CORP COM 67066G104 438 19,140 X 1 17,940 800 400 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 121 7,654 X 1 3,654 000 4,000 NUTRITION 21 INC COM 67069V108 002 4,700 X 1 4,700 000 000 NUVEEN REAL ESTATE INCOME FD COM 67071B108 025 1,500 X 1 1,500 000 000 NYFIX INC COM 670712108 016 2,500 X 1 2,000 000 500 O CHARLEYS INC COM 670823103 041 1,900 X 1 000 000 1,900 OGE ENERGY CORP COM 670837103 1,223 57,225 X 1 50,133 2,800 4,292 OM GROUP INC COM 670872100 699 47,466 X 1 30,541 9,000 7,925 NUVEEN INVTS INC CL A 67090F106 259 9,520 X 1 9,520 000 000 NUVEEN NJ INVT QUALITY MUN F COM 670971100 294 18,423 X 1 16,773 000 1,650 COLUMN TOTALS 6,724
PAGE 79 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE NUVEEN PA INVT QUALITY MUN F COM 670972108 098 6,130 X 1 000 000 6,130 NUVEEN SELECT QUALITY MUN FD COM 670973106 065 4,245 X 1 4,245 000 000 NUVEEN CA SELECT QUALITY MUN COM 670975101 016 1,000 X 1 1,000 000 000 NUVEEN NY SELECT QUALITY MUN COM 670976109 128 7,900 X 1 400 000 7,500 NUVEEN QUALITY INCOME MUN FD COM 670977107 329 21,682 X 1 14,050 000 7,632 NUVEEN OHIO QUALITY INCOME M COM 670980101 018 1,000 X 1 000 000 1,000 NUVEEN TEX QUALITY INCOME MU COM 670983105 076 4,951 X 1 4,951 000 000 NUVEEN INSD MUN OPPORTUNITY COM 670984103 313 19,362 X 1 15,412 000 3,950 NUVEEN CALIF QUALITY INCM MU COM 670985100 008 525 X 1 525 000 000 NUVEEN NY QUALITY INCM MUN F COM 670986108 241 15,316 X 1 2,141 000 13,175 NUVEEN PREMIER MUN INCOME FD COM 670988104 082 5,321 X 1 1,750 000 3,571 NUVEEN INSD NY PREM INCOME F COM 67101R107 176 10,941 X 1 10,000 000 941 NUVEEN INSD FLA PREM INCOME COM 67101V108 250 14,516 X 1 14,516 000 000 OSI PHARMACEUTICALS INC COM 671040103 3,856 119,750 X 1 82,350 1,500 35,900 OAK INDS INC NOTE 4.875% 3/0 671400AL3 191 200,000 X 1 200,000 000 000 OAKLEY INC COM 673662102 008 700 X 1 700 000 000 OCCIDENTAL PETE CORP DEL COM 674599105 29,044 865,705 X 1 592,506 27,974 245,225 OCEAN BIO CHEM INC COM 674631106 001 667 X 1 000 000 667 OCEANFIRST FINL CORP COM 675234108 171 6,800 X 1 6,800 000 000 OCTEL CORP COM 675727101 471 33,917 X 1 14,496 000 19,421 OCULAR SCIENCES INC COM 675744106 040 2,000 X 1 300 000 1,700 ODYSSEY HEALTHCARE INC COM 67611V101 006 150 X 1 150 000 000 OFFICEMAX INC COM 67622M108 033 5,090 X 1 4,600 000 490 OFFICE DEPOT INC COM 676220106 1,013 69,785 X 1 59,754 1,000 9,031 OFFSHORE LOGISTICS INC COM 676255102 018 826 X 1 826 000 000 OHIO ART CO COM 677143109 016 1,124 X 1 1,124 000 000 OHIO CAS CORP COM 677240103 044 3,300 X 1 2,700 000 600 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 054 900 X 1 900 000 000 OIL STS INTL INC COM 678026105 848 70,100 X 1 000 000 70,100 OLD NATL BANCORP IND COM 680033107 032 1,392 X 1 1,392 000 000 COLUMN TOTALS 37,646
PAGE 80 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE OLD REP INTL CORP COM 680223104 475 13,867 X 1 9,542 000 4,325 OLD SECOND BANCORP INC ILL COM 680277100 225 5,333 X 1 000 000 5,333 OLIN CORP COM PAR $1 680665205 159 9,318 X 1 7,218 000 2,100 OMNICARE INC SDCV 5.000%12/0 681904AD0 1,307 1,277,000 X 1 1277,000 000 000 OMNICARE INC COM 681904108 4,733 140,074 X 1 92,474 10,500 37,100 OMNICOM GROUP INC COM 681919106 23,416 326,586 X 1 252,983 5,650 67,953 OMEGA HEALTHCARE INVS INC COM 681936100 026 5,000 X 1 5,000 000 000 OMEGA FINL CORP COM 682092101 014 400 X 1 000 000 400 OMNIVISION TECHNOLOGIES INC COM 682128103 153 4,915 X 1 4,915 000 000 OMNICELL INC COM 68213N109 082 8,200 X 1 000 000 8,200 ON TECHNOLOGY CORP COM 68219P108 001 600 X 1 600 000 000 ONEIDA LTD COM 682505102 082 12,100 X 1 000 000 12,100 ONEOK INC NEW COM 682680103 616 31,378 X 1 22,778 000 8,600 ONLINE RES CORP COM 68273G101 347 54,500 X 1 15,000 000 39,500 ONVIA COM INC COM NEW 68338T403 002 500 X 1 500 000 000 ONYX PHARMACEUTICALS INC COM 683399109 002 200 X 1 000 000 200 OPENWAVE SYS INC COM 683718100 019 9,300 X 1 9,050 000 250 OPINION RESH CORP COM 683755102 023 3,581 X 1 3,481 000 100 OPTIMAL ROBOTICS CORP CL A NEW 68388R208 002 300 X 1 300 000 000 ORACLE CORP COM 68389X105 36,655 3,052,069 X 1 1798,051 239,248 1014,770 OPTION CARE INC COM 683948103 012 1,000 X 1 000 000 1,000 OPTI INC COM 683960108 005 2,700 X 1 000 2,700 000 ORBITAL SCIENCES CORP WARRANT OR RIGHT 685564130 004 1,270 X 1 1,219 000 051 ORCHID BIOSCIENCES INC COM 68571P100 001 533 X 1 000 000 533 OREGON STL MLS INC COM 686079104 017 6,000 X 1 1,000 000 5,000 O REILLY AUTOMOTIVE INC COM 686091109 5,841 174,520 X 1 78,140 62,000 34,380 ORIENTAL FINL GROUP INC COM 68618W100 010 400 X 1 400 000 000 ORTHOLOGIC CORP COM 68750J107 217 47,800 X 1 000 6,800 41,000 ORTHODONTIC CTRS AMER INC COM 68750P103 034 4,200 X 1 4,000 000 200 OSHKOSH B GOSH INC CL A 688222207 011 393 X 1 293 100 000 COLUMN TOTALS 74,491
PAGE 81 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE OTTER TAIL CORP COM 689648103 629 23,334 X 1 20,584 000 2,750 OUTBACK STEAKHOUSE INC COM 689899102 302 7,740 X 1 4,830 000 2,910 OVERSEAS SHIPHOLDING GROUP I COM 690368105 046 2,100 X 1 1,400 000 700 OVERTURE SVCS INC COM 69039R100 045 2,500 X 1 2,500 000 000 OWENS & MINOR INC NEW COM 690732102 040 1,800 X 1 1,800 000 000 OWENS ILL INC COM NEW 690768403 92,373 6,708,259 X 1 6700,259 000 8,000 OWENS ILL INC PFD CONV $.01 690768502 030 1,000 X 1 1,000 000 000 OXFORD HEALTH PLANS INC COM 691471106 510 12,135 X 1 5,550 000 6,585 PC-TEL INC COM 69325Q105 149 12,600 X 1 11,600 000 1,000 PDF SOLUTIONS INC COM 693282105 013 1,100 X 1 1,100 000 000 PDI INC COM 69329V100 015 1,500 X 1 1,000 000 500 PG&E CORP COM 69331C108 1,431 67,682 X 1 57,210 5,000 5,472 PFF BANCORP INC COM 69331W104 085 2,200 X 1 2,200 000 000 P F CHANGS CHINA BISTRO INC COM 69333Y108 5,540 112,588 X 1 110,550 000 2,038 PIMCO COML MTG SECS TR INC COM 693388100 052 3,660 X 1 3,660 000 000 PLX TECHNOLOGY INC COM 693417107 028 7,000 X 1 7,000 000 000 PMA CAP CORP CL A 693419202 204 16,300 X 1 16,300 000 000 PMC-SIERRA INC COM 69344F106 209 17,750 X 1 15,450 1,400 900 PMI GROUP INC COM 69344M101 093 3,470 X 1 3,470 000 000 PNC FINL SVCS GROUP INC COM 693475105 49,915 1,022,638 X 1 827,703 24,450 170,485 PNC FINL SVCS GROUP INC PFD C CV $1.60 693475402 223 2,786 X 1 000 000 2,786 POSCO SPONSORED ADR 693483109 2,463 94,025 X 1 93,600 000 425 PNM RES INC COM 69349H107 240 8,954 X 1 7,900 000 1,054 PPG INDS INC COM 693506107 40,971 807,474 X 1 747,530 20,614 39,330 PPL CORP COM 69351T106 2,155 50,111 X 1 23,760 4,016 22,335 PRG-SCHULTZ INTERNATIONAL IN COM 69357C107 003 500 X 1 500 000 000 PS BUSINESS PKS INC CALIF COM 69360J107 134 3,800 X 1 1,800 2,000 000 PSS WORLD MED INC COM 69366A100 131 22,800 X 1 000 2,000 20,800 PTEK HLDGS INC COM 69366M104 046 9,200 X 1 000 000 9,200 PYR ENERGY CORP COM 693677106 049 88,750 X 1 88,750 000 000 COLUMN TOTALS 198,124
PAGE 82 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE PAC-WEST TELECOM INC COM 69371Y101 000 030 X 1 000 000 030 PACCAR INC COM 693718108 6,608 97,535 X 1 92,435 300 4,800 PACER TECHNOLOGY COM NEW 693905200 002 400 X 1 000 000 400 PACIFIC CAP BANCORP NEW COM 69404P101 4,559 130,472 X 1 57,554 40,098 32,820 PACIFIC MERCANTILE BANCORP COM 694552100 027 3,000 X 1 3,000 000 000 PACIFIC NORTHWEST BANCORP COM 69466M103 003 090 X 1 090 000 000 PACIFIC SUNWEAR CALIF INC COM 694873100 4,125 171,289 X 1 1,300 000 169,989 PACIFIC UN BK CALIF COM 695025106 028 2,171 X 1 000 000 2,171 PACIFICARE HEALTH SYS DEL COM 695112102 10,372 210,250 X 1 206,500 000 3,750 PACKAGED ICE INC COM 695148106 945 277,158 X 1 123,985 000 153,173 PACKAGING CORP AMER COM 695156109 098 5,300 X 1 800 000 4,500 PACKETEER INC COM 695210104 1,629 105,240 X 1 101,590 000 3,650 PACTIV CORP COM 695257105 189 9,569 X 1 6,080 700 2,789 PALATIN TECHNOLOGIES INC COM NEW 696077304 000 023 X 1 000 000 023 PALL CORP COM 696429307 10,431 463,582 X 1 270,159 44,527 148,896 PALM HARBOR HOMES COM 696639103 7,747 411,434 X 1 170,200 61,576 179,658 PALM INC COM NEW 696642206 179 11,136 X 1 3,359 000 7,777 PAMRAPO BANCORP INC COM 697738102 009 500 X 1 000 000 500 PANAMSAT CORP NEW COM 697933109 046 2,500 X 1 2,200 000 300 PAN PACIFIC RETAIL PPTYS INC COM 69806L104 1,602 40,709 X 1 40,481 000 228 PANERA BREAD CO CL A 69840W108 13,341 333,515 X 1 292,721 000 40,794 PAPA JOHNS INTL INC COM 698813102 5,622 200,148 X 1 83,444 400 116,304 PARADIGM GENETICS INC COM 69900R106 230 161,880 X 1 161,880 000 000 PARAMETRIC TECHNOLOGY CORP COM 699173100 001 370 X 1 000 000 370 PARK ELECTROCHEMICAL CORP COM 700416209 010 500 X 1 500 000 000 PARK NATL CORP COM 700658107 11,991 104,950 X 1 100,850 700 3,400 PARK PL ENTMT CORP COM 700690100 271 29,804 X 1 27,697 000 2,107 PARKER DRILLING CO COM 701081101 090 31,000 X 1 20,000 10,000 1,000 PARKER HANNIFIN CORP COM 701094104 11,416 271,877 X 1 187,215 56,862 27,800 PARKERVISION INC COM 701354102 493 75,700 X 1 34,200 000 41,500 COLUMN TOTALS 92,064
PAGE 83 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE PARKVALE FINL CORP COM 701492100 007 300 X 1 300 000 000 PARKWAY PPTYS INC COM 70159Q104 117 2,775 X 1 2,775 000 000 PARTHUSCEVA INC COM 70212E106 001 070 X 1 000 000 070 PARTNERS TRUST FINCL GROUP I COM 70213A103 052 2,700 X 1 2,700 000 000 PATHMARK STORES INC NEW COM 70322A101 008 1,100 X 1 1,100 000 000 PATINA OIL & GAS CORP COM 703224105 010 312 X 1 312 000 000 PATRICK INDS INC COM 703343103 006 900 X 1 900 000 000 PATRIOT BANK CORP PA COM 70335P103 015 825 X 1 000 000 825 PATTERSON DENTAL CO COM 703412106 49,401 1,088,138 X 1 938,347 20,800 128,991 PATTERSON UTI ENERGY INC COM 703481101 3,801 117,419 X 1 109,115 2,526 5,778 PAULA FINL DEL COM 703588103 004 3,352 X 1 1,500 000 1,852 PAXAR CORP COM 704227107 114 10,376 X 1 9,876 000 500 PAYCHEX INC COM 704326107 4,139 140,820 X 1 74,031 36,996 29,793 PAYLESS SHOESOURCE INC COM 704379106 10,097 807,791 X 1 377,864 1,044 428,883 PCCW LTD SPONS ADR NEW 70454G207 002 290 X 1 250 000 040 PEABODY ENERGY CORP COM 704549104 2,052 61,100 X 1 000 000 61,100 PEAPACK-GLADSTONE FINL CORP COM 704699107 744 23,242 X 1 12,656 000 10,586 PEC SOLUTIONS INC COM 705107100 002 140 X 1 000 000 140 PEDIATRIX MED GROUP COM 705324101 249 6,981 X 1 2,481 000 4,500 PEERLESS SYS CORP COM 705536100 040 15,800 X 1 000 000 15,800 PEETS COFFEE & TEA INC COM 705560100 016 900 X 1 400 000 500 PEGASUS COMMUNICATIONS CORP CL A NEW 705904605 000 004 X 1 004 000 000 PEGASUS SOLUTIONS INC COM 705906105 023 1,400 X 1 1,400 000 000 PENGROWTH ENERGY TR COM 706902103 532 41,450 X 1 35,750 000 5,700 PENN ENGR & MFG CORP CL A 707389102 023 1,931 X 1 1,931 000 000 PENN ENGR & MFG CORP COM NON VTG 707389300 030 2,232 X 1 2,232 000 000 PENN OCTANE CORP COM 707573101 245 76,800 X 1 000 000 76,800 PENN TREATY AMERN CORP COM 707874103 027 15,380 X 1 1,000 290 14,090 PENN VA CORP COM 707882106 017 400 X 1 400 000 000 PENN VA RESOURCES PARTNERS L COM 707884102 117 4,000 X 1 4,000 000 000 COLUMN TOTALS 71,891
