13F-HR 1 y48536hre13f-hr.txt UNITED STATES TRUST COMPANY OF NEW YORK 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2000 ------------------- Check here if Amendment [ ]; Amendment Number: ---- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: United States Trust Company of New York ----------------------------------------------------------------------- Address: 114 W. 47th St. ----------------------------------------------------------------------- New York, NY ----------------------------------------------------------------------- 10036-1532 ----------------------------------------------------------------------- Form 13F File Number: 28-380 ---- The Institutional Investment Manager filing this report and the person by whom it is signed represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. A. Tricarico ------------------------------------------------------------------------- Title: Vice President and Trust Counsel ------------------------------------------------------------------------- Phone: 212-852-3812 ------------------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ J. A. Tricarico New York, NY May 1, 2001 ------------------------------- ------------------------ ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check if no holdings reported are in this report, and all holdings are reported in this report and a portion are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- --------------------------- ----------------------------- [Repeat as necessary.] 2 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 7* - Form 13F Information Table Entry Total: 122 Pages ---------- Form 13F Information Table Value Total: $ 44,672,310 ------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28 - 389 U.S. Trust Corporation* 02 28 - 1615 U.S. Trust - Florida 03 28 - 2341 U.S. Trust - California 04 28 - 2950 U.S. Trust - Texas 05 28 - 3021 U.S. Trust - North Carolina 06 28 - 3864 U.S. Trust - New Jersey 07 28 - 4052 U.S. Trust - Connecticut *-NOTE: U.S. Trust Corporation ("UST") is a wholly-owned direct subsidiary of ---- The Charles Schwab Corporation ("Schwab"), which is a publicly traded company. Charles Schwab Investment Management, Inc. ("CSIM"), which is a wholly-owned direct subsidiary of Schwab, files a separate report on Form 13F, under File Number 28-3128 (which report also includes certain securities under the management of Symphony Asset Management, Inc. (File Number 28-5764). Neither UST nor CSIM share any power with respect to the voting or disposition of securities reflected in the other's Form 13F. 3
PAGE 1 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CELANESE AG ORD D1497A101 003 147 X 1 047 DAIMLERCHRYSLER AG ORD D1668R123 299 6,654 X 1 2,987 000 3,667 PAGE FINA ELF S A WARRANT OR RIGHT F9212D142 023 972 X 1 972 000 000 ACE LTD ORD G0070K103 4,100 114,301 X 1 59,375 1,100 53,826 AMDOCS LTD ORD G02602103 521 11,022 X 1 2,757 000 8,265 ANNUITY AND LIFE RE HLDGS ORD G03910109 205 6,950 X 1 5,100 000 1,850 APW LTD COM G04397108 041 5,294 X 1 254 000 5,040 ARCH CAP GROUP LTD ORD G0450A105 110 7,279 X 1 6,979 000 300 ASIA GLOBAL CROSSING LTD CL A G05330108 736 150,000 X 1 000 000 150,000 CREDICORP LTD COM G2519Y108 717 88,358 X 1 88,358 000 000 ELAN PLC RT G29539148 035 24,600 X 1 20,600 000 4,000 XCELERA INC COM G31611109 262 66,000 X 1 000 000 66,000 EURO TECH HOLDINGS CO LTD WARRANT OR RIGHT G32030119 019 150,000 X 1 000 000 150,000 EVEREST RE GROUP LTD COM G3223R108 1,028 15,157 X 1 5,900 9,000 257 FRESH DEL MONTE PRODUCE INC ORD G36738105 019 3,100 X 1 1,500 000 1,600 GARMIN LTD ORD G37260109 075 3,800 X 1 3,500 000 300 GLOBAL CROSSING LTD COM G3921A100 43,833 3,646,674 X 1 2440,333 384,460 821,881 GLOBALSTAR TELECOMMUNICTNS LTD COM G3930H104 026 37,676 X 1 8,513 000 29,163 HELEN OF TROY CORP LTD COM G4388N106 011 2,000 X 1 2,000 000 000 IPC HLDGS LTD ORD G4933P101 024 1,200 X 1 1,200 000 000 KNIGHTSBRIDGE TANKERS LTD ORD G5299G106 024 1,000 X 1 1,000 000 000 LORAL SPACE & COMMUNICATIONS COM G56462107 064 33,680 X 1 1,000 000 32,680 MIH LTD CL A G6116R101 017 1,500 X 1 000 000 1,500 NORDIC AMERICAN TANKER SHIPPNG COM G65773106 035 1,700 X 1 000 000 1,700 ORIENT-EXPRESS HOTELS LTD CL A G67743107 11,558 646,084 X 1 644,084 000 2,000 PARTNERRE LTD COM G6852T105 046 940 X 1 000 000 940 RENAISSANCE RE HLDGS LTD COM G7496G103 054 756 X 1 084 000 672 SANTA FE INTL CORP ORD G7805C108 2,807 92,825 X 1 89,800 3,000 025 SCOTTISH ANNUITY & LIFE HLDGS ORD G7885T104 364 25,800 X 1 000 000 25,800 SINA COM ORD G81477104 000 025 X 1 025 000 000 COLUMN TOTALS 67,056
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PAGE 2 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE STEWART W P & CO LTD COM G84922106 8,016 381,700 X 1 113,200 400 268,100 3D LABS INC LTD ORD G8846W103 006 5,100 X 1 000 000 5,100 HILFIGER TOMMY CORP ORD G8915Z102 829 65,025 X 1 59,200 000 5,825 TRANSOCEAN SEDCO FOREX INC ORD G90078109 19,905 480,794 X 1 251,979 79,598 149,217 TRENWICK GROUP LTD COM G9032C109 076 3,900 X 1 1,600 000 2,300 TRITON ENERGY LTD ORD G90751101 547 31,500 X 1 31,500 000 000 TYCOM LTD COM G9144B106 1,039 82,700 X 1 41,250 000 41,450 WHITE MTNS INS GROUP LTD COM G9618E107 1,474 4,400 X 1 000 000 4,400 XOMA LTD ORD G9825R107 010 1,500 X 1 000 000 1,500 XL CAP LTD CL A G98255105 26,537 340,436 X 1 249,171 000 91,265 UBS AG ORD H8920G155 379 2,691 X 1 1,991 396 304 MILLICOM INTL CELLULAR S A ORD L6388F102 010 500 X 1 000 000 500 SBS BROADCASTING SA ORD L8137F102 271 14,355 X 1 6,603 000 7,752 ALADDIN KNOWLEDGE SYS LTD ORD M0392N101 013 4,000 X 1 000 000 4,000 AUDIOCODES LTD ORD M15342104 031 3,740 X 1 3,740 000 000 BACKWEB TECHNOLOGIES LTD ORD M15633106 000 100 X 1 000 000 100 CHECK POINT SOFTWARE TECH LTD ORD M22465104 1,416 30,205 X 1 23,343 000 6,862 ESC MEDICAL SYS LTD ORD M40868107 088 3,750 X 1 3,750 000 000 GILAT SATELLITE NETWORKS LTD ORD M51474100 005 500 X 1 000 000 500 OPTIBASE LTD ORD M7524R108 005 1,000 X 1 1,000 000 000 SILICOM LTD ORD M84116108 000 5,000 X 1 5,000 000 000 TARO PHARMACEUTICAL INDS LTD ORD M8737E108 048 1,000 X 1 000 000 1,000 TIOGA TECHNOLOGIES LTD ORD M8789G100 006 9,000 X 1 9,000 000 000 CNH GLOBAL N V ORD N20935107 002 355 X 1 355 000 000 CORE LABORATORIES N V COM N22717107 804 44,140 X 1 38,000 000 6,140 MADGE NETWORKS N V ORD SHS N5424G106 004 4,000 X 1 4,000 000 000 QIAGEN N V ORD N72482107 032 1,600 X 1 800 000 800 SAPIENS INTL CORP N V ORD N7716A102 001 1,000 X 1 000 000 1,000 STEINER LEISURE LTD ORD P8744Y102 023 1,461 X 1 1,461 000 000 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 083 3,700 X 1 000 000 3,700 COLUMN TOTALS 61,660
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PAGE 3 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CREATIVE TECHNOLOGY LTD ORD Y1775U107 019 2,000 X 1 2,000 000 000 FLEXTRONICS INTL LTD ORD Y2573F102 5,565 372,516 X 1 349,928 14,360 8,228 KOREA THRUNET CO LTD CL A Y49975108 001 400 X 1 000 000 400 OMI CORP NEW COM Y6476W104 017 2,600 X 1 2,600 000 000 TEEKAY SHIPPING MARSHALL ISLND COM Y8564W103 707 16,800 X 1 3,700 000 13,100 AAR CORP COM 000361105 033 2,780 X 1 300 000 2,480 A C MOORE ARTS & CRAFTS INC COM 00086T103 002 270 X 1 270 000 000 A D C TELECOMMUNICATIONS COM 000886101 12,827 1,710,268 X 1 1455,688 17,300 237,280 ADE CORP MASS COM 00089C107 000 020 X 1 020 000 000 ABN AMRO HLDG NV SPONSORED ADR 000937102 034 1,840 X 1 1,840 000 000 ABM INDS INC COM 000957100 22,192 714,710 X 1 554,063 39,825 120,822 ACT MFG INC COM 000973107 151 14,000 X 1 12,500 000 1,500 AFLAC INC COM 001055102 56,061 2,000,036 X 1 1447,134 47,680 505,222 AGCO CORP COM 001084102 004 470 X 1 000 000 470 AGL RES INC COM 001204106 387 17,900 X 1 12,000 000 5,900 AG SVCS AMER INC COM 001250109 245 16,700 X 1 000 1,200 15,500 AES CORP JR SBDB CV4.5%05 00130HAN5 43,313 250,000 X 1 000 000 250,000 AES CORP COM 00130H105 258,866 5,206,482 X 1 3902,683 225,342 1078,457 AK STL HLDG CORP COM 001547108 001 114 X 1 000 000 114 AMB PROPERTY CORP COM 00163T109 1,238 50,540 X 1 50,340 000 200 AMC ENTMT INC COM 001669100 028 4,000 X 1 4,000 000 000 AML COMMUNICATIONS INC COM 001733104 001 1,000 X 1 000 000 1,000 AMLI RESIDENTIAL PPTYS TR SH BEN INT 001735109 085 3,850 X 1 3,850 000 000 AMR CORP COM 001765106 39,726 1,165,670 X 1 1053,175 21,320 91,175 AOL TIME WARNER INC COM 00184A105 597,273 16,068,685 X 1 11638,911 796,430 3633,344 APAC CUSTOMER SERVICES INC COM 00185E106 023 4,500 X 1 000 000 4,500 AT&T CORP COM 001957109 93,300 4,425,996 X 1 2314,060 651,045 1460,891 AT&T CORP COM LIB GRP A 001957208 143,818 10,309,520 X 1 7333,729 669,008 2306,783 AT&T CORP COM LIB GRP B 001957307 102 7,000 X 1 2,000 000 5,000 AT&T CORP COM WIRLES GRP 001957406 2,085 109,760 X 1 56,825 000 52,935 COLUMN TOTALS 1,278,104
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PAGE 4 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE A S V INC COM 001963107 047 3,937 X 1 3,937 000 000 AT & T CDA INC DEPS RCPT CL B 00207Q202 082 2,800 X 1 000 000 2,800 ATMI INC COM 00207R101 2,274 127,655 X 1 127,655 000 000 ATP OIL & GAS CORP COM 00208J108 431 35,900 X 1 000 000 35,900 ATS MED INC COM 002083103 055 5,909 X 1 1,600 000 4,309 AVT CORP COM 002420107 175 66,639 X 1 13,939 3,700 49,000 AVX CORP NEW COM 002444107 077 4,600 X 1 4,500 000 100 AXT INC COM 00246W103 6,611 480,789 X 1 370,614 15,950 94,225 AAIPHARMA INC COM 00252W104 035 2,775 X 1 2,775 000 000 AAMES FINL CORP COM NEW 00253A309 001 1,000 X 1 000 000 1,000 AARON RENTS INC COM 002535201 005 300 X 1 000 000 300 ABBOTT LABS COM 002824100 216,385 4,663,477 X 1 2559,819 508,500 1595,158 ABERCROMBIE & FITCH CO CL A 002896207 780 23,915 X 1 4,515 1,300 18,100 ABGENIX INC COM 00339B107 331 15,958 X 1 14,600 000 1,358 ABRAXAS PETE CORP COM 003830106 046 9,400 X 1 000 2,000 7,400 ACACIA RESH CORP COM 003881109 002 400 X 1 400 000 000 ACCESS PHARMACEUTICALS INC COM NEW 00431M209 000 002 X 1 002 000 000 ACCRUE SOFTWARE INC COM 00437W102 015 70,376 X 1 70,376 000 000 ACE CASH EXPRESS INC COM 004403101 1,030 82,800 X 1 61,200 6,000 15,600 ACETO CORP COM 004446100 135 15,816 X 1 000 000 15,816 ACLARA BIOSCIENCES INC COM 00461P106 018 3,550 X 1 000 000 3,550 ACTIVISION INC NEW COM NEW 004930202 024 1,000 X 1 1,000 000 000 ACTEL CORP COM 004934105 189 9,800 X 1 000 000 9,800 ACRES GAMING INC COM 004936100 063 10,000 X 1 000 000 10,000 ACTIVE POWER INC COM 00504W100 032 1,700 X 1 1,000 000 700 ACTUATE CORP COM 00508B102 004 450 X 1 400 000 050 ACTUANT CORP CL A NEW 00508X203 000 020 X 1 020 000 000 ACXIOM CORP COM 005125109 092 7,970 X 1 3,170 000 4,800 ADAMS EXPRESS CO COM 006212104 412 23,814 X 1 5,728 1,477 16,609 ADAPTEC INC COM 00651F108 1,897 223,145 X 1 133,165 1,800 88,180 COLUMN TOTALS 231,248
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PAGE 5 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE ADELPHIA COMMUNICATIONS CORP CL A 006848105 43,160 1,145,200 X 1 918,060 52,100 175,040 ADEPT TECHNOLOGY INC COM 006854103 001 100 X 1 100 000 000 ADMINISTAFF INC COM 007094105 033 1,916 X 1 1,116 000 800 ADOBE SYS INC COM 00724F101 22,081 649,427 X 1 241,685 39,960 367,782 ADOLOR CORP COM 00724X102 149 8,000 X 1 8,000 000 000 ADTRAN INC COM 00738A106 302 12,310 X 1 1,200 000 11,110 ADVANCED DIGITAL INFORMATION COM 007525108 004 230 X 1 000 000 230 ADVANCED MARKETING SVCS INC COM 00753T105 004 170 X 1 000 000 170 ADVANCED FIBRE COMMUNICATIONS COM 00754A105 092 6,519 X 1 4,360 000 2,159 ADVANCED PHOTONIX INC CL A 00754E107 001 1,000 X 1 1,000 000 000 ADVANCED RADIO TELECOM CORP COM 00754U101 006 22,000 X 1 22,000 000 000 ADVANCED TISSUE SCIENCES INC COM 00755F103 015 5,000 X 1 5,000 000 000 ADVANCED NEUROMODULATION SYS COM 00757T101 003 250 X 1 250 000 000 ADVANCED SWITCHING COMMUNICATI COM 00757V106 139 51,600 X 1 000 4,400 47,200 ADVO INC COM 007585102 073 2,024 X 1 572 000 1,452 AEGIS RLTY INC COM 00760P104 007 650 X 1 650 000 000 ADVANCED NUTRACEUTICALS INC COM 00760Q102 000 1,000 X 1 1,000 000 000 ADVANCED POWER TECHNOLOGY INC COM 00761E108 005 500 X 1 000 000 500 AEROFLEX INC COM 007768104 022 2,318 X 1 2,318 000 000 ADVANCEPCS COM 00790K109 418 7,702 X 1 7,702 000 000 ADVANCED MICRO DEVICES INC COM 007903107 1,196 46,920 X 1 40,110 1,400 5,410 AEGON N V ORD AMER REG 007924103 11,132 380,332 X 1 78,799 62,208 239,325 ADVANTA CORP CL A 007942105 014 900 X 1 900 000 000 ADVANTA CORP CL B 007942204 041 3,000 X 1 000 000 3,000 ADVENT SOFTWARE INC COM 007974108 446 11,500 X 1 10,530 000 970 AEROVOX INC COM 00808M105 011 11,385 X 1 11,385 000 000 AETHER SYS INC SUB NT CV 6%05 00808VAA3 063 128,000 X 1 128,000 000 000 AETHER SYS INC COM 00808V105 320 29,075 X 1 14,315 050 14,710 AETNA INC NEW COM 00817Y108 3,045 83,299 X 1 56,799 3,472 23,028 AFFILIATED COMPUTER SERVICES SB NT CV 4%05 008190AD2 091 60,000 X 1 60,000 000 000 COLUMN TOTALS 82,874
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PAGE 6 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE AFFILIATED COMPUTER SERVICES CL A 008190100 1,187 19,182 X 1 14,582 000 4,600 AFFILIATED MANAGERS GROUP COM 008252108 175 3,800 X 1 600 000 3,200 AFFYMETRIX INC COM 00826T108 1,239 47,419 X 1 14,219 000 33,200 AGENCY COM LTD COM 008447104 203 150,700 X 1 000 13,200 137,500 AGILENT TECHNOLOGIES INC COM 00846U101 46,899 1,520,234 X 1 1030,628 176,085 313,521 AGILE SOFTWARE CORP DEL COM 00846X105 002 200 X 1 000 000 200 AGNICO EAGLE MINES LTD COM 008474108 012 2,000 X 1 2,000 000 000 AGRIBRANDS INTL INC COM 00849R105 028 518 X 1 000 101 417 AIR PRODS & CHEMS INC COM 009158106 17,438 440,346 X 1 258,188 46,695 135,463 AIRBORNE INC COM 009269101 117 11,750 X 1 1,750 10,000 000 AIRGAS INC COM 009363102 196 26,000 X 1 1,000 000 25,000 AIRLEASE LTD DEPOSITORY UNIT 009366105 080 7,000 X 1 000 000 7,000 AIRNET COMMUNICATIONS CORP COM 00941P106 000 098 X 1 098 000 000 AIRTRAN HLDGS INC COM 00949P108 1,087 134,200 X 1 000 000 134,200 AIRSPAN NETWORKS INC COM 00950H102 000 088 X 1 000 000 088 AKAMAI TECHNOLOGIES INC COM 00971T101 053 7,155 X 1 4,655 000 2,500 AKZO NOBEL NV SPONSORED ADR 010199305 362 9,030 X 1 630 8,400 000 ALABAMA NATL BANCORP DELA COM 010317105 124 4,184 X 1 4,084 000 100 ALAMOSA HLDGS INC COM 011589108 018 1,700 X 1 1,700 000 000 ALASKA COMMUNICATIONS SYS GRP COM 01167P101 003 620 X 1 000 000 620 ALBANY INTL CORP CL A 012348108 019 1,050 X 1 000 000 1,050 ALBEMARLE CORP COM 012653101 101 4,520 X 1 3,500 000 1,020 ALBERTA ENERGY LTD COM 012873105 186 4,270 X 1 2,310 000 1,960 ALBERTO CULVER CO CL B CONV 013068101 366 9,358 X 1 2,550 000 6,808 ALBERTO CULVER CO CL A 013068200 002 055 X 1 055 000 000 ALBERTSONS INC COM 013104104 8,400 270,091 X 1 194,981 14,400 60,710 ALCAN INC COM 013716105 7,374 205,532 X 1 187,554 8,180 9,798 ALCIDE CORP COM NEW 013742507 033 1,003 X 1 000 000 1,003 ALCOA INC COM 013817101 25,334 717,486 X 1 477,939 35,860 203,687 ALCATEL SPONSORED ADR 013904305 7,039 242,723 X 1 155,248 35,400 52,075 COLUMN TOTALS 118,077
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PAGE 7 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE ALEXANDER & BALDWIN INC COM 014482103 228 10,720 X 1 4,180 000 6,540 ALEXANDRIA REAL ESTATE EQ INC COM 015271109 011 300 X 1 300 000 000 ALEXION PHARMACEUTICALS INC COM 015351109 4,468 212,745 X 1 108,154 1,799 102,792 ALICO INC COM 016230104 059 3,600 X 1 000 000 3,600 ALIGN TECHNOLOGY INC COM 016255101 007 900 X 1 500 000 400 ALKERMES INC COM 01642T108 6,061 268,630 X 1 134,415 600 133,615 ALLEGHANY CORP DEL COM 017175100 616 3,095 X 1 1,009 000 2,086 ALLEGHENY ENERGY INC COM 017361106 1,722 36,655 X 1 23,381 3,100 10,174 ALLEGHENY TECHNOLOGIES INC COM 01741R102 949 53,931 X 1 51,381 300 2,250 ALLEGIANCE TELECOM INC COM 01747T102 049 3,995 X 1 3,462 000 533 ALLEN TELECOM INC COM 018091108 091 7,295 X 1 000 000 7,295 ALLERGAN INC COM 018490102 16,811 234,926 X 1 112,696 29,820 92,410 ALLERGAN SPECIALTY THERAP CL A 018494104 007 325 X 1 030 295 000 ALLETE COM 018522102 580 22,968 X 1 13,848 6,600 2,520 ALLIANCE CAP MGMT HLDG L P UNIT LTD PARTN 01855A101 19,272 474,101 X 1 425,596 24,700 23,805 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 3,090 140,470 X 1 123,570 1,500 15,400 ALLIANCE PHARMACEUTICAL CORP COM 018773101 004 1,600 X 1 000 600 1,000 ALLIANT ENERGY CORP COM 018802108 813 25,500 X 1 10,502 3,110 11,888 ALLIANT TECHSYSTEMS INC COM 018804104 127 1,427 X 1 000 150 1,277 ALLIED CAP CORP NEW COM 01903Q108 295 14,301 X 1 11,709 000 2,592 ALLIED DEVICES CORP COM 019120104 158 60,000 X 1 60,000 000 000 ALLIED IRISH BKS P L C SPON ADR ORD 019228402 379 19,420 X 1 8,900 8,120 2,400 ALLIED RISER COMMUNICATIONS CP COM 019496108 026 19,000 X 1 4,000 10,000 5,000 ALLIED WASTE INDS INC COM PAR$.01NEW 019589308 110 7,140 X 1 5,640 500 1,000 ALLMERICA FINL CORP COM 019754100 1,668 32,132 X 1 20,832 11,100 200 ALLOS THERAPEUTICS INC COM 019777101 2,596 384,600 X 1 384,600 000 000 ALLOY ONLINE INC COM 019855105 2,673 305,514 X 1 280,201 000 25,313 ALLSCTIPTS HEALTHCARE SOLUTION COM 01988P108 037 7,604 X 1 4,957 000 2,647 ALLMERICA SECS TR SH BEN INT 019921105 057 5,500 X 1 1,000 000 4,500 ALLSTATE CORP COM 020002101 26,668 635,413 X 1 411,457 85,190 138,766 COLUMN TOTALS 89,632
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PAGE 8 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE ALLTEL CORP COM 020039103 33,528 636,818 X 1 336,125 71,439 229,254 ALPHA INDS INC COM 020753109 076 5,045 X 1 4,895 000 150 ALPHA TECHNOLOGIES GROUP INC COM 020781100 003 500 X 1 500 000 000 ALPHARMA INC CL A 020813101 221 7,203 X 1 983 000 6,220 ALPINE GROUP INC COM 020825105 295 173,333 X 1 000 000 173,333 ALSTOM SPONSORED ADR 021244108 069 2,516 X 1 2,516 000 000 ALTERA CORP COM 021441100 3,563 172,215 X 1 93,215 27,300 51,700 ALTERNATIVE LIVING SVCS INC SB DB CV 5.25%02 02145KAB3 003 25,000 X 1 25,000 000 000 ALZA CORP DEL COM 022615108 24,159 589,246 X 1 331,938 77,646 179,662 AMARIN CORP PLC SPONSORED ADR 023111107 004 500 X 1 500 000 000 AMAZON COM INC COM 023135106 1,567 172,242 X 1 75,270 68,100 28,872 AMBAC FINL GROUP INC COM 023139108 993 15,720 X 1 10,765 100 4,855 AMCAST INDL CORP COM 023395106 019 2,000 X 1 000 000 2,000 AMERADA HESS CORP COM 023551104 9,186 123,026 X 1 89,904 300 32,822 AMEREN CORP COM 023608102 7,195 173,632 X 1 124,555 13,882 35,195 AMERICA FIRST TAX EX IVS L P BEN UNIT CTF 02364V107 003 500 X 1 000 000 500 AMERICA MOVIL S A DE C V SPON ADR L SHS 02364W105 2,667 181,432 X 1 167,375 1,000 13,057 AMERICA MOVIL S A DE C V SPON ADR A SHS 02364W204 010 701 X 1 000 000 701 AMERICA ONLINE LATIN AMER INC CL A 02365B100 002 500 X 1 000 000 500 AMERICAN BIOGENETIC SCIENCES I CL A 024611105 004 6,000 X 1 000 000 6,000 AMERICAN CAPITAL STRATEGIES COM 024937104 077 3,060 X 1 2,540 000 520 AMERICAN EAGLE OUTFITTERS NEW COM 02553E106 725 24,950 X 1 450 000 24,500 AMERICAN ECOLOGY CORP COM 025533100 003 1,249 X 1 1,249 000 000 AMERICAN ELEC PWR INC COM 025537101 13,498 283,515 X 1 184,206 25,144 74,165 AMERICAN EXPRESS CO COM 025816109 124,177 3,127,093 X 1 2076,756 350,475 699,862 AMERICAN EXPRESS CO FRACTIONAL SHARE 025816109 032 800 X 1 800 000 000 AMERICAN FINL GROUP INC OHIO COM 025932104 406 16,849 X 1 3,149 1,570 12,130 AMERICAN FINL HLDGS INC COM 026075101 015 700 X 1 700 000 000 AMERICAN GENERAL CORP COM 026351106 18,013 487,756 X 1 175,920 38,298 273,538 AMERICAN GREETINGS CORP CL A 026375105 124 11,956 X 1 7,956 000 4,000 COLUMN TOTALS 240,637
11
PAGE 9 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE AMERICAN HEALTHWAYS INC COM 02649V104 005 300 X 1 300 000 000 AMERICAN HOME PRODS CORP COM 026609107 406,228 7,189,877 X 1 4010,406 944,871 2234,600 AMERICAN INDL PPTYS REIT COM NEW 026791202 007 544 X 1 544 000 000 AMERICAN INSD MTG-INVS L P 85 DEPOSITARY UNIT 02686E106 039 5,000 X 1 5,000 000 000 AMERICAN INTL GROUP INC COM 026874107 138,560 13,725,853 X 1 8432,318 1686,796 3606,739 AMERICAN ITALIAN PASTA CO CL A 027070101 2,745 87,715 X 1 965 1,500 85,250 AMERICAN MGMT SYS INC COM 027352103 658 38,440 X 1 8,670 4,800 24,970 AMERICAN PAC CORP COM 028740108 052 10,400 X 1 10,000 000 400 AMERICAN PWR CONVERSION CORP COM 029066107 16,131 1,323,540 X 1 1061,325 30,700 231,515 AMERICAN RLTY INVS INC COM 029174109 001 117 X 1 117 000 000 AMERICAN SKIING CO COM 029654308 001 500 X 1 500 000 000 AMERICAN SOFTWARE INC CL A 029683109 001 1,100 X 1 000 000 1,100 AMERICAN STD COS INC DEL COM 029712106 3,708 63,490 X 1 30,890 000 32,600 AMERICAN STS WTR CO COM 029899101 100 3,031 X 1 3,031 000 000 AMERICAN TOWER CORP CL A 029912201 213 11,579 X 1 6,179 4,000 1,400 AMERICAN STRATEGIC INCM PTFL COM 030098107 017 1,385 X 1 1,385 000 000 AMERICAN SUPERCONDUCTOR CORP COM 030111108 080 6,560 X 1 4,850 200 1,510 AMERICAN TECHNOLOGY CORP COM NEW 030145205 010 2,000 X 1 000 000 2,000 AMERICAN WTR WKS INC COM 030411102 4,516 141,404 X 1 16,802 8,000 116,602 AMERICREDIT CORP COM 03060R101 234 7,200 X 1 1,580 000 5,620 AMERIPATH INC COM 03071D109 825 39,400 X 1 000 000 39,400 AMERISOURCE HEALTH CORP CL A 03071P102 64,882 1,332,274 X 1 1128,320 39,800 164,154 AMERITRADE HLDG CORP SUB NT CV5.75%04 03072HAB5 012 20,000 X 1 20,000 000 000 AMERITRADE HLDG CORP CL A 03072H109 001 300 X 1 300 000 000 AMERUS GROUP CO COM 03072M108 002 062 X 1 062 000 000 AMES DEPT STORES INC COM NEW 030789507 010 5,100 X 1 1,000 4,100 000 AMERIGAS PARTNERS L P UNIT L P INT 030975106 353 17,500 X 1 000 000 17,500 AMETEK INC NEW COM 031100100 2,524 93,580 X 1 21,400 70,000 2,180 AMGEN INC COM 031162100 172,777 3,031,172 X 1 1840,019 196,061 995,092 AMKOR TECHNOLOGY INC COM 031652100 072 4,590 X 1 4,240 000 350 COLUMN TOTALS 1,814,764
12
PAGE 10 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE AMPHENOL CORP NEW CL A 032095101 029 930 X 1 700 000 230 AMSOUTH BANCORPORATION COM 032165102 8,731 522,182 X 1 321,778 41,879 158,525 AMYLIN PHARMACEUTICALS INC COM 032346108 145 16,140 X 1 000 5,000 11,140 AMVESCAP PLC SPONSORED ADR 03235E100 18,617 636,250 X 1 636,250 000 000 ANADARKO PETE CORP COM 032511107 185,729 3,106,879 X 1 1802,881 350,200 953,798 ANADIGICS INC COM 032515108 097 7,350 X 1 000 000 7,350 ANALOG DEVICES INC SB NT CV 4.75%05 032654AD7 084 95,000 X 1 95,000 000 000 ANALOG DEVICES INC COM 032654105 87,120 2,657,726 X 1 1758,766 204,883 694,077 ANDERSEN GROUP INC COM 033501107 849 95,000 X 1 000 000 95,000 ANDOVER BANCORP INC DEL COM 034258103 020 600 X 1 500 000 100 ANDREW CORP COM 034425108 198 14,459 X 1 12,349 000 2,110 ANDRX GROUP COM 034553107 348 7,246 X 1 396 000 6,850 ANGELICA CORP COM 034663104 198 16,900 X 1 1,500 1,800 13,600 ANGLOGOLD LTD SPONSORED ADR 035128206 032 2,300 X 1 000 000 2,300 ANHEUSER BUSCH COS INC COM 035229103 48,429 1,042,597 X 1 435,069 104,300 503,228 ANIXTER INTL INC COM 035290105 164 6,883 X 1 2,585 1,000 3,298 ANNALY MTG MGMT INC COM 035710409 011 1,000 X 1 000 000 1,000 ANNTAYLOR STORES CORP COM 036115103 020 750 X 1 000 000 750 ANSYS INC COM 03662Q105 019 1,500 X 1 000 000 1,500 ANTEC CORP COM 03664P105 217 29,875 X 1 19,875 400 9,600 ANSWERTHINK INC COM 036916104 011 2,500 X 1 2,500 000 000 ANTHRACITE CAP INC COM 037023108 141 14,800 X 1 7,000 000 7,800 ANTIGENICS INC DEL COM 037032109 439 29,997 X 1 25,134 000 4,863 ANWORTH MORTGAGE ASSET CP COM 037347101 010 2,000 X 1 2,000 000 000 AON CORP COM 037389103 3,149 88,994 X 1 74,691 225 14,078 APACHE CORP COM 037411105 7,417 136,216 X 1 109,990 1,515 24,711 APARTMENT INVT & MGMT CO CL A 03748R101 2,055 46,763 X 1 44,210 2,553 000 APCO ARGENTINA INC CAYMAN IS ORD 037489101 005 137 X 1 137 000 000 APEX MORTGAGE CAPITAL COM 037564101 048 5,000 X 1 000 000 5,000 APOGENT TECHNOLOGIES INC COM 03760A101 342 17,525 X 1 7,020 8,200 2,305 COLUMN TOTALS 364,674
13
PAGE 11 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE APOLLO GROUP INC CL A 037604105 187 5,885 X 1 3,885 1,500 500 APPLE COMPUTER INC COM 037833100 1,751 81,123 X 1 60,509 3,432 17,182 APPLEBEES INTL INC COM 037899101 278 7,740 X 1 6,945 000 795 APPLIED INNOVATION INC COM 037916103 033 3,000 X 1 3,000 000 000 APRIA HEALTHCARE GROUP INC COM 037933108 1,634 68,220 X 1 600 000 67,620 APPLIED GRAPHICS TECHNOLOGIES COM NEW 037937208 003 800 X 1 000 000 800 APPLERA CORP COM AP BIO GRP 038020103 101,025 3,841,258 X 1 3038,325 151,065 651,868 APPLERA CORP COM CE GEN GRP 038020202 28,926 980,536 X 1 785,077 39,028 156,431 APPLICA INC COM 03815A106 003 570 X 1 570 000 000 APPLIED FILMS CORP COM 038197109 012 1,100 X 1 000 000 1,100 APPLIED INDL TECHNOLOGIES INC COM 03820C105 236 14,722 X 1 12,472 000 2,250 APPLIED MICRO CIRCUITS CORP COM 03822W109 413 29,259 X 1 22,513 000 6,746 APPLIED MATLS INC COM 038222105 68,897 1,722,429 X 1 1029,579 99,182 593,668 APROPOS TECHNOLOGY INC COM 038334108 018 5,000 X 1 5,000 000 000 APTARGROUP INC COM 038336103 5,209 174,680 X 1 156,340 13,800 4,540 ARACRUZ CELULOSE S A SPON ADR CL B 038496204 36,796 2,715,600 X 1 2068,600 111,000 536,000 ARADIGM CORP COM 038505103 002 294 X 1 059 000 235 ARCADIS N V NY REGISTRY SH 03923E107 020 2,400 X 1 000 000 2,400 ARCH CHEMICALS INC COM 03937R102 073 3,464 X 1 2,731 000 733 ARCH COAL INC COM 039380100 1,712 59,600 X 1 000 499 59,101 ARCH WIRELESS INC COM 039392105 011 20,187 X 1 000 000 20,187 ARCHER DANIELS MIDLAND CO COM 039483102 13,416 1,032,829 X 1 524,863 322,322 185,644 ARCHSTONE CMNTYS TR SH BEN INT 039581103 4,752 193,957 X 1 161,700 10,600 21,657 ARCHSTONE CMNTYS TR PFD SER A CV 039581202 067 2,000 X 1 000 000 2,000 ARCTIC CAT INC COM 039670104 368 27,800 X 1 000 000 27,800 ARDEN RLTY INC COM 039793104 334 14,250 X 1 1,400 1,500 11,350 AREMISSOFT CORP DEL COM 040026106 1,054 100,400 X 1 000 000 100,400 ARENA PHARMACEUTICALS INC COM 040047102 5,099 287,528 X 1 000 000 287,528 ARGONAUT GROUP INC COM 040157109 929 59,013 X 1 59,013 000 000 ARIBA INC COM 04033V104 441 67,805 X 1 64,155 000 3,650 COLUMN TOTALS 273,699
14
PAGE 12 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE ARIS CORP COM 04040A101 034 27,000 X 1 000 000 27,000 ARKANSAS BEST CORP DEL COM 040790107 011 700 X 1 700 000 000 ARM HLDGS PLC SPONSORED ADR 042068106 685 52,215 X 1 48,205 000 4,010 ARMSTRONG HLDGS INC COM 042384107 064 16,983 X 1 16,983 000 000 ARNOLD INDS INC COM 042595108 018 1,000 X 1 000 000 1,000 ARQULE INC COM 04269E107 1,512 116,300 X 1 116,300 000 000 ARROW ELECTRS INC COM 042735100 2,280 103,715 X 1 96,040 1,000 6,675 ARROW INTL INC COM 042764100 808 21,700 X 1 19,600 000 2,100 ART TECHNOLOGY GROUP INC COM 04289L107 030 5,080 X 1 2,530 000 2,550 ARTESYN TECHNOLOGIES INC COM 043127109 035 3,345 X 1 3,345 000 000 ARTHROCARE CORP COM 043136100 4,771 337,768 X 1 337,768 000 000 ARTISTDIRECT INC COM 04315D103 006 7,671 X 1 7,671 000 000 ARVINMERITOR INC COM 043353101 047 3,449 X 1 2,250 000 1,199 ASCENDANT SOLUTIONS INC COM 04349Y107 001 11,000 X 1 000 000 11,000 ASHLAND INC COM 044204105 12,654 329,367 X 1 51,807 1,988 275,572 ASHWORTH INC COM 04516H101 001 100 X 1 000 000 100 ASIA TIGERS FD INC COM 04516T105 003 450 X 1 000 450 000 ASK JEEVES INC COM 045174109 000 050 X 1 050 000 000 ASIAINFO HLDGS INC COM 04518A104 004 350 X 1 300 000 050 ASPECT COMMUNICATIONS CORP COM 04523Q102 059 14,800 X 1 12,410 000 2,390 ASPECT MED SYS INC COM 045235108 003 271 X 1 271 000 000 ASPEN TECHNOLOGY INC COM 045327103 1,162 50,110 X 1 000 000 50,110 ASSISTED LIVING CONCEPTS INC SB DB CV 6%02 04543LAD1 023 57,000 X 1 57,000 000 000 ASSISTED LIVING CONCEPTS INC COM 04543L109 000 150 X 1 150 000 000 ASSOCIATED BANC CORP COM 045487105 204 6,172 X 1 5,542 000 630 ASSOCIATED ESTATES RLTY CORP COM 045604105 017 2,000 X 1 000 000 2,000 AT HOME CORP COM SER A 045919107 046 11,266 X 1 6,800 000 4,466 ASTEA INTL INC COM 04622E109 096 181,200 X 1 000 15,800 165,400 ASTEC INDS INC COM 046224101 000 020 X 1 020 000 000 ASTORIA FINL CORP COM 046265104 112,705 2,065,595 X 1 2032,594 000 33,001 COLUMN TOTALS 137,279