PAGE 84 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE PENNEY J C INC COM 708160106 833 49,414 X 1 43,514 1,300 4,600 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 586 19,550 X 1 12,230 2,700 4,620 PENTAIR INC COM 709631105 273 7,000 X 1 3,400 000 3,600 PENWEST PHARMACEUTICALS CO COM 709754105 1,283 52,645 X 1 52,645 000 000 PEOPLES BK BRIDGEPORT CONN COM 710198102 1,391 47,977 X 1 16,877 000 31,100 PEOPLES ENERGY CORP COM 711030106 773 18,023 X 1 9,823 2,000 6,200 PEOPLESOFT INC COM 712713106 789 44,942 X 1 35,842 700 8,400 PEP BOYS MANNY MOE & JACK COM 713278109 004 300 X 1 300 000 000 PEPCO HOLDINGS INC COM 713291102 1,263 65,921 X 1 28,835 2,997 34,089 PEPSI BOTTLING GROUP INC COM 713409100 370 18,502 X 1 17,400 000 1,102 PEPSIAMERICAS INC COM 71343P200 150 11,926 X 1 8,700 000 3,226 PEPSICO INC COM 713448108 329,058 7,394,568 X 1 4606,001 483,372 2305,195 PER-SE TECHNOLOGIES INC COM NEW 713569309 007 625 X 1 118 092 415 PEREGRINE PHARMACEUTICALS IN COM 713661106 007 5,000 X 1 000 000 5,000 PERFORMANCE FOOD GROUP CO COM 713755106 137 3,695 X 1 1,395 000 2,300 PERFORMANCE TECHNOLOGIES INC COM 71376K102 073 10,000 X 1 000 000 10,000 PERICOM SEMICONDUCTOR CORP COM 713831105 012 1,300 X 1 1,300 000 000 PERKINELMER INC COM 714046109 774 56,040 X 1 52,740 3,200 100 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 096 13,000 X 1 13,000 000 000 PEROT SYS CORP CL A 714265105 4,157 365,900 X 1 288,650 9,800 67,450 PERRIGO CO COM 714290103 025 1,600 X 1 1,600 000 000 PERSISTENCE SOFTWARE INC COM NEW 715329207 001 200 X 1 200 000 000 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 1,704 152,100 X 1 152,100 000 000 PETCO ANIMAL SUPPLIES COM NEW 716016209 007 300 X 1 300 000 000 PETRO-CDA COM 71644E102 004 100 X 1 100 000 000 PETROCHINA CO LTD SPONSORED ADR 71646E100 444 14,700 X 1 4,700 000 10,000 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V101 173 9,740 X 1 8,500 000 1,240 PETROLEUM & RES CORP COM 716549100 021 1,030 X 1 1,030 000 000 PETROLEUM HELICOPTERS INC COM NON VTG 716604202 015 500 X 1 000 000 500 PETSMART INC COM 716768106 1,668 99,800 X 1 10,100 000 89,700 COLUMN TOTALS 346,098
PAGE 85 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE PHARMACYCLICS INC COM 716933106 087 18,300 X 1 000 1,900 16,400 PFIZER INC COM 717081103 948,629 27,778,296 X 1 16725,358 3220,547 7832,391 PFSWEB INC COM 717098107 118 184,700 X 1 000 24,600 160,100 PHARMACEUTICAL PROD DEV INC COM 717124101 193 6,728 X 1 2,728 000 4,000 PHARMACEUTICAL RES INC COM 717125108 5,614 115,362 X 1 38,012 000 77,350 PHARMANETICS INC COM 71713J107 023 3,916 X 1 3,916 000 000 PHARMCHEM INC COM 717133102 001 1,835 X 1 000 000 1,835 PHELPS DODGE CORP COM 717265102 533 13,896 X 1 10,920 236 2,740 PHILADELPHIA CONS HLDG CORP COM 717528103 10,549 263,450 X 1 260,250 000 3,200 PHILADELPHIA SUBN CORP COM PAR $0.50 718009608 11,060 453,642 X 1 420,155 800 32,687 PHILLIPS VAN HEUSEN CORP COM 718592108 023 1,692 X 1 1,692 000 000 PHOENIX COS INC NEW COM 71902E109 251 27,827 X 1 22,522 000 5,305 PHOENIX TECHNOLOGY LTD COM 719153108 6,044 1,062,250 X 1 1015,500 15,000 31,750 PHOSPHATE RESOURCE PARTNERS DEPOSITARY UNT 719217101 004 3,063 X 1 3,063 000 000 PHOTOMEDEX INC COM 719358103 017 7,985 X 1 3,900 000 4,085 PHOTON DYNAMICS INC COM 719364101 019 700 X 1 700 000 000 PHOTRONICS INC COM 719405102 353 20,515 X 1 12,435 000 8,080 PIEDMONT NAT GAS INC COM 720186105 12,015 309,598 X 1 124,677 51,315 133,606 PIER 1 IMPORTS INC COM 720279108 38,171 1,871,129 X 1 1513,749 31,250 326,130 PINNACLE SYS INC COM 723481107 1,751 163,661 X 1 9,195 3,600 150,866 PINNACLE WEST CAP CORP COM 723484101 703 18,780 X 1 16,380 000 2,400 PIONEER NAT RES CO COM 723787107 2,986 114,405 X 1 86,217 596 27,592 PIONEER STD ELECTRS INC COM 723877106 011 1,350 X 1 1,350 000 000 PITNEY BOWES INC COM 724479100 68,331 1,778,990 X 1 942,256 233,361 603,373 PITTSBURGH & W VA RR SH BEN INT 724819107 066 7,500 X 1 000 000 7,500 PIXELWORKS INC COM 72581M107 110 18,450 X 1 17,950 000 500 PIXAR COM 725811103 031 515 X 1 325 000 190 PLACER DOME INC COM 725906101 2,526 205,844 X 1 205,413 000 431 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 110 3,500 X 1 3,100 000 400 PLAINS EXPL & PRODTN CO L P COM 726505100 036 3,297 X 1 1,957 000 1,340 COLUMN TOTALS 1,110,365
PAGE 86 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE PLAINS RES INC COM PAR $0.10 726540503 035 2,487 X 1 1,487 000 1,000 PLANAR SYS INC COM 726900103 937 47,900 X 1 500 000 47,400 PLANTRONICS INC NEW COM 727493108 40,170 1,853,694 X 1 1784,839 4,000 64,855 PLATO LEARNING INC COM 72764Y100 012 2,000 X 1 000 000 2,000 PLAYBOY ENTERPRISES INC CL B 728117300 015 1,100 X 1 600 000 500 PLEXUS CORP COM 729132100 048 4,176 X 1 076 000 4,100 PLUG POWER INC COM 72919P103 024 5,138 X 1 1,700 000 3,438 PLUM CREEK TIMBER CO INC COM 729251108 82,328 3,172,547 X 1 1932,693 248,857 990,997 POGO PRODUCING CO COM 730448107 4,344 101,615 X 1 97,715 000 3,900 POLARIS INDS INC COM 731068102 18,714 304,789 X 1 288,901 1,600 14,288 POLO RALPH LAUREN CORP CL A 731572103 057 2,200 X 1 2,200 000 000 POLYCOM INC COM 73172K104 9,947 717,711 X 1 304,124 000 413,587 POLYMEDICA CORP COM 731738100 060 1,310 X 1 1,310 000 000 POMEROY COMPUTER RES COM 731822102 1,058 95,675 X 1 48,775 1,000 45,900 POPE & TALBOT INC COM 732827100 4,324 391,311 X 1 236,319 27,000 127,992 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 1,986 165,478 X 1 80,507 1,500 83,471 POPULAR INC COM 733174106 408 10,581 X 1 5,365 000 5,216 PORT FINL CORP COM 734119100 059 1,100 X 1 1,100 000 000 PORTAL SOFTWARE INC COM 736126103 001 478 X 1 478 000 000 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 003 464 X 1 000 000 464 POSSIS MEDICAL INC COM 737407106 156 11,500 X 1 000 000 11,500 POST PPTYS INC COM 737464107 260 9,800 X 1 3,000 800 6,000 POTASH CORP SASK INC COM 73755L107 1,217 19,015 X 1 1,200 7,500 10,315 POTLATCH CORP COM 737628107 1,208 46,900 X 1 46,900 000 000 POWER INTEGRATIONS INC COM 739276103 061 2,500 X 1 000 000 2,500 POWER-ONE INC COM 739308104 021 3,000 X 1 2,750 000 250 POWERWAVE TECHNOLOGIES INC COM 739363109 009 1,500 X 1 1,500 000 000 PRAXAIR INC COM 74005P104 12,804 213,038 X 1 148,938 4,547 59,553 PRE PAID LEGAL SVCS INC COM 740065107 070 2,870 X 1 2,870 000 000 PRECISION CASTPARTS CORP COM 740189105 1,131 36,355 X 1 31,155 000 5,200 COLUMN TOTALS 181,467
PAGE 87 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE PRECISION DRILLING CORP COM 74022D100 038 1,000 X 1 000 000 1,000 PREFERRED INCOME FD INC COM 74037G106 000 013 X 1 000 000 013 PREFERRED INCOME OPPORTUNITY COM 74037H104 151 11,945 X 1 9,945 000 2,000 PREMCOR INC COM 74045Q104 2,652 123,050 X 1 105,100 000 17,950 PREMIERE TECHNOLOGIES INC NOTE 5.750% 7/0 74058FAC6 034 35,000 X 1 000 000 35,000 PRENTISS PPTYS TR SH BEN INT 740706106 3,330 111,040 X 1 100,762 000 10,278 PRESIDENTIAL LIFE CORP COM 740884101 018 1,300 X 1 1,300 000 000 PRESSTEK INC COM 741113104 132 21,300 X 1 5,000 000 16,300 PRICE COMMUNICATIONS CORP COM NEW 741437305 010 800 X 1 800 000 000 PRICE T ROWE GROUP INC COM 74144T108 23,241 615,325 X 1 504,135 10,075 101,115 PRIDE INTL INC DEL COM 74153Q102 127 6,758 X 1 6,758 000 000 PRIME MED SVCS INC NEW COM 74156D108 015 3,200 X 1 000 000 3,200 PRIMEDIA INC COM 74157K101 041 13,310 X 1 3,970 000 9,340 PRIMA ENERGY CORP COM PAR $0.015 741901201 006 300 X 1 000 000 300 PRIME HOSPITALITY CORP COM 741917108 025 3,709 X 1 2,800 000 909 PRIMUS TELECOMMUNICATIONS GR COM 741929103 036 7,000 X 1 6,000 000 1,000 PRINCETON REVIEW INC COM 742352107 004 600 X 1 600 000 000 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 1,160 35,958 X 1 33,638 500 1,820 PRINTRONIX INC COM 742578107 006 500 X 1 000 000 500 PRIORITY HEALTHCARE CORP CL B 74264T102 095 5,098 X 1 000 000 5,098 PROASSURANCE CORP COM 74267C106 005 200 X 1 200 000 000 PROCTER & GAMBLE CO COM 742718109 295,779 3,316,652 X 1 1783,275 319,833 1213,544 PROGRESS ENERGY INC COM 743263105 6,574 149,756 X 1 115,128 5,918 28,710 PROGRESS SOFTWARE CORP COM 743312100 014 691 X 1 691 000 000 PROGRESSIVE CORP OHIO COM 743315103 6,192 84,706 X 1 36,126 1,090 47,490 PROLOGIS SH BEN INT 743410102 3,259 119,388 X 1 112,755 600 6,033 PROQUEST COMPANY COM 74346P102 015 600 X 1 600 000 000 PROTECTIVE LIFE CORP COM 743674103 567 21,200 X 1 8,100 000 13,100 PROTEIN DESIGN LABS INC NOTE 5.500% 2/1 74369LAB9 433 450,000 X 1 450,000 000 000 PROTEIN DESIGN LABS INC COM 74369L103 061 4,300 X 1 3,100 000 1,200 COLUMN TOTALS 344,020