15
PAGE 13 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE ASTRAZENECA PLC SPONSORED ADR 046353108 837 17,648 X 1 6,361 000 11,287 ASYST TECHNOLOGY CORP COM 04648X107 083 7,200 X 1 000 000 7,200 AT TRACK COMMUNICATIONS INC COM 04648Y105 013 22,564 X 1 22,564 000 000 ATLANTIC COAST AIRLINES HLDGS COM 048396105 994 47,900 X 1 000 000 47,900 ATLANTIC RICHFIELD CO PREF CV $2.80 048825400 038 100 X 1 100 000 000 ATLAS AIR WORLDWIDE HLDGS INC COM 049164106 193 7,130 X 1 1,230 000 5,900 ATMEL CORP COM 049513104 250 27,275 X 1 21,800 000 5,475 ATMOS ENERGY CORP COM 049560105 751 32,012 X 1 31,796 000 216 ATWOOD OCEANICS INC COM 050095108 006 150 X 1 000 000 150 AUDIOHIGHWAY COM COM 050740109 007 19,124 X 1 000 1,000 18,124 AUDIOVOX CORP CL A 050757103 016 2,200 X 1 000 000 2,200 AURORA FOODS INC COM 05164B106 022 3,500 X 1 3,500 000 000 AURORA BIOSCIENCES CORP COM 051920106 028 1,850 X 1 200 1,500 150 AUSTRALIA&NEW ZEALAND BKG GRP SPONSORED ADR 052528304 073 2,200 X 1 2,200 000 000 AUTODESK INC COM 052769106 1,262 48,310 X 1 4,260 800 43,250 AUTOLIV INC COM 052800109 115 7,792 X 1 5,521 941 1,330 AUTOMATIC DATA PROCESSING INC LYON SUB ZERO 12 053015AC7 202,690 1,445,000 X 1 1445,000 000 000 AUTOMATIC DATA PROCESSING INC COM 053015103 117,572 2,157,676 X 1 1238,494 159,366 759,816 AUTONATION INC COM 05329W102 117 13,200 X 1 11,900 000 1,300 AUTOZONE INC COM 053332102 1,127 40,465 X 1 39,695 000 770 AVADO FING I TERM CV A $3.5 05336Q205 001 500 X 1 000 000 500 AVANEX CORP COM 05348W109 530 55,246 X 1 50,946 000 4,300 AVALONBAY CMNTYS INC COM 053484101 4,256 93,144 X 1 48,026 4,382 40,736 AVANT CORP COM 053487104 013 750 X 1 600 000 150 AVANTGO INC COM 05349M100 002 1,000 X 1 1,000 000 000 AVANT IMMUNOTHERAPEUTICS INC COM 053491106 013 3,205 X 1 000 000 3,205 AVATAR HLDGS INC SUB NT CONV 7%05 053494AD2 1,581 1,695,000 X 1 1070,000 200,000 425,000 AVAYA INC COM 053499109 1,276 100,889 X 1 45,643 13,275 41,971 AVENTIS SPONSORED ADR 053561106 791 10,223 X 1 8,273 1,300 650 AVENUE A INC COM 053566105 117 113,981 X 1 113,981 000 000 COLUMN TOTALS 334,774
16
PAGE 14 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE AVERY DENNISON CORP COM 053611109 440,741 8,548,119 X 1 465,840 15,700 8066,579 AVICI SYS INC COM 05367L109 187 21,230 X 1 8,200 000 13,030 AVID TECHNOLOGY INC COM 05367P100 003 220 X 1 000 000 220 AVIGEN INC COM 053690103 113 10,000 X 1 5,000 000 5,000 AVIRON COM 053762100 247 6,552 X 1 6,052 000 500 AVISTA CORP COM 05379B107 172 10,174 X 1 8,261 400 1,513 AVNET INC COM 053807103 1,231 61,976 X 1 54,544 000 7,432 AVOCENT CORP COM 053893103 013 630 X 1 300 000 330 AVON PRODS INC COM 054303102 120,377 3,009,430 X 1 2288,738 157,838 562,854 AWARE INC MASS COM 05453N100 046 4,650 X 1 2,100 000 2,550 AXA SPONSORED ADR 054536107 2,138 38,733 X 1 15,712 15,304 7,717 AXCELIS TECHNOLOGIES INC COM 054540109 1,833 174,537 X 1 166,607 102 7,828 AXONYX INC COM 05461R101 2,408 481,684 X 1 23,000 458,684 000 AXYS PHARMACEUTICALS INC COM 054635107 054 19,824 X 1 4,824 3,000 12,000 BB&T CORP COM 054937107 21,661 612,249 X 1 431,960 23,248 157,041 B A S F A G SPONSORED ADR 055262505 028 720 X 1 720 000 000 BCE INC COM 05534B109 1,078 48,100 X 1 29,100 7,200 11,800 BF ENTERPRISES INC COM 055387104 145 18,700 X 1 000 000 18,700 BG PLC ADR FIN INST N 055434203 044 2,194 X 1 2,194 000 000 BHA GROUP HLDGS INC COM 055446108 120 7,078 X 1 7,078 000 000 BHC COMMUNICATIONS INC CL A 055448104 116 945 X 1 455 130 360 BISYS GROUP INC COM 055472104 1,215 23,010 X 1 22,660 000 350 BKF CAP GROUP INC COM 05548G102 104 5,000 X 1 000 000 5,000 BJS WHOLESALE CLUB INC COM 05548J106 999 21,414 X 1 19,949 000 1,465 BJ SVCS CO COM 055482103 2,935 42,865 X 1 39,305 000 3,560 BMC INDS INC MINN COM 055607105 026 4,600 X 1 4,600 000 000 BOK FINL CORP COM NEW 05561Q201 034 1,421 X 1 1,421 000 000 BP AMOCO P L C SPONSORED ADR 055622104 292,609 6,045,632 X 1 2886,721 1319,580 1839,331 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 191 11,300 X 1 1,300 000 10,000 BRE PROPERTIES INC CL A 05564E106 1,219 42,168 X 1 40,068 000 2,100 COLUMN TOTALS 892,087
17
PAGE 15 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE BNP RESIDENTIAL PPTYS INC COM 05564T103 018 2,000 X 1 2,000 000 000 BSB BANCORP COM 055652101 199 10,719 X 1 7,619 000 3,100 BMC SOFTWARE INC COM 055921100 14,876 708,365 X 1 611,631 22,030 74,704 BACK YD BURGERS INC COM 05635W101 001 1,000 X 1 1,000 000 000 BACOU USA INC COM 056439102 023 900 X 1 000 000 900 BAKER HUGHES INC COM 057224107 7,877 229,574 X 1 134,955 21,489 73,130 BALDOR ELEC CO COM 057741100 014 690 X 1 240 000 450 BALDWIN TECHNOLOGY INC CL A 058264102 005 4,000 X 1 000 000 4,000 BALL CORP COM 058498106 016 350 X 1 000 200 150 BALLARD PWR SYS INC COM 05858H104 17,788 476,732 X 1 369,510 21,500 85,722 BALLY TOTAL FITNESS HLDG CORP COM 05873K108 007 230 X 1 230 000 000 BANCINSURANCE CORP COM 05945K102 009 2,100 X 1 2,100 000 000 BANCFIRST CORP ZANESVILLE OHIO COM 059450106 353 20,122 X 1 000 20,122 000 BANCO BILBAO VIZCAYA INTL GIBR SP ADR PREF C 059456301 099 4,000 X 1 4,000 000 000 BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR 05946K101 287 21,476 X 1 13,150 3,826 4,500 BANCO SANTANDER CENT HISPANO ADR 05964H105 142 15,660 X 1 15,660 000 000 BANCWEST CORP NEW COM 059790105 921 37,450 X 1 28,500 000 8,950 BANDAG INC COM 059815100 007 250 X 1 000 000 250 BANDAG INC CL A 059815308 106 4,600 X 1 000 3,200 1,400 BANK OF AMERICA CORPORATION COM 060505104 123,830 2,292,720 X 1 1450,344 245,727 596,649 BANK OF GRANITE CORP COM 062401104 034 1,619 X 1 1,619 000 000 BANK MARIN CORTE MADERA CA COM 063431100 062 2,874 X 1 2,874 000 000 BANK NEW YORK INC COM 064057102 36,594 741,672 X 1 261,320 113,512 366,840 BANK ONE CORP COM 06423A103 25,176 695,481 X 1 369,403 79,075 247,003 BANK PLUS CORP COM 064446107 100 20,000 X 1 20,000 000 000 BANK TOKYO-MITSUBISHI LTD SPONSORED ADR 065379109 762 79,590 X 1 8,440 000 71,150 BANK UTD CORP LITIGATN CONT TR RT CONTINGENT 065416117 000 500 X 1 500 000 000 BANKATLANTIC BANCORP SB DB CV 6.75%06 065908AB1 051 50,000 X 1 50,000 000 000 BANKATLANTIC BANCORP SB DB CV5.625%07 065908AC9 043 56,000 X 1 50,000 000 6,000 BANKATLANTIC BANCORP CL A 065908501 032 5,300 X 1 2,500 000 2,800 COLUMN TOTALS 229,432
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PAGE 16 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE BANKNORTH GROUP INC NEW COM 06646R107 1,298 64,285 X 1 51,160 000 13,125 BANKUNITED FINL CORP CL A 06652B103 017 1,600 X 1 000 000 1,600 BANTA CORP COM 066821109 032 1,300 X 1 1,300 000 000 BARCLAYS BK PLC AM DEP NT RCPT 06738C836 683 26,730 X 1 12,330 1,000 13,400 BARD C R INC COM 067383109 3,482 78,849 X 1 34,435 2,850 41,564 BARNES & NOBLE INC COM 067774109 212 8,550 X 1 2,700 2,000 3,850 BARNESANDNOBLE COM INC CL A 067846105 013 11,000 X 1 000 000 11,000 BARRICK GOLD CORP COM 067901108 909 65,651 X 1 36,551 3,000 26,100 BARR LABS INC COM 068306109 273 5,160 X 1 200 000 4,960 BARRA INC COM 068313105 139 2,600 X 1 2,600 000 000 BARRETT RES CORP COM PAR $0.01 068480201 1,000 16,720 X 1 100 000 16,620 BASSETT FURNITURE INDS INC COM 070203104 930 74,041 X 1 4,740 000 69,301 BAUSCH & LOMB INC COM 071707103 4,983 113,390 X 1 52,680 9,750 50,960 BAXTER INTL INC COM 071813109 63,660 686,875 X 1 401,352 42,464 243,059 BAY BANCSHARES INC COM 07203N109 026 1,000 X 1 1,000 000 000 BAY VIEW CAP CORP DEL COM 07262L101 016 4,000 X 1 4,000 000 000 BE AEROSPACE INC COM 073302101 1,188 61,100 X 1 2,000 000 59,100 BE FREE INC COM 073308108 005 4,400 X 1 4,400 000 000 BEA SYS INC COM 073325102 45,805 1,770,236 X 1 1607,829 3,600 158,807 BEAR STEARNS COS INC COM 073902108 1,069 23,384 X 1 21,742 400 1,242 BEASLEY BROADCAST GROUP INC CL A 074014101 099 6,700 X 1 6,700 000 000 BECKMAN COULTER INC COM 075811109 2,030 53,174 X 1 11,528 10,764 30,882 BECTON DICKINSON & CO COM 075887109 15,894 452,187 X 1 201,357 71,660 179,170 BED BATH & BEYOND INC COM 075896100 387,576 15,698,976 X 1 175,027 26,200 15497,749 BEDFORD PPTY INVS INC COM PAR $0.02 076446301 1,254 65,990 X 1 56,390 000 9,600 BEIJING YANHUA PETROCHEMICAL SPON ADR H SHS 07725N108 003 500 X 1 000 000 500 BEL FUSE INC CL A 077347201 012 500 X 1 000 000 500 BEL FUSE INC CL B 077347300 036 1,500 X 1 000 000 1,500 BELCO OIL & GAS CORP PFD CONV 077410207 101 6,500 X 1 000 000 6,500 BELDEN INC COM 077459105 059 3,010 X 1 000 2,800 210 COLUMN TOTALS 532,804
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PAGE 17 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE BELL & HOWELL CO NEW COM 077852101 011 500 X 1 000 000 500 BELL CDA INTL INC COM 077914109 061 5,000 X 1 000 4,200 800 BELL INDS INC COM 078107109 004 1,443 X 1 000 000 1,443 BELL MICROPRODUCTS INC COM 078137106 060 5,600 X 1 000 000 5,600 BELLSOUTH CORP COM 079860102 85,000 2,048,203 X 1 1113,715 287,203 647,285 BELO CORP COM SER A 080555105 23,783 1,489,202 X 1 92,000 1288,952 108,250 BEMIS INC COM 081437105 842 25,470 X 1 3,900 000 21,570 BENCHMARK ELECTRS INC COM 08160H101 306 16,950 X 1 6,750 000 10,200 BENTLEY PHARMACEUTICALS INC COM 082657107 000 007 X 1 000 000 007 BENTON OIL & GAS CO COM 083288100 036 17,000 X 1 17,000 000 000 BERGEN BRUNSWIG CORP CL A 083739102 5,394 325,537 X 1 268,922 13,166 43,449 BERKLEY W R CORP COM 084423102 205 4,550 X 1 1,550 3,000 000 BERKSHIRE BANCORP INC DEL COM 084597103 000 005 X 1 000 000 005 BERKSHIRE HATHAWAY INC DEL CL A 084670108 216,862 3,389 X 1 2,360 246 783 BERKSHIRE HATHAWAY INC DEL CL B 084670207 86,789 40,842 X 1 23,964 4,438 12,440 BERRY PETE CO CL A 085789105 008 600 X 1 000 000 600 BEST BUY INC COM 086516101 4,825 131,120 X 1 93,711 11,541 25,868 BETHLEHEM STL CORP COM 087509105 011 5,012 X 1 5,000 000 012 BETHLEHEM STL CORP PFD CV $5 087509303 013 500 X 1 500 000 000 BHP LTD SPONSORED ADR 088606108 355 18,470 X 1 000 000 18,470 BIACORE INTL AB SPONSORED ADR 088658109 003 100 X 1 100 000 000 BIG FOOT FINL CORP COM 089165104 029 2,000 X 1 2,000 000 000 BINDVIEW DEV CORP COM 090327107 001 400 X 1 400 000 000 BIO TECHNOLOGY GEN CORP COM 090578105 011 1,900 X 1 000 000 1,900 BIOGEN INC COM 090597105 9,647 156,869 X 1 70,802 23,900 62,167 BIOMARIN PHARMACEUTICAL INC COM 09061G101 002 210 X 1 000 000 210 BIOMET INC COM 090613100 1,343 34,324 X 1 27,659 200 6,465 BIOPURE CORP CL A 09065H105 027 2,120 X 1 1,500 000 620 BIOSOURCE INTL INC COM 09066H104 428 68,500 X 1 000 000 68,500 BIOTECH HOLDERS TR DEPOSTRY RCPTS 09067D201 183 1,700 X 1 000 000 1,700 COLUMN TOTALS 436,239
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PAGE 18 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE BIOVAIL CORP COM 09067J109 253 7,816 X 1 000 000 7,816 BIOSITE DIAGNOSTICS INC COM 090945106 107 3,022 X 1 000 000 3,022 BIOMIRA INC COM 09161R106 006 1,000 X 1 000 000 1,000 BLACK & DECKER CORP COM 091797100 56,453 1,513,080 X 1 1255,980 70,600 186,500 BLACK BOX CORP DEL COM 091826107 013 290 X 1 230 000 060 BLACK HILLS CORP COM 092113109 2,463 52,690 X 1 3,040 000 49,650 BLACKROCK NY INSD MUN 2008 TRM COM 09247L107 354 23,305 X 1 19,305 000 4,000 BLACKROCK INSD MUN TERM TR INC COM 092474105 139 13,500 X 1 9,500 000 4,000 BLACKROCK 2001 TERM TR INC COM 092477108 1,028 104,685 X 1 71,000 000 33,685 BLANCH E W HLDGS INC COM 093210102 642 81,243 X 1 000 900 80,343 BLOCK H & R INC COM 093671105 15,716 317,171 X 1 180,625 71,500 65,046 BLOCKBUSTER INC CL A 093679108 034 2,400 X 1 000 000 2,400 BLUE FISH CLOTHING INC COM 095480109 000 1,100 X 1 000 100 1,000 BLUE MARTINI SOFTWARE INC COM 095698106 002 800 X 1 000 000 800 BLUE RHINO CORP COM 095811105 010 2,564 X 1 2,564 000 000 BLYTH INC COM 09643P108 1,501 66,400 X 1 41,500 000 24,900 BOB EVANS FARMS INC COM 096761101 014 790 X 1 000 000 790 BOEING CO COM 097023105 253,789 22,787,872 X 1 22532,706 89,930 165,236 BOISE CASCADE CORP COM 097383103 1,805 58,630 X 1 26,460 2,660 29,510 BOMBAY CO INC COM 097924104 327 138,650 X 1 17,000 000 121,650 BONE CARE INTL INC COM 098072101 003 190 X 1 000 000 190 BOOKHAM TECHNOLOGY PLC SPONSORED ADR 09856Q108 001 350 X 1 000 350 000 BOOKS-A-MILLION INC COM 098570104 000 100 X 1 100 000 000 BOOKTECH COM INC COM 098583107 025 20,000 X 1 000 000 20,000 BORDEN CHEMS&PLASTIC LTD PARTN DEPOS COM UNIT 099541203 001 2,000 X 1 000 2,000 000 BORDERS GROUP INC COM 099709107 1,663 97,830 X 1 35,278 14,400 48,152 BORG WARNER INC COM 099724106 481 12,000 X 1 1,000 000 11,000 BORLAND SOFTWARE CORP COM 099849101 713 103,720 X 1 1,000 000 102,720 BOSTON BEER INC CL A 100557107 569 61,461 X 1 46,000 000 15,461 BOSTON CELTICS LTD PARTNERSHIP UNIT LTD PTNR 100577105 000 010 X 1 010 000 000 COLUMN TOTALS 1,338,112
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PAGE 19 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE BOSTON COMMUNICATIONS GROUP COM 100582105 078 9,900 X 1 000 000 9,900 BOSTON LIFE SCIENCES INC COM NEW 100843408 000 015 X 1 000 000 015 BOSTON PRIVATE FINL HLDGS INC COM 101119105 047 2,694 X 1 2,694 000 000 BOSTON PROPERTIES INC COM 101121101 1,668 43,780 X 1 40,430 000 3,350 BOSTON SCIENTIFIC CORP COM 101137107 1,424 71,436 X 1 45,366 900 25,170 BOTTOMLINE TECH DEL INC COM 101388106 006 1,000 X 1 000 000 1,000 BOWATER INC COM 102183100 162 3,541 X 1 3,221 000 320 BOWNE & CO INC COM 103043105 202 18,593 X 1 9,793 6,800 2,000 BOYKIN LODGING CO COM 103430104 049 4,400 X 1 3,200 000 1,200 BRADY CORP CL A 104674106 123 3,577 X 1 3,417 000 160 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 6,782 343,393 X 1 328,335 1,000 14,058 BRASS EAGLE INC COM 10553F106 159 20,000 X 1 000 000 20,000 BRASIL TELECOM PARTICIPACOES SPON ADR PFD 105530109 015 370 X 1 230 000 140 BREAKAWAY SOLUTIONS INC COM 106372105 000 600 X 1 000 000 600 BRIDGE VIEW BANCORP COM 108058108 089 5,582 X 1 3,157 000 2,425 BRIGGS & STRATTON CORP COM 109043109 1,060 28,810 X 1 28,650 000 160 BRINKER INTL INC COM 109641100 5,935 217,806 X 1 47,471 6,000 164,335 BRISTOL MYERS SQUIBB CO COM 110122108 529,861 9,096,321 X 1 5987,704 762,676 2345,941 BRISTOL MYERS SQUIBB CO PFD CV $2 110122207 307 511 X 1 501 000 010 BRITESMILE INC COM 110415106 005 1,000 X 1 000 000 1,000 BRITISH AWYS PLC ADR 2ND INSTAL 110419306 077 1,700 X 1 000 000 1,700 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 042 2,770 X 1 2,770 000 000 BRITISH BIO-TECHNOLOGY GRP PLC SPONSORED ADR 110515103 118 40,000 X 1 000 4,000 36,000 BRITISH ENERGY PLC SPONSORED ADR 110793304 030 1,780 X 1 1,780 000 000 BRITISH TELECOMMUNICATIONS PLC ADR FINAL INST 111021408 448 6,292 X 1 2,742 600 2,950 BROADCOM CORP CL A 111320107 6,437 238,868 X 1 203,657 1,200 34,011 BROADVISION INC COM 111412102 293 65,219 X 1 59,800 000 5,419 BROADWING INC COM 111620100 2,910 166,457 X 1 25,011 000 141,446 BROCADE COMMUNICATIONS SYS INC COM 111621108 27,753 1,373,208 X 1 1272,024 2,550 98,634 BROOKSTONE INC COM 114537103 014 953 X 1 953 000 000 COLUMN TOTALS 586,094
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PAGE 20 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE BROWN & SHARPE MFG CO CL A 115223109 018 3,600 X 1 000 000 3,600 BROWN FORMAN CORP CL A 115637100 257 4,055 X 1 4,000 000 055 BROWN FORMAN CORP CL B 115637209 1,900 30,020 X 1 4,550 2,970 22,500 BROWN TOM INC COM NEW 115660201 024 840 X 1 600 000 240 BRUNSWICK CORP COM 117043109 127 6,480 X 1 5,540 000 940 BRUSH ENGINEERED MATLS INC COM 117421107 006 310 X 1 000 000 310 BUCA INC COM 117769109 004 210 X 1 000 000 210 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1,376 41,700 X 1 33,600 000 8,100 BURLINGTON INDS INC COM 121693105 375 163,192 X 1 163,192 000 000 BURLINGTON NORTHN SANTA FE CP COM 12189T104 13,234 436,913 X 1 243,494 27,499 165,920 BURLINGTON RES INC COM 122014103 37,432 874,581 X 1 665,109 33,881 175,591 BURNHAM PAC PPTYS INC COM 12232C108 021 4,400 X 1 4,400 000 000 BURST COM INC COM 12284P106 000 200 X 1 000 000 200 BUSINESS OBJECTS S A SPONSORED ADR 12328X107 042 1,440 X 1 1,440 000 000 BUY COM INC COM 124269101 001 3,200 X 1 1,000 000 2,200 C&D TECHNOLOGIES INC COM 124661109 083 3,300 X 1 100 800 2,400 CBL & ASSOC PPTYS INC COM 124830100 252 9,400 X 1 3,800 5,000 600 CCC INFORMATION SVCS GROUP INC COM 12487Q109 195 23,779 X 1 22,549 000 1,230 CB RICHARD ELLIS SVCS INC COM 12489L108 015 1,000 X 1 1,000 000 000 CBRL GROUP INC COM 12489V106 062 3,430 X 1 500 000 2,930 CCBT FINL COS INC COM 12500Q102 111 5,124 X 1 000 000 5,124 C-CUBE MICROSYSTEMS INC NEW COM 12501N108 704 61,550 X 1 33,900 000 27,650 C COR NET CORP COM 125010108 007 1,100 X 1 1,100 000 000 CDW COMPUTER CTRS INC COM 125129106 010 300 X 1 300 000 000 CEC ENTMT INC COM 125137109 2,842 64,415 X 1 4,680 000 59,735 CFS BANCORP INC COM 12525D102 024 2,155 X 1 2,000 000 155 CH ENERGY GROUP INC COM 12541M102 438 9,810 X 1 9,810 000 000 C H ROBINSON WORLDWIDE INC COM 12541W100 1,066 40,330 X 1 19,600 000 20,730 CIGNA CORP COM 125509109 25,677 240,938 X 1 112,188 30,701 98,049 CIGNA HIGH INCOME SHS SH BEN INT 12551D109 108 24,033 X 1 10,533 3,500 10,000 COLUMN TOTALS 86,411
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PAGE 21 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CIM HIGH YIELD SECS SH BEN INT 125527101 011 2,300 X 1 1,300 000 1,000 CIT GROUP INC CL A 125577106 510 17,590 X 1 16,090 000 1,500 CKE RESTAURANTS INC COM 12561E105 001 500 X 1 000 000 500 CLECO CORP NEW COM 12561W105 423 9,372 X 1 4,972 2,000 2,400 CMGI INC COM 125750109 361 150,968 X 1 127,483 3,400 20,085 CMS ENERGY CORP COM 125896100 228 7,649 X 1 6,599 000 1,050 CPI CORP COM 125902106 005 270 X 1 000 000 270 CSS INDS INC COM 125906107 022 1,030 X 1 1,000 000 030 CNA FINL CORP COM 126117100 056 1,560 X 1 300 000 1,260 CNA SURETY CORP COM 12612L108 012 850 X 1 850 000 000 CNF INC COM 12612W104 19,710 681,065 X 1 662,200 9,500 9,365 CNET NETWORKS INC COM 12613R104 077 7,400 X 1 6,900 400 100 CNOOC LTD SPONSORED ADR 126132109 1,782 102,900 X 1 102,900 000 000 CPAC INC COM 126145101 007 1,100 X 1 000 000 1,100 CSG SYS INTL INC COM 126349109 7,241 181,880 X 1 169,320 000 12,560 CSX CORP COM 126408103 10,336 305,086 X 1 231,764 37,420 35,902 CTC COMMUNICATIONS GROUP INC COM 126419100 063 10,750 X 1 000 000 10,750 CTN MEDIA GROUP INC COM 12643W107 002 1,000 X 1 000 000 1,000 CT HLDGS INC COM 12643Y103 001 2,950 X 1 000 000 2,950 CTS CORP COM 126501105 006 300 X 1 000 000 300 CUNO INC COM 126583103 1,024 36,500 X 1 35,667 333 500 CVB FINL CORP COM 126600105 179 11,902 X 1 10,293 000 1,609 CVS CORP COM 126650100 43,167 741,453 X 1 400,313 32,845 308,295 CV THERAPEUTICS INC COM 126667104 377 13,090 X 1 12,100 000 990 CABLE & WIRELESS PUB LTD CO SPONSORED ADR 126830207 302 14,614 X 1 9,900 000 4,714 CABLEVISION SYS CORP CL A 12686C109 3,667 53,149 X 1 17,594 000 35,555 CABLEVISION SYS CORP CL A RAINB MED 12686C844 296 12,271 X 1 8,796 000 3,475 CABLETRON SYS INC COM 126920107 170 14,385 X 1 7,600 000 6,785 CABLE DESIGN TECHNOLOGIES CORP COM 126924109 112 8,802 X 1 8,000 000 802 CABLETEL COMMUNICATIONS CORP COM 126925106 007 4,000 X 1 000 000 4,000 COLUMN TOTALS 90,155
24
PAGE 22 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CACHEFLOW INC COM 126946102 005 1,200 X 1 800 000 400 CABOT CORP COM 127055101 2,578 80,114 X 1 57,445 8,000 14,669 CABOT INDUSTRIAL TRUST COM 127072106 1,498 77,640 X 1 74,640 000 3,000 CABOT MICROELECTRONICS CORP COM 12709P103 206 5,096 X 1 543 2,243 2,310 CABOT OIL & GAS CORP CL A 127097103 1,600 60,818 X 1 400 158 60,260 CACI INTL INC CL A 127190304 141 5,170 X 1 000 000 5,170 CADBURY SCHWEPPES PLC ADR 127209302 2,200 84,793 X 1 44,125 16,300 24,368 CADENCE DESIGN SYSTEM INC COM 127387108 735 40,893 X 1 23,747 000 17,146 CADIZ INC COM 127537108 048 5,000 X 1 5,000 000 000 CAL DIVE INTL INC COM 127914109 147 6,390 X 1 000 000 6,390 CALGON CARBON CORP COM 129603106 061 8,620 X 1 8,000 000 620 CALICO COMM INC COM 129897104 023 74,147 X 1 74,147 000 000 CALIFORNIA COASTAL CMNTYS INC COM NEW 129915203 000 001 X 1 001 000 000 CALIFORNIA FED BK FSB LOS ANGL 2ND CONT LITIG 130209703 000 024 X 1 024 000 000 CALIFORNIA WTR SVC GROUP COM 130788102 491 17,710 X 1 17,710 000 000 CALIPER TECHNOLOGIES CORP COM 130876105 033 2,240 X 1 500 000 1,740 CALLAWAY GOLF CO COM 131193104 2,299 103,510 X 1 51,220 000 52,290 CALLON PETE CO DEL COM 13123X102 001 120 X 1 000 000 120 CALPINE CORP COM 131347106 12,526 231,839 X 1 126,708 23,150 81,981 CALYPTE BIOMEDICAL CORP COM 131722100 001 1,000 X 1 000 000 1,000 CAMBREX CORP COM 132011107 29,123 701,920 X 1 646,020 7,000 48,900 CAMBRIDGE TECH PARTNERS MASS COM 132524109 026 7,900 X 1 6,500 000 1,400 CAMDEN NATL CORP COM 133034108 012 900 X 1 900 000 000 CAMDEN PPTY TR SH BEN INT 133131102 530 16,071 X 1 14,553 000 1,518 CAMINUS CORP COM 133766105 1,766 85,859 X 1 85,859 000 000 CAMPBELL RES INC NEW COM NEW 134422609 000 001 X 1 001 000 000 CAMPBELL SOUP CO COM 134429109 6,173 210,111 X 1 129,897 14,320 65,894 CANADA LIFE FINL CORP COM 135113108 084 3,147 X 1 1,180 000 1,967 CANADIAN PAC LTD NEW COM 135923100 9,171 249,751 X 1 111,608 24,528 113,615 CDN IMPERIAL BK OF COMMERCE COM 136069101 068 2,100 X 1 000 000 2,100 COLUMN TOTALS 71,546
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PAGE 23 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CANADIAN NATL RY CO COM 136375102 3,743 101,807 X 1 9,209 1,500 91,098 CANADIAN NATL RY CO PFD CV 063029 136375409 530 10,000 X 1 000 000 10,000 CANADIAN NAT RES LTD COM 136385101 349 12,300 X 1 11,300 1,000 000 CANDELA CORP COM 136907102 324 41,200 X 1 000 3,000 38,200 CANDIES INC COM 137409108 062 34,700 X 1 34,700 000 000 CANON INC ADR 138006309 484 13,250 X 1 11,250 000 2,000 CAPITAL AUTOMOTIVE REIT COM SH BEN INT 139733109 092 5,700 X 1 4,800 000 900 CAPITAL ONE FINL CORP COM 14040H105 15,376 273,843 X 1 188,243 26,615 58,985 CAPITAL SOUTHWEST CORP COM 140501107 7,843 123,510 X 1 120,950 000 2,560 CAPITAL TRUST INC MD COM 14052H100 043 10,000 X 1 10,000 000 000 CAPITOL BANCORP LTD COM 14056D105 001 100 X 1 000 000 100 CAPSTONE TURBINE CORP COM 14067D102 1,020 35,864 X 1 1,935 000 33,929 CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 3,183 265,666 X 1 254,966 6,200 4,500 CAPSTEAD MTG CORP COM NEW 14067E407 121 9,037 X 1 5,925 3,112 000 CARBO CERAMICS INC COM 140781105 031 1,000 X 1 000 000 1,000 CARAUSTAR INDS INC COM 140909102 5,118 693,943 X 1 693,243 000 700 CARDINAL FINL CORP COM 14149F109 120 26,667 X 1 000 000 26,667 CARDINAL HEALTH INC COM 14149Y108 19,931 209,316 X 1 119,735 6,667 82,914 CARDIOTECH INTL INC COM 14160C100 026 25,781 X 1 2,461 000 23,320 CAREER EDUCATION CORP COM 141665109 2,003 41,300 X 1 100 000 41,200 CAREMARK RX INC COM 141705103 122 9,475 X 1 8,450 000 1,025 CARLISLE COS INC COM 142339100 635 19,340 X 1 3,850 2,480 13,010 CARLTON COMMUNICATIONS PLC ADR 142872209 2,098 75,594 X 1 12,694 6,500 56,400 CARNIVAL CORP COM 143658102 18,593 684,587 X 1 254,063 170,186 260,338 CARPENTER TECHNOLOGY CORP COM 144285103 282 10,300 X 1 300 7,400 2,600 CARRAMERICA RLTY CORP COM 144418100 2,505 88,299 X 1 56,840 15,700 15,759 CARTER WALLACE INC COM 146285101 066 2,700 X 1 1,700 000 1,000 CASCADE BANCORP COM 147154108 017 1,088 X 1 1,088 000 000 CASCADE CORP COM 147195101 007 500 X 1 500 000 000 CASCADE NAT GAS CORP COM 147339105 304 15,196 X 1 15,196 000 000 COLUMN TOTALS 85,029
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PAGE 24 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CASELLA WASTE SYS INC CL A 147448104 031 3,480 X 1 3,480 000 000 CASEYS GEN STORES INC COM 147528103 008 680 X 1 000 000 680 CASTLE A M & CO COM 148411101 6,951 780,103 X 1 59,623 712,480 8,000 CASTLE CONV FD INC COM 148443104 003 115 X 1 115 000 000 CATALINA MARKETING CORP COM 148867104 2,335 71,950 X 1 58,770 2,100 11,080 CATALYTICA ENERGY SYS INC COM 148884109 008 413 X 1 413 000 000 CATELLUS DEV CORP COM 149111106 1,929 115,877 X 1 82,130 2,275 31,472 CATERPILLAR INC DEL COM 149123101 17,482 393,389 X 1 146,539 27,178 219,672 CATO CORP NEW CL A 149205106 732 48,000 X 1 000 000 48,000 CEDAR FAIR L P DEPOSITRY UNIT 150185106 034 1,600 X 1 1,600 000 000 CELL GENESYS INC COM 150921104 074 5,479 X 1 1,079 000 4,400 CELERITEK INC COM 150926103 188 15,536 X 1 2,336 000 13,200 CELL THERAPEUTICS INC COM 150934107 021 1,349 X 1 1,349 000 000 CELERIS CORP COM NEW 15100K201 001 889 X 1 889 000 000 CELESTICA INC SUB VTG SHS 15101Q108 652 24,710 X 1 13,560 000 11,150 CELGENE CORP COM 151020104 1,486 66,788 X 1 28,393 000 38,395 CELL PATHWAYS INC NEW COM 15114R101 041 9,400 X 1 000 000 9,400 CELLEGY PHARMACEUTICALS INC COM 15115L103 010 2,000 X 1 000 000 2,000 CEMEX S A SPON ADR 5 ORD 151290889 656 29,888 X 1 29,053 000 835 CENIT BANCORP INC COM 15131W109 035 2,100 X 1 2,100 000 000 CENDANT CORP COM 151313103 4,951 343,325 X 1 307,643 1,047 34,635 CENTENNIAL BANCORP COM 15133T104 084 11,000 X 1 11,000 000 000 CENTENNIAL COMMUNCTNS CORP NEW CL A NEW 15133V208 002 171 X 1 171 000 000 CENTENNIAL TECHNOLOGIES INC COM NEW 151392206 003 269 X 1 269 000 000 CENTER TR INC COM 151845104 012 3,000 X 1 000 000 3,000 CENTERPOINT PPTYS TR SH BEN INT 151895109 177 3,787 X 1 400 3,287 100 CENTEX CONSTRUCTION PRODUCTS COM 15231R109 363 13,200 X 1 12,000 000 1,200 CENTEX CORP COM 152312104 101,553 2,513,679 X 1 1725,440 90,232 698,007 CENTILLIUM COMMUNICATIONS INC COM 152319109 005 200 X 1 200 000 000 CENTRAL GARDEN & PET CO COM 153527106 036 4,220 X 1 420 600 3,200 COLUMN TOTALS 139,863
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PAGE 25 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CENTRAL PAC MINERALS NL ADR NEW 154762306 1,403 359,275 X 1 2,500 000 356,775 CENTRAL SECS CORP COM 155123102 201,289 7,712,220 X 1 53,750 000 7658,470 CENTRAL VT PUB SVC CORP COM 155771108 036 2,199 X 1 199 000 2,000 CENTURA BKS INC COM 15640T100 2,900 58,091 X 1 58,091 000 000 CENTURY BANCSHARES INC COM 156436107 007 1,050 X 1 1,050 000 000 CENTURY BUSINESS SVCS INC COM 156490104 159 78,200 X 1 000 9,800 68,400 CENTURY RLTY TR SH BEN INT 156671109 001 113 X 1 000 000 113 CENTURY SOUTH BKS INC COM 156683104 006 200 X 1 200 000 000 CENTURYTEL INC COM 156700106 30,890 1,070,708 X 1 773,579 54,001 243,128 CEPHALON INC COM 156708109 301 6,735 X 1 6,055 000 680 CERADYNE INC COM 156710105 048 6,000 X 1 000 000 6,000 CERIDIAN CORP COM 15677T106 102 5,540 X 1 2,430 910 2,200 CERNER CORP COM 156782104 14,294 439,830 X 1 142,735 39,450 257,645 CERUS CORP COM 157085101 165 4,220 X 1 1,000 000 3,220 CHALONE WINE GROUP LTD COM 157639105 005 600 X 1 600 000 000 CHAMPIONSHIP AUTO RACING TEAM COM 158711101 000 001 X 1 000 000 001 CHAMPS ENTMT INC DEL COM 158787101 020 2,500 X 1 000 000 2,500 CHARTER ONE FINL INC COM 160903100 4,005 143,047 X 1 81,527 000 61,520 CHARTER MUN MTG ACCEP CO SH BEN INT 160908109 141 9,202 X 1 9,202 000 000 CHARLOTTE RUSSE HLDG INC COM 161048103 741 23,800 X 1 000 000 23,800 CHARTER COMMUNICATIONS INC DEL CL A 16117M107 32,822 1,601,090 X 1 1378,310 61,700 161,080 CHASE INDS INC COM 161568100 012 1,100 X 1 000 000 1,100 CHATEAU CMNTYS INC COM 161726104 2,691 89,556 X 1 72,425 17,031 100 CHECKFREE CORP NEW COM 162813109 6,412 231,575 X 1 105,205 38,350 88,020 CHECKPOINT SYS INC COM 162825103 051 5,500 X 1 3,500 000 2,000 CHEESECAKE FACTORY INC COM 163072101 013 370 X 1 200 000 170 CHELSEA PPTY GROUP INC COM 163421100 201 4,780 X 1 2,900 000 1,880 CHEMED CORP COM 163596109 101 3,000 X 1 2,400 000 600 CHEMFIRST INC COM 16361A106 005 200 X 1 000 000 200 CHESAPEAKE CORP COM 165159104 007 300 X 1 000 000 300 COLUMN TOTALS 298,828