PAGE 88 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE PROTON ENERGY SYS INC COM 74371K101 002 1,000 X 1 000 000 1,000 PROVIDENT BANKSHARES CORP COM 743859100 110 4,376 X 1 4,375 000 001 PROVIDENT FINL GROUP INC COM 743866105 049 1,900 X 1 1,900 000 000 PROVINCE HEALTHCARE CO COM 743977100 039 3,490 X 1 490 3,000 000 PROVIDIAN FINL CORP COM 74406A102 434 46,849 X 1 28,469 4,372 14,008 PROXIM CORP CL A 744283102 022 15,118 X 1 438 000 14,680 PROXYMED PHARMACY INC COM NEW 744290305 018 1,400 X 1 1,400 000 000 PRUDENTIAL FINL INC COM 744320102 2,940 87,382 X 1 81,937 1,100 4,345 PSYCHEMEDICS CORP COM NEW 744375205 022 2,750 X 1 2,750 000 000 PUBLIC SVC ENTERPRISE GROUP COM 744573106 67,901 1,607,123 X 1 1281,601 58,800 266,722 PUBLIC STORAGE INC COM 74460D109 4,869 143,761 X 1 142,961 000 800 PUBLIC STORAGE INC COM A DP1/1000 74460D729 001 025 X 1 025 000 000 PUGET ENERGY INC NEW COM 745310102 496 20,791 X 1 17,591 000 3,200 PULITZER INC COM 745769109 010 200 X 1 200 000 000 PULTE HOMES INC COM 745867101 245 3,970 X 1 3,020 800 150 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 221 33,367 X 1 27,167 000 6,200 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 035 2,600 X 1 2,600 000 000 QLT INC COM 746927102 065 5,095 X 1 5,095 000 000 QRS CORP COM 74726X105 677 127,771 X 1 127,771 000 000 QLOGIC CORP COM 747277101 1,349 27,971 X 1 27,471 400 100 QUAKER CITY BANCORP INC COM 74731K106 025 600 X 1 600 000 000 QUAKER CHEM CORP COM 747316107 1,025 40,899 X 1 25,599 000 15,300 QUAKER FABRIC CORP NEW COM 747399103 046 6,900 X 1 2,600 000 4,300 QUALCOMM INC COM 747525103 37,945 1,055,789 X 1 835,602 23,093 197,094 QUALSTAR CORP COM 74758R109 015 2,700 X 1 000 000 2,700 QUANTA SVCS INC COM 74762E102 6,550 922,569 X 1 472,553 000 450,016 QUANEX CORP COM 747620102 068 2,293 X 1 1,500 793 000 QUANTUM CORP COM DSSG 747906204 065 16,170 X 1 15,000 000 1,170 Q MED COM 747914109 029 4,000 X 1 000 000 4,000 QUEST DIAGNOSTICS INC COM 74834L100 2,924 45,838 X 1 33,498 1,750 10,590 COLUMN TOTALS 128,197
PAGE 89 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE QUEST SOFTWARE INC COM 74834T103 014 1,200 X 1 1,200 000 000 QUESTAR CORP COM 748356102 11,836 353,622 X 1 231,954 19,376 102,292 QUICKLOGIC CORP COM 74837P108 032 10,000 X 1 10,000 000 000 QUIKSILVER INC COM 74838C106 015 900 X 1 900 000 000 QUIDEL CORP COM 74838J101 021 3,300 X 1 3,300 000 000 QUINTILES TRANSNATIONAL CORP COM 748767100 1,318 93,040 X 1 30,090 900 62,050 QUINTON CARDIOLOGY SYS INC COM 748773108 027 3,400 X 1 000 000 3,400 QUIXOTE CORP COM 749056107 081 3,200 X 1 200 000 3,000 QWEST COMMUNICATIONS INTL IN COM 749121109 2,683 561,376 X 1 268,052 31,188 262,136 QUOVADX INC COM 74913K106 215 80,600 X 1 000 5,400 75,200 R & G FINANCIAL CORP CL B 749136107 065 2,200 X 1 2,200 000 000 RAIT INVT TR COM 749227104 080 3,000 X 1 000 000 3,000 RCN CORP COM 749361101 055 27,800 X 1 25,100 400 2,300 RFS HOTEL INVS INC COM 74955J108 118 9,600 X 1 8,260 000 1,340 R H DONNELLEY CORP COM NEW 74955W307 505 13,843 X 1 840 1,000 12,003 RLI CORP COM 749607107 026 800 X 1 800 000 000 RPC INC COM 749660106 002 194 X 1 000 000 194 RPM INTL INC COM 749685103 1,361 98,946 X 1 57,343 875 40,728 RSA SEC INC COM 749719100 307 28,500 X 1 24,000 000 4,500 RTI INTL METALS INC COM 74973W107 053 4,900 X 1 4,700 000 200 RTW INC COM NEW 74974R206 001 250 X 1 250 000 000 RF MICRODEVICES INC COM 749941100 080 13,498 X 1 13,048 000 450 RADIAN GROUP INC COM 750236101 196 5,356 X 1 5,056 000 300 RADIO ONE INC CL A 75040P108 009 500 X 1 100 000 400 RADIO ONE INC CL D NON VTG 75040P405 128 7,200 X 1 7,000 000 200 RADIOSHACK CORP COM 750438103 2,021 76,820 X 1 42,295 000 34,525 RADISYS CORP COM 750459109 018 1,307 X 1 100 1,207 000 RAILAMERICA INC COM 750753105 022 2,608 X 1 2,608 000 000 RAINDANCE COMM COM 75086X106 000 046 X 1 046 000 000 RAINBOW TECHNOLOGIES INC COM 750862104 004 500 X 1 500 000 000 COLUMN TOTALS 21,293
PAGE 90 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE RAINMAKER SYSTEMS COM 750875106 014 17,500 X 1 000 000 17,500 RAMBUS INC DEL COM 750917106 040 2,400 X 1 1,700 000 700 RALCORP HLDGS INC NEW COM 751028101 1,046 41,917 X 1 23,450 2,633 15,834 RAMSAY YOUTH SVCS INC COM NEW 75158K206 024 4,900 X 1 4,900 000 000 RANGE RES CORP COM 75281A109 188 30,000 X 1 000 30,000 000 RARE HOSPITALITY INTL INC COM 753820109 2,026 62,400 X 1 000 000 62,400 RAYMOND JAMES FINANCIAL INC COM 754730109 389 11,782 X 1 11,782 000 000 RAYONIER INC COM 754907103 980 29,711 X 1 10,771 000 18,940 RAYOVAC CORP COM 755081106 004 300 X 1 300 000 000 RAYTHEON CO COM NEW 755111507 9,245 281,506 X 1 143,938 13,087 124,481 READ-RITE CORP COM NEW 755246204 000 340 X 1 000 340 000 READERS DIGEST ASSN INC COM 755267101 173 12,830 X 1 12,730 000 100 REALNETWORKS INC COM 75605L104 020 3,000 X 1 1,000 000 2,000 REALTY INCOME CORP COM 756109104 096 2,512 X 1 1,812 000 700 RECKSON ASSOCS RLTY CORP COM 75621K106 158 7,571 X 1 5,871 000 1,700 RED HAT INC COM 756577102 328 43,500 X 1 38,700 000 4,800 REDBACK NETWORKS INC COM 757209101 000 100 X 1 100 000 000 REDWOOD TR INC COM 758075402 3,332 83,500 X 1 72,300 000 11,200 REEBOK INTL LTD COM 758110100 1,476 43,900 X 1 400 600 42,900 REGAL BELOIT CORP COM 758750103 877 45,936 X 1 45,936 000 000 REGENCY CTRS CORP COM 758849103 892 25,500 X 1 25,500 000 000 REGENERON PHARMACEUTICALS COM 75886F107 115 7,270 X 1 570 1,000 5,700 REGENT COMMUNICATIONS INC DE COM 758865109 155 25,167 X 1 25,167 000 000 REGIS CORP MINN COM 758932107 1,676 57,700 X 1 1,600 000 56,100 REGIONS FINL CORP COM 758940100 8,120 240,370 X 1 165,990 55,966 18,414 REGISTER COM INC COM 75914G101 3,018 500,492 X 1 227,957 000 272,535 REHABCARE GROUP INC COM 759148109 021 1,400 X 1 000 000 1,400 REINSURANCE GROUP AMER INC COM 759351109 026 800 X 1 800 000 000 RELIANCE STEEL & ALUMINUM CO COM 759509102 029 1,400 X 1 1,400 000 000 RELIANT RES INC COM 75952B105 226 36,796 X 1 21,456 3,716 11,624 COLUMN TOTALS 34,694
PAGE 91 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR MANAGER NUMBER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE REMEC INC COM 759543101 315 45,700 X 1 000 3,700 42,000 REMINGTON OIL & GAS CORP COM 759594302 1,041 56,636 X 1 1,636 000 55,000 RENAISSANCE LEARNING INC COM 75968L105 5,247 241,800 X 1 234,500 000 7,300 RENAL CARE GROUP INC COM 759930100 1,673 47,506 X 1 41,706 000 5,800 RENT A CTR INC NEW COM 76009N100 114 1,500 X 1 1,300 000 200 RENT WAY INC COM 76009U104 096 20,692 X 1 000 4,000 16,692 REPSOL YPF S A SPONSORED ADR 76026T205 657 40,608 X 1 21,253 000 19,355 REPTRON ELECTRONICS INC NOTE 6.750% 8/0 76026WAA7 015 60,000 X 1 60,000 000 000 REPUBLIC BANCORP INC COM 760282103 095 7,124 X 1 7,124 000 000 REPUBLIC SVCS INC COM 760759100 466 20,555 X 1 13,905 000 6,650 RESEARCH FRONTIERS INC COM 760911107 442 31,650 X 1 31,650 000 000 RESEARCH IN MOTION LTD COM 760975102 010 450 X 1 450 000 000 RESMED INC COM 761152107 1,249 31,851 X 1 1,651 000 30,200 RESOURCES BANKSHARES CORP COM 76121R104 034 1,000 X 1 000 000 1,000 RESPIRONICS INC COM 761230101 3,358 90,195 X 1 25,595 300 64,300 RETEK INC COM 76128Q109 002 378 X 1 378 000 000 REUTERS GROUP PLC SPONSORED ADR 76132M102 915 52,333 X 1 16,610 13,250 22,473 REYNOLDS & REYNOLDS CO CL A 761695105 287 10,040 X 1 4,700 000 5,340 REYNOLDS R J TOB HLDGS INC COM 76182K105 411 11,032 X 1 10,732 000 300 RIBAPHARM INC COM 762537108 014 2,100 X 1 2,100 000 000 RICHARDSON ELECTRS LTD COM 763165107 014 1,700 X 1 800 000 900 RIGGS NATL CORP WASH DC COM 766570105 086 5,660 X 1 170 000 5,490 RIGHT MGMT CONSULTANTS INC COM 766573109 376 29,750 X 1 17,000 000 12,750 RIO TINTO PLC SPONSORED ADR 767204100 4,210 55,000 X 1 30,800 3,400 20,800 RITE AID CORP COM 767754104 334 74,954 X 1 2,524 000 72,430 RIVERSTONE NETWORKS INC COM 769320102 266 227,310 X 1 27,408 15,200 184,702 ROADWAY CORP COM 769742107 020 700 X 1 200 000 500 ROANOKE ELEC STL CORP COM 769841107 037 5,000 X 1 5,000 000 000 ROBBINS & MYERS INC COM 770196103 004 200 X 1 200 000 000 ROBERT HALF INTL INC COM 770323103 1,071 56,560 X 1 32,760 20,000 3,800 COLUMN TOTALS 22,859
PAGE 92 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE ROCK-TENN CO CL A 772739207 002 100 X 1 100 000 000 ROCKWELL AUTOMATION INC COM 773903109 1,219 51,121 X 1 27,216 700 23,205 ROCKWELL COLLINS INC COM 774341101 3,255 132,155 X 1 70,979 10,900 50,276 ROGERS COMMUNICATIONS INC CL B 775109200 112 7,000 X 1 7,000 000 000 ROGERS CORP COM 775133101 027 800 X 1 800 000 000 ROHM & HAAS CO COM 775371107 5,115 164,831 X 1 37,405 11,895 115,531 ROHN INDS INC COM 775381106 000 322 X 1 000 322 000 ROLLINS INC COM 775711104 205 10,889 X 1 1,650 8,625 614 ROPER INDS INC NEW COM 776696106 7,193 193,350 X 1 185,150 000 8,200 ROSLYN BANCORP INC COM 778162107 1,118 51,793 X 1 33,452 000 18,341 ROSS STORES INC COM 778296103 319 7,425 X 1 7,025 000 400 ROSTELECOM OPEN JT STK LNG D SPONSORED ADR 778529107 1,284 123,600 X 1 123,600 000 000 ROTO ROOTER INC NEW COM 778787101 034 900 X 1 500 000 400 ROUSE CO COM 779273101 23,912 627,611 X 1 540,449 41,500 45,662 ROUSE CO PFD CONV SER B 779273309 174 3,170 X 1 3,170 000 000 ROWAN COS INC COM 779382100 2,919 130,292 X 1 123,294 000 6,998 ROYAL GROUP TECHNOLOGIES LTD SUB VTG SH 779915107 007 1,000 X 1 1,000 000 000 ROXIO INC COM 780008108 005 804 X 1 000 000 804 ROYAL BANCSHARES PA INC CL A 780081105 024 1,134 X 1 1,134 000 000 ROYAL BK CDA MONTREAL QUE COM 780087102 3,569 83,869 X 1 83,869 000 000 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF D 780097606 394 14,000 X 1 4,900 000 9,100 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF E 780097705 090 3,100 X 1 2,000 000 1,100 ROYAL BK SCOTLAND GROUP PLC SP ADR PFD K 780097820 055 2,000 X 1 000 000 2,000 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF J 780097853 027 1,000 X 1 000 000 1,000 ROYAL BK SCOTLAND GROUP PLC SP ADR I PRF I 780097861 108 4,000 X 1 000 000 4,000 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 052 2,000 X 1 1,000 000 1,000 ROYAL BK SCOTLAND GROUP PLC SPON ADR PRF G 780097887 059 2,300 X 1 1,300 000 1,000 ROYAL DUTCH PETE CO NY REG EUR .56 780257804 185,048 3,969,286 X 1 2105,006 514,229 1350,051 ROYCE FOCUS TR COM 78080N108 017 2,460 X 1 2,460 000 000 ROYCE VALUE TR INC COM 780910105 350 23,452 X 1 23,452 000 000 COLUMN TOTALS 236,693