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PAGE 26 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CHESAPEAKE ENERGY CORP COM 165167107 2,240 271,500 X 1 000 000 271,500 CHEVRON CORPORATION COM 166751107 176,898 2,036,355 X 1 1062,153 356,432 617,770 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 010 400 X 1 000 000 400 CHICOS FAS INC COM 168615102 003 100 X 1 000 100 000 CHIEF CONS MNG CO COM 168628105 017 7,000 X 1 000 000 7,000 CHIEFTAIN INTL FDG CORP PFD CV $1.8125 168672202 439 12,500 X 1 000 000 12,500 CHILDRENS COMPREHENSIVE SVCS COM NEW 16875K202 001 250 X 1 000 000 250 CHILES OFFSHORE INC COM 16888M104 15,505 775,273 X 1 246,900 82,500 445,873 CHILDRENS PL RETAIL STORES INC COM 168905107 007 300 X 1 300 000 000 CHINA MOBILE HONG KONG LTD SPONSORED ADR 16941M109 10,846 504,454 X 1 444,604 2,000 57,850 CHINA UNICOM LTD SPONSORED ADR 16945R104 005 500 X 1 500 000 000 CHOICE HOTELS INTL INC COM 169905106 019 1,450 X 1 950 000 500 CHIQUITA BRANDS INTL INC COM 170032106 451 360,664 X 1 000 000 360,664 CHIRON CORP COM 170040109 5,237 124,685 X 1 57,223 4,600 62,862 CHITTENDEN CORP COM 170228100 069 2,241 X 1 1,713 000 528 CHOICE ONE COMMUNICATION INC COM 17038P104 039 7,632 X 1 7,632 000 000 CHOICEPOINT INC COM 170388102 645 19,119 X 1 13,839 000 5,280 CHRIS CRAFT INDS INC COM 170520100 089 1,424 X 1 960 000 464 CHRISTOPHER & BANKS CORP COM 171046105 774 26,250 X 1 24,650 000 1,600 CHROMAVISION MED SYS INC COM 17111P104 032 7,000 X 1 2,200 000 4,800 CHROMATICS COLOR SCIENCES INTL COM NEW 171116304 024 259,786 X 1 259,786 000 000 CHRONIMED INC COM 171164106 608 43,600 X 1 000 000 43,600 CHUBB CORP COM 171232101 58,877 803,239 X 1 484,198 90,180 228,861 CHURCH & DWIGHT INC COM 171340102 13,332 580,142 X 1 125,817 422,917 31,408 CHURCHILL DOWNS INC COM 171484108 006 200 X 1 200 000 000 CIDCO INC COM 171768104 000 500 X 1 000 000 500 CIENA CORP COM 171779101 5,083 119,777 X 1 96,514 500 22,763 CINCINNATI FINL CORP COM 172062101 858 22,717 X 1 22,717 000 000 CINERGY CORP COM 172474108 351,080 10,476,864 X 1 91,825 10380,244 4,795 CIPHERGEN BIOSYSTEMS INC COM 17252Y104 000 100 X 1 000 000 100 COLUMN TOTALS 643,194
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PAGE 27 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CIPRICO INC COM 172529109 075 9,200 X 1 000 000 9,200 CIRCOR INTL INC COM 17273K109 001 100 X 1 100 000 000 CIRCUIT CITY STORE INC CIRCT CITY GRP 172737108 3,646 329,367 X 1 180,195 2,500 146,672 CIRCUIT CITY STORE INC CARMAX GROUP 172737306 046 6,000 X 1 000 000 6,000 CISCO SYS INC COM 17275R102 404,303 26,840,788 X 1 17587,101 1917,962 7335,725 CIRRUS LOGIC CORP COM 172755100 031 2,200 X 1 800 000 1,400 CITADEL COMMUNICATIONS CORP COM 172853202 032 1,300 X 1 900 000 400 CINTAS CORP COM 172908105 2,988 77,644 X 1 45,506 5,500 26,638 CITIGROUP INC COM 172967101 861,119 18,842,872 X 1 13569,406 826,721 4446,745 CITIZENS BKG CORP MICH COM 174420109 016 618 X 1 000 000 618 CITIZENS COMMUNICATIONS CO COM 17453B101 972 76,269 X 1 37,740 29,995 8,534 CITIZENS CMNTY BANCORP INC COM 174900100 867 68,840 X 1 46,160 000 22,680 CITIZENS UTILS TR PFD EPPICS CV 177351202 050 1,000 X 1 000 000 1,000 CITRIX SYS INC COM 177376100 2,052 104,229 X 1 89,899 4,400 9,930 CITY NATL CORP COM 178566105 493 12,836 X 1 11,668 000 1,168 CLAIRES STORES INC COM 179584107 083 4,650 X 1 4,650 000 000 CLARCOR INC COM 179895107 042 1,842 X 1 1,632 000 210 CLARENT CORP DEL COM 180461105 309 31,083 X 1 000 3,533 27,550 CLARK / BARDES HLDGS INC COM 180668105 213 25,000 X 1 25,000 000 000 CLARUS CORP COM 182707109 003 500 X 1 000 000 500 CLASSIC BANCSHARES INC COM 18272M104 013 1,000 X 1 000 000 1,000 CLAYTON HOMES INC COM 184190106 366 30,507 X 1 1,800 000 28,707 CLEAR CHANNEL COMMUNICATIONS COM 184502102 155,872 2,898,328 X 1 2539,987 53,697 304,644 CLEVELAND CLIFFS INC COM 185896107 4,882 274,260 X 1 000 271,563 2,697 CLINTRIALS RESEARCH INC COM 188767107 318 53,800 X 1 35,400 000 18,400 CLOROX CO DEL COM 189054109 29,050 922,810 X 1 457,763 19,848 445,199 CLOSURE MED CORP COM 189093107 012 690 X 1 690 000 000 COACH INC COM 189754104 028 1,000 X 1 000 000 1,000 COACHMEN INDS INC COM 189873102 117 13,200 X 1 1,400 1,800 10,000 COAST FEDERAL LITIGATION TR WARRANT OR RIGHT 19034Q110 131 144,840 X 1 144,840 000 000 COLUMN TOTALS 1,468,130
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PAGE 28 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE COASTAL BANCORP INC COM 19041P105 008 300 X 1 300 000 000 COCA COLA CO COM 191216100 242,317 5,284,996 X 1 2816,474 553,685 1914,837 COCA COLA ENTERPRISES INC COM 191219104 463 26,050 X 1 22,290 900 2,860 COGNEX CORP COM 192422103 084 3,700 X 1 1,300 000 2,400 COGNOS INC COM 19244C109 681 43,609 X 1 600 000 43,009 COGNIZANT TECHNOLOGY SOLUTIONS CL A 192446102 046 1,400 X 1 000 000 1,400 COHEN & STEERS RLTY INCOME FD COM 19247P107 103 13,500 X 1 000 13,500 000 COHEN & STEERS TOTAL RETURN FD COM 19247R103 042 3,300 X 1 3,300 000 000 COHERENT INC COM 192479103 019 570 X 1 000 000 570 COHU INC COM 192576106 062 4,230 X 1 000 000 4,230 COINSTAR INC COM 19259P300 2,405 146,870 X 1 000 20,000 126,870 COLD METAL PRODS INC COM 192861102 003 2,500 X 1 000 000 2,500 COLE KENNETH PRODTNS INC CL A 193294105 009 375 X 1 000 000 375 COLGATE PALMOLIVE CO COM 194162103 221,135 4,031,627 X 1 1753,605 823,593 1454,429 COLLAGENEX PHARMACEUTICALS INC COM 19419B100 005 1,000 X 1 000 1,000 000 COLLEGELINK COM INC COM 194535100 000 025 X 1 000 000 025 COLONIAL BANCGROUP INC COM 195493309 160 12,770 X 1 11,770 000 1,000 COLONIAL PPTYS TR COM SH BEN INT 195872106 653 24,250 X 1 16,250 8,000 000 COLORADO MEDTECH INC COM 19652U104 004 1,000 X 1 000 000 1,000 COLT TELECOM GROUP PLC SPONSORED ADR 196877104 012 300 X 1 300 000 000 COLUMBIA BKG SYS INC COM 197236102 012 1,100 X 1 1,100 000 000 COLUMBIA LABS INC COM 197779101 006 1,000 X 1 000 000 1,000 COLUMBIA SPORTSWEAR CO COM 198516106 215,974 4,707,885 X 1 4707,875 000 010 COMFORT SYS USA INC COM 199908104 000 100 X 1 000 000 100 COMCAST CORP CL A 200300101 3,020 74,115 X 1 16,155 3,300 54,660 COMCAST CORP CL A SPL 200300200 94,258 2,271,278 X 1 1419,263 147,850 704,165 COMDIAL CORP COM NEW 200332302 004 4,000 X 1 000 000 4,000 COMDISCO INC COM 200336105 2,247 317,384 X 1 2,944 000 314,440 COMERICA INC COM 200340107 48,497 788,573 X 1 146,256 188,650 453,667 COMMERCE BANCORP INC NJ COM 200519106 335 5,629 X 1 1,603 722 3,304 COLUMN TOTALS 832,564
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PAGE 29 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE COMMERCE BANCSHARES INC COM 200525103 609 15,940 X 1 10,922 000 5,018 COMMERCE GROUP INC MASS COM 200641108 025 800 X 1 800 000 000 COMMERCE ONE INC DEL COM 200693109 5,477 697,747 X 1 366,066 000 331,681 COMMERCIAL BK NY COM 201462108 013 400 X 1 400 000 000 COMMERCIAL FEDERAL CORPORATION COM 201647104 043 1,952 X 1 1,952 000 000 COMMERCIAL METALS CO COM 201723103 012 500 X 1 000 000 500 COMMERCIAL NET LEASE RLTY INC COM 202218103 130 11,170 X 1 8,670 1,000 1,500 COMMONWEALTH TEL ENTERPRISES COM 203349105 030 900 X 1 900 000 000 COMMONWEALTH TEL ENTERPRISES CL B 203349204 145 4,400 X 1 000 4,400 000 COMMSCOPE INC COM 203372107 16,781 1,062,074 X 1 1054,008 266 7,800 COMMUNICATION INTELLIGENCE NEW COM 20338K106 003 3,000 X 1 1,000 000 2,000 COMMUNITY BK SYS INC COM 203607106 036 1,274 X 1 000 000 1,274 COMMUNITY FIRST BANKSHARES INC COM 203902101 050 2,500 X 1 2,500 000 000 COMPANHIA DE BEBIDAS DAS AMERS SPON ADR PFD 20441W203 1,229 53,400 X 1 8,300 000 45,100 COMPANHIA VALE DO RIO DOCE SPON ADR PFD 204412100 165 6,700 X 1 1,700 000 5,000 COMPANIA ANONIMA NACIONL TEL SPON ADR D 204421101 614 32,200 X 1 32,200 000 000 COMPANIA DE TELECOMUNICS CHILE SPON ADR NEW 204449300 878 68,804 X 1 65,804 000 3,000 COMPASS BANCSHARES INC COM 20449H109 1,777 83,619 X 1 23,575 000 60,044 COMPAQ COMPUTER CORP COM 204493100 18,030 1,002,800 X 1 555,097 131,534 316,169 COMPUCOM SYS INC COM 204780100 019 10,000 X 1 10,000 000 000 COMPUTER ASSOC INTL INC COM 204912109 12,369 453,409 X 1 311,370 6,317 135,722 COMPUTER NETWORK TECHNOLOGY CP COM 204925101 1,035 95,700 X 1 67,700 2,200 25,800 COMPUTER MOTION INC COM 205253107 002 600 X 1 600 000 000 COMPUTER SCIENCES CORP COM 205363104 36,002 1,122,602 X 1 766,800 48,850 306,952 COMPUWARE CORP COM 205638109 397 40,030 X 1 11,770 000 28,260 COMSTOCK RES INC COM NEW 205768203 340 34,000 X 1 000 000 34,000 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 4,412 79,958 X 1 20,725 800 58,433 CONAGRA FOODS INC COM 205887102 69,462 3,829,228 X 1 2590,654 152,238 1086,336 COMSHARE INC COM 205912108 010 3,600 X 1 000 000 3,600 CONCEPTUS INC COM 206016107 043 5,200 X 1 000 000 5,200 COLUMN TOTALS 170,138
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PAGE 30 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CONCORD CAMERA CORP COM 206156101 370 57,208 X 1 36,608 000 20,600 CONCORD COMMUNICATIONS INC COM 206186108 282 36,100 X 1 000 2,900 33,200 CONCORD EFS INC COM 206197105 1,422 34,685 X 1 8,820 2,200 23,665 CONCUR TECHNOLOGIES INC COM 206708109 002 4,097 X 1 4,097 000 000 CONCURRENT COMPUTER CORP NEW COM 206710204 840 161,825 X 1 000 000 161,825 CONECTIV INC COM 206829103 613 28,005 X 1 7,448 310 20,247 CONECTIV INC CL A 206829202 008 387 X 1 262 000 125 CONESTOGA ENTERPRISES INC COM 207015108 063 4,026 X 1 000 4,026 000 CONEXANT SYSTEMS INC COM 207142100 525 66,135 X 1 18,996 000 47,139 CONMED CORP COM 207410101 028 1,400 X 1 000 000 1,400 CONNECTICUT WTR SVC INC COM 207797101 479 14,550 X 1 14,550 000 000 CONOCO INC CL A 208251306 2,698 98,430 X 1 78,205 1,800 18,425 CONOCO INC CL B 208251405 46,451 1,670,896 X 1 1323,021 82,073 265,802 CONSECO INC COM 208464107 771 47,935 X 1 41,310 000 6,625 CONSOL ENERGY INC COM 20854P109 962 28,300 X 1 000 000 28,300 CONSOLIDATED EDISON INC COM 209115104 5,321 141,514 X 1 105,539 2,372 33,603 CONSOLIDATED STORES CORP COM 210149100 038 3,668 X 1 1,762 000 1,906 CONSTELLATION ENERGY GROUP INC COM 210371100 1,702 38,187 X 1 17,384 4,355 16,448 CONSUMER PORTFOLIO SVCS INC COM 210502100 028 16,000 X 1 15,000 000 1,000 CONTINENTAL AIRLS INC CL B 210795308 028 700 X 1 500 000 200 CONVERGYS CORP COM 212485106 870 25,059 X 1 23,609 200 1,250 COOPER CAMERON CORP COM 216640102 3,057 60,603 X 1 56,171 3,032 1,400 COOPER COS INC COM NEW 216648402 098 2,110 X 1 000 000 2,110 COOPER INDS INC COM 216669101 4,884 148,311 X 1 123,314 2,604 22,393 COOPER TIRE & RUBR CO COM 216831107 1,278 105,917 X 1 92,587 1,600 11,730 COOPERATIVE BANKSHARES INC COM 216844100 006 500 X 1 500 000 000 COORS ADOLPH CO CL B 217016104 5,167 77,000 X 1 70,800 000 6,200 COORSTEK INC COM 217020106 062 2,358 X 1 2,358 000 000 COPART INC COM 217204106 1,191 59,600 X 1 000 000 59,600 COPPER MTN NETWORKS INC COM 217510106 009 3,267 X 1 3,267 000 000 COLUMN TOTALS 79,253
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PAGE 31 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE COPYTELE INC COM 217721109 001 1,000 X 1 000 000 1,000 COR THERAPEUTICS INC COM 217753102 690 32,200 X 1 2,800 000 29,400 COREL CORPORATION COM 21868Q109 001 300 X 1 000 000 300 CORECOMM LTD NEW COM 21869Q108 000 1,175 X 1 561 000 614 CORIXA CORP COM 21887F100 078 11,057 X 1 880 438 9,739 CORNERSTONE PROPANE PARTNR L P UNIT LTD PARTN 218916104 024 1,500 X 1 000 000 1,500 CORN PRODS INTL INC COM 219023108 600 23,132 X 1 4,868 6,860 11,404 CORNERSTONE RLTY INCOME TR INC COM 21922V102 082 7,730 X 1 6,280 000 1,450 CORNERSTONE INTERNET SOLUTIONS COM 21923C103 000 5,000 X 1 000 000 5,000 CORNING INC COM 219350105 30,461 1,530,687 X 1 739,807 268,290 522,590 CORRECTIONAL SVCS CORP COM 219921103 004 1,900 X 1 000 000 1,900 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 096 10,000 X 1 10,000 000 000 CORRECTIONS CORP AMER NEW COM 22025Y100 000 400 X 1 400 000 000 CORRPRO COS INC COM 220317101 008 5,500 X 1 000 000 5,500 CORTECH INC COM NEW 22051J308 004 480 X 1 000 480 000 CORUS GROUP PLC SPONSORED ADR 22087M101 002 200 X 1 200 000 000 CORUS ENTERTAINMENT INC COM CL B NON VTG 220874101 054 2,320 X 1 755 000 1,565 CORVIS CORP COM 221009103 338 55,700 X 1 17,700 000 38,000 COSINE COMMUNICATIONS INC COM 221222102 001 500 X 1 500 000 000 COST PLUS INC CALIF COM 221485105 034 1,490 X 1 1,490 000 000 COSTCO WHSL CORP NEW COM 22160K105 31,107 859,591 X 1 681,286 37,200 141,105 COTT CORP QUE COM 22163N106 117 10,000 X 1 000 000 10,000 COUNSEL CORP COM 22226R102 016 10,000 X 1 10,000 000 000 COUNTRYWIDE CR INDS INC DEL COM 222372104 1,015 21,152 X 1 20,152 200 800 COUSINS PPTYS INC COM 222795106 979 38,532 X 1 35,702 000 2,830 COVANTA ENERGY CORP COM 22281N103 013 775 X 1 000 575 200 COVAD COMMUNICATIONS GROUP INC COM 222814204 020 16,276 X 1 4,200 000 12,076 COVALENT GROUP INC COM 222815102 010 6,000 X 1 5,000 000 1,000 COVANCE INC COM 222816100 288 23,680 X 1 025 15,000 8,655 COVENTRY HEALTH CARE INC COM 222862104 876 51,720 X 1 2,400 000 49,320 COLUMN TOTALS 66,919
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PAGE 32 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE COX COMMUNICATIONS INC NEW CL A 224044107 6,215 141,615 X 1 101,032 13,084 27,499 COX RADIO INC CL A 224051102 012 600 X 1 600 000 000 CRAIG JENNY INC COM 224206102 001 1,000 X 1 1,000 000 000 CRANE CO COM 224399105 728 28,069 X 1 18,844 1,000 8,225 CRAYFISH CO LTD SPON ADR NEW 225226208 000 010 X 1 000 000 010 CREDENCE SYS CORP COM 225302108 045 2,300 X 1 2,000 000 300 CREDIT SUISSE FIRST BOSTON USA COM CSFBDIRECT 22541L103 001 250 X 1 100 000 150 CREE INC COM 225447101 1,276 91,660 X 1 63,630 1,700 26,330 CRESCENT REAL ESTATE EQUITIES COM 225756105 667 29,293 X 1 22,593 1,300 5,400 CRIIMI MAE INC COM 226603108 007 9,300 X 1 000 000 9,300 CRITICAL PATH INC COM 22674V100 332 189,718 X 1 195 000 189,523 CROMPTON CORP COM 227116100 431 39,336 X 1 17,197 19,639 2,500 CROSS A T CO CL A 227478104 019 2,800 X 1 800 000 2,000 CROSS MEDIA MARKETING CORP COM 22754R102 002 2,000 X 1 2,000 000 000 CROSS TIMBERS RTY TR TR UNIT 22757R109 237 13,000 X 1 13,000 000 000 CROSS TIMBERS OIL CO COM 227573102 2,688 109,704 X 1 87,120 000 22,584 CROSSROADS SYS INC COM 22765D100 147 29,300 X 1 000 000 29,300 CROWN AMERN RLTY TR SH BEN INT 228186102 047 7,000 X 1 000 000 7,000 CROWN CASTLE INTL CORP COM 228227104 209 14,821 X 1 6,110 2,000 6,711 CROWN CORK & SEAL INC COM 228255105 385 104,001 X 1 87,434 6,600 9,967 CROWN PAC PARTNERS L P UNIT LTD PARTN 228439105 029 4,000 X 1 3,600 000 400 CRYOLIFE INC COM 228903100 004 150 X 1 000 000 150 CRYPTOLOGIC INC COM 228906103 012 1,000 X 1 000 000 1,000 CRYSTALLEX INTL CORP COM 22942F101 000 533 X 1 200 000 333 CUBIC CORP COM 229669106 007 250 X 1 000 000 250 CUBIST PHARMACEUTICALS INC COM 229678107 1,228 58,650 X 1 17,700 1,500 39,450 CULLEN FROST BANKERS INC COM 229899109 10,947 317,293 X 1 277,993 11,400 27,900 CUMMINS ENGINE INC COM 231021106 1,063 28,560 X 1 27,900 200 460 CURAGEN CORP COM 23126R101 437 18,750 X 1 18,050 000 700 CURIS INC COM 231269101 016 4,622 X 1 3,122 000 1,500 COLUMN TOTALS 27,192
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PAGE 33 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE CYBERIAN OUTPOST INC COM 231914102 000 200 X 1 000 000 200 CUTTER & BUCK INC COM 232217109 010 1,700 X 1 000 000 1,700 CYBER-CARE INC COM 23243T105 001 500 X 1 000 000 500 CYBERONICS INC COM 23251P102 094 6,200 X 1 5,200 1,000 000 CYGNUS INC COM 232560102 072 9,800 X 1 4,000 2,500 3,300 CYMER INC SB NT CV STEP 04 232572AC1 045 50,000 X 1 000 000 50,000 CYPRESS BIOSCIENCES INC COM PAR $.02 232674507 000 312 X 1 000 000 312 CYPRESS SEMICONDUCTOR CORP COM 232806109 150 9,284 X 1 8,481 000 803 CYSIVE INC COM 23281T108 233 62,100 X 1 000 6,200 55,900 CYTEC INDS INC COM 232820100 375 11,733 X 1 7,203 1,110 3,420 CYTOGEN CORP COM 232824102 007 2,400 X 1 1,400 000 1,000 CYTYC CORP COM 232946103 054 3,580 X 1 2,950 000 630 D A CONSULTING GROUP INC COM 233027101 073 54,500 X 1 000 6,200 48,300 DMC STRATEX NETWORKS INC COM 23322L106 147 19,564 X 1 4,542 000 15,022 DQE INC COM 23329J104 150 5,125 X 1 4,750 000 375 DPL INC COM 233293109 1,507 52,872 X 1 31,074 7,950 13,848 DRS TECHNOLOGIES INC COM 23330X100 580 34,000 X 1 000 000 34,000 D R HORTON INC COM 23331A109 426 20,808 X 1 725 000 20,083 DSP GROUP INC COM 23332B106 003 210 X 1 000 000 210 DST SYS INC DEL COM 233326107 370 8,090 X 1 1,290 000 6,800 DTE ENERGY CO COM 233331107 719 17,704 X 1 12,654 000 5,050 DVI INC COM 233343102 011 750 X 1 750 000 000 DAISYTEK INTL CORP COM 234053106 011 1,500 X 1 000 000 1,500 DAL-TILE INTL INC COM 23426R108 571 38,000 X 1 2,600 35,000 400 DALEEN TECHNOLOGIES INC COM 23437N104 001 500 X 1 500 000 000 DALLAS SEMICONDUCTOR CORP COM 235204104 13,945 556,032 X 1 377,832 16,100 162,100 DANA CORP COM 235811106 4,442 257,043 X 1 158,276 9,200 89,567 DANAHER CORP DEL COM 235851102 42,705 790,832 X 1 584,388 7,195 199,249 DANKA BUSINESS SYS PLC SUBNT CV 6.75%02 236277AB5 004 25,000 X 1 25,000 000 000 DANKA BUSINESS SYS PLC SPONSORED ADR 236277109 001 1,300 X 1 000 1,300 000 COLUMN TOTALS 66,707
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PAGE 34 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE DARDEN RESTAURANTS INC COM 237194105 1,558 64,914 X 1 11,284 400 53,230 DASSAULT SYS S A SPONSORED ADR 237545108 048 1,100 X 1 000 000 1,100 DATA RETURN CORP COM 23785M104 003 1,100 X 1 000 000 1,100 DATASCOPE CORP COM 238113104 594 16,740 X 1 1,300 600 14,840 DAVITA INC COM 23918K108 005 300 X 1 300 000 000 DE BEERS CONS MINES LTD ADR DEFD 240253302 782 21,100 X 1 1,100 000 20,000 DEAN FOODS CO COM 242361103 475 14,450 X 1 4,400 000 10,050 DECODE GENETICS INC COM 243586104 008 1,300 X 1 1,300 000 000 DEERE & CO COM 244199105 6,364 176,790 X 1 63,655 15,465 97,670 DEL MONTE FOODS CO COM 24522P103 005 600 X 1 000 000 600 DELHAIZE AMER INC CL A 246688105 1,072 51,795 X 1 43,427 000 8,368 DELHAIZE AMER INC CL B 246688204 587 28,498 X 1 19,930 000 8,568 DELL COMPUTER CORP COM 247025109 34,653 1,440,102 X 1 1114,140 41,950 284,012 DELPHI AUTOMOTIVE SYS CORP COM 247126105 3,913 276,362 X 1 152,703 25,872 97,787 DELPHI FINL GROUP INC CL A 247131105 088 2,938 X 1 000 000 2,938 DELTA & PINE LD CO COM 247357106 207 9,166 X 1 2,866 000 6,300 DELTA AIR LINES INC DEL COM 247361108 453 11,602 X 1 7,696 1,460 2,446 DELTA NAT GAS INC COM 247748106 003 150 X 1 000 000 150 DELTIC TIMBER CORP COM 247850100 019 952 X 1 482 000 470 DENBURY RES INC COM NEW 247916208 003 430 X 1 000 000 430 DELUXE CORP COM 248019101 21,280 905,520 X 1 882,650 2,550 20,320 DENDRITE INTL INC COM 248239105 175 16,345 X 1 975 1,500 13,870 DENSE PAC MICROSYSTEMS INC COM NEW 248719304 000 150 X 1 000 000 150 DENTSPLY INTL INC NEW COM 249030107 191 5,238 X 1 4,368 000 870 DEPARTMENT 56 INC COM 249509100 030 3,362 X 1 3,362 000 000 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 082 3,580 X 1 3,580 000 000 DEVELOPERS DIVERSIFIED RLTY CO COM 251591103 741 50,460 X 1 28,560 6,800 15,100 DEVON ENERGY CORP NEW COM 25179M103 1,437 25,778 X 1 18,540 2,143 5,095 DEVX ENERGY INC COM NEW 25189P203 017 2,100 X 1 000 000 2,100 DEVRY INC DEL COM 251893103 1,449 49,527 X 1 11,770 13,500 24,257 COLUMN TOTALS 76,242
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PAGE 35 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE DIAGEO P L C SPON ADR NEW 25243Q205 1,384 34,042 X 1 32,382 130 1,530 DIAGNOSTIC PRODS CORP COM 252450101 031 600 X 1 430 000 170 DIAL CORP NEW COM 25247D101 151 11,900 X 1 000 000 11,900 DIAMETRICS MED INC COM 252532106 007 1,838 X 1 000 000 1,838 DIAMOND OFFSHORE DRILLING INC SB NT CV 3.75%07 25271CAA0 071 70,000 X 1 000 000 70,000 DIAMOND OFFSHORE DRILLING INC COM 25271C102 2,577 67,751 X 1 34,786 000 32,965 DIAMONDCLUSTER INTL INC CL A 25278P106 032 3,600 X 1 000 000 3,600 DIAMONDS TR UNIT SER 1 252787106 097 1,000 X 1 1,000 000 000 DIANON SYS INC COM 252826102 1,386 46,600 X 1 000 000 46,600 DIEBOLD INC COM 253651103 16,344 609,382 X 1 283,852 146,331 179,199 DIGENE CORP COM 253752109 165 12,098 X 1 100 000 11,998 DIGEX INC DEL CL A 253756100 059 4,912 X 1 300 000 4,612 DIGI INTL INC COM 253798102 067 14,000 X 1 000 000 14,000 DIGIMARC CORP COM 253807101 002 160 X 1 000 000 160 DIGITAL IMPACT INC DEL COM 25385G106 044 38,000 X 1 000 000 38,000 DIGITAL INSIGHT CORP COM 25385P106 017 1,730 X 1 000 000 1,730 DIGITAL LIGHTWAVE INC COM 253855100 017 1,100 X 1 100 000 1,000 DIGITAL VIDEO SYS INC COM NEW 25387R407 000 114 X 1 000 000 114 DIGITAS INC COM 25388K104 006 1,200 X 1 1,000 000 200 DIME CMNTY BANCSHARES COM 253922108 063 2,320 X 1 2,320 000 000 DILLARDS INC CL A 254067101 1,695 77,055 X 1 20,445 1,790 54,820 DIME BANCORP INC NEW COM 25429Q102 858 26,102 X 1 22,432 000 3,670 DIME BANCORP INC NEW WARRANT OR RIGHT 25429Q110 006 26,232 X 1 21,562 1,200 3,470 DIMON INC COM 254394109 11,131 1,514,447 X 1 1514,447 000 000 DIODES INC COM 254543101 002 300 X 1 300 000 000 DIONEX CORP COM 254546104 047 1,490 X 1 1,330 000 160 DIRECT INSITE CORP COM 25457C108 000 1,000 X 1 000 000 1,000 DISC GRAPHICS INC COM 254590102 131 139,920 X 1 000 000 139,920 DISCOVERY LABORATORIES INC NEW COM 254668106 273 78,049 X 1 10,000 000 68,049 DISNEY WALT CO COM DISNEY 254687106 290,196 10,375,256 X 1 7559,484 643,697 2172,075 COLUMN TOTALS 326,859
38
PAGE 36 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE DISNEY WALT CO COM INTRNT GRP 254687205 004 700 X 1 700 000 000 DITECH COMMUNICATIONS CORP COM 25500M103 007 700 X 1 500 000 200 DIVERSA CORP COM 255064107 132 9,690 X 1 9,000 000 690 DOCUCORP INTL INC COM 255911109 002 1,000 X 1 1,000 000 000 DOBSON COMMUNICATIONS CORP CL A 256069105 003 200 X 1 200 000 000 DOCUMENT SCIENCES CORP COM 25614R105 083 57,800 X 1 000 000 57,800 DOCUMENTUM INC COM 256159104 018 1,900 X 1 000 000 1,900 DOLE FOOD INC COM 256605106 445 28,889 X 1 1,889 000 27,000 DOLLAR GEN CORP COM 256669102 276 13,572 X 1 5,548 500 7,524 DOLLAR TREE STORES INC COM 256747106 604 32,196 X 1 27,946 000 4,250 DOMINION RES BLACK WARRIOR TR UNITS BEN INT 25746Q108 019 1,000 X 1 000 000 1,000 DOMINION RES INC VA NEW COM 25746U109 12,012 182,695 X 1 81,385 28,336 72,974 DONALDSON INC COM 257651109 1,641 63,418 X 1 43,200 14,200 6,018 DONNA KARAN INTL INC COM 257826107 001 100 X 1 000 000 100 DONNELLEY R R & SONS CO COM 257867101 3,191 122,761 X 1 34,967 22,064 65,730 DORAL FINL CORP COM 25811P100 1,771 62,268 X 1 59,500 000 2,768 DORCHESTER HUGOTON LTD DEPOSTARY RCPT 258205202 2,178 167,527 X 1 99,829 51,500 16,198 DOT HILL SYS CORP COM 25848T109 042 18,400 X 1 000 2,600 15,800 DOUBLECLICK INC COM 258609304 332 29,857 X 1 26,775 000 3,082 DOVER CORP COM 260003108 77,914 2,185,519 X 1 1581,797 108,333 495,389 DOVER DOWNS ENTMT INC COM 260086103 030 2,520 X 1 2,520 000 000 DOW CHEM CO COM 260543103 43,918 1,369,873 X 1 771,811 155,494 442,568 DOW JONES & CO INC COM 260561105 37,262 707,319 X 1 86,666 334,429 286,224 DOWNEY FINL CORP COM 261018105 014 300 X 1 300 000 000 DREW INDS INC COM NEW 26168L205 058 10,700 X 1 10,000 000 700 DREYERS GRAND ICE CREAM INC COM 261878102 7,444 297,777 X 1 286,097 8,500 3,180 DRIL-QUIP INC COM 262037104 003 150 X 1 000 000 150 DROVERS BANCSHARES CORP COM 262120108 001 024 X 1 000 024 000 DRUGSTORE COM INC COM 262241102 000 100 X 1 000 000 100 DSL NET INC COM 262506108 000 102 X 1 000 000 102 COLUMN TOTALS 189,405
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PAGE 37 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE DU PONT E I DE NEMOURS & CO COM 263534109 230,642 5,630,896 X 1 3054,167 1016,277 1560,452 DUANE READE INC COM 263578106 1,033 30,613 X 1 29,000 000 1,613 DUCATI MTR HLDGS SPA SPONSORED ADR 264066101 005 300 X 1 300 000 000 DUCKWALL-ALCO STORES INC NEW COM 264142100 063 9,000 X 1 9,000 000 000 DUFF & PHELPS UTIL CORP BD TR COM 26432K108 090 6,500 X 1 6,500 000 000 DUFF & PHELPS UTILS INCOME INC COM 264324104 479 45,543 X 1 41,543 000 4,000 DUKE ENERGY CORP COM 264399106 114,575 2,648,520 X 1 1933,938 199,172 515,410 DUKE WEEKS REALTY CORP COM NEW 264411505 11,149 479,730 X 1 344,580 26,500 108,650 DUN & BRADSTREET CORP DEL NEW COM 26483E100 2,079 93,611 X 1 21,371 7,400 64,840 DURA AUTOMOTIVE SYSTEMS CORP CL A 265903104 021 2,600 X 1 2,600 000 000 DUPONT PHOTOMASKS INC COM 26613X101 033 780 X 1 780 000 000 DURAMED PHARMACEUTICALS INC COM 266354109 052 9,000 X 1 000 000 9,000 DURECT CORP COM 266605104 3,955 626,500 X 1 626,500 000 000 DYAX CORP COM 26746E103 078 9,997 X 1 3,331 000 6,666 DYCOM INDS INC COM 267475101 321 26,346 X 1 16,116 000 10,230 DYNEGY INC NEW CL A 26816Q101 36,249 698,435 X 1 602,749 980 94,706 DYNEX CAP INC PFD CV B 9.55% 26817Q308 017 1,500 X 1 000 000 1,500 DYNEX CAP INC COM NEW 26817Q506 005 4,558 X 1 4,000 000 558 EBT INTL INC COM 268248101 027 11,600 X 1 000 000 11,600 ECI TELECOM LTD ORD 268258100 016 2,125 X 1 000 000 2,125 E CRUITER COM INC COM 26831C103 002 1,500 X 1 1,500 000 000 EDAP TMS S A SPONSORED ADR 268311107 009 4,300 X 1 000 000 4,300 EEX CORP COM NEW 26842V207 017 4,880 X 1 1,200 000 3,680 EGL INC COM 268484102 069 2,830 X 1 200 000 2,630 E M C CORP MASS COM 268648102 315,553 10,766,069 X 1 8009,932 537,381 2218,756 EMC INS GROUP INC COM 268664109 036 3,000 X 1 000 000 3,000 EMS TECHNOLOGIES INC COM 26873N108 358 24,500 X 1 000 1,300 23,200 ENSCO INTL INC COM 26874Q100 1,714 51,936 X 1 8,692 000 43,244 ENI S P A SPONSORED ADR 26874R108 093 1,430 X 1 1,430 000 000 EOG RES INC COM 26875P101 2,930 73,871 X 1 34,232 000 39,639 COLUMN TOTALS 721,670
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PAGE 38 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE E ON AG SPONSORED ADR 268780103 025 520 X 1 520 000 000 E PIPHANY INC COM 26881V100 003 320 X 1 143 000 177 ESS TECHNOLOGY INC COM 269151106 010 2,000 X 1 2,000 000 000 E SPIRE COMMUNICATIONS INC COM 269153102 004 10,200 X 1 10,000 000 200 E TRADE GROUP INC COM 269246104 735 119,488 X 1 17,875 000 101,613 EARTHGRAINS CO COM 270319106 227 10,788 X 1 2,216 1,480 7,092 EARTHSHELL CORP COM 27032B100 013 6,336 X 1 000 000 6,336 EARTHWEB INC COM 27032C108 057 24,000 X 1 000 000 24,000 EARTHLINK INC COM 270321102 055 4,740 X 1 2,758 1,907 075 EAST WEST BANCORP INC COM 27579R104 132 6,700 X 1 6,700 000 000 EASTGROUP PPTY INC COM 277276101 050 2,120 X 1 1,550 000 570 EASTMAN CHEM CO COM 277432100 5,657 112,933 X 1 68,925 2,718 41,290 EASTMAN KODAK CO COM 277461109 11,644 292,648 X 1 127,878 32,817 131,953 EASYRIDERS INC COM 277848107 000 084 X 1 084 000 000 EATON CORP COM 278058102 1,569 23,189 X 1 21,084 250 1,855 EATON VANCE CORP COM NON VTG 278265103 040 1,312 X 1 1,312 000 000 EBAY INC COM 278642103 1,793 50,775 X 1 30,080 300 20,395 ECHELON CORP COM 27874N105 032 2,310 X 1 2,200 000 110 ECHO BAY MINES LTD COM 278751102 000 100 X 1 000 000 100 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 1,555 54,425 X 1 54,050 000 375 ECLIPSYS CORP COM 278856109 048 2,517 X 1 1,813 000 704 ECOLAB INC COM 278865100 43,848 1,041,266 X 1 650,560 281,151 109,555 EDELBROCK CORP COM 279434104 015 1,400 X 1 000 000 1,400 EDISON INTL COM 281020107 774 61,648 X 1 50,938 4,674 6,036 EDISON SCHOOLS INC CL A 281033100 70,914 3,590,596 X 1 2744,475 181,202 664,919 EDUCATION MGMT CORP COM 28139T101 006 200 X 1 000 000 200 J D EDWARDS & CO COM 281667105 104 12,210 X 1 6,800 000 5,410 EDWARDS LIFESCIENCES CORP COM 28176E108 1,192 61,431 X 1 52,881 4,545 4,005 EDWARDS AG INC COM 281760108 11,550 326,270 X 1 180,434 90,494 55,342 EFFICIENT NETWORKS INC COM 282056100 055 2,348 X 1 1,098 000 1,250 COLUMN TOTALS 152,107
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PAGE 39 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE EFUNDS CORP COM 28224R101 172 9,420 X 1 3,990 303 5,127 EGAIN COMMUNICATIONS COM 28225C103 030 12,538 X 1 035 000 12,503 EIRCOM PLC SPON ADR EURO 28257P105 004 500 X 1 500 000 000 EL PASO CORP COM 28336L109 52,205 813,282 X 1 492,832 113,368 207,082 EL PASO ELEC CO COM NEW 283677854 062 4,580 X 1 4,080 000 500 EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 331 4,160 X 1 3,660 500 000 EL PASO ENERGY PARTNERS L P COM 28368B102 090 2,900 X 1 2,000 900 000 ELAN PLC ADR 284131208 21,373 415,005 X 1 274,247 7,700 133,058 ELANTEC SEMICONDUCTOR INC COM 284155108 008 300 X 1 300 000 000 ELCOR CORP COM 284443108 380 27,250 X 1 23,800 000 3,450 ELDERTRUST COM SH BEN INT 284560109 037 10,000 X 1 000 000 10,000 ELECTRIC FUEL CORP COM 284871100 002 400 X 1 400 000 000 ELECTRO RENT CORP COM 285218103 001 100 X 1 000 000 100 ELECTRO SCIENTIFIC INDS COM 285229100 503 18,820 X 1 18,820 000 000 ELECTROGLAS INC COM 285324109 004 270 X 1 000 000 270 ELECTRONIC ARTS INC COM 285512109 1,758 32,890 X 1 30,880 000 2,010 ELECTRONIC DATA SYS NEW COM 285661104 133,400 2,423,246 X 1 1183,767 147,859 1091,620 ELECTRONICS FOR IMAGING INC COM 286082102 160 6,790 X 1 6,000 000 790 ELOQUENT INC COM 290140102 036 58,250 X 1 000 4,300 53,950 ELOYALTY CORP COM 290151109 041 23,525 X 1 15,525 000 8,000 EMAGIN CORP COM 29076N107 002 800 X 1 800 000 000 EMBARCADERO TECHNOLOGIES INC COM 290787100 8,133 578,300 X 1 578,300 000 000 EMBRATEL PARTICIPACOES S A SPON ADR PFD 29081N100 001 100 X 1 000 000 100 EMCORE CORP COM 290846104 048 2,000 X 1 2,000 000 000 EMERGE INTERACTIVE INC CL A 29088W103 021 5,625 X 1 2,610 000 3,015 EMERGING VISION INC COM 29089W102 003 15,000 X 1 15,000 000 000 EMERGING MKTS TELECOMNC FD NEW COM 290890102 027 3,700 X 1 1,700 000 2,000 EMERGING MKTS INCM FD II COM 290920107 004 300 X 1 300 000 000 EMERSON ELEC CO COM 291011104 141,688 2,300,123 X 1 1398,508 267,400 634,215 EMISPHERE TECHNOLOGIES INC COM 291345106 3,046 217,550 X 1 105,500 12,200 99,850 COLUMN TOTALS 363,570
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PAGE 40 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE EMMIS COMMUNICATIONS CORP CL A 291525103 024 1,000 X 1 1,000 000 000 EMPIRE DIST ELEC CO COM 291641108 157 8,335 X 1 5,820 2,000 515 EMULEX CORP COM NEW 292475209 095 5,464 X 1 3,506 000 1,958 EMUSIC COM INC COM 292476108 004 16,633 X 1 16,633 000 000 ENCOMPASS SVCS CORP COM 29255U104 066 13,698 X 1 10,607 000 3,091 ENDESA S A SPONSORED ADR 29258N107 342 20,145 X 1 6,945 000 13,200 ENDO PHARMACEUTICALS HLDGS INC WARRANT OR RIGHT 29264F114 000 034 X 1 034 000 000 ENDOCARE INC COM 29264P104 003 500 X 1 000 000 500 ENERGEN CORP COM 29265N108 1,590 46,423 X 1 45,355 000 1,068 ENERGY CONVERSION DEVICES INC COM 292659109 148 6,400 X 1 6,400 000 000 ENERGY EAST CORP COM 29266M109 760 43,511 X 1 9,505 12,909 21,097 ENERGIZER HLDGS INC COM 29266R108 582 23,390 X 1 12,716 1,017 9,657 ENGAGE INC COM 292827102 001 800 X 1 000 000 800 ENGELHARD CORP COM 292845104 2,224 84,410 X 1 12,944 3,792 67,674 ENGINEERED SUPPORT SYS INC COM 292866100 008 375 X 1 000 000 375 ENERGYSOUTH INC COM 292970100 6,613 314,910 X 1 312,210 2,700 000 ENNIS BUSINESS FORMS INC COM 293389102 292 34,875 X 1 31,500 3,375 000 ENRON CORP COM 293561106 197,799 3,496,542 X 1 2535,746 111,838 848,958 ENRON CORP PFD 2CV $10.50 293561601 1,306 1,187 X 1 648 539 000 ENTERCOM COMMUNICATIONS CORP CL A 293639100 037 950 X 1 655 000 295 ENTERGY CORP NEW COM 29364G103 1,054 27,747 X 1 19,953 3,458 4,336 ENTERPRISE PRODS PARTNERS L P COM 293792107 315 9,000 X 1 1,000 8,000 000 ENTERTAINMENT PPTYS TR COM SH BEN INT 29380T105 070 4,900 X 1 2,800 000 2,100 ENTREMED INC COM 29382F103 905 59,095 X 1 25,845 4,000 29,250 ENTRADE INC COM 29382L100 001 1,500 X 1 1,500 000 000 ENTRAVISION COMMUNICATIONS CP CL A 29382R107 041 4,200 X 1 500 000 3,700 ENTRADA NETWORKS INC COM NEW 29382Y102 032 29,480 X 1 000 2,600 26,880 ENTRUST TECHNOLOGIES INC COM 293848107 092 12,575 X 1 10,475 600 1,500 ENZON INC COM 293904108 101 2,230 X 1 1,020 000 1,210 ENZO BIOCHEM INC COM 294100102 013 851 X 1 606 000 245 COLUMN TOTALS 214,675
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PAGE 41 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE EPICOR SOFTWARE CORP COM 29426L108 028 25,000 X 1 000 000 25,000 EPLUS INC COM 294268107 002 200 X 1 000 000 200 EPOCH BIOSCIENCES INC COM 294273107 003 1,000 X 1 000 000 1,000 EQUANT N V NY REG SHS 294409107 013 538 X 1 338 000 200 EQUIFAX INC COM 294429105 2,117 68,322 X 1 44,302 000 24,020 EQUITABLE RES INC COM 294549100 3,801 54,882 X 1 11,212 5,700 37,970 EQUITY INCOME FD UT 1 EX SR-ATT 294700703 1,306 10,104 X 1 4,761 300 5,043 EQUITY INNS INC COM 294703103 119 15,310 X 1 8,310 000 7,000 EQUITY OFFICE PROPERTIES TRUST COM 294741103 3,164 112,010 X 1 102,147 5,773 4,090 EQUITY OIL CO COM 294749106 001 420 X 1 420 000 000 EQUITY RESIDENTIAL PPTYS TR SH BEN INT 29476L107 7,257 139,237 X 1 100,391 19,510 19,336 EQUITY RESIDENTIAL PPTYS TR PFD CV 1/10 G 29476L859 149 6,200 X 1 4,500 700 1,000 ERICSSON L M TEL CO ADR CL B SEK10 294821400 17,558 3,364,247 X 1 2104,247 383,890 876,110 ERIE INDTY CO CL A 29530P102 021 750 X 1 500 000 250 ESCO TECHNOLOGIES INC COM 296315104 197 7,846 X 1 3,651 000 4,195 ESPERION THERAPEUTICS INC COM 29664R106 255 40,000 X 1 40,000 000 000 ESPEED INC CL A 296643109 3,329 170,700 X 1 170,700 000 000 ESTERLINE TECHNOLOGIES CORP COM 297425100 3,438 164,800 X 1 164,800 000 000 ETHAN ALLEN INTERIORS INC COM 297602104 1,789 53,000 X 1 13,150 8,000 31,850 ETHYL CORP COM 297659104 027 17,680 X 1 16,080 000 1,600 EUROPE FD INC COM 29874M103 105 8,567 X 1 000 7,067 1,500 EUROTECH LTD COM 298796103 009 7,500 X 1 000 000 7,500 EVERCEL INC COM 299759100 6,909 969,700 X 1 623,700 120,000 226,000 EVERGREEN RES INC COM NO PAR 299900308 019 540 X 1 200 000 340 EVOLVING SYS INC COM 30049R100 217 72,400 X 1 000 8,000 64,400 EXABYTE CORP COM 300615101 012 11,735 X 1 10,735 000 1,000 EXCEL TECHNOLOGY INC COM 30067T103 044 2,570 X 1 2,570 000 000 EXCELSIOR INCOME SHS INC COM 300723103 158 9,235 X 1 000 000 9,235 EXCHANGE APPLICATIONS COM 300867108 005 3,550 X 1 1,050 000 2,500 EXELON CORP COM 30161N101 9,812 149,458 X 1 121,093 7,321 21,044 COLUMN TOTALS 61,864
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PAGE 42 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE EXELIXIS INC COM 30161Q104 203 25,000 X 1 25,000 000 000 EXIDE CORP COM 302051107 018 2,300 X 1 000 000 2,300 EXODUS COMMUNICATIONS INC COM 302088109 1,927 213,406 X 1 104,051 13,900 95,455 EXOLON ESK CO COM 302101100 034 3,417 X 1 000 000 3,417 EXPEDIA INC COM 302125109 003 200 X 1 200 000 000 EXPEDITORS INTL WASH INC COM 302130109 436 8,679 X 1 1,420 000 7,259 EXPRESS SCRIPTS INC CL A 302182100 373 4,480 X 1 2,380 2,100 000 EXTENDED STAY AMER INC COM 30224P101 022 1,500 X 1 1,500 000 000 EXTREME NETWORKS INC COM 30226D106 761 52,130 X 1 51,730 000 400 EXXON MOBIL CORP COM 30231G102 631,813 20,500,163 X 1 9457,910 3445,505 7596,748 EZENIA INC COM 302311105 102 79,300 X 1 000 8,700 70,600 F&M BANCORP MD COM 302367107 015 600 X 1 600 000 000 F & M NATL CORP COM 302374103 730 19,335 X 1 19,335 000 000 FEI CO COM 30241L109 059 2,900 X 1 000 000 2,900 FLIR SYS INC COM 302445101 003 400 X 1 000 000 400 F M C CORP COM NEW 302491303 1,368 18,700 X 1 18,120 000 580 F N B CORP N C COM 302519103 054 4,000 X 1 4,000 000 000 FNB CORP PA COM 302520101 004 155 X 1 155 000 000 FPIC INS GROUP INC COM 302563101 009 1,000 X 1 000 000 1,000 FPL GROUP INC COM 302571104 13,088 213,823 X 1 151,052 32,564 30,207 F Y I INC COM 302712104 1,238 36,200 X 1 000 000 36,200 FACTSET RESH SYS INC COM 303075105 126,263 4,287,370 X 1 000 000 4287,370 FAIR ISAAC & CO INC COM 303250104 005 080 X 1 000 000 080 FAIRCHILD CORP CL A 303698104 001 300 X 1 000 000 300 FAIRCHILD SEMICONDUCTOR INTL CL A 303726103 036 2,800 X 1 2,800 000 000 FAMILY DLR STORES INC COM 307000109 307 12,163 X 1 9,233 000 2,930 FARGO ELECTRONICS INC COM 30744P102 010 4,600 X 1 000 000 4,600 FARMER BROS CO COM 307675108 002 010 X 1 000 000 010 FARREL CORP NEW COM 311667109 000 500 X 1 500 000 000 FASTENAL CO COM 311900104 319 5,809 X 1 4,779 000 1,030 COLUMN TOTALS 1,779,203
45
PAGE 43 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE FEDDERS CORP COM 313135105 056 11,600 X 1 11,600 000 000 FEDERAL AGRIC MTG CORP CL C 313148306 154 6,500 X 1 4,100 2,400 000 FEDERAL HOME LN MTG CORP COM 313400301 46,301 698,464 X 1 388,789 31,995 277,680 FEDERAL MOGUL CORP COM 313549107 001 300 X 1 000 300 000 FEDERAL NATL MTG ASSN COM 313586109 240,660 2,989,569 X 1 1803,690 314,107 871,772 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 151 7,650 X 1 1,500 3,000 3,150 FEDERAL SIGNAL CORP COM 313855108 163 8,410 X 1 7,800 000 610 FEDERATED DEPT STORES INC DEL COM 31410H101 5,474 133,160 X 1 111,043 1,010 21,107 FEDERATED DEPT STORES INC DEL WARRANT OR RIGHT 31410H127 001 074 X 1 000 000 074 FEDERATED INVS INC PA CL B 314211103 098 3,355 X 1 2,550 000 805 FEDEX CORP COM 31428X106 44,783 1,094,407 X 1 546,988 69,220 478,199 FELCOR LODGING TR INC COM 31430F101 899 39,092 X 1 38,300 608 184 FELCOR LODGING TR INC PFD CV A $1.95 31430F200 017 900 X 1 900 000 000 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 041 2,500 X 1 000 000 2,500 FERRO CORP COM 315405100 2,491 124,573 X 1 40,444 9,969 74,160 F5 NETWORKS INC COM 315616102 000 050 X 1 000 000 050 FIAT S P A SP ADR PREFNEW 315621870 006 447 X 1 000 000 447 FIAT S P A SP ADR ORD NEW 315621888 004 200 X 1 000 000 200 FIBERMARK INC COM 315646109 026 2,600 X 1 000 000 2,600 FIBERNET TELECOM GRP INC COM 315653105 10,519 3,960,556 X 1 000 000 3960,556 FIDELITY BANKSHARES INC COM 316047109 057 2,000 X 1 2,000 000 000 FIDELITY HLDGS INC COM NEW 31617J306 002 5,500 X 1 5,500 000 000 FIDELITY NATL FINL INC COM 316326107 281 10,049 X 1 2,145 000 7,904 FIELDCREST CANNON INC SUB DEB CV 6%12 316549AB0 012 594,000 X 1 80,000 000 514,000 FIFTH THIRD BANCORP COM 316773100 10,923 203,686 X 1 101,997 4,050 97,639 FILENET CORP COM 316869106 511 33,660 X 1 000 000 33,660 FINANCIAL PERFORMANCE CP COM NEW 317630309 020 10,000 X 1 000 000 10,000 FINISAR COM 31787A101 011 1,410 X 1 880 000 530 FINLAY ENTERPRISES INC COM NEW 317884203 019 1,600 X 1 000 000 1,600 FINOVA GROUP INC COM 317928109 026 15,700 X 1 000 5,000 10,700 COLUMN TOTALS 363,707
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PAGE 44 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE FIRETECTOR INC COM NEW P$.001 318319605 026 20,000 X 1 000 000 20,000 FIRST AMERN CORP CALIF COM 318522307 580 21,830 X 1 19,580 000 2,250 FIRST BANCORP P R COM 318672102 024 1,000 X 1 000 000 1,000 FIRST BANCORP N C COM 318910106 003 150 X 1 150 000 000 FIRST CHARTER CORP COM 319439105 048 3,196 X 1 3,196 000 000 FIRST CTZNS BANCSHARES INC N C CL A 31946M103 127 1,300 X 1 1,300 000 000 FIRST DATA CORP COM 319963104 53,048 887,236 X 1 699,805 38,731 148,700 FIRST FINL BANKSHARES COM 32020R109 028 881 X 1 000 000 881 FIRST FINL CORP IND COM 320218100 016 400 X 1 400 000 000 FIRST FINL HLDGS INC COM 320239106 124 6,200 X 1 5,500 000 700 FIRST HORIZON PHARMACEUTICAL COM 32051K106 002 080 X 1 000 000 080 FIRST INDUSTRIAL REALTY TRUST COM 32054K103 2,505 79,518 X 1 76,118 000 3,400 FIRST ISRAEL FD INC COM 32063L100 011 1,000 X 1 1,000 000 000 FIRST LEESPORT BANCORP INC COM 320682107 125 8,064 X 1 000 000 8,064 FIRST LONG IS CORP COM 320734106 118 3,050 X 1 2,750 000 300 FIRST MERCHANTS CORP COM 320817109 438 19,582 X 1 19,582 000 000 FIRST MIDWEST BANCORP DEL COM 320867104 053 1,875 X 1 000 000 1,875 FIRST HEALTH GROUP CORP COM 320960107 1,594 37,081 X 1 1,651 000 35,430 FIRST PHILIPPINE FD INC COM 336100102 279 83,330 X 1 78,930 300 4,100 FIRST REP BK SAN FRANCISCO COM 336158100 2,132 99,150 X 1 88,125 450 10,575 FIRST SENTINEL BANCORP INC COM 33640T103 031 2,957 X 1 000 000 2,957 FIRST TENN NATL CORP COM 337162101 2,790 88,873 X 1 77,250 000 11,623 FIRST UN CORP COM 337358105 35,954 1,092,836 X 1 626,783 191,408 274,645 FIRST VA BANKS INC COM 337477103 970 22,237 X 1 13,680 5,625 2,932 FIRST W VA BANCORP INC COM 337493100 010 734 X 1 734 000 000 FIRSTSERVICE CORP SUB VTG SH 33761N109 025 1,600 X 1 000 000 1,600 FISCHER IMAGING CORP COM 337719108 064 14,200 X 1 000 000 14,200 FISERV INC COM 337738108 5,373 113,715 X 1 107,540 000 6,175 FIRSTFED FINL CORP COM 337907109 170 6,000 X 1 6,000 000 000 FIRSTMERIT CORP COM 337915102 126 4,860 X 1 4,360 000 500 COLUMN TOTALS 106,794
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PAGE 45 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE FIRSTENERGY CORP COM 337932107 4,106 146,657 X 1 135,194 860 10,603 FISHER SCIENTIFIC INTL INC COM NEW 338032204 052 1,455 X 1 040 000 1,415 FLEETBOSTON FINL CORP COM 339030108 104,938 2,768,816 X 1 1680,599 188,106 900,111 FLEETWOOD ENTERPRISES INC COM 339099103 108 12,050 X 1 8,100 1,600 2,350 FLEMING COS INC COM 339130106 143 5,759 X 1 5,759 000 000 FLORIDA EAST COAST INDS CL A 340632108 2,334 69,876 X 1 65,700 000 4,176 FLORIDA EAST COAST INDS CL B 340632207 200 6,536 X 1 5,301 000 1,235 FLORIDA ROCK INDS INC COM 341140101 015 400 X 1 400 000 000 FLORIDAFIRST BANCORP INC NEW COM 343258109 031 2,064 X 1 2,064 000 000 FLUOR CORP NEW COM 343412102 3,859 89,265 X 1 46,605 7,700 34,960 FLOW INTL CORP COM 343468104 021 2,000 X 1 000 000 2,000 FLOWERS INDS INC COM 343496105 1,458 88,100 X 1 88,100 000 000 FLOWSERVE CORP COM 34354P105 183 8,494 X 1 4,414 1,518 2,562 FOCAL INC COM 343909107 014 15,350 X 1 15,350 000 000 FOCAL COMMUNICATIONS CORP COM 344155106 004 500 X 1 400 000 100 FOMENTO ECONOMICO MEXICANO SA SPON ADR UNITS 344419106 1,406 37,787 X 1 37,787 000 000 FONAR CORP COM 344437108 074 40,715 X 1 000 000 40,715 FOOTHILL INDPT BANCORP COM 344905104 147 12,238 X 1 12,238 000 000 FOOTSTAR INC COM 344912100 009 230 X 1 000 000 230 FORD MTR CO DEL COM PAR $0.01 345370860 175,653 6,139,553 X 1 4139,274 506,238 1494,041 FOREST CITY ENTERPRISES INC CL A 345550107 2,229 48,680 X 1 24,000 15,000 9,680 FOREST LABS INC COM 345838106 24,375 421,566 X 1 137,556 111,100 172,910 FOREST OIL CORP COM PAR $0.01 346091705 294 10,298 X 1 2,257 000 8,041 FORTRESS GROUP INC COM NEW 34956K207 000 250 X 1 000 000 250 FORTUNE BRANDS INC COM 349631101 3,725 107,042 X 1 79,228 10,624 17,190 FORTUNE FINL INC COM 34965T108 3,982 2,768,789 X 1 000 000 2768,789 FORWARD AIR CORP COM 349853101 004 120 X 1 000 000 120 FOSSIL INC COM 349882100 017 1,000 X 1 000 000 1,000 FOSTER L B CO COM 350060109 138 40,500 X 1 40,500 000 000 FOSTER WHEELER CORP COM 350244109 018 1,100 X 1 000 000 1,100 COLUMN TOTALS 329,537
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PAGE 46 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE FOUNDRY NETWORKS INC COM 35063R100 174 24,840 X 1 23,760 000 1,080 FOUR SEASONS HOTEL INC LTD VTG SH 35100E104 846 17,100 X 1 17,000 000 100 FOX ENTMT GROUP INC CL A 35138T107 263 13,025 X 1 11,810 000 1,215 FRANCE GROWTH FD INC COM 35177K108 1,800 200,000 X 1 000 000 200,000 FRANCHISE FIN CORP AMER COM 351807102 021 830 X 1 200 000 630 FRANKLIN RES INC COM 354613101 3,294 83,193 X 1 71,893 9,400 1,900 FRANKLIN UNVL TR SH BEN INT 355145103 027 3,400 X 1 3,400 000 000 FREEMARKETS INC COM 356602102 015 1,800 X 1 1,600 000 200 FREEPORT-MCMORAN COPPER & GOLD PFD CV 0.05SH 35671D501 235 16,600 X 1 500 000 16,100 FREEPORT-MCMORAN COPPER & GOLD CL B 35671D857 614 48,371 X 1 24,498 19,366 4,507 FREMONT GEN CORP COM 357288109 041 11,300 X 1 1,800 000 9,500 FRESENIUS MED CARE AG SPONSORED ADR 358029106 102 4,565 X 1 2,361 524 1,680 FRIEDE GOLDMAN HALTER INC COM 358430106 001 500 X 1 000 000 500 FRIEDMANS INC CL A 358438109 045 7,279 X 1 000 000 7,279 FRIENDLY ICE CREAM CORP NEW COM 358497105 1,536 877,800 X 1 000 867,800 10,000 FRONTIER AIRLINES INC NEW COM 359065109 005 450 X 1 450 000 000 FRONTLINE COMMUNICATIONS CORP COM 35921T108 003 11,800 X 1 11,800 000 000 FRONTSTEP INC COM 35921W101 066 19,300 X 1 000 2,500 16,800 FUELCELL ENERGY INC COM 35952H106 102 2,170 X 1 2,170 000 000 FUJI PHOTO FILM LTD ADR 359586302 076 2,000 X 1 000 2,000 000 FULLER H B CO COM 359694106 005 130 X 1 000 000 130 FULTON FINL CORP PA COM 360271100 284 14,069 X 1 300 000 13,769 FURNITURE BRANDS INTL INC COM 360921100 028 1,200 X 1 1,100 000 100 FUTURELINK CORP COM NEW 36114Q208 000 215 X 1 215 000 000 G & K SVCS INC CL A 361268105 2,211 116,750 X 1 104,150 000 12,600 GATX CORP COM 361448103 1,629 38,596 X 1 18,271 000 20,325 GATX CORP PFD CONV $2.50 361448202 315 1,500 X 1 1,500 000 000 GC COS INC COM 36155Q109 000 075 X 1 000 075 000 GPU INC COM 36225X100 2,039 63,313 X 1 49,759 5,368 8,186 GSE SYS INC COM 36227K106 003 2,100 X 1 000 000 2,100 COLUMN TOTALS 15,780
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PAGE 47 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE GSI LUMONICS INC COM 36229U102 016 2,120 X 1 100 000 2,020 GABELLI GLOBAL MULTIMEDIA TR COM 36239Q109 017 1,720 X 1 000 000 1,720 GABELLI EQUITY TR INC COM 362397101 056 5,313 X 1 000 000 5,313 GABELLI UTIL TR COM 36240A101 004 455 X 1 000 000 455 GABELLI SER FDS INC CONV SECS FD 36240B109 083 8,200 X 1 000 8,200 000 GABLES RESIDENTIAL TR SH BEN INT 362418105 118 4,010 X 1 4,010 000 000 GADZOOKS INC COM 362553109 1,133 51,200 X 1 000 000 51,200 GADZOOX NETWORKS INC COM 362555104 001 310 X 1 310 000 000 GALILEO INTERNATIONAL INC COM 363547100 058 2,740 X 1 2,420 000 320 GALLAGHER ARTHUR J & CO COM 363576109 205 7,472 X 1 3,472 000 4,000 GALLAHER GROUP PLC SPONSORED ADR 363595109 1,333 55,211 X 1 15,266 6,716 33,229 GANNETT INC COM 364730101 83,692 1,404,692 X 1 1222,363 58,160 124,169 GAP INC DEL COM 364760108 7,170 293,611 X 1 123,022 57,637 112,952 GARDNER DENVER INC COM 365558105 040 2,039 X 1 039 000 2,000 GARTNER INC COM 366651107 007 1,080 X 1 700 000 380 GARTNER INC CL B 366651206 050 7,920 X 1 1,222 210 6,488 GATEWAY INC COM 367626108 795 49,816 X 1 32,416 1,100 16,300 GAYLORD ENTMT CO NEW COM 367905106 1,710 65,899 X 1 000 000 65,899 GEMSTAR-TV GUIDE INTL INC COM 36866W106 5,237 194,413 X 1 126,409 8,428 59,576 GENCORP INC COM 368682100 012 1,203 X 1 000 000 1,203 GENE LOGIC INC COM 368689105 048 3,000 X 1 1,000 000 2,000 GENENCOR INTL INC COM 368709101 001 100 X 1 000 000 100 GENENTECH INC COM NEW 368710406 121,093 2,655,545 X 1 2130,208 68,943 456,394 GENERAL AMERN INVS INC COM 368802104 5,504 162,855 X 1 14,959 36,116 111,780 GENERAL BEARING CORP COM 369147103 3,615 615,284 X 1 615,284 000 000 GENERAL DATACOMM INDS INC COM 369487103 002 5,000 X 1 000 000 5,000 GENERAL DYNAMICS CORP COM 369550108 26,647 412,938 X 1 289,596 21,375 101,967 GENERAL ELEC CO COM 369604103 494,351 35,750,023 X 1 18142,357 5533,501 12074,165 GENERAL GROWTH PPTYS INC COM 370021107 185 5,250 X 1 2,350 000 2,900 GENERAL MAGIC INC COM 370253106 006 5,000 X 1 000 000 5,000 COLUMN TOTALS 1,753,189
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PAGE 48 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE GENERAL MLS INC COM 370334104 26,722 624,339 X 1 369,737 79,213 175,389 GENERAL MTRS CORP COM 370442105 12,286 236,142 X 1 99,641 45,665 90,836 GENERAL MTRS CORP CL H NEW 370442832 85,217 4,374,610 X 1 3043,270 239,461 1091,879 GENERAL SEMICONDUCTOR INC COM 370787103 021 2,266 X 1 066 200 2,000 GENESCO INC COM 371532102 053 2,000 X 1 1,500 000 500 GENTEX CORP COM 371901109 4,200 178,725 X 1 59,215 10,460 109,050 GENESIS ENERGY L P UNIT LTD PARTN 371927104 006 1,000 X 1 1,000 000 000 GENESIS MICROCHIP INC COM 371933102 316 31,550 X 1 650 000 30,900 GENOMICA CORP COM 37243Q101 279 69,725 X 1 6,225 5,200 58,300 GENOME THERAPEUTICS CORP COM 372430108 003 500 X 1 000 000 500 GENSET SA SPONSORED ADR 37244T104 001 400 X 1 000 000 400 GENRAD INC COM 372447102 044 5,615 X 1 000 000 5,615 GENTA INC COM NEW 37245M207 018 3,000 X 1 000 2,000 1,000 GENZYME TRANSGENICS CORP COM 37246E105 022 4,000 X 1 000 3,000 1,000 GENUINE PARTS CO COM 372460105 7,352 281,582 X 1 167,280 14,083 100,219 GENUITY INC CL A 37248E103 003 1,500 X 1 000 000 1,500 GENZYME CORP COM GENL DIV 372917104 44,697 512,992 X 1 317,312 24,535 171,145 GENZYME CORP COM-MOLECULAR 372917500 1,323 166,582 X 1 100,709 7,561 58,312 GENZYME CORP COM BIOSURGERY 372917708 077 13,946 X 1 4,136 933 8,877 GEORGIA PAC CORP COM GA PAC GRP 373298108 54,855 1,906,028 X 1 1367,268 191,984 346,776 GEORGIA PAC CORP COM-TIMBER GRP 373298702 7,803 271,502 X 1 115,131 53,739 102,632 GERBER SCIENTIFIC INC COM 373730100 166 26,200 X 1 9,000 2,400 14,800 GERON CORP COM 374163103 207 20,400 X 1 9,300 000 11,100 GETTY IMAGES INC COM 374276103 021 1,288 X 1 500 000 788 GETTY RLTY CORP NEW COM 374297109 091 6,438 X 1 000 000 6,438 GETTY RLTY CORP NEW PFD CV PART A 374297208 025 1,232 X 1 000 000 1,232 GIBRALTAR STL CORP COM 37476F103 063 4,000 X 1 000 000 4,000 GILEAD SCIENCES INC COM 375558103 649 21,240 X 1 16,790 000 4,450 GILLETTE CO COM 375766102 138,143 4,393,865 X 1 2651,650 622,108 1120,107 GLATFELTER P H CO COM 377316104 513 40,572 X 1 7,100 10,900 22,572 COLUMN TOTALS 385,176
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PAGE 49 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 30,942 608,489 X 1 169,779 68,244 370,466 GLENAYRE TECHNOLOGIES INC COM 377899109 1,493 628,650 X 1 281,000 42,100 305,550 GLENBOROUGH RLTY TR INC COM 37803P105 103 5,885 X 1 2,040 000 3,845 GLIMCHER RLTY TR SH BEN INT 379302102 116 7,770 X 1 5,740 000 2,030 GLOBAL INDS LTD COM 379336100 1,687 132,340 X 1 132,000 000 340 GLOBAL PARTNERS INCOME FD INC COM 37935R102 011 1,000 X 1 000 000 1,000 GLOBAL MARINE INC COM 379352404 1,954 82,181 X 1 30,581 000 51,600 GLOBAL VACATION GROUP INC COM 37937F106 120 54,343 X 1 000 000 54,343 GLOBAL PMTS INC COM 37940X102 234 13,120 X 1 960 840 11,320 GLOBO CABO S A SPONSORED ADR 37957X102 160 25,641 X 1 25,641 000 000 GLOBESPAN INC COM 379571102 16,821 841,034 X 1 838,767 000 2,267 GOLD BANC CORP INC COM 379907108 006 900 X 1 900 000 000 GOAMERICA INC COM 38020R106 358 150,616 X 1 000 000 150,616 GOLDCORP INC NEW COM 380956409 008 1,250 X 1 000 000 1,250 GOLDEN ST BANCORP INC COM 381197102 25,296 852,287 X 1 846,177 000 6,110 GOLDEN ST BANCORP INC WARRANT OR RIGHT 381197136 115 89,689 X 1 87,389 000 2,300 GOLDEN WEST FINL CORP DEL COM 381317106 8,962 140,033 X 1 77,803 600 61,630 GOLDMAN SACHS GROUP INC COM 38141G104 75,459 896,612 X 1 628,199 31,984 236,429 GOLF TR AMER INC COM 38168B103 022 2,500 X 1 2,500 000 000 GOOD TIMES RESTAURANTS INC COM PAR $0.001 382140887 047 27,100 X 1 000 8,500 18,600 GOODRICH B F CO COM 382388106 46,435 1,226,825 X 1 1182,832 4,003 39,990 GOODRICH PETE CORP COM NEW 382410405 005 781 X 1 781 000 000 GOODYEAR TIRE & RUBR CO COM 382550101 3,490 145,728 X 1 131,145 1,850 12,733 GOODYS FAMILY CLOTHING INC COM 382588101 033 7,411 X 1 6,211 000 1,200 GOTO COM INC COM 38348T107 014 1,850 X 1 1,850 000 000 GRACE W R & CO DEL NEW COM 38388F108 007 4,367 X 1 1,600 2,000 767 GRACO INC COM 384109104 122 4,597 X 1 4,387 000 210 GRAINGER W W INC COM 384802104 76,753 2,323,023 X 1 1328,034 190,269 804,720 GRANITE BROADCASTING CORP COM 387241102 031 22,456 X 1 000 22,456 000 GRANT PRIDECO INC COM 38821G101 985 60,940 X 1 48,379 300 12,261 COLUMN TOTALS 291,789
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PAGE 50 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE GRAPHIC PACKAGING INTL CORP COM 388690109 025 11,172 X 1 11,172 000 000 GRAY COMMUNICATIONS SYS INC COM 389190109 013 757 X 1 000 000 757 GREAT ATLANTIC & PAC TEA INC COM 390064103 004 460 X 1 000 000 460 GREAT LAKES CHEM CORP COM 390568103 789 25,623 X 1 22,278 2,475 870 GREAT LAKES REIT INC COM 390752103 063 3,680 X 1 2,980 000 700 GREAT PLAINS SOFTWARE COM 39119E105 72,632 1,185,825 X 1 843,690 44,400 297,735 GREATER BAY BANCORP COM 391648102 195 8,014 X 1 6,864 000 1,150 GREATER CHINA FD INC COM 39167B102 3,642 408,800 X 1 133,600 220,300 54,900 GREATER COMMUNITY BANCORP COM 39167M108 026 2,466 X 1 2,466 000 000 GREEN MTN COFFEE INC COM 393122106 007 400 X 1 000 000 400 GREENBRIER COS INC COM 393657101 040 4,500 X 1 4,500 000 000 GREENPOINT FINL CORP COM 395384100 1,458 44,804 X 1 25,004 000 19,800 GREIF BROS CORP CL A 397624107 009 310 X 1 000 000 310 GREY GLOBAL GROUP INC COM 39787M108 065 100 X 1 000 000 100 GREY WOLF INC COM 397888108 23,086 3,854,091 X 1 3599,091 5,000 250,000 GREYSTONE DIGITAL TECHNOLOGY COM 39806G108 039 179,465 X 1 179,465 000 000 GRIFFIN LD & NURSERIES INC CL A 398231100 133 7,500 X 1 7,500 000 000 GRIFFON CORP COM 398433102 18,934 2,396,652 X 1 000 000 2396,652 GROUP 1 AUTOMOTIVE INC COM 398905109 019 1,520 X 1 020 000 1,500 GROUPE DANONE SPONSORED ADR 399449107 032 1,250 X 1 750 000 500 GRUPO FINANCIARO GALICIA S A SP ADR 10 SH B 399909100 538 36,818 X 1 36,818 000 000 GRUPO INDL DURANGO S A DE C V SPONSORED ADR 40048E109 016 2,500 X 1 000 000 2,500 GRUPO IMSA S A DE C V SPON ADR UNITS 40048T106 393 56,900 X 1 56,900 000 000 GRUPO TRIBASA S A DE C V SP ADR NEW 20S 40049F204 000 050 X 1 000 000 050 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 483 14,450 X 1 6,950 000 7,500 GRUPO ELEKTRA SA DE CV GLOBL DEP RCPT 40050A102 013 1,550 X 1 000 000 1,550 GTECH HLDGS CORP COM 400518106 011 390 X 1 000 000 390 GUCCI GROUP N V COM NY REG 401566104 050 600 X 1 000 600 000 GUESS INC COM 401617105 028 4,600 X 1 000 000 4,600 GUIDANT CORP COM 401698105 33,242 768,425 X 1 517,971 75,928 174,526 COLUMN TOTALS 155,985