PAGE 93 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE RUBY TUESDAY INC COM 781182100 3,829 154,845 X 1 154,845 000 000 RUDDICK CORP COM 781258108 041 2,600 X 1 2,600 000 000 RUSS BERRIE & CO COM 782233100 5,758 157,716 X 1 800 000 156,916 RUSSELL CORP COM 782352108 008 400 X 1 400 000 000 RYANAIR HLDGS PLC SPONSORED ADR 783513104 988 22,000 X 1 2,000 000 20,000 RYANS FAMILY STEAK HOUSE INC COM 783519101 051 3,720 X 1 3,720 000 000 RYDER SYS INC COM 783549108 25,675 1,002,160 X 1 1000,750 900 510 RYERSON TULL INC NEW COM 78375P107 6,360 724,425 X 1 363,834 000 360,591 RYLAND GROUP INC COM 783764103 3,614 52,081 X 1 486 000 51,595 S&P 500 PROTECTED EQUITY FD COM 78379P103 017 2,000 X 1 2,000 000 000 S & T BANCORP INC COM 783859101 118 4,304 X 1 4,304 000 000 SBC COMMUNICATIONS INC COM 78387G103 117,721 4,607,492 X 1 3035,539 415,608 1156,345 SBS TECHNOLOGIES INC COM 78387P103 012 1,200 X 1 1,200 000 000 SEI INVESTMENTS CO COM 784117103 8,805 275,232 X 1 241,767 4,850 28,615 SEMCO ENERGY INC COM 78412D109 013 2,200 X 1 1,400 000 800 SJW CORP COM 784305104 203 2,383 X 1 2,383 000 000 SK TELECOM LTD SPONSORED ADR 78440P108 1,431 75,900 X 1 59,600 000 16,300 SL GREEN RLTY CORP COM 78440X101 192 5,500 X 1 4,000 1,000 500 SLM CORP COM 78442P106 52,433 1,338,608 X 1 1025,138 89,850 223,620 SPDR TR UNIT SER 1 78462F103 35,413 362,728 X 1 324,263 2,245 36,220 SPSS INC COM 78462K102 037 2,232 X 1 000 000 2,232 SPS TECHNOLOGIES INC COM 784626103 108 4,000 X 1 3,700 000 300 S1 CORPORATION COM 78463B101 010 2,600 X 1 2,600 000 000 SPX CORP COM 784635104 1,091 24,763 X 1 14,373 10,290 100 SRA INTL INC CL A 78464R105 1,048 32,744 X 1 000 000 32,744 SWS GROUP INC COM 78503N107 052 2,600 X 1 2,600 000 000 SABINE ROYALTY TR UNIT BEN INT 785688102 1,251 46,902 X 1 6,164 000 40,738 SABRE HLDGS CORP CL A 785905100 8,680 352,125 X 1 295,591 2,701 53,833 SAFECO CORP COM 786429100 4,681 132,655 X 1 118,450 2,700 11,505 SAFEGUARD SCIENTIFICS INC COM 786449108 326 120,652 X 1 98,552 000 22,100 COLUMN TOTALS 279,966
PAGE 94 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE SAFEWAY INC COM NEW 786514208 10,268 501,879 X 1 416,260 18,950 66,669 SAGA COMMUNICATIONS CL A 786598102 187 9,626 X 1 9,626 000 000 ST FRANCIS CAP CORP COM 789374105 032 1,100 X 1 000 000 1,100 ST JOE CO COM 790148100 54,776 1,755,657 X 1 1276,432 97,100 382,125 ST JUDE MED INC COM 790849103 6,761 117,589 X 1 105,939 000 11,650 ST MARY LD & EXPL CO COM 792228108 057 2,073 X 1 1,683 000 390 ST PAUL COS INC COM 792860108 19,636 537,813 X 1 434,100 600 103,113 SAKS INC COM 79377W108 418 43,060 X 1 25,760 1,800 15,500 SALISBURY BANCORP INC COM 795226109 021 726 X 1 726 000 000 SALIX PHARMACEUTICALS INC COM 795435106 004 400 X 1 400 000 000 SALOMON BROTHERS FD INC COM 795477108 059 5,500 X 1 5,500 000 000 SALOMON BROS 2008 WORLDWIDE COM 79548R103 043 4,000 X 1 000 000 4,000 SALTON INC COM 795757103 041 4,500 X 1 000 000 4,500 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 611 34,050 X 1 29,750 000 4,300 SANDISK CORP COM 80004C101 336 8,292 X 1 7,292 000 1,000 SANDY SPRING BANCORP INC COM 800363103 048 1,500 X 1 000 000 1,500 SANMINA SCI CORP COM 800907107 280 44,251 X 1 22,251 2,200 19,800 SANGSTAT MED CORP COM 801003104 041 3,100 X 1 3,100 000 000 SANTA FE ENERGY TR RCPT DEP UNITS 802013102 018 700 X 1 500 000 200 SAP AKTIENGESELLSCHAFT SPONSORED ADR 803054204 46,793 1,601,389 X 1 1375,064 30,150 196,175 SAPIENT CORP COM 803062108 017 6,200 X 1 6,200 000 000 SAPPI LTD SPON ADR NEW 803069202 2,426 196,400 X 1 196,400 000 000 SARA LEE CORP COM 803111103 36,020 1,914,955 X 1 1137,265 136,600 641,090 SASOL LTD SPONSORED ADR 803866300 345 30,550 X 1 30,550 000 000 SATCON TECHNOLOGY CORP COM 803893106 064 103,860 X 1 103,860 000 000 SAUL CTRS INC COM 804395101 054 2,100 X 1 100 000 2,000 SAXON CAPITAL INC COM 80556P302 009 500 X 1 500 000 000 SCANA CORP NEW COM 80589M102 1,295 37,786 X 1 26,339 347 11,100 SCHEIN HENRY INC COM 806407102 9,011 171,605 X 1 87,062 8,725 75,818 SCHERING A G SPONSORED ADR 806585204 048 1,000 X 1 000 000 1,000 COLUMN TOTALS 189,719
PAGE 95 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE SCHERING PLOUGH CORP COM 806605101 48,891 2,628,554 X 1 1797,487 213,492 617,575 SCHLUMBERGER LTD COM 806857108 96,797 2,034,843 X 1 1263,231 234,617 536,995 SCHMITT INDS INC ORE COM NEW 806870200 003 2,200 X 1 2,200 000 000 SCHNITZER STL INDS CL A 806882106 823 18,700 X 1 18,200 000 500 SCHOLASTIC CORP COM 807066105 8,852 297,256 X 1 193,576 11,400 92,280 SCHOOL SPECIALTY INC COM 807863105 031 1,100 X 1 000 000 1,100 SCHULMAN A INC COM 808194104 338 21,008 X 1 9,500 2,000 9,508 SCHWAB CHARLES CORP NEW COM 808513105 45,083 4,468,087 X 1 2600,225 165,665 1702,197 SCHWEITZER-MAUDUIT INTL INC COM 808541106 064 2,659 X 1 150 000 2,509 SCIENTIFIC ATLANTA INC COM 808655104 1,071 44,932 X 1 30,000 000 14,932 SCIQUEST INC COM NEW 80908Q404 001 139 X 1 139 000 000 SCITEX LTD ORD 809090103 003 1,000 X 1 1,000 000 000 SCOTTISH PWR PLC SPON ADR FINAL 81013T705 2,028 83,409 X 1 31,964 14,260 37,185 SCOTTS CO CL A 810186106 4,430 89,500 X 1 72,050 4,050 13,400 SCRIPPS E W CO OHIO CL A 811054204 311 3,504 X 1 683 000 2,821 SCS TRANSN INC COM 81111T102 010 800 X 1 000 000 800 SCUDDER NEW ASIA FD INC COM 811183102 004 400 X 1 000 000 400 SEA CONTAINERS LTD CL A 811371707 008 664 X 1 000 000 664 SEACHANGE INTL INC COM 811699107 002 200 X 1 200 000 000 SEACOAST FINL SVCS CORP COM 81170Q106 100 5,070 X 1 4,070 000 1,000 SEACOAST BKG CORP FLA COM 811707306 834 48,375 X 1 000 000 48,375 SEACOR SMIT INC COM 811904101 11,788 323,038 X 1 264,177 9,303 49,558 SEALED AIR CORP NEW COM 81211K100 7,607 159,614 X 1 96,517 20,882 42,215 SEALED AIR CORP NEW PFD CV A $2 81211K209 11,701 229,660 X 1 156,290 16,760 56,610 SEARS ROEBUCK & CO COM 812387108 93,215 2,770,943 X 1 1720,823 181,214 868,906 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 020 1,000 X 1 1,000 000 000 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 035 1,300 X 1 1,300 000 000 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 035 1,470 X 1 1,470 000 000 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 007 300 X 1 300 000 000 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 395 23,140 X 1 23,140 000 000 COLUMN TOTALS 334,487
PAGE 96 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 608 27,474 X 1 16,460 000 11,014 SECURE COMPUTING CORP COM 813705100 003 289 X 1 289 000 000 SEGUE SOFTWARE INC COM 815807102 014 6,300 X 1 000 2,100 4,200 SELECT COMFORT CORP COM 81616X103 1,648 100,187 X 1 000 000 100,187 SELECTICA INC COM 816288104 316 99,580 X 1 44,098 000 55,482 SELECTIVE INS GROUP INC COM 816300107 088 3,514 X 1 3,514 000 000 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 006 200 X 1 200 000 000 SEMTECH CORP COM 816850101 1,990 139,641 X 1 139,641 000 000 SEMPRA ENERGY COM 816851109 72,612 2,545,120 X 1 53,543 2,600 2488,977 SEMITOOL INC COM 816909105 121 25,000 X 1 25,000 000 000 SENESCO TECHNOLOGIES INC COM NEW 817208408 000 120 X 1 120 000 000 SENETEK PLC SPONSORED ADR 817209307 003 5,000 X 1 000 5,000 000 SENIOR HSG PPTYS TR SH BEN INT 81721M109 158 11,673 X 1 4,662 5,461 1,550 SENSIENT TECHNOLOGIES CORP COM 81725T100 20,488 891,183 X 1 599,036 43,850 248,297 SEPRACOR INC SDCV 5.000%2/1 817315AL8 883 1,000,000 X 1 325,000 000 675,000 SEPRACOR INC COM 817315104 141 7,847 X 1 5,547 000 2,300 SEQUA CORPORATION PFD CONV $5 817320302 008 113 X 1 113 000 000 SERONO S A SPONSORED ADR 81752M101 1,111 76,300 X 1 76,300 000 000 SERVICE CORP INTL COM 817565104 039 9,953 X 1 7,553 000 2,400 SERVICEMASTER CO COM 81760N109 2,960 276,649 X 1 256,176 7,331 13,142 7-ELEVEN INC COM NEW 817826209 601 56,952 X 1 2,000 000 54,952 SHAW COMMUNICATIONS INC CL B CONV 82028K200 11,222 834,350 X 1 334,150 86,750 413,450 SHAW GROUP INC NOTE 5/0 820280AC9 322 500,000 X 1 000 000 500,000 SHAW GROUP INC COM 820280105 3,732 309,700 X 1 268,700 000 41,000 SHELL TRANS & TRADING PLC ADR NY SHS NEW 822703609 4,140 103,890 X 1 75,640 5,600 22,650 SHERWIN WILLIAMS CO COM 824348106 24,685 918,332 X 1 499,914 17,000 401,418 SHILOH INDS INC COM 824543102 008 2,500 X 1 000 000 2,500 SHIRE PHARMACEUTICALS GRP PL SPONSORED ADR 82481R106 153 7,745 X 1 1,145 000 6,600 SHOPKO STORES INC COM 824911101 032 2,450 X 1 2,450 000 000 SHORE BANCSHARES INC COM 825107105 037 1,211 X 1 000 000 1,211 COLUMN TOTALS 148,129
PAGE 97 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE SHURGARD STORAGE CTRS INC COM 82567D104 066 2,005 X 1 2,005 000 000 SICOR INC COM 825846108 881 43,331 X 1 43,331 000 000 SIEBEL SYS INC NOTE 5.500% 9/1 826170AC6 487 485,000 X 1 485,000 000 000 SIEBEL SYS INC COM 826170102 3,183 335,633 X 1 259,437 2,400 73,796 SIEMENS A G SPONSORED ADR 826197501 340 6,950 X 1 500 000 6,450 SIERRA PAC RES NEW COM 826428104 071 11,926 X 1 11,014 000 912 SIFCO INDS INC COM 826546103 020 10,000 X 1 000 000 10,000 SIGMA ALDRICH CORP COM 826552101 38,558 709,839 X 1 458,311 75,985 175,543 SIGMA DESIGNS INC COM 826565103 742 68,000 X 1 000 000 68,000 SILICON LABORATORIES INC COM 826919102 213 7,985 X 1 7,985 000 000 SILICON GRAPHICS INC NOTE 5.250% 9/0 827056AC6 012 15,000 X 1 000 000 15,000 SILICON GRAPHICS INC COM 827056102 014 12,000 X 1 000 000 12,000 SILICON STORAGE TECHNOLOGY I COM 827057100 001 300 X 1 300 000 000 SILICON VY BANCSHARES COM 827064106 225 9,437 X 1 7,037 000 2,400 SIMON PPTY GROUP INC NEW COM 828806109 4,079 104,515 X 1 98,415 2,000 4,100 SIMPSON MANUFACTURING CO INC COM 829073105 12,479 340,950 X 1 330,350 000 10,600 SINGAPORE FD INC COM 82929L109 005 900 X 1 900 000 000 SIRIUS SATELLITE RADIO INC COM 82966U103 394 233,400 X 1 114,500 24,000 94,900 SIRNA THERAPEUTICS INC COM 829669100 004 416 X 1 416 000 000 SIX FLAGS INC COM 83001P109 039 5,800 X 1 5,800 000 000 SIZELER PPTY INVS INC COM 830137105 045 4,400 X 1 4,400 000 000 SKY FINL GROUP INC COM 83080P103 214 9,820 X 1 7,960 000 1,860 SKYLINE CORP COM 830830105 048 1,600 X 1 1,600 000 000 SKYWEST INC COM 830879102 161 8,453 X 1 7,753 000 700 SKYWORKS SOLUTIONS INC COM 83088M102 060 8,932 X 1 8,112 000 820 SKILLSOFT PLC SPONSORED ADR 830928107 019 3,815 X 1 3,815 000 000 SMART & FINAL INC COM 831683107 012 2,500 X 1 2,500 000 000 SMITH INTL INC COM 832110100 4,086 111,220 X 1 100,120 000 11,100 SMITHFIELD FOODS INC COM 832248108 675 29,450 X 1 18,550 000 10,900 SMTC CORP COM 832682108 003 3,800 X 1 3,800 000 000 COLUMN TOTALS 67,136