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PAGE 51 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE GUILFORD MLS INC COM 401794102 2,069 1,217,166 X 1 1200,247 000 16,919 GUILFORD PHARMACEUTICALS INC COM 401829106 640 38,180 X 1 3,000 000 35,180 GUITAR CTR MGMT INC COM 402040109 119 6,600 X 1 000 000 6,600 GULF CDA RES LTD ORD 40218L305 1,917 350,400 X 1 000 000 350,400 GULFMARK OFFSHORE INC COM 402629109 015 500 X 1 000 000 500 GUNDLE/SLT ENVIRONMENTAL INC COM 402809107 041 23,400 X 1 000 1,800 21,600 GYMBOREE CORP COM 403777105 078 8,140 X 1 000 000 8,140 H & Q HEALTHCARE FD SH BEN INT 404052102 334 16,394 X 1 1,979 000 14,415 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 052 3,100 X 1 1,500 000 1,600 HCA-HEALTHCARE CO COM 404119109 6,993 173,923 X 1 130,977 5,150 37,796 HCC INS HLDGS INC COM 404132102 323 12,800 X 1 500 000 12,300 HNC SOFTWARE INC COM 40425P107 009 500 X 1 000 500 000 HRPT PPTYS TR COM SH BEN INT 40426W101 3,778 455,157 X 1 316,657 92,500 46,000 HSBC HLDGS PLC SPON ADR NEW 404280406 154 2,570 X 1 2,170 000 400 HS RES INC COM 404297103 028 620 X 1 500 000 120 HA-LO INDS INC COM 404429102 001 1,462 X 1 000 000 1,462 HAEMONETICS CORP COM 405024100 010 300 X 1 000 000 300 HAIN CELESTIAL GROUP INC COM 405217100 40,218 1,452,559 X 1 1119,245 13,015 320,299 HALLIBURTON CO COM 406216101 30,336 887,025 X 1 483,570 135,313 268,142 HALLWOOD RLTY PARTNERS L P DEPOSIT UT NEW 40636T203 001 017 X 1 017 000 000 HALLWOOD ENERGY CORP DEL COM 40636X105 003 236 X 1 114 000 122 HAMMONS JOHN Q HOTELS INC CL A 408623106 054 10,000 X 1 000 000 10,000 HAMPTON INDS INC COM 409189107 000 025 X 1 025 000 000 JOHN HANCOCK BK &THRIFT OPP FD SH BEN INT 409735107 103 12,800 X 1 1,200 000 11,600 HANCOCK FABRICS INC COM 409900107 183 23,800 X 1 000 000 23,800 HANCOCK JOHN INCOME SECS TR COM 410123103 002 100 X 1 100 000 000 HANCOCK JOHN PATRIOT GLOBL DEV COM 41013G103 012 1,000 X 1 000 000 1,000 HANCOCK JOHN FINL SVCS INC COM 41014S106 434 11,374 X 1 2,981 511 7,882 HANCOCK JOHN INVS TR COM 410142103 010 500 X 1 000 000 500 HANDLEMAN CO DEL COM 410252100 006 640 X 1 000 000 640 COLUMN TOTALS 87,923
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PAGE 52 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE HANDSPRING INC COM 410293104 016 1,500 X 1 150 000 1,350 HANOVER COMPRESSOR CO COM 410768105 374 11,810 X 1 2,080 000 9,730 HANSON PLC SPON ADR NEW 411352404 035 1,250 X 1 1,250 000 000 HARCOURT GEN INC COM 41163G101 1,191 21,325 X 1 10,785 200 10,340 HARCOURT GEN INC PFD A CV $0.64 41163G200 171 2,360 X 1 2,360 000 000 HARBOR FLA BANCSHARES INC COM 411901101 014 901 X 1 901 000 000 HARLAND JOHN H CO COM 412693103 170 9,390 X 1 3,650 700 5,040 HARLEY DAVIDSON INC COM 412822108 149,720 3,993,592 X 1 3318,142 43,940 631,510 HARLEYSVILLE GROUP INC COM 412824104 007 300 X 1 300 000 000 HARLEYSVILLE NATL CORP PA COM 412850109 009 254 X 1 000 000 254 HARLEYSVILLE SVGS FINL CORP COM 412865107 013 824 X 1 000 000 824 HARMAN INTL INDS INC COM 413086109 19,368 766,150 X 1 725,000 000 41,150 HARMONIC INC COM 413160102 1,288 294,413 X 1 228,313 2,000 64,100 HARRAHS ENTMT INC COM 413619107 119 4,030 X 1 3,400 000 630 HARRIS CORP DEL COM 413875105 42,024 1,846,414 X 1 1602,035 40,100 204,279 HARSCO CORP COM 415864107 067 2,740 X 1 000 000 2,740 HARTE-HANKS INC COM 416196103 958 43,687 X 1 27,175 1,800 14,712 HARTFORD FINL SVCS GROUP INC COM 416515104 29,021 484,170 X 1 336,261 28,618 119,291 HARVARD BIOSCIENCE INC COM 416906105 449 74,900 X 1 000 000 74,900 HASBRO INC COM 418056107 269 20,729 X 1 9,417 000 11,312 HAVAS ADVERTISING SPONSORED ADR 419313101 008 685 X 1 685 000 000 HAWAIIAN ELEC INDUSTRIES COM 419870100 534 14,500 X 1 1,000 13,500 000 HAWKINS INC COM 420261109 012 1,222 X 1 000 000 1,222 HEARME COM 421903105 025 50,000 X 1 50,000 000 000 HEALTH CARE PPTY INVS INC COM 421915109 2,516 73,358 X 1 66,228 3,814 3,316 HEALTHSOUTH CORP SB DB CV 3.25%03 421924AF8 227 250,000 X 1 200,000 000 50,000 HEALTHSOUTH CORP COM 421924101 4,890 379,078 X 1 280,278 2,200 96,600 HEALTH MGMT ASSOC INC NEW CL A 421933102 8,060 507,900 X 1 448,480 2,000 57,420 HEALTHCARE RLTY TR COM 421946104 13,559 564,737 X 1 363,248 82,212 119,277 HEALTH CARE REIT INC COM 42217K106 075 3,500 X 1 1,500 000 2,000 COLUMN TOTALS 275,189
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PAGE 53 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE HEALTH GRADES INC COM 42218Q102 031 100,000 X 1 000 000 100,000 HEALTH MGMT SYS INC COM 42219M100 006 4,100 X 1 000 000 4,100 HEALTH NET INC COM 42222G108 2,047 101,309 X 1 98,732 000 2,577 HEARST-ARGYLE TELEVISION INC COM 422317107 303 15,000 X 1 800 000 14,200 HEARTLAND EXPRESS INC COM 422347104 004 150 X 1 050 000 100 HEARX LTD COM NEW 422360305 054 27,000 X 1 000 13,000 14,000 HEICO CORP NEW COM 422806109 045 2,948 X 1 2,948 000 000 HEICO CORP NEW CL A 422806208 001 041 X 1 041 000 000 HEIDRICK & STRUGGLES INTL INC COM 422819102 028 1,000 X 1 000 000 1,000 HEINZ H J CO COM 423074103 25,493 641,503 X 1 283,517 116,205 241,781 HELLER FINANCIAL INC CL A 423328103 112 3,028 X 1 1,728 000 1,300 HELMERICH & PAYNE INC COM 423452101 3,873 86,672 X 1 8,368 27,414 50,890 HENRY JACK & ASSOC INC COM 426281101 202 9,710 X 1 3,600 000 6,110 HERBALIFE INTL INC CL B 426908307 028 4,000 X 1 000 000 4,000 HERCULES INC COM 427056106 177 13,671 X 1 2,500 600 10,571 HERSHEY FOODS CORP COM 427866108 15,009 218,224 X 1 140,467 28,307 49,450 HEWLETT PACKARD CO COM 428236103 180,958 6,257,179 X 1 3516,031 863,004 1878,144 HEXCEL CORP NEW COM 428291108 026 2,600 X 1 600 000 2,000 HI / FN INC COM 428358105 2,229 151,150 X 1 106,750 10,700 33,700 HIBBETT SPORTING GOODS INC COM 428565105 020 750 X 1 000 000 750 HIBERNIA CORP CL A 428656102 711 50,783 X 1 36,683 5,000 9,100 HIGH SPEED ACCESS CORP COM 42979U102 002 1,900 X 1 1,900 000 000 HIGHLANDS INS GROUP INC COM 431032101 008 2,806 X 1 2,506 000 300 HIGHWOODS PPTYS INC COM 431284108 297 12,075 X 1 12,075 000 000 HILB ROGAL & HAMILTON CO COM 431294107 4,410 124,424 X 1 122,924 1,500 000 HILLENBRAND INDS INC COM 431573104 69,728 1,443,940 X 1 1442,435 000 1,505 HILTON HOTELS CORP SUB NT CONV 5%06 432848AL3 151 175,000 X 1 175,000 000 000 HILTON HOTELS CORP COM 432848109 407 39,175 X 1 14,325 000 24,850 HINES HORTICULTURE INC COM 433245107 003 1,000 X 1 1,000 000 000 HISPANIC BROADCASTING CORP CL A 43357B104 4,875 288,804 X 1 288,504 000 300 COLUMN TOTALS 311,238
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PAGE 54 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE HITACHI LIMITED ADR 10 COM 433578507 145 1,750 X 1 1,450 100 200 HOLLINGER INTL INC CL A 435569108 579 40,500 X 1 500 000 40,000 HOLLYWOOD CASINO CORP CL A 436132203 021 2,300 X 1 000 000 2,300 HOLLYWOOD MEDIA CORP COM 436233100 2,192 512,087 X 1 140,000 102,087 270,000 HOME DEPOT INC COM 437076102 552,446 12,983,453 X 1 9145,845 627,490 3210,118 HOME PPTYS N Y INC COM 437306103 2,172 76,985 X 1 72,000 000 4,985 HOMESTAKE MNG CO COM 437614100 520 106,350 X 1 33,150 000 73,200 HOMESTORE COM INC COM 437852106 5,250 218,158 X 1 1,800 1,000 215,358 HON INDS INC COM 438092108 082 3,590 X 1 1,600 000 1,990 HONDA MOTOR LTD AMERN SHS 438128308 067 831 X 1 131 700 000 HONEYWELL INTL INC COM 438516106 85,217 2,105,165 X 1 1219,936 230,091 655,138 HOOPER HOLMES INC COM 439104100 026 3,300 X 1 3,300 000 000 HORACE MANN EDUCATORS CORP NEW COM 440327104 111 6,282 X 1 6,282 000 000 HORIZON ORGANIC HOLDING COM 44043T103 108 21,600 X 1 2,400 000 19,200 HORMEL FOODS CORP COM 440452100 357 18,800 X 1 2,800 000 16,000 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 9,331 350,779 X 1 272,704 29,900 48,175 HOST MARRIOTT CORP NEW COM 44107P104 1,384 117,270 X 1 106,009 5,317 5,944 HOT TOPIC INC COM 441339108 056 1,948 X 1 1,948 000 000 HOUGHTON MIFFLIN CO COM 441560109 5,862 129,658 X 1 34,648 11,300 83,710 HOUSEHOLD INTL INC COM 441815107 102,826 1,728,169 X 1 838,233 288,885 601,051 HOUSTON EXPL CO COM 442120101 022 800 X 1 600 000 200 HOWELL CORP PFD A CV $3.50 443051206 020 400 X 1 400 000 000 HSBC BK PLC SP ADR UNIT A 44328M302 018 700 X 1 700 000 000 HSBC BK PLC SP ADR UNIT D 44328M849 076 3,000 X 1 000 000 3,000 HUANENG PWR INTL INC SPON ADR N 443304100 11,497 529,560 X 1 492,560 000 37,000 HUBBELL INC CL A 443510102 036 1,500 X 1 000 000 1,500 HUBBELL INC CL B 443510201 1,027 43,192 X 1 21,294 7,051 14,847 HUDSON CITY BANCORP COM 443683107 006 300 X 1 300 000 000 HUDSON UNITED BANCORP COM 444165104 3,429 153,785 X 1 25,088 000 128,697 HUFFY CORP COM 444356109 007 1,100 X 1 000 000 1,100 COLUMN TOTALS 784,890
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PAGE 55 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE HUGOTON RTY TR TEX UNIT BEN INT 444717102 347 23,000 X 1 20,000 000 3,000 HUMANA INC COM 444859102 128 12,988 X 1 9,030 1,917 2,041 HUMAN GENOME SCIENCES INC COM 444903108 38,574 936,536 X 1 496,937 80,896 358,703 HUNT J B TRANS SVCS INC COM 445658107 012 770 X 1 500 000 270 HUNTINGTON BANCSHARES INC COM 446150104 639 43,854 X 1 16,265 20,487 7,102 HUTCHINSON TECHNOLOGY INC COM 448407106 014 910 X 1 700 000 210 HYCOR BIOMEDICAL INC COM 448623108 034 4,000 X 1 000 000 4,000 ICN PHARMACEUTICALS INC NEW COM 448924100 9,040 367,198 X 1 366,183 000 1,015 IDT CORP COM 448947101 010 500 X 1 000 000 500 HYPERCOM CORP COM 44913M105 021 6,600 X 1 000 000 6,600 HYPERION SOLUTIONS CORP COM 44914M104 039 2,523 X 1 1,893 000 630 HYSEQ INC COM 449163302 001 100 X 1 100 000 000 IBP INC COM 449223106 047 3,100 X 1 3,100 000 000 ICICI LTD SPONSORED ADR 44926P202 225 19,520 X 1 19,520 000 000 ICT GROUP INC COM 44929Y101 22,976 2,269,200 X 1 2250,000 000 19,200 ICO HLDGS INC COM 449293109 003 1,732 X 1 1,732 000 000 ICOS CORP COM 449295104 594 12,500 X 1 5,900 000 6,600 IDEC PHARMACEUTICALS CORP COM 449370105 4,446 114,911 X 1 98,835 000 16,076 IDX SYS CORP COM 449491109 003 170 X 1 000 000 170 IHOP CORP COM 449623107 026 1,300 X 1 1,000 000 300 IMC GLOBAL INC COM 449669100 251 19,689 X 1 1,021 2,478 16,190 IMS HEALTH INC COM 449934108 44,579 1,802,618 X 1 1350,244 101,772 350,602 IRT PPTY CO COM 450058102 133 14,530 X 1 12,580 000 1,950 ITC DELTACOM INC COM 45031T104 003 600 X 1 000 000 600 ISTAR FINL INC COM 45031U101 187 8,040 X 1 4,878 000 3,162 I-STAT CORP COM 450312103 022 1,150 X 1 000 000 1,150 ITT EDUCATIONAL SERVICES INC COM 45068B109 020 775 X 1 275 000 500 IXL ENTERPRISES INC COM 450718101 000 100 X 1 100 000 000 IBEAM BROADCASTING CORP COM 45073P101 004 4,500 X 1 4,500 000 000 IBASIS INC COM 450732102 002 800 X 1 300 000 500 COLUMN TOTALS 122,380
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PAGE 56 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE IBIS TECHNOLOGY CORP COM 450909106 261 10,000 X 1 000 000 10,000 ITT INDS INC IND COM 450911102 2,143 55,604 X 1 39,230 5,281 11,093 IDACORP INC COM 451107106 1,402 36,463 X 1 6,192 13,455 16,816 IDEX CORP COM 45167R104 962 34,340 X 1 23,300 1,300 9,740 IDEXX LABS INC COM 45168D104 1,315 67,668 X 1 26,648 5,000 36,020 IGATE CAPITAL CORP COM 45169U105 076 48,800 X 1 32,600 000 16,200 IKOS SYS INC COM NEW 451716203 338 32,000 X 1 000 2,800 29,200 IDENTIX INC COM 451906101 096 11,648 X 1 000 000 11,648 ILLINOIS TOOL WKS INC COM 452308109 85,676 1,512,642 X 1 911,140 171,587 429,915 ILLUMINA INC COM 452327109 002 300 X 1 300 000 000 ILLUMINET HLDGS INC COM 452334105 016 810 X 1 400 000 410 IMATION CORP COM 45245A107 139 6,161 X 1 3,461 1,314 1,386 IMAX CORP COM 45245E109 010 3,200 X 1 3,000 000 200 IMCLONE SYS INC COM 45245W109 3,924 134,742 X 1 51,972 4,000 78,770 IMANAGE INC COM 45245Y105 018 9,297 X 1 000 000 9,297 IMMERSION CORP COM 452521107 004 800 X 1 800 000 000 IMMUNEX CORP NEW COM 452528102 3,395 261,144 X 1 156,468 5,300 99,376 IMMUNOGEN INC COM 45253H101 087 7,150 X 1 000 000 7,150 IMPATH INC COM 45255G101 347 7,915 X 1 2,581 000 5,334 IMPERIAL CHEM INDS PLC ADR NEW 452704505 085 3,430 X 1 1,130 1,500 800 IMATRON INC COM 452906100 021 13,000 X 1 9,000 000 4,000 IMPERIAL OIL LTD COM NEW 453038408 833 34,445 X 1 13,012 3,900 17,533 INCO LTD DEB CV 7.75%16 453258AH8 062 65,000 X 1 25,000 40,000 000 INCO LTD DEB CONV 5.75%04 453258AK1 029 30,000 X 1 000 30,000 000 INCO LTD COM 453258402 050 3,428 X 1 1,328 500 1,600 INCYTE GENOMICS INC COM 45337C102 2,217 156,905 X 1 97,279 12,000 47,626 INDEPENDENCE CMNTY BK CORP COM 453414104 405 23,500 X 1 2,700 000 20,800 INDEPENDENT BANK CORP MASS COM 453836108 014 1,000 X 1 000 000 1,000 INDEPENDENT CMNTY BKSHS INC VA COM 45384Q103 408 14,080 X 1 000 12,800 1,280 INDIANA UTD BANCORP COM 455149104 069 4,200 X 1 4,200 000 000 COLUMN TOTALS 104,404
59
PAGE 57 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE INDONESIA FD INC COM 455778100 148 92,700 X 1 89,100 500 3,100 INDUSTRI-MATEMATIK INTL CORP COM 455792101 000 300 X 1 000 000 300 INDUSTRIAL DISTR GROUP INC COM 456061100 006 3,000 X 1 3,000 000 000 INDYMAC BANCORP INC COM 456607100 650 22,686 X 1 20,386 000 2,300 INFINEON TECHNOLOGIES AG SPONSORED ADR 45662N103 043 1,250 X 1 1,000 000 250 INET TECHNOLOGIES INC COM 45662V105 066 11,000 X 1 11,000 000 000 INFINIUM SOFTWARE INC COM 45662Y109 008 5,550 X 1 2,050 000 3,500 INFOCUS CORP COM 45665B106 401 26,626 X 1 3,290 1,900 21,436 INFOGRAMES INC COM 45665T107 002 400 X 1 000 000 400 INFORMATICA CORP COM 45666Q102 013 840 X 1 600 000 240 INFONET SVCS CORP CL B 45666T106 003 400 X 1 400 000 000 INFONAUTICS CORP CL A 456662105 001 1,434 X 1 1,434 000 000 INFORMATION HLDGS INC COM 456727106 15,125 710,100 X 1 465,250 35,284 209,566 INFORTE CORP COM 45677R107 006 800 X 1 800 000 000 INFORMIX CORP COM 456779107 569 105,863 X 1 48,710 8,300 48,853 INFOSPACE INC COM 45678T102 001 519 X 1 518 000 001 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 074 1,200 X 1 1,200 000 000 ING GROEP N V SPONSORED ADR 456837103 321 4,937 X 1 3,354 369 1,214 INGERSOLL-RAND CO COM 456866102 3,038 76,757 X 1 35,077 12,541 29,139 INFORMATION RES INC COM 456905108 024 4,300 X 1 000 000 4,300 INGLES MKTS INC CL A 457030104 074 6,180 X 1 3,780 000 2,400 INGRAM MICRO INC CL A 457153104 326 25,983 X 1 23,973 000 2,010 INHALE THERAPEUTIC SYS INC COM 457191104 020 968 X 1 700 000 268 INKTOMI CORP COM 457277101 870 139,927 X 1 109,059 2,500 28,368 INNKEEPERS USA TR COM 4576J0104 099 9,110 X 1 9,110 000 000 INNOVEX INC COM 457647105 012 3,000 X 1 1,000 000 2,000 INSIGHT ENTERPRISES INC COM 45765U103 071 3,434 X 1 1,934 000 1,500 INPUT/OUTPUT INC COM 457652105 892 99,240 X 1 80,600 000 18,640 INSIGNIA SOLUTIONS PLC SPONSORED ADR 45766J107 051 16,250 X 1 5,150 000 11,100 INSIGHT HEALTH SVCS CORP COM 45766Q101 150 11,776 X 1 9,476 000 2,300 COLUMN TOTALS 23,064
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PAGE 58 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE INSITUFORM TECHNOLOGIES INC CL A 457667103 1,208 38,900 X 1 000 000 38,900 INSMED INC COM NEW 457669208 440 101,322 X 1 90,322 5,250 5,750 INSIGHT COMMUNICATIONS INC CL A 45768V108 1,237 47,673 X 1 700 000 46,973 INNOGY HLDGS PLC SPONSORED ADR 45769A103 018 648 X 1 648 000 000 INNOVEDA INC COM 45769F102 202 68,000 X 1 000 6,900 61,100 INSPIRE PHARMACEUTICALS INC COM 457733103 195 29,435 X 1 29,435 000 000 INTEGRA LIFESCIENCES HLDGS CP COM NEW 457985208 029 2,150 X 1 000 000 2,150 INSWEB CORP COM 45809K103 001 1,000 X 1 000 000 1,000 INTASYS CORP COM 45809M109 007 34,000 X 1 34,000 000 000 INTEGRATED DEVICE TECHNOLOGY COM 458118106 106 3,632 X 1 3,360 000 272 INTEGRATED SILICON SOLUTION COM 45812P107 726 58,400 X 1 000 1,900 56,500 INTEL CORP COM 458140100 536,823 20,809,527 X 1 14174,664 1378,445 5256,418 INTER TEL INC COM 458372109 3,891 423,478 X 1 329,608 2,270 91,600 INTERDENT INC COM 45865R109 005 14,049 X 1 14,049 000 000 INTERDIGITAL COMMUNICATIONS CP COM 45866A105 008 900 X 1 900 000 000 INTERFACE INC CL A 458665106 050 8,276 X 1 8,276 000 000 INTERGRAPH CORP COM 458683109 041 4,370 X 1 500 700 3,170 INTERLEUKIN GENETICS INC COM 458738101 000 100 X 1 100 000 000 INTERLIANT INC SB NT CV 144A 05 458742AA1 026 100,000 X 1 100,000 000 000 INTERLINK ELECTRS COM 458751104 003 750 X 1 000 000 750 INTERLINQ SOFTWARE CORP COM 458753100 002 1,000 X 1 000 000 1,000 INTERMEDIA COMMUNICATIONS INC COM 458801107 199 12,781 X 1 12,781 000 000 INTERMET CORP COM 45881K104 016 4,800 X 1 000 000 4,800 INTERNAP NETWORK SVCS CORP COM 45885A102 002 1,313 X 1 000 000 1,313 INTERMUNE PHARMACEUTICALS INC COM 45885B100 290 14,500 X 1 14,500 000 000 INTERNATIONAL BUSINESS MACHS COM 459200101 596,415 6,300,600 X 1 3376,057 957,899 1966,644 INTERNATIONAL FLAVORS&FRAGRANC COM 459506101 3,932 180,055 X 1 85,651 11,371 83,033 INTERNATIONAL GAME TECHNOLOGY COM 459902102 527 10,782 X 1 6,050 000 4,732 INTL PAPER CO COM 460146103 16,294 467,150 X 1 314,027 30,818 122,305 INTERNATIONAL RECTIFIER CORP COM 460254105 249 6,642 X 1 4,068 2,000 574 COLUMN TOTALS 1,162,942
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PAGE 59 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE INTERNATIONAL SPEEDWAY CORP CL A 460335201 310 8,228 X 1 250 000 7,978 INTERNET CAP GROUP INC COM 46059C106 626 299,023 X 1 233,423 100 65,500 INTERNET PICTURES CORP COM 46059S101 000 3,000 X 1 000 3,000 000 INTERNET INITIATIVE JAPAN INC SPONSORED ADR 46059T109 008 800 X 1 000 000 800 INTERNET HOLDRS TR DEPOSIT RCPT 46059W102 019 600 X 1 500 000 100 INTERNET SEC SYS INC COM 46060X107 022 837 X 1 837 000 000 INTERPOOL INC COM 46062R108 102 7,000 X 1 000 000 7,000 INTERSIL HLDG CORP CL A 46069S109 038 2,515 X 1 2,115 000 400 INTERPUBLIC GROUP COS INC COM 460690100 73,306 2,155,422 X 1 1253,931 75,140 826,351 INTERSYSTEMS INC DEL WARRANT OR RIGHT 460920119 000 7,500 X 1 000 7,500 000 INTRANET SOLUTIONS INC COM NEW 460939309 272 13,400 X 1 000 000 13,400 INTERTAN INC COM 461120107 145 11,500 X 1 000 000 11,500 INTERTRUST TECHNOLOGIES CORP COM 46113Q109 276 73,637 X 1 55,437 000 18,200 INTERWOVEN INC COM 46114T102 355 42,982 X 1 42,982 000 000 INTERVOICE-BRITE INC COM 461142101 149 20,270 X 1 20,000 000 270 INTIMATE BRANDS INC CL A 461156101 063 4,184 X 1 2,820 000 1,364 INTRABIOTICS PHARMACEUTICALS COM 46116T100 196 95,130 X 1 762 7,058 87,310 INTUITIVE SURGICAL INC COM 46120E107 1,063 261,737 X 1 261,737 000 000 INTUIT COM 461202103 999 40,158 X 1 18,164 1,800 20,194 INVACARE CORP COM 461203101 1,127 29,337 X 1 12,467 000 16,870 INTRUSION COM INC COM 46121E106 092 25,000 X 1 25,000 000 000 INVESCO GLOBAL HEALTH SCIENCES COM 46128N109 063 5,063 X 1 2,563 2,500 000 INVESTMENT TECHNOLOGY GRP NEW COM 46145F105 238 4,795 X 1 1,700 000 3,095 INVITROGEN CORP COM 46185R100 235 4,350 X 1 2,490 000 1,860 INVISION TECHNOLOGIES INC COM 461851107 005 1,659 X 1 1,659 000 000 INVESTORS FINL SERVICES CORP COM 461915100 204 3,596 X 1 3,596 000 000 IOMEGA CORP COM 462030107 022 6,168 X 1 1,068 000 5,100 IONA TECHNOLOGIES PLC SPONSORED ADR 46206P109 014 500 X 1 500 000 000 IONICS INC COM 462218108 287 11,250 X 1 7,000 2,500 1,750 IRISH INVT FD INC COM 462710104 046 3,900 X 1 100 3,500 300 COLUMN TOTALS 80,282
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PAGE 60 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE IRON MTN INC PA COM 462846106 1,057 28,175 X 1 27,875 000 300 ISHARES INC MSCI SPAIN 464286764 010 430 X 1 080 000 350 ISHARES INC MSCI JAPAN 464286848 413 41,100 X 1 28,000 000 13,100 ISHARES TR S&P MIDCAP 400 464287507 090 1,000 X 1 1,000 000 000 ISIS PHARMACEUTICALS INC COM 464330109 017 2,000 X 1 2,000 000 000 I2 TECHNOLOGIES INC COM 465754109 2,993 193,879 X 1 135,219 16,700 41,960 IVAX CORP COM 465823102 368 12,560 X 1 12,230 000 330 IVILLAGE INC COM 46588H105 003 5,000 X 1 000 000 5,000 JDN RLTY CORP COM 465917102 123 10,611 X 1 8,803 000 1,808 JPM CO COM 465933109 000 1,100 X 1 000 1,100 000 IXYS CORP COM 46600W106 009 600 X 1 400 000 200 JDS UNIPHASE CORP COM 46612J101 111,141 6,659,963 X 1 5318,647 141,226 1200,090 JDA SOFTWARE GROUP INC COM 46612K108 011 1,100 X 1 000 000 1,100 J JILL GROUP INC COM 466189107 663 37,500 X 1 000 000 37,500 JLG INDS INC COM 466210101 017 1,300 X 1 1,300 000 000 JNI CORP COM 46622G105 078 11,500 X 1 000 000 11,500 JP REALTY INC COM 46624A106 090 4,620 X 1 3,870 000 750 J P MORGAN CHASE & CO COM 46625H100 373,570 8,376,005 X 1 4632,201 1017,719 2726,085 JABIL CIRCUIT INC COM 466313103 808 39,110 X 1 36,820 900 1,390 JACK IN THE BOX INC COM 466367109 2,894 96,100 X 1 780 000 95,320 JACO ELECTRS INC COM 469783104 008 1,500 X 1 1,500 000 000 JACOBS ENGR GROUP INC DEL COM 469814107 1,980 33,900 X 1 000 4,900 29,000 JAKKS PAC INC COM 47012E106 068 6,865 X 1 3,865 000 3,000 JAMESON INNS INC COM 470457102 085 12,500 X 1 12,000 000 500 JAPAN OTC EQUITY FD INC COM 471091108 255 38,000 X 1 2,000 36,000 000 JARDINE FLEMING CHINA REGION COM 471110106 007 1,004 X 1 1,004 000 000 JARDINE FLEMING INDIA FD INC COM 471112102 030 3,872 X 1 000 000 3,872 JEFFERIES GROUP INC NEW COM 472319102 028 1,000 X 1 1,000 000 000 JEFFERSON PILOT CORP COM 475070108 23,598 344,747 X 1 242,553 23,995 78,199 JETFORM CORP COM 477155105 013 6,000 X 1 000 000 6,000 COLUMN TOTALS 520,427
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PAGE 61 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE JOHN NUVEEN CO CL A 478035108 016 300 X 1 300 000 000 JOHNSON & JOHNSON COM 478160104 836,900 9,584,290 X 1 4331,740 2542,779 2709,771 JOHNSON CTLS INC COM 478366107 5,993 94,246 X 1 23,575 53,995 16,676 JONES APPAREL GROUP INC COM 480074103 7,183 190,015 X 1 52,060 38,925 99,030 JOS A BANK CLOTHIERS INC COM 480838101 061 10,500 X 1 10,500 000 000 JOURNAL REGISTER CO COM 481138105 067 4,250 X 1 000 000 4,250 JUDGE GROUP INC COM 481271104 003 2,400 X 1 000 000 2,400 JUNIPER NETWORKS INC SB NT CV 4.75%07 48203RAA2 2,124 2,955,000 X 1 1600,000 480,000 875,000 JUNIPER NETWORKS INC COM 48203R104 5,294 147,701 X 1 90,411 850 56,440 JUPITER MEDIA METRIX INC COM 48206U104 127 42,797 X 1 000 000 42,797 KCS ENERGY INC COM 482434206 008 1,400 X 1 1,400 000 000 KFX INC COM 48245L107 002 1,000 X 1 000 000 1,000 KLA-TENCOR CORP COM 482480100 1,297 37,243 X 1 22,283 12,700 2,260 K MART CORP COM 482584109 2,433 256,670 X 1 30,600 1,500 224,570 KPMG CONSULTING INC COM 48265R109 202 15,000 X 1 000 000 15,000 K-SWISS INC CL A 482686102 646 25,200 X 1 000 000 25,200 K TRON INTL INC COM 482730108 139 9,500 X 1 000 700 8,800 KAMAN CORP CL A 483548103 1,034 62,438 X 1 12,887 3,800 45,751 KANEB PIPE LINE PARTNERS L P SR PREF UNIT 484169107 076 2,200 X 1 1,200 000 1,000 KANSAS CITY LIFE INS CO COM 484836101 049 1,400 X 1 000 000 1,400 KANSAS CITY PWR & LT CO COM 485134100 526 20,995 X 1 15,575 2,000 3,420 KANSAS CITY SOUTHN INDS INC COM NEW 485170302 5,398 396,885 X 1 211,564 11,800 173,521 KAYDON CORP COM 486587108 1,215 46,814 X 1 36,200 4,000 6,614 KB HOME COM 48666K109 521 16,594 X 1 5,025 1,200 10,369 KEANE INC COM 486665102 005 400 X 1 300 100 000 KEITH COMPANIES INC COM 487539108 755 36,600 X 1 000 000 36,600 KELLOGG CO COM 487836108 5,294 197,843 X 1 118,706 5,315 73,822 KELLWOOD CO COM 488044108 043 2,101 X 1 2,101 000 000 KELLY SVCS INC CL A 488152208 139 6,100 X 1 6,100 000 000 KEMET CORP COM 488360108 086 4,930 X 1 4,400 000 530 COLUMN TOTALS 877,636
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PAGE 62 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE KENNAMETAL INC COM 489170100 322 11,700 X 1 3,600 6,100 2,000 KENSEY NASH CORP COM 490057106 1,092 105,300 X 1 94,000 3,000 8,300 KENT ELECTRS CORP COM 490553104 069 4,100 X 1 4,100 000 000 KENTUCKY ELEC STL INC COM 49127B100 007 5,000 X 1 000 000 5,000 KERR MCGEE CORP SUB DB CV 7.5%14 492386AL1 394 394,000 X 1 167,000 47,000 180,000 KERR MCGEE CORP COM 492386107 6,306 99,691 X 1 88,039 8,545 3,107 KEY ENERGY SVCS INC COM 492914106 1,224 119,500 X 1 2,900 000 116,600 KEY PRODTN INC COM 493138101 011 530 X 1 400 000 130 KEY TECHNOLOGY INC COM 493143101 001 200 X 1 200 000 000 KEY3MEDIA GROUP INC COM 49326R104 081 7,000 X 1 000 000 7,000 KEYCORP NEW COM 493267108 11,390 440,965 X 1 189,416 61,504 190,045 KEYNOTE SYS INC COM 493308100 210 18,800 X 1 000 1,600 17,200 KEYSPAN CORP COM 49337W100 2,068 53,124 X 1 35,640 5,125 12,359 KEYSTONE AUTOMOTIVE INDS INC COM 49338N109 017 2,400 X 1 000 000 2,400 KEYSTONE PPTY TR CORP COM 493596100 039 3,000 X 1 3,000 000 000 KFORCE COM INC COM 493732101 116 23,100 X 1 000 2,900 20,200 KILROY RLTY CORP COM 49427F108 048 1,800 X 1 1,800 000 000 KIMBERLY CLARK CORP COM 494368103 64,423 962,396 X 1 652,215 50,155 260,026 KIMCO REALTY CORP COM 49446R109 5,828 137,122 X 1 33,432 000 103,690 KINDER MORGAN INC KANS COM 49455P101 5,501 102,299 X 1 78,830 100 23,369 KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 494550106 2,495 40,193 X 1 24,531 6,002 9,660 KING PHARMACEUTICALS INC COM 495582108 465 11,913 X 1 9,107 490 2,316 KINROSS GOLD CORP COM 496902107 001 2,401 X 1 2,401 000 000 KIRBY CORP COM 497266106 813 40,841 X 1 40,581 000 260 KLAMATH FIRST BANCORP INC COM 49842P103 012 900 X 1 200 000 700 KMART FING I PFD TRCV 7.75% 498778208 634 15,300 X 1 2,000 10,400 2,900 KNIGHT RIDDER INC COM 499040103 10,545 196,730 X 1 40,507 2,100 154,123 KNIGHT TRADING GROUP INC COM 499063105 2,076 155,202 X 1 117,152 000 38,050 KOALA CORP COM 499866101 001 200 X 1 200 000 000 KOGER EQUITY INC COM 500228101 097 6,910 X 1 1,100 000 5,810 COLUMN TOTALS 116,286
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PAGE 63 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE KOHLS CORP COM 500255104 5,411 87,696 X 1 49,456 14,720 23,520 KOMAG INC COM 500453105 001 1,610 X 1 000 000 1,610 KONINKLIJKE AHOLD N V SPON ADR NEW 500467303 038 1,215 X 1 1,215 000 000 KONOVER PPTY TR INC COM 50047R100 023 5,500 X 1 5,500 000 000 KONINKLIJKE PHILIPS ELECTRS NV SP ADR NEW2000 500472303 1,676 63,840 X 1 34,527 000 29,313 KOPIN CORP COM 500600101 532 107,800 X 1 15,800 000 92,000 KOREA TELECOM SPONSORED ADR 50063P103 297 13,238 X 1 11,738 000 1,500 KOREA ELECTRIC PWR SPONSORED ADR 500631106 022 2,750 X 1 2,750 000 000 KOREA FD COM 500634100 039 4,359 X 1 4,359 000 000 KORN FERRY INTL COM NEW 500643200 2,678 162,305 X 1 162,105 000 200 KRAMONT RLTY TR COM SH BEN INT 50075Q107 115 10,500 X 1 000 000 10,500 KRISPY KREME DOUGHNUTS INC COM 501014104 479 13,862 X 1 13,752 000 110 KROGER CO COM 501044101 5,015 198,703 X 1 145,579 2,500 50,624 KRONOS INC COM 501052104 020 650 X 1 470 000 180 KULICKE & SOFFA INDS INC COM 501242101 957 78,520 X 1 73,800 000 4,720 KUSHNER-LOCKE CO COM NEW 501337406 000 2,000 X 1 000 000 2,000 KYOCERA CORP ADR 501556203 460 5,100 X 1 4,950 000 150 LNR PPTY CORP COM 501940100 100 3,500 X 1 500 000 3,000 LL & E RTY TR UNIT BEN INT 502003106 002 500 X 1 000 000 500 LSI LOGIC CORP COM 502161102 1,195 80,012 X 1 48,546 5,700 25,766 LTC PPTYS INC SB DB CV 7.75%02 502175AE2 169 188,000 X 1 000 000 188,000 LTC PPTYS INC COM 502175102 019 5,000 X 1 5,000 000 000 LTX CORP COM 502392103 793 45,970 X 1 37,020 000 8,950 L-3 COMMUNICATIONS HLDGS INC COM 502424104 12,006 151,492 X 1 150,457 350 685 LVMH MOET HENNESSY LOU VUITTON SPONSORED ADR 502441207 1,338 134,640 X 1 59,410 4,980 70,250 LA JOLLA PHARMACEUTICAL CO COM 503459109 024 4,000 X 1 000 000 4,000 LA Z BOY INC COM 505336107 028 1,600 X 1 1,180 000 420 LABORATORIO CHILE SA ADR 50540H104 002 100 X 1 100 000 000 LABONE INC NEW COM 50540L105 020 3,500 X 1 3,500 000 000 LABORATORY CORP AMER HLDGS COM NEW 50540R409 905 7,500 X 1 7,450 000 050 COLUMN TOTALS 34,364