PAGE 98 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE SMUCKER J M CO COM NEW 832696405 39,588 992,434 X 1 670,546 86,010 235,878 SMURFIT-STONE CONTAINER CORP COM 832727101 187 14,380 X 1 13,030 000 1,350 SNAP ON INC COM 833034101 757 26,076 X 1 16,345 1,000 8,731 SOLA INTL INC COM 834092108 1,814 104,276 X 1 102,276 000 2,000 SOLECTRON CORP NOTE 1/2 834182AL1 025 45,000 X 1 45,000 000 000 SOLECTRON CORP COM 834182107 3,173 848,331 X 1 541,129 2,500 304,702 SOLUTIA INC COM 834376105 014 6,378 X 1 3,358 400 2,620 SONIC AUTOMOTIVE INC CL A 83545G102 013 600 X 1 600 000 000 SONIC CORP COM 835451105 074 2,904 X 1 2,604 000 300 SONIC SOLUTIONS COM 835460106 677 78,500 X 1 000 000 78,500 SONICWALL INC COM 835470105 001 200 X 1 000 000 200 SONOCO PRODS CO COM 835495102 4,333 180,404 X 1 174,783 3,196 2,425 SONOSITE INC COM 83568G104 077 3,833 X 1 1,833 000 2,000 SONY CORP ADR NEW 835699307 5,675 202,667 X 1 82,976 7,612 112,079 SOTHEBYS HLDGS INC CL A 835898107 052 6,969 X 1 5,600 000 1,369 SOUND FED BANCORP INC COM 83607V104 004 276 X 1 276 000 000 SOUNDVIEW TECHNOLOGY GROUP N COM 83611Q109 011 5,000 X 1 5,000 000 000 SOURCE CAP INC COM 836144105 404 7,798 X 1 3,132 4,666 000 SOURCECORP COM 836167106 011 500 X 1 500 000 000 SOUTH FINL GROUP INC COM 837841105 160 6,897 X 1 6,097 000 800 SOUTH JERSEY INDS INC COM 838518108 179 4,868 X 1 4,368 000 500 SOUTHERN CO COM 842587107 10,719 343,985 X 1 202,489 62,350 79,146 SOUTHERN FINL BANCORP INC COM 842870107 158 5,175 X 1 000 000 5,175 SOUTHERN PAC PETE NL SPONS ADR NEW 843581406 418 71,425 X 1 8,478 000 62,947 SOUTHERN PERU COPPER CORP COM 843611104 083 5,400 X 1 5,400 000 000 SOUTHERN UN CO NEW COM 844030106 027 1,591 X 1 1,191 000 400 SOUTHTRUST CORP COM 844730101 5,411 200,414 X 1 195,780 600 4,034 SOUTHWEST AIRLS CO COM 844741108 50,845 2,956,120 X 1 2602,606 51,531 301,983 SOUTHWEST BANCORPORATION TEX COM 84476R109 875 26,904 X 1 17,904 9,000 000 SOUTHWEST BANCORP INC OKLA COM 844767103 003 100 X 1 100 000 000 COLUMN TOTALS 125,768
PAGE 99 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE SOUTHWEST GAS CORP COM 844895102 453 21,400 X 1 21,400 000 000 SOUTHWEST WTR CO COM 845331107 006 400 X 1 400 000 000 SOUTHWESTERN ENERGY CO COM 845467109 3,024 201,453 X 1 200,497 000 956 SOVEREIGN BANCORP INC COM 845905108 103,059 6,585,252 X 1 466,884 68,030 6050,338 SOVRAN SELF STORAGE INC COM 84610H108 084 2,680 X 1 1,840 000 840 SPACEHAB INC COM 846243103 076 80,000 X 1 000 000 80,000 SPAIN FD COM 846330108 003 300 X 1 300 000 000 SPARTAN STORES INC COM 846822104 002 700 X 1 700 000 000 SPARTECH CORP COM NEW 847220209 036 1,700 X 1 000 000 1,700 SPECIALTY LABORATORIES INC COM 84749R100 049 4,800 X 1 4,000 000 800 SPECTRALINK CORP COM 847580107 049 5,000 X 1 5,000 000 000 SPECTRUM PHARMACEUTICALS INC COM 84763A108 000 080 X 1 000 000 080 SPECTRX INC COM 847635109 002 1,000 X 1 1,000 000 000 SPEECHWORKS INTL INC COM 84764M101 002 500 X 1 000 000 500 SPEEDUS CORP COM 847723103 002 1,800 X 1 000 000 1,800 SPEEDWAY MOTORSPORTS INC COM 847788106 1,331 49,661 X 1 49,661 000 000 SPHERIX INC COM 84842R106 006 900 X 1 000 000 900 SPINNAKER EXPL CO COM 84855W109 2,371 90,500 X 1 100 000 90,400 SPORTS AUTH INC COM 849176102 056 5,190 X 1 300 000 4,890 SPRINT CORP COM FON GROUP 852061100 10,729 745,068 X 1 452,558 166,354 126,156 SPRINT CORP PCS COM SER 1 852061506 760 132,116 X 1 92,964 14,122 25,030 SS&C TECHNOLOGIES INC COM 85227Q100 542 34,500 X 1 000 2,300 32,200 STAAR SURGICAL CO COM PAR $0.01 852312305 025 2,200 X 1 000 000 2,200 STAGE STORES INC COM NEW 85254C305 555 23,625 X 1 1,125 000 22,500 STAMPS COM INC COM 852857101 024 4,991 X 1 000 1,755 3,236 STANCORP FINL GROUP INC COM 852891100 2,496 47,793 X 1 7,468 000 40,325 STANDARD COML CORP SDCV 7.250% 3/3 853258AA9 1,228 1,225,000 X 1 335,000 000 890,000 STANDARD COML CORP COM 853258101 017 1,000 X 1 200 800 000 STANDARD MICROSYSTEMS CORP COM 853626109 270 17,947 X 1 17,947 000 000 STANDARD PAC CORP NEW COM 85375C101 023 700 X 1 700 000 000 COLUMN TOTALS 127,280
PAGE 100 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE STANDARD REGISTER CO COM 853887107 041 2,500 X 1 2,500 000 000 STANDEX INTL CORP COM 854231107 051 2,422 X 1 822 000 1,600 STANLEY FURNITURE INC COM NEW 854305208 066 2,400 X 1 1,200 000 1,200 STANLEY WKS COM 854616109 1,294 46,899 X 1 28,677 3,500 14,722 STAPLES INC COM 855030102 8,148 444,038 X 1 269,309 59,601 115,128 STAR GAS PARTNERS L P UNIT LTD PARTNR 85512C105 045 2,061 X 1 1,161 000 900 STARBUCKS CORP COM 855244109 30,028 1,223,156 X 1 957,315 14,600 251,241 STARTEK INC COM 85569C107 008 300 X 1 000 000 300 STATE BANCORP INC N.Y COM 855716106 1,143 55,638 X 1 47,477 000 8,161 STARWOOD HOTELS&RESORTS WRLD PAIRED CTF 85590A203 3,540 123,819 X 1 119,045 000 4,774 STARTECH ENVIRONMENTAL CORP COM 855906103 003 3,000 X 1 3,000 000 000 STATE STR CORP COM 857477103 30,446 772,736 X 1 642,855 10,474 119,407 STATEN IS BANCORP INC COM 857550107 142 7,300 X 1 5,000 000 2,300 STATION CASINOS INC COM 857689103 023 920 X 1 000 000 920 STATOIL ASA SPONSORED ADR 85771P102 001 100 X 1 000 000 100 STEAK N SHAKE CO COM 857873103 005 300 X 1 300 000 000 STEEL DYNAMICS INC COM 858119100 006 400 X 1 400 000 000 STEEL TECHNOLOGIES INC COM 858147101 020 2,000 X 1 000 000 2,000 STEELCASE INC CL A 858155203 349 29,670 X 1 28,970 000 700 STEMCELLS INC COM 85857R105 001 398 X 1 398 000 000 STERLING BANCSHARES INC COM 858907108 384 29,583 X 1 11,480 000 18,103 STERICYCLE INC COM 858912108 283 7,382 X 1 2,450 000 4,932 STERIS CORP COM 859152100 2,117 91,700 X 1 35,650 1,050 55,000 STERLING BANCORP COM 859158107 078 2,779 X 1 2,779 000 000 STERLING FINL CORP WASH COM 859319105 005 220 X 1 220 000 000 STEWART & STEVENSON SVCS INC COM 860342104 098 6,200 X 1 6,200 000 000 STEWART ENTERPRISES INC CL A 860370105 004 1,000 X 1 1,000 000 000 STEWART INFORMATION SVCS COR COM 860372101 011 400 X 1 000 000 400 STILLWATER MNG CO COM 86074Q102 275 53,596 X 1 53,596 000 000 STMICROELECTRONICS N V NY REGISTRY 861012102 1,657 79,700 X 1 52,230 000 27,470 COLUMN TOTALS 80,272
PAGE 101 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE STOLT NIELSEN S A SP ADR REG COM 861565109 349 52,800 X 1 23,037 000 29,763 STONE ENERGY CORP COM 861642106 1,299 30,976 X 1 135 000 30,841 STORA ENSO CORP SPON ADR REP R 86210M106 2,670 236,492 X 1 234,813 000 1,679 STORAGE TECHNOLOGY CORP COM PAR $0.10 862111200 4,808 186,775 X 1 140,775 000 46,000 STRATASYS INC COM 862685104 577 16,700 X 1 000 000 16,700 STRATEGIC GLOBAL INCOME FD COM 862719101 139 9,500 X 1 9,500 000 000 STRATEX NETWORKS INC COM 86279T109 020 6,400 X 1 6,400 000 000 STRATOS LIGHTWAVE INC COM NEW 863100202 002 400 X 1 400 000 000 STRATTEC SEC CORP COM 863111100 028 520 X 1 020 000 500 STRIDE RITE CORP COM 863314100 101 10,100 X 1 7,000 000 3,100 STRYKER CORP COM 863667101 13,474 194,240 X 1 162,201 875 31,164 STUDENT LN CORP COM 863902102 164 1,300 X 1 300 000 1,000 STURM RUGER & CO INC COM 864159108 018 1,810 X 1 1,410 400 000 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 780 26,619 X 1 23,019 000 3,600 SUFFOLK BANCORP COM 864739107 089 2,754 X 1 2,754 000 000 SUMMA INDS COM 86562T105 022 3,000 X 1 000 000 3,000 SUMMIT PPTYS INC COM 866239106 1,053 51,000 X 1 51,000 000 000 SUN BANCORP INC COM 86663B102 271 13,650 X 1 13,650 000 000 SUN BANCORP INC COM 866634108 129 6,386 X 1 000 5,126 1,260 SUN COMMUNITIES INC COM 866674104 197 5,010 X 1 5,010 000 000 SUN LIFE FINL SVCS CDA INC COM 866796105 1,175 56,586 X 1 31,831 000 24,755 SUN MICROSYSTEMS INC COM 866810104 14,797 3,182,046 X 1 2460,929 80,750 640,367 SUNCOR ENERGY INC COM 867229106 4,969 265,013 X 1 234,332 1,500 29,181 SUNGARD DATA SYS INC COM 867363103 5,610 216,505 X 1 97,107 35,370 84,028 SUNOCO INC COM 86764P109 1,218 32,284 X 1 14,236 6,037 12,011 SUNRISE SENIOR LIVING INC COM 86768K106 2,010 89,800 X 1 31,000 000 58,800 SUNTRUST BKS INC COM 867914103 14,090 237,444 X 1 102,264 10,952 124,228 SUPERIOR CONSULTANT HLDGS CO COM 868146101 059 19,800 X 1 000 1,600 18,200 SUPERIOR ENERGY SVCS INC COM 868157108 007 700 X 1 700 000 000 SUPERIOR INDS INTL INC COM 868168105 036 870 X 1 680 000 190 COLUMN TOTALS 70,161
PAGE 102 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE SUPERVALU INC COM 868536103 4,056 190,222 X 1 181,222 000 9,000 SUREBEAM CORP CL A 86866R102 043 16,074 X 1 16,074 000 000 SUREWEST COMMUNICATIONS COM 868733106 155 5,121 X 1 100 000 5,021 SURMODICS INC COM 868873100 050 1,650 X 1 1,000 000 650 SUSQUEHANNA BANCSHARES INC P COM 869099101 1,052 45,068 X 1 3,375 38,651 3,042 SWIFT ENERGY CO COM 870738101 043 3,900 X 1 3,000 000 900 SWIFT TRANSN CO COM 870756103 070 3,742 X 1 3,742 000 000 SWISS HELVETIA FD INC COM 870875101 117 11,206 X 1 10,206 000 1,000 SWISSCOM AG SPONSORED ADR 871013108 012 420 X 1 000 000 420 SYBASE INC COM 871130100 248 17,824 X 1 7,164 1,202 9,458 SYBRON DENTAL SPECIALTIES IN COM 871142105 1,258 53,320 X 1 2,120 000 51,200 SYCAMORE NETWORKS INC COM 871206108 536 140,361 X 1 135,961 2,000 2,400 SYLVAN LEARNING SYS INC COM 871399101 2,370 103,975 X 1 69,900 2,000 32,075 SYMANTEC CORP COM 871503108 38,246 871,016 X 1 709,048 11,950 150,018 SYMBOL TECHNOLOGIES INC COM 871508107 21,367 1,642,314 X 1 1281,063 62,475 298,776 SYMMETRICOM INC COM 871543104 292 66,268 X 1 000 4,800 61,468 SYMYX TECHNOLOGIES COM 87155S108 768 46,551 X 1 43,851 000 2,700 SYNAVANT INC COM 87157A105 004 1,300 X 1 1,275 000 025 SYNAPTICS INC COM 87157D109 125 9,341 X 1 1,730 4,151 3,460 SYNGENTA AG SPONSORED ADR 87160A100 519 51,153 X 1 937 000 50,216 SYNERGX SYSTEMS INC COM 87160C106 058 20,000 X 1 000 000 20,000 SYNOPSYS INC COM 871607107 4,472 72,210 X 1 61,918 000 10,292 SYNOVUS FINL CORP COM 87161C105 1,208 56,192 X 1 53,257 000 2,935 SYNOVIS LIFE TECHNOLOGIES IN COM 87162G105 129 6,500 X 1 4,000 000 2,500 SYSCO CORP COM 871829107 203,502 6,774,364 X 1 4661,888 453,072 1659,404 TBC CORP COM 872180104 015 793 X 1 793 000 000 TCF FINL CORP COM 872275102 10,897 273,509 X 1 205,649 10,650 57,210 TC PIPELINES LP UT COM LTD PRT 87233Q108 009 300 X 1 000 000 300 TDK CORP AMERN DEP SH 872351408 012 250 X 1 000 000 250 TECO ENERGY INC COM 872375100 2,382 198,678 X 1 118,809 18,447 61,422 COLUMN TOTALS 294,015