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PAGE 64 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE LABRANCHE & CO INC COM 505447102 1,549 49,034 X 1 300 000 48,734 LACLEDE GAS CO COM 505588103 114 4,800 X 1 3,600 000 1,200 LAFARGE CORP COM 505862102 23,998 760,890 X 1 760,890 000 000 LAKEHEAD PIPE LINE PARTNERS LP COM UNIT-CL A 511557100 1,251 28,080 X 1 15,730 3,800 8,550 LAM RESEARCH CORP COM 512807108 267 12,301 X 1 9,950 000 2,351 LAMAR ADVERTISING CO CL A 512815101 048 1,300 X 1 1,000 000 300 LAMSON & SESSIONS CO COM 513696104 000 019 X 1 000 000 019 LANCASTER COLONY CORP COM 513847103 081 2,879 X 1 2,879 000 000 LANCE INC COM 514606102 155 13,840 X 1 1,100 12,000 740 LANDEC CORP COM 514766104 020 5,500 X 1 000 5,500 000 LANDMARK BANCSHARES INC COM 514928100 052 3,000 X 1 3,000 000 000 LANDAMERICA FINL GROUP INC COM 514936103 107 3,000 X 1 300 000 2,700 LANDRYS SEAFOOD RESTAURANTS COM 51508L103 000 016 X 1 000 000 016 LANDS END INC COM 515086106 007 250 X 1 000 000 250 LANDSTAR SYS INC COM 515098101 287 4,412 X 1 4,332 000 080 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 094 5,940 X 1 5,040 000 900 LASER VISION CTRS INC COM 51807H100 238 50,000 X 1 1,000 000 49,000 LATITUDE COMMUNICATIONS INC COM 518292107 038 11,339 X 1 11,339 000 000 LATTICE SEMICONDUCTOR CORP COM 518415104 1,841 105,555 X 1 98,815 000 6,740 LAUDER ESTEE COS INC CL A 518439104 9,748 268,475 X 1 174,759 5,350 88,366 LAWSON PRODS INC COM 520776105 049 2,000 X 1 000 2,000 000 LEAP WIRELESS INTL INC COM 521863100 231 9,692 X 1 5,438 229 4,025 LEAR CORP COM 521865105 2,532 85,068 X 1 35,701 2,553 46,814 LEARN2 COM INC COM 522002104 020 108,056 X 1 000 16,430 91,626 LEARNING TREE INTL INC COM 522015106 021 1,000 X 1 000 000 1,000 LECROY CORP COM 52324W109 013 800 X 1 800 000 000 LEE ENTERPRISES INC COM 523768109 2,454 82,076 X 1 72,076 000 10,000 LEGATO SYS INC COM 524651106 330 34,050 X 1 32,600 000 1,450 LEGGETT & PLATT INC COM 524660107 2,173 111,780 X 1 61,780 32,600 17,400 LEGG MASON INC COM 524901105 4,525 106,521 X 1 16,667 000 89,854 COLUMN TOTALS 52,243
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PAGE 65 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE LEHMAN BROS HLDGS INC COM 524908100 33,958 544,377 X 1 479,146 10,560 54,671 LENDINGTREE INC COM 52602Q105 061 18,644 X 1 200 000 18,444 LENNAR CORP COM 526057104 137 3,488 X 1 300 000 3,188 LENNOX INTL INC COM 526107107 001 067 X 1 000 000 067 LEUCADIA NATL CORP COM 527288104 038 1,176 X 1 570 000 606 LEVEL 3 COMMUNICATIONS INC COM 52729N100 3,104 206,050 X 1 116,645 18,750 70,655 LEXENT INC COM 52886Q102 003 1,000 X 1 000 000 1,000 LEXICON GENETICS INC COM 528872104 144 24,800 X 1 24,800 000 000 LEXINGTON CORP PPTYS TR COM 529043101 723 56,298 X 1 53,408 000 2,890 LEXMARK INTL NEW CL A 529771107 2,997 67,921 X 1 54,586 600 12,735 LIBBEY INC COM 529898108 491 17,000 X 1 7,000 10,000 000 LIBERATE TECHNOLOGIES COM 530129105 017 2,150 X 1 900 000 1,250 LIBERTE INVS INC DEL COM 530154103 031 10,000 X 1 10,000 000 000 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 024 2,000 X 1 000 2,000 000 LIBERTY CORP S C COM 530370105 755 22,033 X 1 22,033 000 000 LIBERTY DIGITAL INC CL A 530436104 005 800 X 1 800 000 000 LIBERTY PPTY TR SH BEN INT 531172104 4,660 164,204 X 1 95,794 35,800 32,610 LIFECELL CORP COM 531927101 006 4,500 X 1 4,500 000 000 LIFEPOINT INC COM 53215R100 002 500 X 1 500 000 000 LIFEPOINT HOSPITALS INC COM 53219L109 99,297 2,753,431 X 1 2753,424 000 007 LIGAND PHARMACEUTICALS INC CL B 53220K207 199 21,619 X 1 1,300 11,119 9,200 LIGHTBRIDGE INC COM 532226107 036 3,286 X 1 000 000 3,286 LIGHTPATH TECHNOLOGIES INC CL A 532257102 012 1,000 X 1 1,000 000 000 LILLY ELI & CO COM 532457108 218,167 2,891,157 X 1 1727,616 156,862 1006,679 LIMITED INC COM 532716107 621 39,545 X 1 35,440 500 3,605 LINCARE HLDGS INC COM 532791100 090 1,650 X 1 100 000 1,550 LINCOLN NATL CORP IND COM 534187109 9,580 225,094 X 1 104,182 17,600 103,312 LINCOLN NATL INCOME FD COM 534217104 010 800 X 1 000 000 800 LINEAR TECHNOLOGY CORP COM 535678106 3,247 86,728 X 1 75,350 1,100 10,278 LINENS N THINGS INC COM 535679104 071 2,595 X 1 1,395 000 1,200 COLUMN TOTALS 378,487
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PAGE 66 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE LIONS GATE ENTMNT CORP COM NEW 535919203 431 241,896 X 1 241,896 000 000 LION BIOSCIENCE AKTIENGESELLSC SPONSORED ADR 536191109 023 1,004 X 1 950 000 054 LIONBRIDGE TECHNOLOGIES INC COM 536252109 005 1,800 X 1 000 000 1,800 LITTELFUSE INC COM 537008104 482 20,530 X 1 2,100 000 18,430 LITTON INDS INC COM 538021106 2,517 31,464 X 1 30,904 000 560 LIZ CLAIBORNE INC COM 539320101 1,568 33,462 X 1 24,992 870 7,600 LOCKHEED MARTIN CORP COM 539830109 805,759 78,046,158 X 1 272,319 42922,179 34851,660 LOEWS CORP COM 540424108 7,231 120,754 X 1 64,144 200 56,410 LONDON PAC GROUP LTD SPONSORED ADR 542073101 023 5,170 X 1 5,170 000 000 LONE STAR STEAKHOUSE SALOON COM 542307103 019 2,160 X 1 1,700 000 460 LONE STAR TECHNOLOGIES INC COM 542312103 774 18,668 X 1 1,668 17,000 000 LONGS DRUG STORES CORP COM 543162101 1,221 40,443 X 1 8,100 9,100 23,243 LONGVIEW FIBRE CO COM 543213102 2,381 189,740 X 1 32,000 2,500 155,240 LOUDEYE TECHNOLOGIES INC COM 545754103 008 13,476 X 1 13,476 000 000 LOUIS DREYFUS NAT GAS CORP COM 546011107 202 5,680 X 1 3,500 2,000 180 LOUISIANA PAC CORP COM 546347105 1,041 114,042 X 1 71,752 500 41,790 LOWES COS INC COM 548661107 166,309 2,895,343 X 1 1766,838 253,584 874,921 LUBRIZOL CORP COM 549271104 2,411 79,557 X 1 45,477 14,050 20,030 LUBYS INC COM 549282101 029 3,970 X 1 1,800 000 2,170 LUCENT TECHNOLOGIES INC COM 549463107 37,020 4,192,571 X 1 2203,328 453,289 1535,954 LUMINEX CORP DEL COM 55027E102 033 1,913 X 1 1,913 000 000 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 23,419 1,542,750 X 1 683,600 486,400 372,750 LYNCH CORP COM 551137102 014 500 X 1 500 000 000 LYNCH INTERACTIVE CORP COM 551146103 047 1,000 X 1 1,000 000 000 LYNX THERAPEUTICS INC COM NEW 551812308 004 471 X 1 071 000 400 LYONDELL CHEMICAL CO COM 552078107 1,025 70,965 X 1 56,715 250 14,000 M & T BK CORP COM 55261F104 5,108 73,438 X 1 26,490 17,250 29,698 MAF BANCORP INC COM 55261R108 001 050 X 1 050 000 000 MBIA INC COM 55262C100 19,200 235,005 X 1 164,703 20,900 49,402 MBNA CORP COM 55262L100 36,613 1,115,568 X 1 397,343 118,334 599,891 COLUMN TOTALS 3,114,918
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PAGE 67 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE MBL INTL FIN BERMUDA TR GTD NT EXCH 3%02 55262XAA2 080 100,000 X 1 000 000 100,000 MCN ENERGY GROUP INC COM 55267J100 1,342 51,894 X 1 42,270 868 8,756 M D C HLDGS INC COM 552676108 013 330 X 1 330 000 000 MDS INC COM 55269P302 013 1,050 X 1 1,050 000 000 MDU RES GROUP INC COM 552690109 1,409 39,071 X 1 3,741 000 35,330 MEMC ELECTR MATLS INC COM 552715104 002 310 X 1 000 000 310 MFS CHARTER INCOME TR SH BEN INT 552727109 101 11,000 X 1 10,000 000 1,000 MGIC INVT CORP WIS COM 552848103 3,785 55,423 X 1 49,870 3,353 2,200 MGI PHARMA INC COM 552880106 452 43,800 X 1 000 4,100 39,700 MKS INSTRUMENT INC COM 55306N104 028 1,571 X 1 1,533 000 038 ML MACADAMIA ORCHARDS L P DEP UNIT CL A 55307U107 006 2,000 X 1 000 000 2,000 MRO SOFTWARE INC COM 55347W105 435 51,900 X 1 2,000 000 49,900 MRV COMMUNICATIONS INC COM 553477100 044 7,222 X 1 7,062 000 160 MSC INDL DIRECT INC CL A 553530106 003 190 X 1 000 000 190 MSC SOFTWARE CORP SD CONV 7.875%04 553531AA2 014 15,000 X 1 000 000 15,000 MSC SOFTWARE CORP COM 553531104 028 2,900 X 1 000 000 2,900 M-WAVE INC COM 554034108 046 6,000 X 1 000 000 6,000 MACDERMID INC COM 554273102 659 35,962 X 1 35,962 000 000 MACERICH CO COM 554382101 202 9,200 X 1 000 000 9,200 MACK CALI RLTY CORP COM 554489104 2,061 76,614 X 1 65,474 5,000 6,140 MACKIE DESIGNS INC COM 554541102 007 1,400 X 1 1,400 000 000 MACROCHEM CORP DEL COM 555903103 011 2,600 X 1 000 000 2,600 MACROVISION CORP COM 555904101 019 415 X 1 300 000 115 MACROMEDIA INC COM 556100105 044 2,900 X 1 2,800 000 100 MADDEN STEVEN LTD COM 556269108 091 5,801 X 1 3,101 000 2,700 MADISON GAS & ELEC CO COM 557497104 046 2,025 X 1 2,025 000 000 MAGELLAN HEALTH SVCS INC COM 559079108 702 75,734 X 1 000 000 75,734 MAGELLAN PETE CORP COM 559091301 057 65,096 X 1 65,096 000 000 MAGNA INTL INC SUB DEB CV 5%02 559222AE4 015 15,000 X 1 15,000 000 000 MAGNETEK INC COM 559424106 7,020 763,097 X 1 756,937 000 6,160 COLUMN TOTALS 18,735
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PAGE 68 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE MAGNUM HUNTER RES INC COM PAR $0.002 55972F203 980 85,200 X 1 000 000 85,200 MAGYAR TAVKOZLESI RT SPONSORED ADR 559776109 041 3,000 X 1 000 000 3,000 MALAN RLTY INVS INC COM 561063108 004 500 X 1 000 000 500 MANAGED HIGH INCOME PORTFOLIO COM 56166C105 003 383 X 1 383 000 000 MANAGED MUNS PORTFOLIO INC COM 561662107 045 4,295 X 1 000 000 4,295 MANAGED MUNS PORTFOLIO II INC COM 561663105 045 4,262 X 1 000 000 4,262 MANDALAY RESORT GROUP COM 562567107 015 760 X 1 700 000 060 MANITOWOC INC COM 563571108 4,132 173,633 X 1 169,133 000 4,500 MANOR CARE INC NEW COM 564055101 1,259 63,252 X 1 36,535 1,550 25,167 MANPOWER INC COM 56418H100 872 29,930 X 1 20,510 000 9,420 MANUFACTURED HOME CMNTYS INC COM 564682102 048 1,775 X 1 1,600 000 175 MANULIFE FINL CORP COM 56501R106 1,264 48,472 X 1 22,231 1,000 25,241 MANUGISTICS GROUP INC COM 565011103 665 34,780 X 1 34,580 000 200 MAPINFO CORP COM 565105103 002 110 X 1 000 000 110 MARCHFIRST INC COM 566244109 000 3,000 X 1 3,000 000 000 MARCONI PLC SPONSORED ADR 566306205 010 1,000 X 1 000 000 1,000 MARIMBA INC COM 56781Q109 002 500 X 1 500 000 000 MARINE DRILLING COS INC COM PAR $0.01 568240204 2,669 105,200 X 1 71,000 000 34,200 MARINE PETE TR UNIT BEN INT 568423107 055 1,900 X 1 1,900 000 000 MARINE PRODS CORP COM 568427108 003 1,272 X 1 1,272 000 000 MARISA CHRISTINA INC COM 570268102 055 36,816 X 1 000 000 36,816 MARITRANS INC COM 570363101 265 30,100 X 1 30,100 000 000 MARKEL CORP COM 570535104 169 914 X 1 600 000 314 MARKETWATCH COM INC COM 570619106 003 1,000 X 1 1,000 000 000 MARKETING SVCS GROUP INC COM 570907105 001 500 X 1 500 000 000 MARSH & MCLENNAN COS INC COM 571748102 77,056 811,114 X 1 356,860 75,730 378,524 MARSHALL & ILSLEY CORP COM 571834100 3,180 60,116 X 1 10,720 10,900 38,496 MARRIOTT INTL INC NEW CL A 571903202 4,042 98,048 X 1 66,101 7,402 24,545 MARTEK BIOSCIENCES CORP COM 572901106 013 913 X 1 000 000 913 MARTHA STEWART LIVING OMNIMED CL A 573083102 043 2,480 X 1 1,950 100 430 COLUMN TOTALS 96,941
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PAGE 69 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE MARTIN MARIETTA MATLS INC COM 573284106 954 22,530 X 1 21,630 000 900 MASCO CORP COM 574599106 20,242 836,464 X 1 589,962 54,814 191,688 MASCOTECH INC SBDB CONV 4.5%03 574670AB1 354 460,000 X 1 225,000 90,000 145,000 MASSEY ENERGY CORP COM 576206106 1,771 77,850 X 1 67,800 7,200 2,850 MASSMUTUAL CORPORATE INVS INC COM 576292106 076 3,150 X 1 3,150 000 000 MASSMUTUAL PARTN INVS SH BEN INT 576299101 055 5,000 X 1 5,000 000 000 MASTEC INC COM 576323109 151 11,100 X 1 200 000 10,900 MATERIAL SCIENCIES CORP COM 576674105 015 1,900 X 1 000 000 1,900 MATRIA HEALTHCARE INC COM NEW 576817209 009 647 X 1 647 000 000 MATRITECH INC COM 576818108 003 1,000 X 1 000 000 1,000 MATRIX BANCORP INC COM 576819106 027 3,000 X 1 3,000 000 000 MATRIX PHARMACEUTICAL INC COM 576844104 228 28,530 X 1 000 000 28,530 MATRIXONE INC COM 57685P304 555 35,069 X 1 34,869 200 000 MATSUSHITA ELEC INDL ADR 576879209 443 24,750 X 1 24,000 000 750 MATTEL INC COM 577081102 6,287 351,248 X 1 90,075 81,548 179,625 MATTSON TECHNOLOGY INC COM 577223100 039 3,000 X 1 000 000 3,000 MAUI LD & PINEAPPLE INC COM 577345101 038 2,000 X 1 2,000 000 000 MAXIM INTEGRATED PRODS INC COM 57772K101 2,103 54,550 X 1 34,110 1,287 19,153 MAXIM PHARMACEUTICALS INC COM 57772M107 014 2,000 X 1 000 000 2,000 MAXTOR CORP COM NEW 577729205 004 520 X 1 000 000 520 MAXWELL SHOE INC CL A 577766108 051 3,300 X 1 000 000 3,300 MAXYGEN INC COM 577776107 142 12,490 X 1 8,310 000 4,180 MAY DEPT STORES CO COM 577778103 47,234 1,306,611 X 1 590,590 106,570 609,451 MAXXAM INC COM 577913106 056 4,400 X 1 000 000 4,400 MAVERICK TUBE CORP COM 577914104 493 25,000 X 1 25,000 000 000 MAXIMUS INC COM 577933104 003 110 X 1 000 000 110 MAYTAG CORP COM 578592107 4,348 133,381 X 1 89,718 12,150 31,513 MCAFEE COM CORP CL A 579062100 002 300 X 1 300 000 000 MCCLATCHY CO CL A 579489105 032 800 X 1 800 000 000 MCCORMICK & CO INC COM NON VTG 579780206 4,698 111,803 X 1 56,403 15,600 39,800 COLUMN TOTALS 90,427
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PAGE 70 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE MCDATA CORP CL B 580031102 004 200 X 1 000 000 200 MCDATA CORP CL A 580031201 1,427 83,018 X 1 38,459 15,110 29,449 MCDERMOTT INTL INC COM 580037109 010 800 X 1 800 000 000 MCDONALDS CORP COM 580135101 74,261 2,787,589 X 1 1271,078 499,398 1017,113 MCGRAW HILL COS INC COM 580645109 74,660 1,266,069 X 1 636,475 232,913 396,681 MCKESSON HBOC INC COM 58155Q103 1,461 54,167 X 1 33,237 450 20,480 MCLEODUSA INC CL A 582266102 207 26,296 X 1 24,346 000 1,950 MCMORAN EXPLORATION CO COM 582411104 164 11,665 X 1 2,000 043 9,622 MCNAUGHTON APPAREL GROUP INC COM 582524104 118 6,900 X 1 5,300 000 1,600 MEAD CORP COM 582834107 2,453 99,949 X 1 74,489 4,480 20,980 MEADE INSTRUMENTS CORP COM 583062104 000 100 X 1 100 000 000 MECHANICAL DYNAMICS INC COM 583521109 320 37,600 X 1 000 3,800 33,800 MEDAREX INC COM 583916101 4,695 328,042 X 1 174,716 000 153,326 MED-DESIGN CORP COM 583926100 101 7,000 X 1 800 000 6,200 MEDIA GEN INC CL A 584404107 158 3,479 X 1 1,600 000 1,879 MEDICALOGIC/MEDSCAPE INC COM 584642102 006 5,416 X 1 5,300 000 116 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 102 2,321 X 1 2,121 000 200 MEDIMMUNE INC COM 584699102 2,124 65,476 X 1 29,703 5,400 30,373 MEDIWARE INFORMATION SYS INC COM 584946107 005 2,000 X 1 2,000 000 000 MEDQUIST INC COM 584949101 015 705 X 1 000 000 705 MEDTOX SCIENTIFIC INC COM NEW 584977201 011 1,400 X 1 000 000 1,400 MEDITRUST CORP SUB DEB CV 9%02 58501TAA6 057 60,000 X 1 000 000 60,000 MEDITRUST CORP PAIRED CTF NEW 58501T306 097 21,976 X 1 500 000 21,476 MEDTRONIC INC COM 585055106 460,694 10,430,021 X 1 8242,730 233,604 1953,687 MEGO FINL CORP COM NEW 585162308 000 001 X 1 000 000 001 MELLON FINL CORP COM 58551A108 167,802 4,190,853 X 1 2681,739 457,732 1051,382 MEMBERWORKS INC COM 586002107 002 100 X 1 000 000 100 MENS WEARHOUSE INC COM 587118100 028 1,345 X 1 1,345 000 000 MENTOR CORP MINN COM 587188103 005 240 X 1 000 000 240 MENTOR GRAPHICS CORP COM 587200106 104 4,973 X 1 4,263 000 710 COLUMN TOTALS 791,091
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PAGE 71 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE MERANT PLC SPONSORED ADR 587336108 001 307 X 1 307 000 000 MERCANTILE BANKSHARES CORP COM 587405101 12,925 349,901 X 1 108,513 74,286 167,102 MERCHANTS BANCSHARES COM 588448100 013 500 X 1 500 000 000 MERCK & CO INC COM 589331107 940,331 12,664,388 X 1 5465,002 3281,080 3918,306 MERCURY COMPUTER SYS COM 589378108 070 2,070 X 1 500 000 1,570 MERCURY GENL CORP NEW COM 589400100 013 400 X 1 400 000 000 MERCURY INTERACTIVE CORP COM 589405109 486 12,402 X 1 11,752 400 250 MEREDITH CORP COM 589433101 1,145 33,014 X 1 16,995 2,400 13,619 MERIDIAN BIOSCIENCE INC COM 589584101 005 2,000 X 1 000 000 2,000 MERISTAR HOSPITALITY CORP COM 58984Y103 101 4,980 X 1 4,980 000 000 MERIT MED SYS INC COM 589889104 020 3,200 X 1 000 000 3,200 MERIX CORP COM 590049102 1,007 74,587 X 1 74,587 000 000 MERRILL LYNCH & CO INC COM 590188108 68,890 1,236,131 X 1 502,232 528,460 205,439 MERRY LAND PROPERTIES INC COM 590441101 000 050 X 1 000 000 050 MESA AIR GROUP INC COM 590479101 044 5,127 X 1 5,127 000 000 MESABA HLDGS INC COM 59066B102 009 800 X 1 800 000 000 MESA RTY TR UNIT BEN INT 590660106 168 3,000 X 1 2,000 000 1,000 MESABI TR CTF BEN INT 590672101 002 700 X 1 000 000 700 MET PRO CORP COM 590876306 072 5,590 X 1 3,820 000 1,770 METAWAVE COMMUNICATIONS CP COM 591409107 001 110 X 1 000 000 110 METHANEX CORP COM 59151K108 405 50,000 X 1 50,000 000 000 METHODE ELECTRS INC CL A 591520200 068 4,263 X 1 4,133 000 130 METLIFE INC COM 59156R108 40,968 1,352,082 X 1 1341,932 3,800 6,350 METRICOM INC COM 591596101 001 300 X 1 300 000 000 METRIS COS INC COM 591598107 011 500 X 1 200 000 300 METRO GOLDWYN MAYER INC COM 591610100 062 3,669 X 1 2,669 000 1,000 METROMEDIA FIBER NETWORK INC CL A 591689104 416 83,869 X 1 36,074 000 47,795 METROMEDIA INTL GROUP INC COM 591695101 768 257,000 X 1 33,000 000 224,000 METROMEDIA INTL GROUP INC PFD CONV % 591695200 215 12,000 X 1 1,800 10,200 000 METROWEST BK MASS COM 592668107 106 15,000 X 1 000 000 15,000 COLUMN TOTALS 1,068,323
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PAGE 72 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE METTLER TOLEDO INTERNATIONAL COM 592688105 8,004 200,091 X 1 182,891 9,200 8,000 MICHAEL FOOD INC NEW COM 594079105 391 13,050 X 1 12,050 000 1,000 MICHAELS STORES INC COM 594087108 047 1,560 X 1 1,560 000 000 MICREL INC COM 594793101 048 1,900 X 1 1,500 000 400 MICRO GENERAL CORP COM NEW 594838302 006 800 X 1 100 000 700 MICROS SYS INC COM 594901100 004 200 X 1 000 000 200 MICROSOFT CORP COM 594918104 595,059 10,661,658 X 1 7657,146 478,418 2526,094 MICROTEST INC COM 594941106 173 69,100 X 1 000 2,300 66,800 MICROVISION INC WASH COM 594960106 308 20,300 X 1 300 20,000 000 MICROSTRATEGY INC CL A 594972101 001 300 X 1 000 000 300 MICROCHIP TECHNOLOGY INC COM 595017104 207 8,690 X 1 6,840 000 1,850 MICROMUSE INC COM 595094103 122 3,340 X 1 2,688 000 652 MICRON ELECTRONICS INC COM 595100108 009 5,000 X 1 000 000 5,000 MICRON TECHNOLOGY INC COM 595112103 5,453 150,414 X 1 81,297 1,820 67,297 MID-AMER APT CMNTYS INC COM 59522J103 527 23,350 X 1 18,850 000 4,500 MID ATLANTIC MED SVCS INC COM 59523C107 1,369 66,640 X 1 000 000 66,640 MID-ATLANTIC RLTY TR SH BEN INT 595232109 127 10,000 X 1 10,000 000 000 MIDAS GROUP INC COM 595626102 023 1,782 X 1 1,417 000 365 MIDCOAST ENERGY RES INC COM 59563W104 007 275 X 1 000 000 275 MIDCAP SPDR TR UNIT SER 1 595635103 2,376 28,885 X 1 26,250 000 2,635 MIDDLESEX WATER CO COM 596680108 209 6,900 X 1 6,000 000 900 MIDWAY GAMES INC COM 598148104 024 3,360 X 1 000 000 3,360 MIDWEST BANC HOLDINGS INC COM 598251106 062 4,000 X 1 4,000 000 000 MIIX GROUP INC COM 59862V104 012 1,534 X 1 1,534 000 000 MILLENNIUM PHARMACEUTICALS INC COM 599902103 16,779 632,916 X 1 396,933 23,250 212,733 MILLENNIUM CHEMICALS INC COM 599903101 7,081 425,285 X 1 422,005 000 3,280 MILLENNIUM CELL INC COM 60038B105 016 2,575 X 1 2,575 000 000 MILLER EXPL CO COM 600533103 002 2,000 X 1 2,000 000 000 MILLER HERMAN INC COM 600544100 54,366 2,338,339 X 1 1789,030 111,834 437,475 MILLIPORE CORP COM 601073109 6,895 151,143 X 1 58,757 42,928 49,458 COLUMN TOTALS 699,707
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PAGE 73 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE MILLS CORP COM 601148109 077 3,650 X 1 3,300 000 350 MINERALS TECHNOLOGIES INC COM 603158106 163 4,720 X 1 000 000 4,720 MINIMED INC COM 60365K108 109 4,000 X 1 2,700 000 1,300 MINNESOTA MNG & MFG CO COM 604059105 129,983 1,273,717 X 1 635,741 192,947 445,029 MIPS TECHNOLOGIES INC CL A 604567107 025 1,290 X 1 970 000 320 MIPS TECHNOLOGIES INC CL B 604567206 038 2,078 X 1 2,078 000 000 MIRANT CORP COM 604675108 232 6,700 X 1 5,400 000 1,300 MITCHELL ENERGY & DEV CORP CL A 606592202 1,367 26,290 X 1 12,300 000 13,990 MOBILE MINI INC COM 60740F105 1,104 40,900 X 1 000 000 40,900 MOCON INC COM 607494101 069 11,137 X 1 000 000 11,137 MODEM MEDIA INC CL A 607533106 001 200 X 1 000 000 200 MODINE MFG CO COM 607828100 871 33,739 X 1 000 000 33,739 MOHAWK INDS INC COM 608190104 157 5,500 X 1 400 000 5,100 MOLECULAR DEVICES CORP COM 60851C107 015 360 X 1 200 000 160 MOLEX INC COM 608554101 11,207 318,485 X 1 119,322 40,158 159,005 MOLEX INC CL A 608554200 16,596 606,235 X 1 451,572 60,013 94,650 MOMENTUM BUSINESS APPS INC CL A 60877P108 004 352 X 1 270 016 066 MONACO COACH CORP COM 60886R103 011 600 X 1 600 000 000 MONARCH DENTAL CORP COM 609044102 001 5,182 X 1 000 5,182 000 MONDAVI ROBERT CORP CL A 609200100 416 9,050 X 1 2,300 4,500 2,250 MONMOUTH REAL ESTATE INVT CORP CL A 609720107 011 2,000 X 1 000 000 2,000 MONSANTO CO NEW COM 61166W101 036 1,000 X 1 1,000 000 000 MONTANA POWER CO COM 612085100 3,280 236,792 X 1 165,500 36,700 34,592 MONY GROUP INC COM 615337102 039 1,161 X 1 895 000 266 MOODYS CORP COM 615369105 5,735 210,688 X 1 56,368 15,300 139,020 MOOG INC CL A 615394202 072 2,100 X 1 200 000 1,900 MOORE LTD COM 615785102 002 500 X 1 000 000 500 MORGAN STANLEY D WITTER EMG MK COM 61744G107 012 1,468 X 1 000 000 1,468 MORGAN STAN D WITTER ASIA PAC COM 61744U106 160 21,212 X 1 9,700 10,012 1,500 MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 438,088 8,368,437 X 1 5949,721 547,013 1871,703 COLUMN TOTALS 609,881
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PAGE 74 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE MORGAN STANLEY D WITTER INDIA COM 61745C105 015 1,700 X 1 1,700 000 000 MORGAN STANLEY DEAN WITTER QULTY MUN SECS 61745P585 013 1,000 X 1 1,000 000 000 MORGAN STANLEY DEAN WITTER INSD MUN INCM 61745P791 043 3,170 X 1 2,350 000 820 MORRISON MGMT SPECIALISTS INC COM 618459101 3,179 79,633 X 1 79,493 000 140 MORTONS RESTAURANT GROUP INC COM 619429103 004 175 X 1 175 000 000 MOTHERS WK INC COM 619903107 295 40,000 X 1 000 40,000 000 MOTOROLA INC LYON SUB ZERO 09 620076AE9 126 145,000 X 1 145,000 000 000 MOTOROLA INC LYON SUB ZERO 13 620076AJ8 17,325 237,000 X 1 223,000 000 14,000 MOTOROLA INC COM 620076109 73,747 5,016,785 X 1 2877,772 769,341 1369,672 MP3 COM INC COM 62473M109 011 5,250 X 1 4,950 000 300 MUELLER INDS INC COM 624756102 173 5,948 X 1 148 000 5,800 MULTEX COM INC COM 625367107 029 2,000 X 1 2,000 000 000 MUNIHOLDINGS CALIF INSD FD INC COM 625933106 141 10,391 X 1 10,391 000 000 MUNICIPAL HIGH INCOME FD INC COM 626214100 094 11,000 X 1 000 000 11,000 MUNICIPAL MTG & EQUITY L L C GROWTH SHS 62624B101 109 4,825 X 1 1,872 000 2,953 MUNIINSURED FD INC COM 626245104 022 2,500 X 1 000 000 2,500 MUNIYIELD CALIF FD INC COM 626296107 085 6,265 X 1 6,265 000 000 MUNIYIELD N J FD INC COM 62630L101 008 552 X 1 552 000 000 MUNIYIELD PA INSD FD COM 62630V109 003 253 X 1 253 000 000 MUNIYIELD N Y INSD FD INC COM 626301105 031 2,347 X 1 1,006 000 1,341 MURPHY OIL CORP COM 626717102 788 11,580 X 1 8,610 000 2,970 MUTUAL RISK MGMT LTD COM 628351108 1,236 190,086 X 1 171,236 1,250 17,600 MYLAN LABS INC COM 628530107 1,171 48,130 X 1 22,460 1,300 24,370 MYRIAD GENETICS INC COM 62855J104 345 10,100 X 1 10,000 100 000 MYPOINTS COM INC COM 62855T102 006 6,800 X 1 6,800 000 000 NBC INTERNET INC CL A 62873D105 000 185 X 1 110 000 075 NBT BANCORP INC COM 628778102 011 631 X 1 631 000 000 NBTY INC COM 628782104 465 53,000 X 1 3,000 000 50,000 NCH CORP COM 628850109 011 220 X 1 220 000 000 NCO GROUP INC COM 628858102 008 300 X 1 300 000 000 COLUMN TOTALS 99,494
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PAGE 75 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE NCR CORP NEW COM 62886E108 1,855 47,893 X 1 9,954 1,000 36,939 NS GROUP INC COM 628916108 021 1,800 X 1 000 000 1,800 NEC CORP ADR 629050204 155 2,000 X 1 1,800 000 200 NL INDS INC COM NEW 629156407 174 10,802 X 1 10,802 000 000 NPS PHARMACEUTICALS INC COM 62936P103 3,467 180,121 X 1 132,001 000 48,120 NRG ENERGY INC COM 629377102 556 16,110 X 1 13,700 000 2,410 NTL INC COM 629407107 2,109 90,715 X 1 31,099 000 59,616 NTN COMMUNUNICATIONS INC COM NEW 629410309 000 700 X 1 000 000 700 NUI CORP COM 629431107 1,893 72,537 X 1 8,265 000 64,272 NYMAGIC INC COM 629484106 036 2,000 X 1 000 2,000 000 NABORS INDS INC COM 629568106 36,158 727,532 X 1 529,628 27,728 170,176 NAM TAI ELECTRS INC COM PAR $0.02 629865205 004 280 X 1 280 000 000 NANOGEN INC COM 630075109 001 150 X 1 000 000 150 NAPRO BIOTHERAPUTICS INC COM 630795102 002 334 X 1 000 000 334 NASDAQ 100 TR UNIT SER 1 631100104 2,907 77,721 X 1 64,360 000 13,361 NASH FINCH CO COM 631158102 063 3,600 X 1 000 000 3,600 NASHUA CORP COM 631226107 004 988 X 1 988 000 000 NATIONAL AUSTRALIA BK LTD SPONSORED ADR 632525408 028 400 X 1 000 000 400 NATIONAL BANCSHARES CORP TEX COM NEW P$0.01 632593505 019 1,000 X 1 1,000 000 000 NATIONAL BANKSHARES INC VA COM 634865109 003 164 X 1 000 000 164 NATIONAL CITY CORP COM 635405103 9,350 345,900 X 1 222,682 56,964 66,254 NATIONAL COMM BANCORP COM 635449101 6,773 272,280 X 1 220,233 000 52,047 NATIONAL DATA CORP SUB NT CONV 5%03 635621AA3 3,041 3,270,000 X 1 1685,000 275,000 1310,000 NATIONAL DATA CORP COM 635621105 3,415 155,600 X 1 142,100 1,050 12,450 NATIONAL HEALTH REALTY INC COM 635905102 024 2,600 X 1 000 000 2,600 NATIONAL FUEL GAS CO N J COM 636180101 2,844 51,837 X 1 14,740 17,200 19,897 NATIONAL GOLF PPTYS INC COM 63623G109 117 4,800 X 1 2,000 000 2,800 NATIONAL HEALTH INVS INC COM 63633D104 022 2,000 X 1 2,000 000 000 NATIONAL INSTRS CORP COM 636518102 038 1,195 X 1 775 000 420 NATIONAL-OILWELL INC COM 637071101 109 3,411 X 1 2,066 000 1,345 COLUMN TOTALS 75,188
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PAGE 76 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE NATIONAL PRESTO INDS INC COM 637215104 1,012 33,345 X 1 5,900 2,100 25,345 NATIONAL PROCESSING INC COM 637229105 1,035 55,200 X 1 51,800 000 3,400 NATIONAL SEMICONDUCTOR CORP COM 637640103 4,153 171,167 X 1 133,712 4,675 32,780 NATIONAL SVC INDS INC COM 637657107 1,463 62,030 X 1 35,480 8,600 17,950 NATIONAL WESTMINSTER BK PLC ADR REP PREF B 638539700 421 16,700 X 1 15,900 000 800 NATIONWIDE FINL SVCS INC CL A 638612101 15,342 406,962 X 1 359,707 6,850 40,405 NATIONWIDE HEALTH PPTYS INC COM 638620104 849 50,074 X 1 34,974 14,000 1,100 NATURAL MICROSYSTEMS CORP COM 638882100 1,368 168,327 X 1 154,757 2,400 11,170 NAUTICA ENTERPRISES INC COM 639089101 298 16,600 X 1 16,100 000 500 NAVISTAR INTL CORP NEW COM 63934E108 109 4,765 X 1 4,265 500 000 NAVIDEC INC COM 63934Q101 012 6,148 X 1 6,148 000 000 NAVIGANT CONSULTING INC COM 63935N107 5,482 818,165 X 1 817,865 000 300 NEIMAN MARCUS GROUP INC CL A 640204202 062 1,920 X 1 1,220 000 700 NEIMAN MARCUS GROUP INC CL B 640204301 043 1,444 X 1 1,053 000 391 NEOFORMA COM INC COM 640475109 135 120,000 X 1 120,000 000 000 NEOMAGIC CORP COM 640497103 070 20,300 X 1 000 6,600 13,700 NEON COMMUNICATIONS INC COM 640506101 002 400 X 1 000 000 400 NEON SYS INC COM 640509105 077 16,300 X 1 000 3,200 13,100 NEOSE TECHNOLOGIES INC COM 640522108 121 4,790 X 1 4,600 000 190 NEOTHERAPEUTICS INC COM 640656104 047 8,700 X 1 8,000 000 700 NEOPHARM INC COM 640919106 020 1,000 X 1 1,000 000 000 NETBANK INC COM 640933107 019 2,200 X 1 300 000 1,900 NETWORKS ASSOCS INC COM 640938106 2,105 276,127 X 1 154,750 16,500 104,877 NET2PHONE COM 64108N106 008 900 X 1 300 000 600 NETCENTIVES INC COM 64108P101 004 5,332 X 1 5,332 000 000 NETEGRITY INC COM 64110P107 025 1,050 X 1 600 000 450 NETERGY NETWORKS INC COM 64111F108 001 1,000 X 1 1,000 000 000 NETRO CORP COM 64114R109 005 1,241 X 1 000 000 1,241 NETSOLVE INC COM 64115J106 293 39,000 X 1 000 3,100 35,900 NETPLIANCE INC COM 64115K103 001 2,000 X 1 2,000 000 000 COLUMN TOTALS 34,582