PAGE 103 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE TEPPCO PARTNERS L P UT LTD PARTNER 872384102 21,399 584,668 X 1 321,290 69,400 193,978 THQ INC COM NEW 872443403 273 15,175 X 1 15,175 000 000 TJX COS INC NEW COM 872540109 56,598 3,004,149 X 1 2716,939 13,000 274,210 TRC COS INC COM 872625108 150 10,175 X 1 5,700 2,900 1,575 T / R SYS INC COM 87263U102 053 59,300 X 1 000 000 59,300 TXU CORP COM 873168108 8,038 358,024 X 1 290,768 15,537 51,719 TAIWAN FD INC COM 874036106 005 600 X 1 600 000 000 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1,272 126,238 X 1 40,038 2,000 84,200 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 023 800 X 1 500 000 300 TALBOTS INC COM 874161102 030 1,004 X 1 400 000 604 TALISMAN ENERGY INC COM 87425E103 083 1,815 X 1 216 500 1,099 TANGER FACTORY OUTLET CTRS I COM 875465106 667 20,150 X 1 7,950 000 12,200 TANOX INC COM 87588Q109 307 19,200 X 1 1,400 1,300 16,500 TARGET CORP COM 87612E106 162,071 4,283,057 X 1 2887,051 373,824 1022,182 TARAGON RLTY INVS INC COM 876287103 065 4,500 X 1 000 000 4,500 TASTY BAKING CO COM 876553306 115 10,975 X 1 10,000 975 000 TAUBMAN CTRS INC COM 876664103 231 12,066 X 1 12,066 000 000 TECH DATA CORP COM 878237106 3,569 133,429 X 1 74,624 4,250 54,555 TECHNE CORP COM 878377100 237 7,800 X 1 5,100 000 2,700 TECHNITROL INC COM 878555101 8,509 565,383 X 1 549,218 2,000 14,165 TECUMSEH PRODS CO CL A 878895200 1,995 52,026 X 1 37,744 1,900 12,382 TEJON RANCH CO DEL COM 879080109 060 2,000 X 1 000 2,000 000 TEKTRONIX INC COM 879131100 534 24,710 X 1 10,210 000 14,500 TELE CENTRO OESTE CELULAR S SPON ADR PFD 87923P105 727 125,716 X 1 125,716 000 000 TELE CELULAR SUL PART S A SPON ADR PFD 879238103 000 001 X 1 001 000 000 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 003 249 X 1 111 000 138 TELE SUDESTE CELULAR PART S SPON ADR PFD 879252104 000 008 X 1 000 000 008 TELECOM ITALIA SPA SPON ADR ORD 87927W106 015 170 X 1 000 000 170 TELECOMM ARGENTINA STET-FRAN SPON ADR REP B 879273209 002 325 X 1 000 000 325 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 112 4,582 X 1 3,500 000 1,082 COLUMN TOTALS 267,143
PAGE 104 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE TELECOMUNICACOES BRASILEIRAS SPONSORED ADR 879287308 018 645 X 1 335 000 310 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 000 040 X 1 000 000 040 TELEDYNE TECHNOLOGIES INC COM 879360105 280 21,387 X 1 20,987 000 400 TELEFLEX INC COM 879369106 20,388 479,161 X 1 206,950 57,202 215,009 TELEFONICA S A SPONSORED ADR 879382208 2,219 64,183 X 1 10,896 3,231 50,056 TELEFONOS DE MEXICO S A SPON ADR A SHS 879403707 002 053 X 1 000 000 053 TELEFONOS DE MEXICO S A SPON ADR ORD L 879403780 4,077 129,764 X 1 119,900 1,000 8,864 TELEPHONE & DATA SYS INC COM 879433100 4,345 87,424 X 1 59,064 20,230 8,130 TELEMIG CELULAR PART S A SPON ADR PFD 87944E105 1,087 51,700 X 1 41,300 000 10,400 TELESP CELULAR PART S A SPON ADR PFD 87952L108 000 040 X 1 040 000 000 TELIK INC COM 87959M109 000 028 X 1 028 000 000 TELLABS INC COM 879664100 2,630 400,889 X 1 116,353 4,200 280,336 TELLIUM INC COM 87967E107 000 200 X 1 000 000 200 TEMPLE INLAND INC COM 879868107 4,544 105,893 X 1 99,324 500 6,069 TELETECH HOLDINGS INC COM 879939106 010 2,630 X 1 000 000 2,630 TEMPLETON DRAGON FD INC COM 88018T101 048 4,325 X 1 3,325 000 1,000 TEMPLETON CHINA WORLD FD INC COM 88018X102 014 1,082 X 1 000 1,082 000 TEMPLETON EMERGING MKTS FD I COM 880191101 878 87,870 X 1 85,870 000 2,000 TENET HEALTHCARE CORP COM 88033G100 15,185 1,303,428 X 1 904,962 29,900 368,566 TENNANT CO COM 880345103 138 3,756 X 1 1,506 000 2,250 TERADYNE INC COM 880770102 831 47,985 X 1 38,485 1,000 8,500 TERAYON COMMUNICATION SYS COM 880775101 016 6,075 X 1 5,925 000 150 TEREX CORP NEW COM 880779103 025 1,300 X 1 1,000 000 300 TERRA NETWORKS S A SPONSORED ADR 88100W103 001 159 X 1 008 000 151 TERRA NITROGEN CO L P COM UNIT 881005201 003 500 X 1 500 000 000 TERREMARK WORLDWIDE INC COM 881448104 052 60,000 X 1 20,000 000 40,000 TESORO PETE CORP COM 881609101 1,658 241,000 X 1 1,900 000 239,100 TETRA TECHNOLOGIES INC DEL COM 88162F105 378 12,746 X 1 12,746 000 000 TETRA TECH INC NEW COM 88162G103 1,562 89,764 X 1 7,214 000 82,550 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 43,145 758,256 X 1 678,940 12,124 67,192 COLUMN TOTALS 103,534
PAGE 105 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE TEXAS GENCO HLDGS INC COM 882443104 048 2,068 X 1 1,219 235 614 TEXAS INDS INC COM 882491103 269 11,311 X 1 1,651 1,400 8,260 TEXAS INSTRS INC COM 882508104 172,035 9,774,702 X 1 6202,852 1046,741 2525,109 TEXAS PAC LD TR SUB CTF PROP IT 882610108 196 4,200 X 1 600 000 3,600 TEXAS REGL BANCSHARES INC CL A VTG 882673106 468 13,724 X 1 13,394 000 330 THAI FD INC COM 882904105 433 77,672 X 1 77,672 000 000 THAI CAP FD INC COM NEW 882905201 001 375 X 1 375 000 000 TEXTRON INC COM 883203101 894 22,905 X 1 15,680 1,900 5,325 THERAGENICS CORP COM 883375107 168 39,100 X 1 39,100 000 000 THERASENSE INC COM 883381105 037 3,700 X 1 3,700 000 000 THERMO ELECTRON CORP SDCV 4.000% 1/1 883556AH5 309 310,000 X 1 160,000 000 150,000 THERMO ELECTRON CORP COM 883556102 7,802 371,184 X 1 171,087 38,080 162,017 THERMOGENESIS CORP COM NEW 883623209 260 90,796 X 1 90,796 000 000 THOMAS & BETTS CORP COM 884315102 8,908 616,490 X 1 549,390 17,000 50,100 THOMAS INDS INC COM 884425109 019 700 X 1 000 000 700 THOMSON CORP COM 884903105 013 400 X 1 000 000 400 THOR INDS INC COM 885160101 12,881 315,550 X 1 305,550 000 10,000 THORATEC CORP COM NEW 885175307 1,319 89,835 X 1 4,900 000 84,935 THORNBURG MTG INC COM 885218107 107 4,338 X 1 4,000 000 338 3COM CORP COM 885535104 133 28,454 X 1 8,654 5,100 14,700 3-D SYS CORP DEL COM NEW 88554D205 002 300 X 1 300 000 000 THREE FIVE SYS INC COM 88554L108 001 212 X 1 212 000 000 3M CO COM 88579Y101 257,571 1,996,983 X 1 1331,174 195,085 470,724 TIBCO SOFTWARE INC COM 88632Q103 1,120 218,784 X 1 1,984 000 216,800 TIDEWATER INC COM 886423102 1,497 50,987 X 1 27,195 12,000 11,792 TIFFANY & CO NEW COM 886547108 23,466 718,062 X 1 524,737 30,700 162,625 TIMBERLAND CO CL A 887100105 37,735 713,872 X 1 496,572 45,500 171,800 TIME WARNER TELECOM INC CL A 887319101 007 1,200 X 1 1,200 000 000 TIMKEN CO COM 887389104 145 8,280 X 1 5,200 1,200 1,880 TIPPINGPOINT TECH INC COM 888011103 001 134 X 1 134 000 000 COLUMN TOTALS 527,845
PAGE 106 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE TITAN CORP COM 888266103 201 19,550 X 1 19,550 000 000 TITAN PHARMACEUTICALS INC DE COM 888314101 099 41,700 X 1 000 3,500 38,200 TOLL BROTHERS INC COM 889478103 074 2,600 X 1 2,600 000 000 TOLLGRADE COMMUNICATIONS INC COM 889542106 027 1,450 X 1 1,450 000 000 TOMPKINSTRUSTCO INC COM 890110109 052 1,171 X 1 000 000 1,171 TOO INC COM 890333107 031 1,547 X 1 1,347 000 200 TOOTSIE ROLL INDS INC COM 890516107 2,324 76,206 X 1 45,629 000 30,577 TOPPS INC COM 890786106 053 6,230 X 1 700 000 5,530 TORCHMARK CORP COM 891027104 13,404 359,831 X 1 113,254 1,500 245,077 TORO CO COM 891092108 645 16,220 X 1 11,720 000 4,500 TORONTO DOMINION BK ONT COM NEW 891160509 433 15,600 X 1 15,600 000 000 TOTAL S A SPONSORED ADR 89151E109 9,100 120,048 X 1 109,620 1,000 9,428 TOWER AUTOMOTIVE INC COM 891707101 009 2,500 X 1 2,500 000 000 TOTAL SYS SVCS INC COM 891906109 076 3,400 X 1 3,300 000 100 TOWN & CTRY TR SH BEN INT 892081100 012 500 X 1 500 000 000 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 241 4,651 X 1 4,351 000 300 TOYS R US INC COM 892335100 322 26,588 X 1 22,234 3,000 1,354 TPG N V SPONSORED ADR 892339102 017 1,000 X 1 000 000 1,000 TRACTOR SUPPLY CO COM 892356106 005 100 X 1 100 000 000 TRAMMELL CROW CO COM 89288R106 012 1,100 X 1 500 000 600 TRANS WORLD ENTMT CORP COM 89336Q100 015 3,000 X 1 000 000 3,000 TRANSACTION SYS ARCHITECTS CL A 893416107 005 500 X 1 500 000 000 TRANSATLANTIC HLDGS INC COM 893521104 1,390 20,107 X 1 3,457 000 16,650 TRANSCANADA CORP COM 89353D107 008 450 X 1 000 000 450 TRANSKARYOTIC THERAPIES INC COM 893735100 022 1,872 X 1 1,480 000 392 TRANSMETA CORP DEL COM 89376R109 001 550 X 1 550 000 000 TRAVELERS PPTY CAS CORP NEW CL A 89420G109 23,751 1,493,791 X 1 1369,429 49,033 75,329 TRAVELERS PPTY CAS CORP NEW CL B 89420G406 4,137 262,332 X 1 171,372 12,238 78,722 TREDEGAR CORP COM 894650100 280 18,675 X 1 17,455 000 1,220 TREX INC COM 89531P105 090 2,300 X 1 1,500 000 800 COLUMN TOTALS 56,836
PAGE 107 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE TRI CONTL CORP COM 895436103 1,140 77,139 X 1 61,832 000 15,307 TRIAD HOSPITALS INC COM 89579K109 71,176 2,867,672 X 1 2867,666 000 006 TRIAD GTY INC COM 895925105 095 2,500 X 1 2,500 000 000 TRIARC COS INC CL A 895927101 244 8,130 X 1 4,400 000 3,730 TRIBUNE CO NEW COM 896047107 25,475 527,436 X 1 290,384 76,147 160,905 TRIMERIS INC COM 896263100 064 1,400 X 1 1,400 000 000 TRINITY INDS INC COM 896522109 020 1,100 X 1 1,100 000 000 TRIPATH TECHNOLOGY INC COM 89672P104 000 450 X 1 000 450 000 TRIQUINT SEMICONDUCTOR INC COM 89674K103 2,499 609,424 X 1 471,924 14,000 123,500 TRITON PCS HLDGS INC CL A 89677M106 002 400 X 1 000 000 400 TRIZEC PROPERTIES INC COM 89687P107 13,593 1,195,513 X 1 897,374 000 298,139 TRIZETTO GROUP INC COM 896882107 006 947 X 1 947 000 000 TRIPOS INC COM 896928108 031 3,964 X 1 900 000 3,064 TRIPATH IMAGING INC COM 896942109 010 1,501 X 1 1,000 000 501 TROPICAL SPORTSWEAR INTL COR COM 89708P102 016 2,200 X 1 2,200 000 000 TRUST CO NJ JERSEY CITY NEW COM 898304100 064 2,096 X 1 864 000 1,232 TRUSTCO BK CORP N Y COM 898349105 122 11,058 X 1 000 000 11,058 TRUSTMARK CORP COM 898402102 042 1,650 X 1 1,650 000 000 TUESDAY MORNING CORP COM NEW 899035505 004 150 X 1 100 000 050 TUFCO TECHNOLOGIES INC COM 899040109 020 3,000 X 1 3,000 000 000 TULARIK INC COM 899165104 2,597 262,279 X 1 262,279 000 000 TUPPERWARE CORP COM 899896104 14,004 975,202 X 1 520,939 17,550 436,713 TURNSTONE SYSTEMS INC COM 900423104 051 20,000 X 1 20,000 000 000 TUT SYSTEMS COM 901103101 499 126,600 X 1 000 11,600 115,000 TWEETER HOME ENTMT GROUP INC COM 901167106 019 2,210 X 1 2,210 000 000 21ST CENTY INS GROUP COM 90130N103 045 3,160 X 1 3,060 000 100 24/7 REAL MEDIA INC COM 901314104 010 12,000 X 1 11,800 000 200 TYCO INTL LTD NEW NOTE 11/1 902124AC0 038 50,000 X 1 000 000 50,000 TYCO INTL LTD NEW COM 902124106 54,774 2,885,873 X 1 2487,477 44,790 353,606 TYSON FOODS INC CL A 902494103 468 44,065 X 1 39,865 000 4,200 COLUMN TOTALS 187,128