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PAGE 77 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE NETSCOUT SYS INC COM 64115T104 375 74,900 X 1 67,400 000 7,500 NETWORK APPLIANCE INC COM 64120L104 2,926 191,854 X 1 168,004 710 23,140 NETWORK EQUIP TECHNOLOGIES SB DB CV 7.25%14 641208AA1 642 1,137,000 X 1 903,000 134,000 100,000 NETWORK PERIPHERALS INC COM 64121R100 187 30,600 X 1 000 4,000 26,600 NETZERO INC COM 64122R109 015 23,736 X 1 23,736 000 000 NETWORK COMM INC COM 64122T105 000 100 X 1 000 000 100 NEUBERGER BERMAN INC COM 641234109 078 1,280 X 1 1,050 000 230 NEUROGEN CORP COM 64124E106 133 6,450 X 1 6,250 000 200 NEUROBIOLOGICAL TECHNOLOGIES COM 64124W106 005 2,700 X 1 000 000 2,700 NEW ENGLAND BUSINESS SVC INC COM 643872104 038 2,200 X 1 2,200 000 000 NEW ERA OF NETWORKS INC COM 644312100 176 31,100 X 1 1,600 3,100 26,400 NEW FOCUS INC COM 644383101 090 7,850 X 1 350 000 7,500 NEW FRONTIER MEDIA INC COM 644398109 003 1,150 X 1 1,150 000 000 NEW GERMANY FD INC COM 644465106 557 76,112 X 1 4,512 000 71,600 NEW HORIZONS WORLDWIDE INC COM 645526104 1,406 100,000 X 1 54,250 8,250 37,500 NEW JERSEY RES COM 646025106 836 20,403 X 1 12,483 2,200 5,720 NEW PLAN EXCEL RLTY TR INC COM 648053106 1,428 89,562 X 1 35,015 17,600 36,947 NEW VY CORP WARRANT OR RIGHT 649080116 000 060 X 1 000 000 060 NEW VY CORP COM PAR $.01 649080504 000 020 X 1 000 000 020 NEW YORK CMNTY BANCORP INC COM 649445103 176 6,000 X 1 6,000 000 000 NEW YORK TIMES CO CL A 650111107 27,517 669,667 X 1 504,141 49,195 116,331 NEWELL RUBBERMAID INC COM 651229106 8,887 327,811 X 1 222,332 11,265 94,214 NEWFIELD EXPL CO COM 651290108 256 7,608 X 1 5,832 000 1,776 NEWHALL LAND & FARMING CO CAL DEPOSITARY REC 651426108 052 2,045 X 1 2,045 000 000 NEWMIL BANCORP INC COM 651633109 023 2,000 X 1 2,000 000 000 NEWMONT MINING CORP COM 651639106 1,105 71,825 X 1 14,111 1,589 56,125 NEWMONT MINING CORP PFD CONV $3.25 651639601 044 1,200 X 1 200 1,000 000 NEWPARK RES INC COM PAR $.01NEW 651718504 1,162 143,420 X 1 000 000 143,420 NEWPORT CORP COM 651824104 005 180 X 1 180 000 000 NEWPORT NEWS SHIPBUILDING INC COM 652228107 4,117 85,081 X 1 83,439 1,000 642 COLUMN TOTALS 52,239
80
PAGE 78 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE NEWPOWER HLDGS INC COM 652463100 035 5,400 X 1 2,500 000 2,900 NEWS CORP LTD ADR NEW 652487703 46,032 1,550,955 X 1 1243,940 80,150 226,865 NEWS CORP LTD SP ADR PFD 652487802 3,261 127,892 X 1 17,587 3,000 107,305 NEXELL THERAPEUTICS INC COM NEW 65332H203 034 25,741 X 1 000 25,741 000 NEXTCARD INC COM 65332K107 075 8,000 X 1 8,000 000 000 NEXTEL COMMUNICATIONS INC CL A 65332V103 110,287 8,131,426 X 1 5076,410 765,035 2289,981 NEXTEL PARTNERS INC CL A 65333F107 011 815 X 1 590 000 225 NEXT LEVEL COMM INC COM 65333U104 030 5,820 X 1 400 000 5,420 NIAGARA MOHAWK HLDGS INC COM 653520106 145 8,590 X 1 6,200 1,000 1,390 NICE SYS LTD SPONSORED ADR 653656108 005 500 X 1 000 000 500 NICOR INC COM 654086107 269 7,230 X 1 4,500 000 2,730 NIKE INC CL B 654106103 1,143 27,748 X 1 21,965 2,560 3,223 NIKU CORP COM 654113109 250 102,490 X 1 102,490 000 000 99 CENTS ONLY STORES COM 65440K106 396 17,057 X 1 17,057 000 000 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 772 25,480 X 1 1,380 000 24,100 NISOURCE INC COM 65473P105 725 23,132 X 1 17,975 2,895 2,262 NOBEL LEARNING CMNTYS INC COM 654889104 022 2,500 X 1 000 000 2,500 NOBLE AFFILIATES INC COM 654894104 624 16,020 X 1 13,790 000 2,230 NOKIA CORP SPONSORED ADR 654902204 378,821 16,520,769 X 1 12192,579 821,176 3507,014 NOBLE DRILLING CORP COM 655042109 825 18,978 X 1 12,678 000 6,300 NORAM ENERGY CORP SUB DEB CV 6%12 655419AC3 107 111,850 X 1 111,850 000 000 NORDSON CORP COM 655663102 010 400 X 1 400 000 000 NORDSTROM INC COM 655664100 1,536 93,302 X 1 17,902 3,400 72,000 NORFOLK SOUTHERN CORP COM 655844108 17,837 1,063,603 X 1 492,801 157,640 413,162 NORSK HYDRO A S SPONSORED ADR 656531605 712 17,438 X 1 17,138 000 300 NORTEK INC COM 656559101 038 1,400 X 1 000 000 1,400 NORTEL NETWORKS CORP NEW COM 656568102 34,291 2,452,893 X 1 1932,472 58,110 462,311 NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 741 40,364 X 1 29,664 6,000 4,700 NORTH FORK BANCORPORATION NY COM 659424105 14,558 555,032 X 1 161,254 23,162 370,616 NORTHEAST BANCORP COM 663904100 003 300 X 1 000 000 300 COLUMN TOTALS 613,595
81
PAGE 79 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE NORTHEAST UTILS COM 664397106 223 12,731 X 1 8,120 1,161 3,450 NORTHERN BORDER PARTNERS L P UNIT LTD PARTN 664785102 294 8,100 X 1 1,400 000 6,700 NORTHERN TR CORP COM 665859104 767,513 12,454,575 X 1 216,458 95,900 12142,217 NORTHFIELD LABS INC COM 666135108 001 100 X 1 100 000 000 NORTHROP GRUMMAN CORP COM 666807102 832,836 9,650,480 X 1 15,629 9633,531 1,320 NORTHWEST AIRLS CORP CL A 667280101 009 400 X 1 400 000 000 NORTHWEST BANCORP INC PA COM 667328108 008 800 X 1 800 000 000 NORTHWEST NAT GAS CO COM 667655104 282 11,765 X 1 7,715 000 4,050 NORTHWEST PIPE CO COM 667746101 050 3,600 X 1 1,000 000 2,600 NORTHWESTERN CORP COM 668074107 069 2,844 X 1 2,844 000 000 NOVA CHEMICALS CORP COM 66977W109 32,788 1,605,700 X 1 1349,800 51,000 204,900 NOVA CORP GA COM 669784100 063 3,446 X 1 1,614 000 1,832 NOVARTIS A G SPONSORED ADR 66987V109 3,249 83,704 X 1 45,408 17,316 20,980 NOVAMETRIX MED SYS INC COM 669870107 022 5,000 X 1 5,000 000 000 NOVATEL INC COM 669954109 005 3,000 X 1 000 000 3,000 NOTIFY TECHNOLOGY CORP COM 669956104 003 1,080 X 1 1,080 000 000 NUANCE COMMUNICATIONS INC COM 669967101 071 7,333 X 1 7,333 000 000 NOVELL INC COM 670006105 236 48,810 X 1 25,450 000 23,360 NOVELLUS SYS INC COM 670008101 1,261 34,794 X 1 14,354 8,400 12,040 NOVO NETWORKS INC COM 670099100 002 1,000 X 1 1,000 000 000 NOVO-NORDISK A S ADR 670100205 63,771 636,946 X 1 481,710 33,234 122,002 NU SKIN ENTERPRISES INC CL A 67018T105 006 700 X 1 700 000 000 NSTAR COM 67019E107 617 15,786 X 1 15,786 000 000 NTELOS INC COM 67019U101 013 670 X 1 400 000 270 NUCENTRIX BROADBAND NETWORKS COM 670198100 002 200 X 1 200 000 000 NUCOR CORP COM 670346105 2,489 62,234 X 1 29,574 18,567 14,093 NUEVO ENERGY CO COM 670509108 060 3,436 X 1 3,016 000 420 NUVEEN INSD PREM INCOME MUN 2 COM 6706D8104 170 13,011 X 1 13,011 000 000 NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 032 2,465 X 1 2,465 000 000 NUVEEN CALIF PREM INCOME MUN COM 6706L0102 022 1,666 X 1 000 000 1,666 COLUMN TOTALS 1,706,167
82
PAGE 80 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE NUVEEN N C PREM INCOME MUN FD SH BEN INT 67060P100 015 1,000 X 1 1,000 000 000 NUVEEN MASS PREM INCOME MUN FD COM 67061E104 076 5,100 X 1 000 000 5,100 NUVEEN PA PREM INCOME MUN FD 2 COM 67061F101 333 24,500 X 1 24,500 000 000 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 011 1,000 X 1 1,000 000 000 NUVEEN INSD CA PREM INCOME 2 COM 67061U108 017 1,200 X 1 1,200 000 000 NUVEEN CA INVT QUALITY MUN FD COM 67062A101 030 1,953 X 1 1,953 000 000 NUVEEN CALIF MUN VALUE FD COM 67062C107 065 7,000 X 1 7,000 000 000 NUVEEN INVT QUALITY MUN FD INC COM 67062E103 063 4,549 X 1 4,549 000 000 NUVEEN INSD QUALITY MUN FD INC COM 67062N103 096 6,800 X 1 5,800 000 1,000 NUVEEN PERFORMANCE PLUS MUN FD COM 67062P108 034 2,406 X 1 2,406 000 000 NUVEEN CALIF PERFORM PLUS MUN COM 67062Q106 029 1,877 X 1 1,877 000 000 NUVEEN NY PERFORM PLUS MUN FD COM 67062R104 127 8,548 X 1 8,548 000 000 NUVEEN PREM INCOME MUN FD COM 67062T100 377 27,635 X 1 2,627 000 25,008 NUVEEN CA MUN MKT OPPORTUNT FD COM 67062U107 029 1,907 X 1 1,907 000 000 NUVEEN MUN MKT OPPORTUNITY FD COM 67062W103 076 5,475 X 1 1,000 000 4,475 NUVEEN N Y INVT QUALITY MUN FD COM 67062X101 665 45,102 X 1 3,809 000 41,293 NUVEEN SELECT TAX FREE INCM PT SH BEN INT 67063C106 162 11,361 X 1 8,800 000 2,561 NUVEEN INSD CA SELECT TAX FREE SH BEN INT 67063R103 017 1,200 X 1 1,200 000 000 NUVEEN INSD N Y SELECT TAXFREE SH BEN INT 67063V104 433 31,275 X 1 21,325 000 9,950 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 168 11,950 X 1 10,250 000 1,700 NUVEEN SELECT TAX FREE INCM 3 SH BEN INT 67063X100 042 3,049 X 1 3,049 000 000 NUVEEN VA PREM INCOME MUN FD COM 67064R102 035 2,200 X 1 000 000 2,200 NVIDIA CORP COM 67066G104 123 1,970 X 1 1,330 000 640 NYFIX INC COM 670712108 058 2,600 X 1 200 000 2,400 O CHARLEYS INC COM 670823103 609 30,435 X 1 12,145 000 18,290 OGE ENERGY CORP COM 670837103 476 20,493 X 1 11,491 2,800 6,202 OHM CORP SUB DEB CV 8%06 670839AA7 124 144,000 X 1 000 000 144,000 OM GROUP INC COM 670872100 5,242 98,534 X 1 32,100 1,500 64,934 NUVEEN NJ INVT QUALITY MUN FD COM 670971100 356 24,073 X 1 15,843 2,000 6,230 NUVEEN PA INVT QUALITY MUN FD COM 670972108 075 5,130 X 1 000 000 5,130 COLUMN TOTALS 9,963
83
PAGE 81 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE NUVEEN SELECT QUALITY MUN FD COM 670973106 009 670 X 1 670 000 000 NUVEEN CA SELECT QUALITY MUN COM 670975101 030 1,980 X 1 1,980 000 000 NUVEEN NY SELECT QUALITY MUN COM 670976109 030 2,000 X 1 000 000 2,000 NUVEEN QUALITY INCOME MUN FD COM 670977107 257 18,200 X 1 14,700 000 3,500 NUVEEN FLA QUALITY INCOME MUN COM 670978105 366 24,800 X 1 000 000 24,800 NUVEEN OHIO QUALITY INCOME MUN COM 670980101 017 1,111 X 1 000 000 1,111 NUVEEN TEX QUALITY INCOME MUN COM 670983105 071 4,951 X 1 4,951 000 000 NUVEEN INSD MUN OPPORTUNITY FD COM 670984103 200 14,124 X 1 10,174 000 3,950 NUVEEN CALIF QUALITY INCM MUN COM 670985100 071 4,478 X 1 3,478 000 1,000 NUVEEN NY QUALITY INCM MUN FD COM 670986108 479 32,353 X 1 3,453 000 28,900 NUVEEN PREMIER INSD MUN INCOME COM 670987106 023 1,600 X 1 1,600 000 000 NUVEEN PREMIER MUN INCOME FD COM 670988104 028 1,950 X 1 1,750 000 200 NUVEEN INSD FLA PREM INCOME FD COM 67101V108 208 14,516 X 1 14,516 000 000 OSI PHARMACEUTICALS INC COM 671040103 1,596 44,500 X 1 3,650 1,600 39,250 OSI SYSTEMS INC COM 671044105 011 3,500 X 1 000 000 3,500 OTG SOFTWARE INC COM 671059103 002 344 X 1 000 000 344 OAKLEY INC COM 673662102 000 010 X 1 010 000 000 OAKWOOD HOMES CORP COM 674098108 003 2,900 X 1 1,700 1,200 000 OCCIDENTAL PETE CORP DEL COM 674599105 9,633 391,738 X 1 240,380 2,523 148,835 OCEAN BIO CHEM INC COM 674631106 000 606 X 1 000 606 000 OCEAN ENERGY INC TEX COM 67481E106 84,303 5,109,287 X 1 3676,694 249,908 1182,685 OCEANEERING INTL INC COM 675232102 004 220 X 1 000 000 220 OCEANFIRST FINL CORP COM 675234108 095 4,400 X 1 4,400 000 000 OCTEL CORP COM 675727101 013 1,125 X 1 1,125 000 000 OCULAR SCIENCES INC COM 675744106 003 170 X 1 000 000 170 OFFICE DEPOT INC LYON SUB ZERO 07 676220AA4 3,378 50,000 X 1 50,000 000 000 OFFICE DEPOT INC COM 676220106 1,345 156,771 X 1 62,735 14,175 79,861 OFFSHORE LOGISTICS INC COM 676255102 1,259 53,010 X 1 400 000 52,610 OHIO ART CO COM 677143109 001 406 X 1 000 406 000 OHIO CAS CORP COM 677240103 167 19,000 X 1 10,000 7,800 1,200 COLUMN TOTALS 103,602
84
PAGE 82 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE OLD KENT FINL CORP COM 679833103 979 25,760 X 1 13,671 000 12,089 OLD NATL BANCORP IND COM 680033107 012 574 X 1 574 000 000 OLD REP INTL CORP COM 680223104 1,427 48,593 X 1 33,578 000 15,015 OLIN CORP COM PAR $1 680665205 158 7,739 X 1 5,462 000 2,277 OMNICARE INC SUB DEB CV 5%07 681904AD0 1,419 1,637,000 X 1 1575,000 12,000 50,000 OMNICARE INC COM 681904108 3,580 172,680 X 1 21,360 000 151,320 OMNICOM GROUP INC COM 681919106 132,367 1,592,671 X 1 1379,061 21,050 192,560 OMEGA HEALTHCARE INVS INC COM 681936100 001 600 X 1 600 000 000 OMEGA FINL CORP COM 682092101 011 400 X 1 000 000 400 OMEGA WORLDWIDE INC COM 68210B108 000 098 X 1 098 000 000 OMEGA PROTEIN CORP COM 68210P107 004 2,000 X 1 2,000 000 000 OMNOVA SOLUTIONS INC COM 682129101 009 1,403 X 1 000 000 1,403 ON ASSIGNMENT INC COM 682159108 040 1,975 X 1 1,975 000 000 ONE LIBERTY PPTYS INC COM 682406103 024 2,000 X 1 000 000 2,000 ONE LIBERTY PPTYS INC PFD CONV $1.60 682406202 059 4,000 X 1 4,000 000 000 ONEIDA LTD COM 682505102 897 57,500 X 1 000 000 57,500 ONEOK INC NEW COM 682680103 628 15,689 X 1 9,189 200 6,300 ONI SYSTEMS CORP COM 68273F103 1,723 92,211 X 1 84,461 000 7,750 ONLINE RES CORP COM 68273G101 029 19,455 X 1 15,000 000 4,455 ONTRACK DATA INTL INC COM 683372106 006 850 X 1 850 000 000 ONYX PHARMACEUTICALS INC COM 683399109 033 4,200 X 1 000 000 4,200 OPEN MKT INC COM 68370M100 000 050 X 1 000 000 050 OPENWAVE SYS INC COM 683718100 5,807 318,169 X 1 280,404 2,350 35,415 OPINION RESH CORP COM 683755102 025 3,481 X 1 3,481 000 000 OPTIMAL ROBOTICS CORP CL A NEW 68388R208 4,218 164,612 X 1 164,612 000 000 OPTIO SOFTWARE INC COM 68389J106 126 161,000 X 1 000 000 161,000 ORACLE CORP COM 68389X105 89,163 5,820,058 X 1 3433,571 426,202 1960,285 OPTI INC COM 683960108 059 18,800 X 1 000 2,700 16,100 OPUS360 CORP COM 68400F109 000 1,577 X 1 1,345 000 232 ORATEC INTERVENTIONS INC COM 68554M108 004 504 X 1 504 000 000 COLUMN TOTALS 242,808
85
PAGE 83 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE ORBITAL SCIENCES CORP COM 685564106 018 3,200 X 1 000 000 3,200 ORCHID BIOSCIENCES INC COM 68571P100 101 22,067 X 1 5,000 000 17,067 OREGON STL MLS INC COM 686079104 143 28,500 X 1 900 10,700 16,900 O REILLY AUTOMOTIVE INC COM 686091109 12,188 619,080 X 1 196,900 189,000 233,180 ORION PWR HLDGS INC COM 686286105 113 3,700 X 1 2,200 000 1,500 ORTHOLOGIC CORP COM 68750J107 162 47,800 X 1 000 6,800 41,000 ORTHODONTIC CTRS AMER INC COM 68750P103 859 44,750 X 1 44,100 000 650 OSHKOSH TRUCK CORP COM 688239201 030 800 X 1 800 000 000 OSTEX INTL INC COM 68859Q101 017 15,000 X 1 15,000 000 000 OTTER TAIL PWR CO COM 689648103 537 18,970 X 1 16,220 000 2,750 OUTBACK STEAKHOUSE INC COM 689899102 143 5,510 X 1 4,850 000 660 OVERSEAS SHIPHOLDING GROUP INC COM 690368105 117 4,280 X 1 3,300 000 980 OWENS CORNING COM 69073F103 234 80,425 X 1 68,140 000 12,285 OWENS & MINOR INC NEW COM 690732102 2,503 153,097 X 1 3,597 000 149,500 OWENS ILL INC COM NEW 690768403 50,029 6,806,624 X 1 6781,569 000 25,055 OXFORD HEALTH PLANS INC COM 691471106 191 7,330 X 1 4,920 000 2,410 OXFORD TAX EXEMPT FD L P UNIT L P INT 69181P100 008 250 X 1 000 000 250 OXIGENE INC COM 691828107 220 38,700 X 1 30,300 000 8,400 P C CONNECTION COM 69318J100 029 3,000 X 1 000 000 3,000 PC-TEL INC COM 69325Q105 986 138,385 X 1 121,385 000 17,000 P-COM INC COM 693262107 003 4,006 X 1 000 000 4,006 PG&E CORP COM 69331C108 1,604 136,471 X 1 128,185 1,351 6,935 P F CHANGS CHINA BISTRO INC COM 69333Y108 286 7,856 X 1 7,726 000 130 PMA CAP CORP CL A 693419202 238 13,850 X 1 13,850 000 000 PMC COML TR SH BEN INT 693434102 024 2,000 X 1 000 000 2,000 PMC-SIERRA INC COM 69344F106 2,119 93,255 X 1 86,014 000 7,241 PMI GROUP INC COM 69344M101 123 1,880 X 1 380 000 1,500 PNC FINL SVCS GROUP INC COM 693475105 59,981 878,847 X 1 553,654 59,249 265,944 PNC FINL SVCS GROUP INC PFD C CV $1.60 693475402 279 2,786 X 1 000 000 2,786 PPG INDS INC COM 693506107 30,682 647,294 X 1 569,618 48,814 28,862 COLUMN TOTALS 163,967
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PAGE 84 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE PPL CORP COM 69351T106 2,204 48,412 X 1 17,846 5,132 25,434 PRI AUTOMATION INC COM 69357H106 050 3,150 X 1 2,800 000 350 PS BUSINESS PKS INC CALIF COM 69360J107 076 2,800 X 1 700 2,000 100 PSS WORLD MED INC COM 69366A100 102 22,800 X 1 000 2,000 20,800 PTEK HLDGS INC COM 69366M104 019 7,400 X 1 000 000 7,400 PYR ENERGY CORP COM 693677106 290 48,750 X 1 48,750 000 000 PAC-WEST TELECOM INC COM 69371Y101 016 5,775 X 1 2,610 000 3,165 PACCAR INC COM 693718108 2,033 46,000 X 1 44,220 200 1,580 PACER TECHNOLOGY COM NEW 693905200 001 400 X 1 000 400 000 PACIFIC CAP BANCORP NEW COM 69404P101 2,744 102,090 X 1 68,755 4,794 28,541 PACIFIC CENTY FINL CORP COM 694058108 700 34,700 X 1 13,300 4,000 17,400 PACIFIC CENTY CYBERWORKS LTD SPONSORED ADR 694059106 004 1,100 X 1 1,100 000 000 PACIFIC GULF PPTYS INC COM 694396102 443 79,650 X 1 79,650 000 000 PACIFIC NORTHWEST BANCORP COM 69466M103 002 090 X 1 090 000 000 PACIFIC SUNWEAR CALIF INC COM 694873100 2,923 109,529 X 1 000 000 109,529 PACIFIC UN BK CALIF COM 695025106 018 1,600 X 1 000 000 1,600 PACIFICARE HEALTH SYS DEL COM 695112102 1,066 43,176 X 1 42,276 000 900 PACKAGING CORP AMER COM 695156109 002 137 X 1 137 000 000 PACKARD BIOSCIENCE INC COM 695172205 1,829 278,720 X 1 1,200 000 277,520 PACKETEER INC COM 695210104 293 117,080 X 1 115,730 000 1,350 PACTIV CORP COM 695257105 078 6,240 X 1 6,172 000 068 PALL CORP COM 696429307 25,904 1,180,152 X 1 613,347 85,093 481,712 PALM HARBOR HOMES COM 696639103 4,454 293,231 X 1 90,325 60,465 142,441 PALM INC COM 696642107 2,349 310,570 X 1 193,743 7,594 109,233 PANAMSAT CORP NEW COM 697933109 188 5,000 X 1 3,000 000 2,000 PAN PACIFIC RETAIL PPTYS INC COM 69806L104 918 40,666 X 1 40,666 000 000 PANERA BREAD CO CL A 69840W108 1,773 63,055 X 1 570 000 62,485 PAPA JOHNS INTL INC COM 698813102 033 1,410 X 1 000 000 1,410 PARADIGM GENETICS INC COM 69900R106 5,338 1,041,535 X 1 1041,535 000 000 PARADYNE NETWORKS INC COM 69911G107 1,030 659,098 X 1 657,598 000 1,500 COLUMN TOTALS 56,880
87
PAGE 85 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE PARAMETRIC TECHNOLOGY CORP COM 699173100 430 46,844 X 1 7,360 5,500 33,984 PARK NATL CORP COM 700658107 447 5,200 X 1 5,200 000 000 PARK OHIO HLDGS CORP COM 700666100 022 4,800 X 1 2,400 000 2,400 PARK PL ENTMT CORP COM 700690100 281 27,695 X 1 18,895 000 8,800 PARKER DRILLING CO SUB NT CV 5.5%04 701081AD3 086 95,000 X 1 000 75,000 20,000 PARKER DRILLING CO COM 701081101 321 54,400 X 1 15,000 10,000 29,400 PARKER HANNIFIN CORP COM 701094104 6,714 167,094 X 1 76,082 57,262 33,750 PARKERVISION INC COM 701354102 002 060 X 1 000 000 060 PARKVALE FINL CORP COM 701492100 012 500 X 1 500 000 000 PARKWAY PPTYS INC COM 70159Q104 012 400 X 1 400 000 000 PATHMARK STORES INC NEW COM 70322A101 1,206 68,900 X 1 000 000 68,900 PATINA OIL & GAS CORP COM 703224105 008 350 X 1 000 000 350 PATRICK INDS INC COM 703343103 006 900 X 1 900 000 000 PATTERSON DENTAL CO COM 703412106 1,508 51,350 X 1 32,350 3,600 15,400 PATTERSON ENERGY INC COM 703414102 5,640 194,482 X 1 191,482 000 3,000 PAULA FINL DEL COM 703588103 005 3,352 X 1 1,500 000 1,852 PAXAR CORP COM 704227107 117 9,765 X 1 9,765 000 000 PAYCHEX INC COM 704326107 5,091 137,118 X 1 59,301 38,396 39,421 PAYLESS SHOESOURCE INC COM 704379106 5,375 86,357 X 1 44,601 348 41,408 PEAPACK-GLADSTONE FINL CORP COM 704699107 369 9,429 X 1 4,617 000 4,812 PEARSON PLC SPONSORED ADR 705015105 018 1,000 X 1 1,000 000 000 PEDIATRIX MED GROUP COM 705324101 005 225 X 1 225 000 000 PEERLESS SYS CORP COM 705536100 013 15,800 X 1 000 000 15,800 PEETS COFFEE & TEA INC COM 705560100 007 1,000 X 1 000 000 1,000 PEGASUS COMMUNICATIONS CORP CL A 705904100 2,046 95,702 X 1 2,138 000 93,564 PENN ENGR & MFG CORP CL A 707389102 055 1,559 X 1 1,559 000 000 PENN ENGR & MFG CORP COM NON VTG 707389300 043 1,116 X 1 1,116 000 000 PENN NATL GAMING INC COM 707569109 012 1,000 X 1 000 000 1,000 PENN OCTANE CORP COM 707573101 139 50,700 X 1 000 000 50,700 PENN TRAFFIC CO NEW WARRANT OR RIGHT 707832119 000 124 X 1 000 000 124 COLUMN TOTALS 29,990
88
PAGE 86 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE PENN TRAFFIC CO NEW COM NEW 707832200 001 124 X 1 000 000 124 PENN TREATY AMERN CORP COM 707874103 271 30,627 X 1 1,727 1,000 27,900 PENN VA CORP COM 707882106 903 23,500 X 1 500 000 23,000 PENNEY J C INC COM 708160106 3,818 239,372 X 1 230,572 2,100 6,700 PENNSYLVANIA RL ESTATE INVT TR SH BEN INT 709102107 070 3,336 X 1 1,000 900 1,436 PENNZOIL-QUAKER STATE COMPANY COM 709323109 568 42,103 X 1 2,015 38,888 1,200 PENTACON INC COM 709620108 001 2,000 X 1 2,000 000 000 PENTAIR INC COM 709631105 094 3,700 X 1 1,400 000 2,300 PENTASTAR COMMUNICATIONS INC COM 709632103 025 1,000 X 1 000 000 1,000 PENTON MEDIA INC COM 709668107 021 1,440 X 1 1,440 000 000 PEOPLES BK BRIDGEPORT CONN COM 710198102 622 24,388 X 1 9,577 000 14,811 PEOPLES ENERGY CORP COM 711030106 768 19,707 X 1 11,207 2,000 6,500 PEOPLESOFT INC COM 712713106 1,161 48,256 X 1 28,369 2,800 17,087 PEP BOYS MANNY MOE & JACK COM 713278109 004 700 X 1 000 000 700 PEPSI BOTTLING GROUP INC COM 713409100 153 4,065 X 1 3,765 000 300 PEPSIAMERICAS INC COM 71343P200 267 16,924 X 1 7,228 000 9,696 PEPSICO INC COM 713448108 306,743 6,963,517 X 1 4134,669 596,706 2232,142 PER-SE TECHNOLOGIES INC COM NEW 713569309 048 8,293 X 1 112 120 8,061 PERCEPTRON INC COM 71361F100 002 1,250 X 1 000 000 1,250 PEREGRINE SYSTEMS INC COM 71366Q101 188 10,580 X 1 7,430 000 3,150 PEREGRINE PHARMACEUTICALS INC COM 713661106 009 7,000 X 1 000 5,000 2,000 PEREZ COMPANC SA NEW SP ADR B SHS 71367B103 099 6,150 X 1 6,150 000 000 PERFORMANCE FOOD GROUP CO COM 713755106 005 100 X 1 000 000 100 PERFORMANCE TECHNOLOGIES INC COM 71376K102 131 10,000 X 1 000 000 10,000 PERKINELMER INC COM 714046109 1,536 31,512 X 1 28,642 000 2,870 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 092 13,655 X 1 12,655 000 1,000 PEROT SYS CORP CL A 714265105 4,760 459,445 X 1 389,225 6,300 63,920 PERRIGO CO COM 714290103 014 1,400 X 1 700 000 700 PERSONNEL GROUP AMER INC COM 715338109 039 35,500 X 1 35,500 000 000 PERUSAHAAN PERS INDO SATELLITE SPONSORED ADR 715680104 011 1,500 X 1 000 000 1,500 COLUMN TOTALS 322,424
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PAGE 87 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 167 37,880 X 1 34,300 000 3,580 PETRO-CDA COM/VARIBL VTG 71644E102 011 500 X 1 000 000 500 PETROCHINA CO LTD SPONSORED ADR 71646E100 124 7,000 X 1 000 000 7,000 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 71654V101 302 14,575 X 1 13,975 000 600 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 71654V408 4,935 215,520 X 1 201,620 000 13,900 PETROLEUM & RES CORP COM 716549100 098 3,622 X 1 432 000 3,190 PETROLEUM GEO-SVCS A/S SPONSORED ADR 716597109 1,033 120,220 X 1 38,520 23,900 57,800 PETROQUEST ENERGY INC COM 716748108 414 81,800 X 1 000 000 81,800 PETSMART INC COM 716768106 015 4,200 X 1 4,200 000 000 PHARMACYCLICS INC COM 716933106 044 2,085 X 1 2,085 000 000 PFIZER INC COM 717081103 760,626 45,202,215 X 1 31857,995 3776,691 9567,529 PFSWEB INC COM 717098107 144 184,700 X 1 000 24,600 160,100 PHARMACEUTICAL PROD DEV INC COM 717124101 019 500 X 1 500 000 000 PHARMACEUTICAL RES INC COM 717125108 133 10,000 X 1 000 000 10,000 PHARMACOPEIA INC COM 71713B104 002 120 X 1 000 000 120 PHARMANETICS INC COM 71713J107 035 3,916 X 1 000 000 3,916 PHARMACIA CORP COM 71713U102 81,099 1,646,687 X 1 1005,768 164,242 476,677 PHARMACIA CORP ADJ CONVR RATE 71713U201 669 15,370 X 1 2,300 10,500 2,570 PHARMCHEM INC COM 717133102 040 12,843 X 1 000 000 12,843 PHELPS DODGE CORP COM 717265102 793 19,579 X 1 5,339 11,286 2,954 PHILADELPHIA CONS HLDG CORP COM 717528103 309 11,200 X 1 10,200 000 1,000 PHILADELPHIA SUBN CORP COM PAR $0.50 718009608 420 17,750 X 1 6,880 000 10,870 PHILIP MORRIS COS INC COM 718154107 118,504 2,565,568 X 1 1838,803 197,367 529,398 PHILLIPS PETE CO COM 718507106 29,644 554,401 X 1 369,619 51,191 133,591 PHILLIPS VAN HEUSEN CORP COM 718592108 017 1,100 X 1 1,100 000 000 PHOENIX TECHNOLOGY LTD COM 719153108 34,832 2,402,179 X 1 1783,700 128,500 489,979 PHOSPHATE RESOURCE PARTNERS DEPOSITARY UNT 719217101 004 1,000 X 1 000 000 1,000 PHOTON DYNAMICS INC COM 719364101 010 500 X 1 500 000 000 PHOTOWORKS INC COM 71940B109 000 600 X 1 600 000 000 PHOTRONICS INC COM 719405102 608 26,630 X 1 14,275 000 12,355 COLUMN TOTALS 2,035,051
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PAGE 88 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE PICCADILLY CAFETERIAS INC COM 719567109 005 2,500 X 1 000 000 2,500 PIEDMONT NAT GAS INC COM 720186105 7,957 223,504 X 1 56,030 41,433 126,041 PIER 1 IMPORTS INC COM 720279108 1,014 77,986 X 1 1,125 000 76,861 PINNACLE HLDGS INC COM 72346N101 029 3,500 X 1 1,600 000 1,900 PINNACLE SYS INC COM 723481107 622 76,800 X 1 000 3,600 73,200 PINNACLE WEST CAP CORP COM 723484101 279 5,965 X 1 4,315 500 1,150 PIONEER INTREST SHS COM 723703104 125 10,700 X 1 10,500 000 200 PIONEER NAT RES CO COM 723787107 674 44,904 X 1 4,134 596 40,174 PIONEER STD ELECTRS INC COM 723877106 017 1,450 X 1 1,200 000 250 PITNEY BOWES INC COM 724479100 68,538 2,043,461 X 1 915,421 424,146 703,894 PITTSBURGH & W VA RR SH BEN INT 724819107 037 5,000 X 1 000 000 5,000 PITTSTON CO COM BRINKS GRP 725701106 6,924 323,558 X 1 196,080 15,800 111,678 PIXELWORKS INC COM 72581M107 022 2,600 X 1 2,600 000 000 PIXAR COM 725811103 017 560 X 1 270 000 290 PLACER DOME INC COM 725906101 2,000 236,098 X 1 103,848 3,000 129,250 PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN 726503105 045 2,000 X 1 2,000 000 000 PLAINS RES INC COM PAR $0.10 726540503 155 7,600 X 1 000 000 7,600 PLANAR SYS INC COM 726900103 024 1,900 X 1 000 000 1,900 PLANETCAD INC COM 72704Y103 003 4,000 X 1 000 000 4,000 PLANTRONICS INC NEW COM 727493108 21,760 1,272,524 X 1 1042,489 16,200 213,835 PLATO LEARNING INC COM 72764Y100 423 23,500 X 1 000 000 23,500 PLEXUS CORP COM 729132100 023 950 X 1 750 000 200 PLUG POWER INC COM 72919P103 058 4,100 X 1 2,100 000 2,000 PLUM CREEK TIMBER CO INC COM 729251108 1,936 80,020 X 1 54,250 13,600 12,170 POGO PRODUCING CO COM 730448107 357 12,475 X 1 11,595 000 880 POHANG IRON & STL LTD SPONSORED ADR 730450103 017 980 X 1 980 000 000 POLARIS INDS INC COM 731068102 2,460 55,910 X 1 55,700 000 210 POLAROID CORP COM 731095105 162 39,504 X 1 000 000 39,504 POLO RALPH LAUREN CORP CL A 731572103 016 600 X 1 400 000 200 POLYCOM INC COM 73172K104 023 1,960 X 1 1,600 000 360 COLUMN TOTALS 115,722
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PAGE 89 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE POLYMEDICA CORP COM 731738100 029 1,180 X 1 1,180 000 000 POLYMER GROUP INC COM 731745105 002 1,000 X 1 1,000 000 000 POLYONE CORP COM 73179P106 035 3,800 X 1 2,200 000 1,600 POLYVISION CORP COM 731805107 059 59,097 X 1 000 000 59,097 POMEROY COMPUTER RES COM 731822102 024 1,800 X 1 000 000 1,800 POPE & TALBOT INC COM 732827100 184 14,900 X 1 9,900 000 5,000 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 029 1,440 X 1 1,440 000 000 POPULAR INC COM 733174106 448 15,091 X 1 3,975 000 11,116 PORTA SYS CORP COM NEW 735647307 029 105,098 X 1 000 000 105,098 PORTAL SOFTWARE INC COM 736126103 019 2,598 X 1 1,478 000 1,120 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 026 3,090 X 1 3,090 000 000 POSSIS MEDICAL INC COM 737407106 042 10,500 X 1 000 000 10,500 POST PPTYS INC COM 737464107 1,801 50,861 X 1 33,400 10,800 6,661 POTASH CORP SASK INC COM 73755L107 1,336 22,970 X 1 3,600 7,500 11,870 POTLATCH CORP COM 737628107 768 24,220 X 1 23,610 000 610 POTOMAC ELEC PWR CO COM 737679100 1,195 51,288 X 1 40,670 3,918 6,700 POWERGEN PLC SPON ADR FINAL 738905405 034 820 X 1 820 000 000 POWER INTEGRATIONS INC COM 739276103 001 050 X 1 000 000 050 POWER-ONE INC COM 739308104 026 1,965 X 1 1,865 000 100 POWERTEL INC COM 73936C109 074 1,345 X 1 170 000 1,175 POWERWAVE TECHNOLOGIES INC COM 739363109 019 1,560 X 1 1,160 000 400 PRAECIS PHARMACEUTICALS INC COM 739421105 9,721 508,313 X 1 508,313 000 000 PRAXAIR INC COM 74005P104 7,447 164,794 X 1 115,957 5,750 43,087 PRE PAID LEGAL SVCS INC COM 740065107 011 1,000 X 1 1,000 000 000 PRECISION CASTPARTS CORP COM 740189105 674 20,480 X 1 12,280 000 8,200 PRECISION DRILLING CORP COM 74022D100 1,757 51,000 X 1 50,000 000 1,000 PREFERRED INCOME OPPORTUNITY COM 74037H104 108 9,945 X 1 000 000 9,945 PREMIER FARNELL PLC SP ADR PREF CV 74050U206 011 626 X 1 626 000 000 PRENTISS PPTYS TR SH BEN INT 740706106 307 12,436 X 1 7,008 000 5,428 PREVIEW SYS INC COM 741379101 053 20,256 X 1 18,935 000 1,321 COLUMN TOTALS 26,269