PAGE 108 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE UCBH HOLDINGS INC COM 90262T308 109 3,800 X 1 3,300 000 500 UGI CORP NEW COM 902681105 10,920 344,484 X 1 191,259 91,800 61,425 UICI COM 902737105 024 1,600 X 1 1,600 000 000 UIL HLDG CORP COM 902748102 187 4,610 X 1 2,610 000 2,000 UMB FINL CORP COM 902788108 013 300 X 1 300 000 000 U S B HLDG INC COM 902910108 128 7,199 X 1 7,199 000 000 UST INC COM 902911106 10,626 303,350 X 1 42,758 17,400 243,192 U S RESTAURANT PPTYS INC COM 902971100 714 45,500 X 1 45,500 000 000 US BANCORP DEL COM NEW 902973304 119,362 4,871,901 X 1 3584,621 257,423 1029,857 URS CORP NEW COM 903236107 060 3,100 X 1 3,100 000 000 U S G CORP COM NEW 903293405 196 10,300 X 1 300 000 10,000 US LEC CORP CL A 90331S109 002 500 X 1 500 000 000 U S CONCRETE INC COM 90333L102 005 1,400 X 1 000 000 1,400 U S PHYSICAL THERAPY INC COM 90337L108 026 2,000 X 1 1,600 000 400 U S XPRESS ENTERPRISES INC CL A 90338N103 003 300 X 1 300 000 000 US ONCOLOGY INC COM 90338W103 141 19,056 X 1 9,017 000 10,039 ULTICOM INC COM 903844108 005 500 X 1 500 000 000 ULTIMATE ELECTRS INC COM 903849107 027 2,100 X 1 500 000 1,600 ULTIMATE SOFTWARE GROUP INC COM 90385D107 005 1,000 X 1 000 000 1,000 ULTRALIFE BATTERIES INC COM 903899102 020 2,000 X 1 2,000 000 000 ULTRA PETE CORP COM 903914109 988 76,500 X 1 75,000 000 1,500 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 388 42,100 X 1 42,100 000 000 ULTRATECH INC COM 904034105 026 1,400 X 1 1,400 000 000 UMPQUA HLDGS CORP COM 904214103 042 2,282 X 1 1,748 000 534 UNIBANCO-UNIAO DE BANCOS BRA GDR REP PFD UT 90458E107 252 14,660 X 1 14,660 000 000 UNIFI INC COM 904677101 1,205 194,384 X 1 193,584 000 800 UNILEVER PLC SPON ADR NEW 904767704 580 18,055 X 1 7,286 000 10,769 UNILEVER N V N Y SHS NEW 904784709 5,642 104,489 X 1 33,465 14,028 56,996 UNION PAC CORP COM 907818108 97,943 1,688,095 X 1 1400,671 67,166 220,258 UNION PLANTERS CORP COM 908068109 1,263 40,718 X 1 34,881 1,550 4,287 COLUMN TOTALS 250,902
PAGE 109 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE UNIONBANCAL CORP COM 908906100 054 1,300 X 1 1,300 000 000 UNISOURCE ENERGY CORP COM 909205106 357 19,000 X 1 15,600 000 3,400 UNISYS CORP COM 909214108 18,085 1,472,755 X 1 1426,155 21,900 24,700 UNIT CORP COM 909218109 813 38,900 X 1 1,900 000 37,000 UNITED AUTO GROUP INC COM 909440109 052 2,400 X 1 1,400 000 1,000 UNITED BANCSHARES INC OHIO COM 909458101 214 14,586 X 1 4,713 000 9,873 UNITED CMNTY BKS BLAIRSVLE G CAP STK 90984P105 027 1,100 X 1 1,100 000 000 UNITED BANKSHARES INC WEST V COM 909907107 061 2,135 X 1 1,253 000 882 UNITED DEFENSE INDS INC COM 91018B104 082 3,175 X 1 1,175 000 2,000 UNITED DOMINION REALTY TR IN COM 910197102 1,324 76,907 X 1 54,614 12,900 9,393 UNITED INDL CORP COM 910671106 1,985 121,793 X 1 400 000 121,393 UNITED NATL BANCORP N J COM 910909100 1,269 46,008 X 1 46,008 000 000 UNITED NAT FOODS INC COM 911163103 077 2,700 X 1 2,700 000 000 UNITED ONLINE INC COM 911268100 243 9,605 X 1 4,947 000 4,658 UNITED PARCEL SERVICE INC CL B 911312106 517,926 8,130,706 X 1 4195,570 576,667 3358,469 UNITED RENTALS INC COM 911363109 59,669 4,295,823 X 1 3792,250 47,400 456,173 UNITED STATES CELLULAR CORP COM 911684108 057 2,250 X 1 2,250 000 000 UNITED STATES STL CORP NEW COM 912909108 098 6,000 X 1 4,760 500 740 UNITED STATIONERS INC COM 913004107 186 5,200 X 1 5,200 000 000 UNITED SURGICAL PARTNERS INT COM 913016309 009 400 X 1 400 000 000 UNITED TECHNOLOGIES CORP COM 913017109 661,381 9,337,580 X 1 9145,916 22,308 169,356 UNITED THERAPEUTICS CORP DEL COM 91307C102 006 300 X 1 300 000 000 UNITEDHEALTH GROUP INC COM 91324P102 18,387 365,909 X 1 280,044 13,450 72,415 UNITEDGLOBALCOM CL A 913247508 013 2,600 X 1 2,600 000 000 UNITIL CORP COM 913259107 123 5,110 X 1 5,110 000 000 UNITRIN INC COM 913275103 3,240 119,465 X 1 103,265 1,000 15,200 UNIVERSAL COMPRESSION HLDGS COM 913431102 004 200 X 1 200 000 000 UNIVERSAL CORP VA COM 913456109 189 4,460 X 1 4,460 000 000 UNIVERSAL DISPLAY CORP COM 91347P105 054 6,100 X 1 1,000 000 5,100 UNIVERSAL ELECTRS INC COM 913483103 268 21,268 X 1 18,868 000 2,400 COLUMN TOTALS 1,286,253
PAGE 110 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE UNIVERSAL FST PRODS INC COM 913543104 004 200 X 1 200 000 000 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 562 20,800 X 1 17,800 000 3,000 UNIVERSAL HLTH SVCS INC CL B 913903100 390 9,846 X 1 9,546 000 300 UNIVISION COMMUNICATIONS INC CL A 914906102 4,155 136,676 X 1 83,731 9,250 43,695 UNIZAN FINANCIAL CORP COM 91528W101 468 26,661 X 1 000 26,661 000 UNOCAL CORP COM 915289102 8,742 304,697 X 1 169,629 4,858 130,210 UNOVA INC COM 91529B106 159 14,300 X 1 000 000 14,300 UNUMPROVIDENT CORP COM 91529Y106 32,990 2,460,088 X 1 2227,052 23,098 209,938 URBAN OUTFITTERS INC COM 917047102 9,835 273,570 X 1 268,470 000 5,100 URECOATS INDUSTRIES INC COM NEW 91724E400 006 5,000 X 1 5,000 000 000 UROLOGIX INC COM 917273104 009 3,500 X 1 3,500 000 000 URSTADT BIDDLE PPTYS INS COM 917286106 366 27,550 X 1 150 11,200 16,200 URSTADT BIDDLE PPTYS INS CL A 917286205 371 28,850 X 1 4,450 8,200 16,200 USF CORP COM 91729Q101 011 400 X 1 400 000 000 UTILITIES HOLDRS TR DEPOSITRY RCPT 918019100 015 200 X 1 200 000 000 UTSTARCOM INC COM 918076100 13,932 390,897 X 1 343,807 6,950 40,140 VCA ANTECH INC COM 918194101 004 200 X 1 200 000 000 V F CORP COM 918204108 1,434 42,225 X 1 12,045 000 30,180 VAIL RESORTS INC COM 91879Q109 001 100 X 1 100 000 000 VALASSIS COMMUNICATIONS INC COM 918866104 071 2,765 X 1 2,565 000 200 VALHI INC NEW COM 918905100 011 1,100 X 1 1,100 000 000 VALERO L P COM UT LTD PRT 91913W104 519 11,950 X 1 1,650 000 10,300 VALERO ENERGY CORP NEW COM 91913Y100 1,449 39,897 X 1 28,655 1,344 9,898 VALLEY NATL BANCORP COM 919794107 4,733 179,617 X 1 67,901 10,766 100,950 VALSPAR CORP COM 920355104 95,553 2,263,224 X 1 2254,824 000 8,400 VALUECLICK INC COM 92046N102 013 2,076 X 1 100 000 1,976 VALUEVISION MEDIA INC CL A 92047K107 004 300 X 1 300 000 000 VAN KAMPEN MUN INCOME TR COM 920909108 028 2,878 X 1 2,878 000 000 VAN KAMPEN MUN TR SH BEN INT 920919107 006 425 X 1 000 000 425 VAN KAMPEN TR INVT GRADE N J COM 920933108 084 4,700 X 1 2,700 000 2,000 COLUMN TOTALS 175,925
PAGE 111 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE VAN KAMPEN MUN OPPORTUNITY T COM 920935103 582 33,864 X 1 33,864 000 000 VAN DER MOOLEN HLDG N.V. SPONSORED ADR 921020103 126 9,160 X 1 9,160 000 000 VAN KAMPEN PA VALUE MUN INCO COM 92112T108 042 2,500 X 1 000 000 2,500 VANS INC COM 921930103 077 8,600 X 1 000 000 8,600 VARCO INTL INC DEL COM 922122106 063 3,200 X 1 3,200 000 000 VARIAN MED SYS INC COM 92220P105 2,617 45,465 X 1 32,249 2,300 10,916 VARIAN INC COM 922206107 147 4,282 X 1 4,082 000 200 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 122 4,082 X 1 3,882 000 200 VASOMEDICAL INC COM 922321104 006 5,000 X 1 5,000 000 000 VAXGEN INC COM NEW 922390208 000 004 X 1 000 000 004 VECTREN CORP COM 92240G101 1,759 70,209 X 1 34,496 1,500 34,213 VECTOR GROUP LTD COM 92240M108 030 1,700 X 1 1,700 000 000 VEECO INSTRS INC DEL COM 922417100 007 400 X 1 400 000 000 VELCRO INDS N V COM 922571104 011 1,000 X 1 000 000 1,000 VENTAS INC COM 92276F100 003 200 X 1 200 000 000 VENTANA MED SYS INC COM 92276H106 849 31,355 X 1 22,855 500 8,000 VANGUARD INDEX TR STK MRK VIPERS 922908769 347 3,750 X 1 3,750 000 000 VERITY INC COM 92343C106 040 3,135 X 1 3,135 000 000 VERISIGN INC COM 92343E102 1,020 73,960 X 1 49,210 20,000 4,750 VERITAS DGC INC COM 92343P107 046 4,000 X 1 3,100 000 900 VERIZON COMMUNICATIONS COM 92343V104 313,773 7,953,694 X 1 5299,047 748,204 1906,443 VERINT SYS INC COM 92343X100 003 100 X 1 100 000 000 VERILINK CORP COM 923432108 065 38,500 X 1 000 000 38,500 VERITAS SOFTWARE CO COM 923436109 5,087 176,517 X 1 123,567 950 52,000 VERMONT PURE HLDGS LTD NEW COM 924237100 105 30,000 X 1 30,000 000 000 VERMONT TEDDY BEAR INC COM 92427X109 1,599 456,839 X 1 456,839 000 000 VERTEX PHARMACEUTICALS INC COM 92532F100 1,150 78,632 X 1 71,632 400 6,600 VERTICALNET INC COM NEW 92532L206 000 235 X 1 235 000 000 VESTA INS GROUP INC COM 925391104 007 3,000 X 1 000 000 3,000 VESTAUR SECS INC COM 925464109 013 1,000 X 1 1,000 000 000 COLUMN TOTALS 329,696
PAGE 112 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE VIAD CORP COM 92552R109 24,087 1,075,800 X 1 1063,000 000 12,800 VIASAT INC COM 92552V100 010 700 X 1 700 000 000 VIACOM INC CL A 925524100 2,621 59,979 X 1 23,649 13,500 22,830 VIACOM INC CL B 925524308 83,987 1,923,669 X 1 1315,623 95,578 512,468 VIASYS HEALTHCARE INC COM NEW 92553Q209 672 32,471 X 1 17,763 3,518 11,190 VICOR CORP COM 925815102 016 1,608 X 1 1,608 000 000 VIGNETTE CORP COM 926734104 019 9,740 X 1 9,740 000 000 VIISAGE TECHNOLOGY INC COM 92675K106 012 2,400 X 1 2,400 000 000 VINA CONCHA Y TORO S A SPONSORED ADR 927191106 3,683 83,224 X 1 83,224 000 000 VINTAGE PETE INC COM 927460105 2,278 201,923 X 1 71,823 43,900 86,200 VISHAY INTERTECHNOLOGY INC COM 928298108 53,573 4,058,536 X 1 3221,413 165,000 672,123 VISTEON CORP COM 92839U107 065 9,395 X 1 7,543 635 1,217 VISX INC DEL COM 92844S105 063 3,603 X 1 2,203 000 1,400 VISUAL NETWORKS INC COM 928444108 058 42,034 X 1 41,639 000 395 VITRIA TECHNOLOGY COM NEW 92849Q401 026 4,510 X 1 3,069 1,441 000 VITESSE SEMICONDUCTOR CORP COM 928497106 436 89,169 X 1 25,156 000 64,013 VIVENDI UNIVERSAL SPON ADR NEW 92851S204 866 46,966 X 1 41,226 2,160 3,580 VIXEL CORP DEL COM 928552108 013 2,100 X 1 2,100 000 000 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W100 46,669 2,375,014 X 1 1412,413 244,768 717,833 VORNADO RLTY TR SH BEN INT 929042109 7,481 171,575 X 1 98,940 70,500 2,135 VULCAN MATLS CO COM 929160109 3,827 103,225 X 1 51,870 3,600 47,755 WFS FINL INC COM 92923B106 163 4,883 X 1 000 000 4,883 WCI CMNTYS INC COM 92923C104 015 800 X 1 800 000 000 WD-40 CO COM 929236107 4,805 168,850 X 1 58,400 52,600 57,850 WGL HLDGS INC COM 92924F106 2,176 81,500 X 1 42,400 23,600 15,500 WHX CORP PFD CV SER B 929248300 002 300 X 1 300 000 000 W-H ENERGY SVCS INC COM 92925E108 1,246 63,700 X 1 61,200 000 2,500 W HLDG CO INC COM 929251106 009 550 X 1 550 000 000 WMX TECHNOLOGIES INC NOTE 2.000% 1/2 92929QAF4 011 12,000 X 1 000 000 12,000 WMS INDS INC COM 929297109 003 200 X 1 200 000 000 COLUMN TOTALS 238,892
PAGE 113 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- -------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE W P CAREY & CO LLC COM 92930Y107 255 8,523 X 1 8,523 000 000 WPP GROUP PLC SPON ADR NEW 929309300 2,091 52,178 X 1 33,523 3,340 15,315 WPS RESOURCES CORP COM 92931B106 515 12,804 X 1 8,770 2,200 1,834 WSFS FINL CORP COM 929328102 038 1,000 X 1 1,000 000 000 WVS FINL CORP COM 929358109 090 5,000 X 1 5,000 000 000 WABASH NATL CORP COM 929566107 076 5,400 X 1 200 000 5,200 WABTEC CORP COM 929740108 118 8,500 X 1 4,900 000 3,600 WACHOVIA CORP 2ND NEW COM 929903102 53,569 1,340,577 X 1 847,689 177,593 315,295 WADDELL & REED FINL INC CL A 930059100 366 14,240 X 1 13,940 000 300 WAL MART STORES INC COM 931142103 228,302 4,253,808 X 1 2810,108 143,100 1300,600 WALGREEN CO COM 931422109 68,858 2,287,632 X 1 1325,183 225,850 736,599 WALTER INDS INC COM 93317Q105 061 5,200 X 1 5,200 000 000 WARWICK VALLEY TEL CO COM 936750108 103 1,250 X 1 250 000 1,000 WASHINGTON FED INC COM 938824109 177 7,652 X 1 7,652 000 000 WASHINGTON MUT INC COM 939322103 70,027 1,695,565 X 1 1330,276 114,860 250,429 WASHINGTON POST CO CL B 939640108 18,015 24,580 X 1 2,442 000 22,138 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 503 18,478 X 1 9,907 000 8,571 WASHINGTON TR BANCORP COM 940610108 083 3,625 X 1 3,625 000 000 WASTE CONNECTIONS INC COM 941053100 107 3,050 X 1 2,050 000 1,000 WASTE INDUSTRIES USA INC COM 941057101 009 1,235 X 1 1,000 000 235 WASTE MGMT INC DEL COM 94106L109 6,904 286,602 X 1 238,981 1,400 46,221 WATCHGUARD TECHNOLOGIES INC COM 941105108 152 33,300 X 1 000 2,400 30,900 WATER PIK TECHNOLOGIES INC COM 94113U100 073 9,337 X 1 4,937 000 4,400 WATERFORD WEDGWOOD PUB LTD C ADR REPSTG UT 941513301 001 250 X 1 250 000 000 WATERS CORP COM 941848103 9,931 340,907 X 1 150,762 110,150 79,995 WATSCO INC COM 942622200 010 626 X 1 626 000 000 WATSON PHARMACEUTICALS INC COM 942683103 1,137 28,176 X 1 21,776 300 6,100 WATSON WYATT & CO HLDGS CL A 942712100 366 15,781 X 1 5,606 000 10,175 WATTS INDS INC CL A 942749102 011 600 X 1 600 000 000 WAUSAU-MOSINEE PAPER CORP COM 943315101 1,176 104,975 X 1 104,975 000 000 COLUMN TOTALS 463,124
PAGE 114 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE WAVE SYSTEMS CORP CL A 943526103 001 800 X 1 800 000 000 WAYPOINT FINL CORP COM 946756103 007 400 X 1 400 000 000 WEBEX INC COM 94767L109 058 4,170 X 1 270 000 3,900 WEBMETHODS INC COM 94768C108 509 62,770 X 1 1,780 000 60,990 WEBSENSE INC COM 947684106 005 300 X 1 300 000 000 WEBMD CORP COM 94769M105 656 60,380 X 1 29,980 000 30,400 WEBSTER FINL CORP CONN COM 947890109 1,430 37,820 X 1 12,166 8,436 17,218 WEIGHT WATCHERS INTL INC NEW COM 948626106 17,012 373,983 X 1 344,736 3,175 26,072 WEINGARTEN RLTY INVS SH BEN INT 948741103 5,072 121,053 X 1 115,343 000 5,710 WEIS MKTS INC COM 948849104 009 300 X 1 300 000 000 WELLMAN INC COM 949702104 012 1,050 X 1 850 000 200 WELLPOINT HEALTH NETWORK NEW COM 94973H108 14,788 175,425 X 1 142,502 400 32,523 WELLS FARGO & CO NEW COM 949746101 210,995 4,186,416 X 1 3212,815 174,243 799,358 WENDYS INTL INC COM 950590109 3,958 136,613 X 1 133,023 000 3,590 WERNER ENTERPRISES INC COM 950755108 1,306 61,633 X 1 733 000 60,900 WESBANCO INC COM 950810101 005 200 X 1 200 000 000 WESCAST INDS INC CL A SUB VTG 950813105 838 33,700 X 1 3,000 000 30,700 WEST COAST BANCORP ORE NEW COM 952145100 046 2,500 X 1 2,000 000 500 WEST CORP COM 952355105 035 1,300 X 1 1,200 000 100 WEST MARINE INC COM 954235107 662 38,050 X 1 1,450 000 36,600 WEST PHARMACEUTICAL SVSC INC COM 955306105 039 1,600 X 1 400 000 1,200 WESTAR ENERGY INC COM 95709T100 3,500 215,621 X 1 104,456 000 111,165 WESTAMERICA BANCORPORATION COM 957090103 420 9,760 X 1 6,760 000 3,000 WESTCOAST HOSPITALITY CORP COM 95750P106 011 2,200 X 1 000 000 2,200 WESTELL TECHNOLOGIES INC CL A 957541105 638 77,000 X 1 000 000 77,000 WESTERN DIGITAL CORP COM 958102105 212 20,600 X 1 14,800 000 5,800 WESTERN GAS RES INC COM 958259103 2,590 65,400 X 1 65,400 000 000 WESTERN WIRELESS CORP CL A 95988E204 470 40,700 X 1 40,700 000 000 WESTFIELD FINANCIAL INC COM 96008D101 004 200 X 1 200 000 000 WESTMINSTER CAP INC COM 960631109 000 024 X 1 024 000 000 COLUMN TOTALS 265,288
PAGE 115 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE WESTMORELAND COAL CO COM 960878106 038 2,100 X 1 2,100 000 000 WESTPAC BKG CORP SPONSORED ADR 961214301 224 4,100 X 1 4,100 000 000 WESTPORT RES CORP NEW COM 961418100 19,320 849,217 X 1 576,973 33,910 238,334 WESTPORT RES CORP NEW PFD CONV 961418209 164 6,500 X 1 000 000 6,500 WESTWOOD ONE INC COM 961815107 1,094 32,239 X 1 27,439 000 4,800 WET SEAL INC CL A 961840105 047 4,492 X 1 2,092 000 2,400 WEYERHAEUSER CO COM 962166104 46,100 853,705 X 1 506,820 220,776 126,109 WHIRLPOOL CORP COM 963320106 2,582 40,530 X 1 11,485 300 28,745 WHITE ELECTR DESIGNS CORP COM 963801105 007 700 X 1 700 000 000 WHITEHALL JEWELLERS INC COM 965063100 063 6,899 X 1 1,800 000 5,099 WHITNEY HLDG CORP COM 966612103 6,524 203,875 X 1 116,334 1,050 86,491 WHOLE FOODS MKT INC COM 966837106 37,123 781,040 X 1 546,739 30,750 203,551 WILD OATS MARKETS INC COM 96808B107 003 250 X 1 100 000 150 WILEY JOHN & SONS INC CL A 968223206 85,232 3,253,141 X 1 2424,315 176,161 652,665 WILEY JOHN & SONS INC CL B 968223305 336 12,801 X 1 12,801 000 000 WILLAMETTE VY VINEYARD INC COM 969136100 001 600 X 1 600 000 000 WILLBROS GROUP INC COM 969199108 1,807 173,900 X 1 171,000 000 2,900 WILLIAMS COS INC DEL COM 969457100 7,493 948,423 X 1 252,493 22,800 673,130 WILLIAMS ENERGY PARTNERS L P COM UNIT RP LP 969491109 045 950 X 1 350 000 600 WILLIAMS SONOMA INC COM 969904101 577 19,775 X 1 7,975 8,500 3,300 WILLIS LEASE FINANCE CORP COM 970646105 023 5,000 X 1 000 000 5,000 WILLOW GROVE BANCORP INC NEW COM 97111W101 272 16,000 X 1 15,200 000 800 WILMINGTON TRUST CORP COM 971807102 2,997 102,100 X 1 41,614 2,150 58,336 WILSHIRE ST BK CALIF COM 97200A101 012 763 X 1 763 000 000 WILSON GREATBATCH TECHNOLOGI COM 972232102 061 1,700 X 1 000 000 1,700 WIND RIVER SYSTEMS INC COM 973149107 009 2,420 X 1 1,720 000 700 WINN DIXIE STORES INC COM 974280109 080 6,505 X 1 5,405 1,100 000 WINNEBAGO INDS INC COM 974637100 019 500 X 1 500 000 000 WINSTON HOTELS INC COM 97563A102 085 10,350 X 1 8,250 000 2,100 WINTRUST FINANCIAL CORP COM 97650W108 077 2,600 X 1 600 2,000 000 COLUMN TOTALS 212,415
PAGE 116 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE WIRELESS FACILITIES INC COM 97653A103 020 1,650 X 1 1,100 000 550 WISCONSIN ENERGY CORP COM 976657106 953 32,870 X 1 26,076 900 5,894 WISER OIL CO DEL COM 977284108 006 1,000 X 1 000 000 1,000 WOLVERINE WORLD WIDE INC COM 978097103 4,276 222,005 X 1 97,905 39,700 84,400 WOMEN FIRST HEALTHCARE COM 978150100 002 1,500 X 1 000 000 1,500 WOODHEAD INDS INC COM 979438108 018 1,500 X 1 000 000 1,500 WOODWARD GOVERNOR CO COM 980745103 028 650 X 1 400 000 250 WORKFLOW MGMT INC COM 98137N109 018 5,100 X 1 000 000 5,100 WORLD ACCEP CORP DEL COM 981419104 019 1,200 X 1 000 000 1,200 WORLD FUEL SVCS CORP COM 981475106 003 136 X 1 136 000 000 WORLD WRESTLING ENTMT INC CL A 98156Q108 066 6,400 X 1 6,300 000 100 WORTHINGTON INDS INC COM 981811102 090 6,730 X 1 6,730 000 000 WRIGHT MED GROUP INC COM 98235T107 023 1,200 X 1 1,200 000 000 WRIGLEY WM JR CO COM 982526105 72,367 1,286,977 X 1 760,499 84,000 442,478 WYETH COM 983024100 317,225 6,964,317 X 1 4395,540 657,427 1911,350 WYNDHAM INTL INC CL A 983101106 007 14,814 X 1 5,014 000 9,800 XM SATELLITE RADIO HLDGS INC CL A 983759101 61,771 5,620,700 X 1 5607,700 000 13,000 XTO ENERGY INC COM 98385X106 3,414 169,750 X 1 146,699 000 23,051 X-RITE INC COM 983857103 011 1,100 X 1 1,100 000 000 XATA CORP COM NEW 983882309 003 1,000 X 1 1,000 000 000 XCEL ENERGY INC COM 98389B100 11,137 740,513 X 1 515,079 25,718 199,716 XILINX INC COM 983919101 4,670 184,604 X 1 89,790 900 93,914 XENOVA GROUP PLC SPONS ADR NEW 984111302 002 1,000 X 1 000 000 1,000 XEROX CORP COM 984121103 4,626 436,850 X 1 126,390 2,200 308,260 XYBERNAUT CORP COM 984149104 003 5,000 X 1 000 000 5,000 YAHOO INC COM 984332106 2,728 83,439 X 1 73,694 1,200 8,545 YANKEE CANDLE INC COM 984757104 1,533 66,000 X 1 1,100 000 64,900 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 012 500 X 1 000 000 500 XICOR INC COM 984903104 003 500 X 1 500 000 000 YARDVILLE NATL BANCORP COM 985021104 020 1,000 X 1 1,000 000 000 COLUMN TOTALS 485,054
PAGE 117 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 JULY 1, 2003
ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- --------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET SHARES OR MANAGER VALUE (THOU) PRINCIPAL (A) (B) (C) SEE AMOUNT SOLE SHARED INS V DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE YELLOW CORP COM 985509108 037 1,600 X 1 900 000 700 YORK INTL CORP NEW COM 986670107 7,175 306,615 X 1 245,365 2,850 58,400 YOUNG BROADCASTING INC CL A 987434107 021 1,000 X 1 1,000 000 000 YUM BRANDS INC COM 988498101 14,881 503,413 X 1 214,113 42,590 246,710 ZALE CORP NEW COM 988858106 52,267 1,306,663 X 1 1228,863 3,500 74,300 ZAPATA CORP COM PAR $ 989070602 005 100 X 1 100 000 000 ZEBRA TECHNOLOGIES CORP CL A 989207105 200 2,659 X 1 2,459 000 200 ZENITH NATL INS CORP COM 989390109 081 2,851 X 1 2,851 000 000 ZIMMER HLDGS INC COM 98956P102 15,927 353,534 X 1 255,566 27,344 70,624 ZIONS BANCORPORATION COM 989701107 1,356 26,792 X 1 11,300 700 14,792 ZIX CORP COM 98974P100 013 3,400 X 1 3,400 000 000 ZORAN CORP COM 98975F101 233 12,148 X 1 12,148 000 000 ZOLTEK COS INC COM 98975W104 003 1,000 X 1 000 000 1,000 ZWEIG FD COM 989834106 001 100 X 1 100 000 000 ZYMOGENETICS INC COM 98985T109 005 400 X 1 400 000 000 ZYGO CORP COM 989855101 005 600 X 1 600 000 000 ZOLL MED CORP COM 989922109 901 27,110 X 1 110 000 27,000 COLUMN TOTALS 93,111 FINAL TOTALS 39,107,740