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PAGE 90 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE PRICE COMMUNICATIONS CORP COM NEW 741437305 018 1,050 X 1 500 000 550 PRICE T ROWE GROUP INC COM 74144T108 12,718 413,595 X 1 208,590 3,100 201,905 PRICELINE COM INC COM 741503106 021 7,000 X 1 7,000 000 000 PRIMEDIA INC COM 74157K101 110 18,544 X 1 7,470 000 11,074 PRIME RETAIL INC PFD CONV SER B 741570303 009 2,201 X 1 000 000 2,201 PRIME GROUP REALTY TRUST SH BEN INT 74158J103 553 39,640 X 1 35,430 3,300 910 PRIMA ENERGY CORP COM PAR $0.015 741901201 014 500 X 1 300 000 200 PRIME HOSPITALITY CORP COM 741917108 023 2,200 X 1 700 000 1,500 PRIMUS TELECOMMUNICATIONS GRP COM 741929103 036 12,000 X 1 6,000 000 6,000 PRIDE INTL INC COM 741932107 069 3,100 X 1 2,400 000 700 PRIORITY HEALTHCARE CORP CL B 74264T102 173 4,849 X 1 1,863 000 2,986 PROBUSINESS SERVICES INC COM 742674104 044 2,005 X 1 493 000 1,512 PROCOM TECHNOLOGY INC COM 74270W107 016 2,050 X 1 2,000 000 050 PROCTER & GAMBLE CO COM 742718109 280,229 4,549,169 X 1 2104,964 758,673 1685,532 PROFESSIONAL DETAILING INC COM 74312N107 008 130 X 1 130 000 000 PROFIT RECOVERY GROUP INTL INC COM 743168106 012 2,000 X 1 000 000 2,000 PROGRESS ENERGY INC COM 743263105 5,384 123,323 X 1 75,564 7,777 39,982 PROGRESS SOFTWARE CORP COM 743312100 089 6,310 X 1 3,000 000 3,310 PROGRESSIVE CORP OHIO COM 743315103 19,517 198,285 X 1 90,270 32,330 75,685 PROLOGIS TR SH BEN INT 743410102 1,682 82,834 X 1 71,403 6,400 5,031 PROTECTIVE LIFE CORP COM 743674103 951 30,485 X 1 6,385 000 24,100 PROTEIN DESIGN LABS INC COM 74369L103 1,087 28,939 X 1 27,529 000 1,410 PROVANT INC COM 743724106 002 400 X 1 400 000 000 PROVIDENT BANKSHARES CORP COM 743859100 007 301 X 1 300 000 001 PROVINCE HEALTHCARE CO COM 743977100 3,533 118,017 X 1 118,017 000 000 PROVIDIAN FINL CORP COM 74406A102 13,499 283,542 X 1 110,434 36,192 136,916 PROXICOM INC COM 744282104 000 100 X 1 000 000 100 PSINET INC COM 74437C101 007 35,510 X 1 11,050 14,220 10,240 PSYCHEMEDICS CORP COM 744375106 045 10,000 X 1 10,000 000 000 PUBLIC SVC CO N MEX COM 744499104 4,048 138,354 X 1 131,800 000 6,554 COLUMN TOTALS 343,904
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PAGE 91 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE PUBLIC SVC ENTERPRISE GROUP COM 744573106 27,768 630,666 X 1 552,556 17,554 60,556 PUBLIC STORAGE INC COM 74460D109 1,749 66,000 X 1 65,700 000 300 PUBLICARD INC COM 744627100 004 2,785 X 1 2,000 000 785 PUERTO RICAN CEM INC COM 745075101 411 17,500 X 1 000 000 17,500 PUGET ENERGY INC NEW COM 745310102 754 32,649 X 1 29,359 000 3,290 PULASKI FINL CORP COM 745548107 010 1,000 X 1 000 000 1,000 PULITZER INC COM 745769109 022 400 X 1 400 000 000 PULTE CORP COM 745867101 218 5,460 X 1 3,710 1,400 350 PURE RES INC COM 74622E102 184 10,111 X 1 300 000 9,811 PUTNAM DIVID INCOME FD COM SH BEN INT 746706100 008 800 X 1 000 000 800 PUTNAM INVT GRADE MUN TR COM 746805100 012 1,100 X 1 1,100 000 000 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 020 3,033 X 1 000 000 3,033 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 081 6,030 X 1 6,030 000 000 QLT INC COM 746927102 4,103 212,460 X 1 212,460 000 000 QRS CORP COM 74726X105 1,993 240,704 X 1 238,154 000 2,550 QS COMMUNICATIONS AG ADR 74727G101 000 050 X 1 050 000 000 QLOGIC CORP COM 747277101 860 41,953 X 1 39,983 000 1,970 QUAKER CITY BANCORP INC COM 74731K106 049 2,082 X 1 2,082 000 000 QUAKER CHEM CORP COM 747316107 800 45,300 X 1 000 000 45,300 QUAKER FABRIC CORP NEW COM 747399103 380 45,400 X 1 000 000 45,400 QUAKER OATS CO COM 747402105 30,961 319,351 X 1 93,068 15,102 211,181 QUALCOMM INC COM 747525103 65,704 1,275,805 X 1 946,227 30,388 299,190 QUALSTAR CORP COM 74758R109 019 2,500 X 1 000 000 2,500 QUALMARK CORP COM 747587103 064 53,900 X 1 000 7,000 46,900 QUANTA SVCS INC COM 74762E102 007 300 X 1 300 000 000 QUANEX CORP SB DB CV 6.88%07 747620AC6 043 50,000 X 1 25,000 25,000 000 QUANEX CORP COM 747620102 011 600 X 1 600 000 000 QUANTUM CORP SUB NT CONV 7%04 747906AC9 042 50,000 X 1 50,000 000 000 QUANTUM CORP COM DSSG 747906204 1,655 139,112 X 1 134,479 000 4,633 QUANTUM CORP COM HDDG 747906303 059 5,545 X 1 5,000 000 545 COLUMN TOTALS 137,991
94
PAGE 92 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE Q MED COM 747914109 031 5,000 X 1 000 000 5,000 QUEST DIAGNOSTICS INC COM 74834L100 1,162 13,304 X 1 909 7,600 4,795 QUEST SOFTWARE INC COM 74834T103 002 100 X 1 100 000 000 QUESTAR CORP COM 748356102 8,237 300,191 X 1 173,154 19,770 107,267 QUICKSILVER RESOURCES INC COM 74837R104 021 1,700 X 1 000 000 1,700 QUESTRON TECHNOLOGY INC COM NEW 748372208 1,329 421,941 X 1 421,941 000 000 QUIKSILVER INC COM 74838C106 1,394 53,000 X 1 000 000 53,000 QUINTILES TRANSNATIONAL CORP COM 748767100 201 12,350 X 1 3,500 5,200 3,650 QUORUM HEALTH GROUP INC COM 749084109 029 2,020 X 1 000 000 2,020 QXL RICARDO PLC SP ADR REP 25S 74912W309 000 010 X 1 000 000 010 QWEST COMMUNICATIONS INTL INC COM 749121109 105,336 2,950,584 X 1 1844,532 316,899 789,153 R & G FINANCIAL CORP CL B 749136107 028 1,800 X 1 1,800 000 000 RAIT INVT TR COM 749227104 165 12,000 X 1 5,000 000 7,000 RCN CORP COM 749361101 9,859 1,935,475 X 1 1230,736 234,250 470,489 RDO EQUIPMENT CO CL A 749413100 229 65,300 X 1 30,300 000 35,000 RFS HOTEL INVS INC COM 74955J108 288 20,015 X 1 14,475 000 5,540 R H DONNELLEY CORP COM NEW 74955W307 456 16,401 X 1 1,440 1,400 13,561 R G S ENERGY GROUP INC COM 74956K104 045 1,236 X 1 1,236 000 000 RLI CORP COM 749607107 008 200 X 1 200 000 000 R O C TAIWAN FD SH BEN INT 749651105 2,712 527,700 X 1 527,700 000 000 RPC INC COM 749660106 025 2,120 X 1 2,120 000 000 RPM INC OHIO COM 749685103 240 23,740 X 1 15,849 875 7,016 RSA SEC INC COM 749719100 767 33,338 X 1 28,101 000 5,237 RF MICRODEVICES INC COM 749941100 285 26,180 X 1 21,380 000 4,800 RADIAN GROUP INC COM 750236101 473 6,943 X 1 4,060 000 2,883 RADIANCE MEDICAL SYSTEMS INC COM 750241101 074 27,244 X 1 2,044 2,400 22,800 RADIANT SYSTEMS INC COM 75025N102 002 200 X 1 000 000 200 RADIO ONE INC CL A 75040P108 041 2,500 X 1 2,100 000 400 RADIOSHACK CORP COM 750438103 3,141 85,827 X 1 55,242 5,200 25,385 RADISYS CORP COM 750459109 013 795 X 1 675 000 120 COLUMN TOTALS 136,593
95
PAGE 93 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE RAINMAKER SYSTEMS COM 750875106 015 18,000 X 1 000 000 18,000 RAMBUS INC DEL COM 750917106 606 31,555 X 1 30,230 000 1,325 RALCORP HLDGS INC NEW COM 751028101 006 333 X 1 000 333 000 RALSTON PURINA CO COM 751277302 6,159 198,674 X 1 152,240 7,202 39,232 RAMSAY YOUTH SVCS INC COM NEW 75158K206 004 4,900 X 1 4,900 000 000 RANGE RES CORP COM 75281A109 155 30,000 X 1 000 30,000 000 RARE MEDIUM GROUP INC COM 75382N109 003 1,800 X 1 1,300 000 500 RATIONAL SOFTWARE CORP COM NEW 75409P202 765 44,842 X 1 44,099 000 743 RAYMOND JAMES FINANCIAL INC COM 754730109 056 2,000 X 1 1,200 000 800 RAYONIER INC COM 754907103 174 4,350 X 1 1,190 000 3,160 RAYOVAC CORP COM 755081106 2,357 134,280 X 1 134,280 000 000 RAYTECH CORP DEL COM 755103108 004 1,500 X 1 1,500 000 000 RAYTHEON CO CL A 755111309 1,403 47,040 X 1 43,056 2,105 1,879 RAYTHEON CO CL B 755111408 10,642 352,392 X 1 149,133 12,924 190,335 RAZORFISH INC CL A 755236106 001 1,200 X 1 400 800 000 READ-RITE CORP COM 755246105 115 15,850 X 1 000 1,700 14,150 READERS DIGEST ASSN INC CL A NON VTG 755267101 495 18,409 X 1 11,360 000 7,049 REALNETWORKS INC COM 75605L104 091 12,080 X 1 8,580 2,000 1,500 REALTY INCOME CORP COM 756109104 117 4,425 X 1 3,855 000 570 RECKSON ASSOCS RLTY CORP COM 75621K106 268 11,926 X 1 2,926 000 9,000 RECOTON CORP COM 756268108 010 800 X 1 000 000 800 RED HAT INC COM 756577102 037 6,742 X 1 040 000 6,702 REDBACK NETWORKS INC COM 757209101 1,448 123,750 X 1 109,775 000 13,975 REDWOOD TR INC COM 758075402 099 5,000 X 1 5,000 000 000 REDWOOD TR INC PFD CV B%9.74 758075600 027 1,000 X 1 1,000 000 000 REEBOK INTL LTD COM 758110100 015 600 X 1 000 500 100 REGAL BELOIT CORP COM 758750103 043 2,650 X 1 1,100 000 1,550 REGENERON PHARMACEUTICALS COM 75886F107 248 11,070 X 1 000 000 11,070 REGENT COMMUNICATIONS INC DEL COM 758865109 113 16,707 X 1 000 000 16,707 REGIS CORP MINN COM 758932107 057 3,979 X 1 1,979 000 2,000 COLUMN TOTALS 25,533
96
PAGE 94 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE REGIONS FINL CORP COM 758940100 5,239 181,429 X 1 94,796 61,300 25,333 REINSURANCE GROUP AMER INC COM 759351109 027 700 X 1 700 000 000 RELIANT ENERGY INC COM 75952J108 6,300 137,996 X 1 78,474 34,414 25,108 REMEC INC COM 759543101 092 10,200 X 1 000 000 10,200 REMEDY CORP COM 759548100 846 43,820 X 1 000 000 43,820 REMEDYTEMP INC CL A 759549108 012 1,000 X 1 000 000 1,000 REMINGTON OIL & GAS CORP COM 759594302 714 53,100 X 1 000 000 53,100 RENAL CARE GROUP INC COM 759930100 007 265 X 1 000 000 265 RENT A CTR INC NEW COM 76009N100 038 880 X 1 880 000 000 RENT WAY INC COM 76009U104 104 20,692 X 1 000 4,000 16,692 REPSOL YPF S A SPONSORED ADR 76026T205 4,640 264,102 X 1 60,925 49,900 153,277 REPTRON ELECTRONICS INC SB NT CV 6.75%04 76026WAA7 040 60,000 X 1 60,000 000 000 REPUBLIC BANCORP INC COM 760282103 023 1,900 X 1 1,900 000 000 REPUBLIC SVCS INC COM 760759100 157 8,600 X 1 6,600 000 2,000 RESEARCH FRONTIERS INC COM 760911107 117 6,250 X 1 6,250 000 000 RESEARCH IN MOTION LTD COM 760975102 016 800 X 1 500 000 300 RESONATE INC COM 76115Q104 108 42,600 X 1 000 4,700 37,900 RESMED INC COM 761152107 1,546 39,280 X 1 100 000 39,180 RESPIRONICS INC COM 761230101 070 2,450 X 1 2,230 000 220 RETEK INC COM 76128Q109 033 1,754 X 1 300 1,243 211 REUTERS GROUP PLC SPONSORED ADR 76132M102 16,843 233,522 X 1 138,246 35,823 59,453 REYNOLDS & REYNOLDS CO CL A 761695105 148 7,700 X 1 3,200 000 4,500 REYNOLDS R J TOB HLDGS INC COM 76182K105 1,794 32,487 X 1 30,952 000 1,535 RHYTHMS NETCONNECTIONS INC COM 762430205 059 188,881 X 1 188,881 000 000 RICHMOND CNTY FINL CORP COM 764556106 1,326 45,049 X 1 39,481 000 5,568 RIGHTCHOICE MANAGED CARE DEL COM 76657T102 010 300 X 1 300 000 000 RIGGS NATL CORP WASH DC COM 766570105 690 43,490 X 1 3,000 000 40,490 RIGHT MGMT CONSULTANTS INC COM 766573109 1,498 62,900 X 1 51,900 1,500 9,500 RIO TINTO PLC SPONSORED ADR 767204100 1,832 26,318 X 1 000 000 26,318 RITE AID CORP COM 767754104 2,488 389,351 X 1 43,700 7,311 338,340 COLUMN TOTALS 46,817
97
PAGE 95 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE ROADWAY EXPRESS INC DEL COM 769742107 029 1,310 X 1 300 000 1,010 ROBBINS & MYERS INC SUB NT CV 6.5%03 770196AA1 026 25,000 X 1 25,000 000 000 ROBERT HALF INTL INC COM 770323103 857 38,988 X 1 4,188 000 34,800 ROCKWELL INTL CORP NEW COM 773903109 4,217 111,436 X 1 58,023 420 52,993 ROCKY SHOES & BOOTS INC COM 774830103 009 2,100 X 1 000 000 2,100 ROGERS COMMUNICATIONS INC CL B 775109200 328 22,500 X 1 15,500 7,000 000 ROGERS CORP COM 775133101 011 320 X 1 200 000 120 ROHM & HAAS CO COM 775371107 26,966 872,692 X 1 689,304 23,695 159,693 ROHN INDS INC COM 775381106 001 322 X 1 000 322 000 ROLLINS INC COM 775711104 174 8,800 X 1 800 8,000 000 ROPER INDS INC NEW COM 776696106 078 2,205 X 1 1,360 000 845 ROSLYN BANCORP INC COM 778162107 259 11,528 X 1 7,298 000 4,230 ROSS STORES INC COM 778296103 198 10,400 X 1 9,050 000 1,350 ROSTELECOM OPEN JT STK LNG DST SPONSORED ADR 778529107 230 51,130 X 1 51,130 000 000 ROUSE CO COM 779273101 15,215 585,640 X 1 537,436 19,900 28,304 ROUSE CO PFD CONV SER B 779273309 107 2,800 X 1 2,800 000 000 ROWAN COS INC COM 779382100 4,980 192,954 X 1 136,264 000 56,690 ROWECOM INC COM 77957X108 000 400 X 1 400 000 000 ROYAL GROUP TECHNOLOGIES LTD SUB VTG SH 779915107 010 700 X 1 700 000 000 ROYAL BK CDA MONTREAL QUE COM 780087102 181 6,000 X 1 6,000 000 000 ROYAL BK SCOTLAND GROUP PLC SP ADR B PREF 780097309 326 12,450 X 1 3,350 000 9,100 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF C 780097408 758 29,599 X 1 22,299 1,000 6,300 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF D 780097606 282 10,900 X 1 4,900 000 6,000 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF E 780097705 156 6,000 X 1 2,000 000 4,000 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF J 780097853 183 7,000 X 1 4,000 000 3,000 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 074 3,000 X 1 000 000 3,000 ROYAL BK SCOTLAND GROUP PLC SPON ADR PRF G 780097887 123 5,000 X 1 2,000 000 3,000 ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 282,596 5,156,865 X 1 2541,034 672,593 1943,238 ROYAL PTT NEDERLAND N V SPONSORED ADR 780641205 020 2,014 X 1 000 000 2,014 RUBY TUESDAY INC COM 781182100 8,776 443,240 X 1 441,695 000 1,545 COLUMN TOTALS 347,170
98
PAGE 96 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE RUDDICK CORP COM 781258108 021 1,580 X 1 800 000 780 RUSH ENTERPISES INC COM 781846100 034 8,000 X 1 8,000 000 000 RUSS BERRIE & CO COM 782233100 141,337 5,520,982 X 1 5306,794 000 214,188 RUSSELL CORP COM 782352108 590 31,900 X 1 31,600 000 300 RYANAIR HLDGS PLC SPONSORED ADR 783513104 524 12,000 X 1 000 000 12,000 RYANS FAMILY STEAK HOUSE INC COM 783519101 036 3,450 X 1 000 000 3,450 RYDER SYS INC COM 783549108 18,757 1,040,322 X 1 1039,512 300 510 RYLAND GROUP INC COM 783764103 319 8,000 X 1 000 000 8,000 SBC COMMUNICATIONS INC COM 78387G103 203,417 4,648,472 X 1 2621,660 589,446 1437,366 SBS TECHNOLOGIES INC COM 78387P103 037 2,593 X 1 2,593 000 000 SBA COMMUNICATIONS CORP COM 78388J106 030 1,803 X 1 1,803 000 000 SCI SYS INC COM 783890106 128 7,110 X 1 6,210 000 900 SCM MICROSYSTEMS INC COM 784018103 005 320 X 1 220 000 100 SEI INVESTMENTS CO COM 784117103 179 5,640 X 1 1,240 000 4,400 SEMCO ENERGY INC COM 78412D109 039 2,760 X 1 1,900 000 860 SJNB FINL CORP COM 784273104 011 300 X 1 000 000 300 SJW CORP COM 784305104 080 990 X 1 990 000 000 SK TELECOM LTD SPONSORED ADR 78440P108 547 38,130 X 1 38,130 000 000 SL GREEN RLTY CORP COM 78440X101 233 8,500 X 1 8,000 000 500 S L INDS INC COM 784413106 026 1,973 X 1 1,973 000 000 SPDR TR UNIT SER 1 78462F103 8,366 73,256 X 1 68,450 075 4,731 SPSS INC COM 78462K102 021 1,320 X 1 000 000 1,320 S1 CORPORATION COM 78463B101 2,057 299,215 X 1 299,165 000 050 SPX CORP COM 784635104 3,977 44,658 X 1 38,192 5,695 771 SABINE ROYALTY TR UNIT BEN INT 785688102 691 32,532 X 1 3,914 2,618 26,000 SABRE HLDGS CORP CL A 785905100 16,304 354,349 X 1 305,456 1,081 47,812 SAFECO CORP COM 786429100 1,893 68,355 X 1 51,065 3,350 13,940 SAFEGUARD SCIENTIFICS INC COM 786449108 1,173 242,422 X 1 108,377 000 134,045 SAFESCIENCE INC COM 786452102 000 500 X 1 500 000 000 SAFEWAY INC COM NEW 786514208 13,049 234,779 X 1 196,526 2,999 35,254 COLUMN TOTALS 413,881
99
PAGE 97 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE SAGA COMMUNICATIONS CL A 786598102 154 9,455 X 1 9,455 000 000 SAGENT TECHNOLOGY INC COM 786693101 017 10,300 X 1 3,300 000 7,000 ST FRANCIS CAP CORP COM 789374105 017 900 X 1 000 000 900 ST JOE CO COM 790148100 633 27,612 X 1 22,762 000 4,850 ST JUDE MED INC COM 790849103 1,570 30,636 X 1 20,496 3,200 6,940 ST MARY LD & EXPL CO COM 792228108 027 1,290 X 1 700 000 590 ST PAUL COS INC COM 792860108 13,419 301,964 X 1 209,412 1,300 91,252 SAKS INC COM 79377W108 305 23,450 X 1 5,300 1,800 16,350 SALISBURY BANCORP INC COM 795226109 351 18,552 X 1 000 000 18,552 SALOMON BROTHERS FD INC COM 795477108 292 21,318 X 1 10,659 000 10,659 SALOMON BROS 2008 WORLDWIDE COM 79548R103 044 4,507 X 1 507 000 4,000 SALTON INC COM 795757103 074 5,000 X 1 000 000 5,000 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 558 36,500 X 1 25,000 000 11,500 SAN PAOLO-IMI S P A SPONSORED ADR 799175104 037 1,400 X 1 1,400 000 000 SANCHEZ COMPUTER ASSOCS INC COM 799702105 035 4,800 X 1 000 000 4,800 SANDISK CORP COM 80004C101 308 15,534 X 1 12,142 000 3,392 SANDY SPRING BANCORP INC COM 800363103 031 1,000 X 1 000 000 1,000 SANMINA CORP COM 800907107 895 44,318 X 1 42,832 000 1,486 SANGSTAT MED CORP COM 801003104 022 2,500 X 1 2,000 000 500 SANTA FE ENERGY TR RCPT DEP UNITS 802013102 010 450 X 1 000 000 450 SAP AKTIENGESELLSCHAFT SPONSORED ADR 803054204 1,696 62,804 X 1 16,500 4,550 41,754 SAPIENT CORP COM 803062108 025 3,296 X 1 1,400 000 1,896 SARA LEE CORP COM 803111103 22,427 1,041,170 X 1 611,886 87,880 341,404 SATCON TECHNOLOGY CORP COM 803893106 1,067 113,860 X 1 113,860 000 000 SATYAM INFOWAY LTD SPONSORED ADR 804099109 016 5,336 X 1 5,336 000 000 SAUL CTRS INC COM 804395101 038 2,052 X 1 000 000 2,052 SAWTEK INC COM 805468105 017 1,000 X 1 500 000 500 SCANA CORP NEW COM 80589M102 1,080 38,572 X 1 24,831 3,667 10,074 SCANSOFT INC COM 80603P107 002 3,173 X 1 3,173 000 000 SCHEIN HENRY INC COM 806407102 1,072 33,100 X 1 13,700 000 19,400 COLUMN TOTALS 46,239
100
PAGE 98 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE SCHERING A G SPONSORED ADR 806585204 047 1,000 X 1 000 000 1,000 SCHERING PLOUGH CORP COM 806605101 128,948 3,636,443 X 1 1887,230 427,033 1322,180 SCHLUMBERGER LTD COM 806857108 118,201 2,138,994 X 1 1114,918 246,631 777,445 SCHOLASTIC CORP COM 807066105 2,568 70,600 X 1 49,600 8,000 13,000 SCHULMAN A INC COM 808194104 359 30,920 X 1 1,400 10,900 18,620 SCHWAB CHARLES CORP NEW COM 808513105 104,854 6,990,251 X 1 3904,652 641,227 2444,372 SCHWEITZER-MAUDUIT INTL INC COM 808541106 026 1,515 X 1 000 000 1,515 SCIENT CORP COM 80864H109 003 1,568 X 1 253 840 475 SCIENTIFIC ATLANTA INC COM 808655104 1,422 35,064 X 1 17,472 600 16,992 SCIENTIFIC LEARNING CORP COM 808760102 003 1,000 X 1 000 000 1,000 SCIOS INC COM 808905103 029 1,381 X 1 000 000 1,381 SCIQUEST COM INC COM 80908Q107 004 5,700 X 1 5,700 000 000 SCITEX LTD ORD 809090103 008 1,000 X 1 1,000 000 000 SCOTT TECHNOLOGIES INC COM 810022301 006 290 X 1 000 000 290 SCOTTISH PWR PLC SPON ADR FINAL 81013T705 1,345 51,328 X 1 31,519 14,500 5,309 SCOTTS CO CL A 810186106 194 4,978 X 1 1,378 000 3,600 SCREAMINGMEDIA INC COM 810883108 136 74,921 X 1 000 000 74,921 SCRIPPS E W CO OHIO CL A 811054204 320 5,519 X 1 4,748 000 771 SCUDDER INTER GOVT TR SH BEN INT 811163104 009 1,300 X 1 000 000 1,300 SCUDDER MUN INCOME TR COM SH BEN INT 81118R604 026 2,283 X 1 2,283 000 000 SEA CONTAINERS LTD CL A 811371707 041 2,364 X 1 2,164 000 200 SEACHANGE INTL INC COM 811699107 053 4,500 X 1 000 000 4,500 SEACOAST FINL SVCS CORP COM 81170Q106 056 4,170 X 1 2,670 000 1,500 SEACOAST BKG CORP FLA CL A 811707108 458 16,125 X 1 000 000 16,125 SEACOR SMIT INC COM 811904101 41,401 919,822 X 1 745,872 33,250 140,700 SEALED AIR CORP NEW COM 81211K100 9,477 291,152 X 1 202,033 38,505 50,614 SEALED AIR CORP NEW PFD CV A $2 81211K209 3,228 90,564 X 1 55,037 19,007 16,520 SEARS ROEBUCK & CO COM 812387108 9,179 263,383 X 1 201,658 28,345 33,380 SECTOR SPDR TR SBI CONS SERVS 81369Y209 034 1,300 X 1 1,300 000 000 SECTOR SPDR TR SBI CONS STPLS 81369Y308 056 2,300 X 1 2,300 000 000 COLUMN TOTALS 422,491
101
PAGE 99 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE SECTOR SPDR TR SBI CYCL TRANS 81369Y407 094 3,600 X 1 3,600 000 000 SECTOR SPDR TR SBI INT-TECH 81369Y803 526 21,755 X 1 21,600 000 155 SECURE COMPUTING CORP COM 813705100 002 230 X 1 000 000 230 SEDONA CORP PA COM 815677109 002 3,000 X 1 000 000 3,000 SEEBEYOND TECHNOLOGIES CORP COM 815704101 113 9,089 X 1 9,089 000 000 SEGUE SOFTWARE INC COM 815807102 069 13,500 X 1 000 2,100 11,400 SEITEL INC COM NEW 816074306 1,668 94,800 X 1 000 53,000 41,800 SELECT COMFORT CORP COM 81616X103 061 37,596 X 1 000 000 37,596 SELECT THERAPEUTICS INC COM 816209100 008 5,000 X 1 000 000 5,000 SELECTIVE INS GROUP INC COM 816300107 137 6,100 X 1 2,300 000 3,800 SEMTECH CORP COM 816850101 3,672 136,636 X 1 136,236 000 400 SEMPRA ENERGY COM 816851109 65,643 2,817,279 X 1 23,888 1,800 2791,591 SEMX CORP COM 816854103 045 11,000 X 1 8,000 000 3,000 SENTO CORP COM 816918106 007 3,750 X 1 3,750 000 000 SENETEK PLC SPONSORED ADR 817209307 005 5,000 X 1 000 5,000 000 SENIOR HSG PPTYS TR SH BEN INT 81721M109 185 16,706 X 1 4,415 8,011 4,280 SENSIENT TECHNOLOGIES CORP COM 81725T100 046 2,100 X 1 000 000 2,100 SENSORMATIC ELECTRS CORP COM 817265101 22,118 1,164,122 X 1 1106,837 000 57,285 SENSORMATIC ELECTRS CORP PFD 1/10CV6.5% 817265200 6,858 260,000 X 1 260,000 000 000 SEPRACOR INC COM 817315104 1,485 47,902 X 1 21,242 16,400 10,260 SEQUA CORPORATION CL A 817320104 008 212 X 1 000 000 212 SEQUA CORPORATION PFD CONV $5 817320302 008 113 X 1 113 000 000 SEQUOIA SOFTWARE CORP COM 817439102 056 10,000 X 1 000 000 10,000 SERENA SOFTWARE INC COM 817492101 212 26,450 X 1 000 000 26,450 SERVICE CORP INTL COM 817565104 086 19,544 X 1 6,983 000 12,561 SERVICEMASTER CO COM 81760N109 31,293 2,740,193 X 1 2430,510 113,236 196,447 7-ELEVEN INC COM NEW 817826209 538 55,252 X 1 300 000 54,952 SHAW COMMUNICATIONS INC CL B CONV 82028K200 461 22,909 X 1 5,807 000 17,102 SHAW GROUP INC COM 820280105 1,615 34,460 X 1 660 000 33,800 SHELL TRANS & TRADING PLC NEW YRK SH NEW 822703609 6,487 140,265 X 1 88,215 10,100 41,950 COLUMN TOTALS 143,508
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PAGE 100 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE SHERWIN WILLIAMS CO COM 824348106 24,313 948,249 X 1 393,638 5,900 548,711 SHILOH INDS INC COM 824543102 038 8,300 X 1 2,500 000 5,800 SHIRE PHARMACEUTICALS GRP PLC SPONSORED ADR 82481R106 374 8,821 X 1 521 000 8,300 SHURGARD STORAGE CTRS INC COM 82567D104 041 1,560 X 1 000 000 1,560 SICOR INC COM 825846108 012 906 X 1 906 000 000 SIEBEL SYS INC COM 826170102 6,069 211,828 X 1 128,286 4,100 79,442 SIEMENS A G SPONSORED ADR 826197501 366 3,645 X 1 145 000 3,500 SIERRA PAC RES NEW COM 826428104 144 10,305 X 1 7,993 000 2,312 SIERRACITIES COM INC COM 826521106 245 43,000 X 1 000 3,400 39,600 SIGMA ALDRICH CORP COM 826552101 36,301 737,998 X 1 484,592 103,098 150,308 SILICON LABORATORIES INC COM 826919102 010 600 X 1 300 000 300 SILICON GRAPHICS INC SR NT CV 5.25%04 827056AC6 012 20,000 X 1 20,000 000 000 SILICON GRAPHICS INC COM 827056102 067 17,594 X 1 15,000 000 2,594 SILICON STORAGE TECHNOLOGY INC COM 827057100 036 4,700 X 1 4,000 000 700 SILICON VY BANCSHARES COM 827064106 177 7,950 X 1 4,700 000 3,250 SILICON VY GROUP INC COM 827066101 021 830 X 1 700 000 130 SILICONIX INC COM NEW 827079203 012 400 X 1 200 000 200 SILVERSTREAM SOFTWARE INC COM 827907106 821 89,651 X 1 89,651 000 000 SIMON PPTY GROUP INC NEW COM 828806109 2,187 85,729 X 1 81,875 2,000 1,854 SIMON PPTY GROUP INC NEW PFD CV B 6.50% 828806406 088 1,242 X 1 1,242 000 000 SIMPSON MANUFACTURING CO INC COM 829073105 966 19,810 X 1 18,100 000 1,710 SINCLAIR BROADCAST GROUP INC CL A 829226109 215 29,950 X 1 2,600 000 27,350 SINOPEC SHANGHAI PETROCHEMICAL SPON ADR H 82935M109 013 1,000 X 1 1,000 000 000 SIRIUS SATELLITE RADIO INC COM 82966U103 5,037 428,677 X 1 304,627 6,000 118,050 SIX FLAGS INC COM 83001P109 272 13,815 X 1 12,895 000 920 SKY FINL GROUP INC COM 83080P103 038 2,230 X 1 1,460 000 770 SKYEPHARMA PLC SPONSORED ADR 830808101 020 1,739 X 1 000 000 1,739 SKYLINE CORP COM 830830105 030 1,400 X 1 1,400 000 000 SKYWEST INC COM 830879102 045 2,070 X 1 2,070 000 000 SMART & FINAL INC COM 831683107 024 2,500 X 1 2,500 000 000 COLUMN TOTALS 77,994
103
PAGE 101 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE SMARTSERV ONLINE INC COM NE 83169M203 135 22,738 X 1 300 000 22,438 SMARTFORCE PUB LTD CO SPONSORED ADR 83170A206 293 14,000 X 1 000 000 14,000 SMITH A O COM 831865209 005 270 X 1 000 000 270 SMITH INTL INC COM 832110100 2,308 34,609 X 1 28,999 000 5,610 SMITH CHARLES E RESDNTL RLTY COM 832197107 2,085 46,203 X 1 43,650 000 2,553 SMITHFIELD FOODS INC COM 832248108 360 11,140 X 1 1,940 000 9,200 SMUCKER J M CO COM 832696306 179 7,096 X 1 4,736 2,000 360 SMURFIT-STONE CONTAINER CORP COM 832727101 1,474 113,183 X 1 107,383 000 5,800 SNAP ON INC COM 833034101 693 23,958 X 1 15,108 1,400 7,450 SODEXHO MARRIOTT SVCS INC COM 833793102 045 1,531 X 1 1,134 000 397 SOLA INTL INC COM 834092108 681 71,337 X 1 26,112 3,200 42,025 SOLECTRON CORP COM 834182107 96,527 5,309,518 X 1 4423,099 138,500 747,919 SOLUTIA INC COM 834376105 206 16,806 X 1 6,192 2,300 8,314 SOMERA COMMUNICATION COM 834458101 003 700 X 1 700 000 000 SONERA GROUP PLC SPONSORED ADR 835433202 010 1,650 X 1 1,350 000 300 SONIC CORP COM 835451105 1,439 58,750 X 1 000 000 58,750 SONICBLUE INC COM 83546Q109 182 41,614 X 1 000 3,676 37,938 SONIC SOLUTIONS COM 835460106 008 6,000 X 1 000 000 6,000 SONICWALL INC COM 835470105 002 200 X 1 000 000 200 SONOCO PRODS CO COM 835495102 3,420 158,774 X 1 149,923 3,346 5,505 SONOMA WEST HLDGS INC COM 835637109 098 13,100 X 1 100 13,000 000 SONOSITE INC COM 83568G104 041 3,457 X 1 3,457 000 000 SONY CORP ADR NEW 835699307 7,656 110,354 X 1 40,839 8,612 60,903 SOTHEBYS HLDGS INC CL A 835898107 064 3,600 X 1 300 000 3,300 SONUS NETWORKS INC COM 835916107 720 39,325 X 1 29,000 000 10,325 SOURCE CAP INC COM 836144105 242 4,706 X 1 040 4,666 000 SOUTH ALA BANCORPORATION COM 836234104 1,264 95,405 X 1 89,750 000 5,655 SOUTH FINL GROUP INC COM 837841105 021 1,500 X 1 700 000 800 SOUTH JERSEY INDS INC COM 838518108 160 5,468 X 1 3,468 000 2,000 SOUTHERN CO COM 842587107 9,497 269,099 X 1 127,400 68,953 72,746 COLUMN TOTALS 129,818
104
PAGE 102 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE SOUTHERN FINL BANCORP INC COM 842870107 077 4,422 X 1 000 000 4,422 SOUTHERN PAC PETE NL ADR NEW 843581307 753 415,135 X 1 3,625 000 411,510 SOUTHERN SEC LIFE INS INC COM 843805102 001 240 X 1 240 000 000 SOUTHERN UN CO NEW COM 844030106 184 9,034 X 1 1,342 000 7,692 SOUTHTRUST CORP COM 844730101 2,664 58,317 X 1 54,652 300 3,365 SOUTHWEST AIRLS CO COM 844741108 55,686 3,149,665 X 1 2197,429 75,553 876,683 SOUTHWEST BANCORPORATION TEX COM 84476R109 904 29,288 X 1 29,288 000 000 SOUTHWEST GAS CORP COM 844895102 1,028 50,000 X 1 50,000 000 000 SOUTHWESTERN ENERGY CO COM 845467109 075 7,492 X 1 7,492 000 000 SOVEREIGN BANCORP INC COM 845905108 49,111 5,975,290 X 1 114,603 7,930 5852,757 SOVRAN SELF STORAGE INC COM 84610H108 075 3,080 X 1 2,240 000 840 SPACEHAB INC SUB NT CONV 8%07 846243AC7 010 15,000 X 1 15,000 000 000 SPACEHAB INC COM 846243103 098 45,000 X 1 5,000 000 40,000 SPACELABS MED INC COM 846247104 131 12,360 X 1 10,260 000 2,100 SPAIN FD COM 846330108 026 2,848 X 1 000 2,848 000 SPECIALTY LABORATORIES INC COM 84749R100 1,087 45,300 X 1 000 000 45,300 SPECTRA-PHYSICS LASERS INC COM 847568102 1,829 116,587 X 1 116,587 000 000 SPECTRALINK CORP COM 847580107 313 33,156 X 1 11,756 000 21,400 SPECTRIAN CORP COM 847608106 094 8,700 X 1 000 900 7,800 SPECTRUM SIGNAL PROCESSING INC COM 84763F107 001 500 X 1 000 000 500 SPEECHWORKS INTL INC COM 84764M101 004 600 X 1 000 000 600 SPHERION CORP COM 848420105 003 500 X 1 500 000 000 SPIEKER PPTYS INC COM 848497103 6,841 123,850 X 1 108,450 13,000 2,400 SPINNAKER EXPL CO COM 84855W109 034 780 X 1 700 000 080 SPORTSLINE COM INC COM 848934105 001 200 X 1 000 200 000 SPORTS AUTH INC COM 849176102 072 40,000 X 1 000 000 40,000 SPRINGS INDS INC CL A 851783100 055 1,300 X 1 600 400 300 SPRINT CORP COM FON GROUP 852061100 20,433 932,577 X 1 569,717 142,352 220,508 SPRINT CORP PCS COM SER 1 852061506 9,089 466,112 X 1 306,379 66,286 93,447 SS&C TECHNOLOGIES INC COM 85227Q100 174 34,500 X 1 000 2,300 32,200 COLUMN TOTALS 150,853
105
PAGE 103 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE STAN LEE MEDIA INC COM 85285P101 000 3,300 X 1 3,300 000 000 STAMPS COM INC COM 852857101 016 5,417 X 1 000 000 5,417 STANCORP FINL GROUP INC COM 852891100 5,143 126,269 X 1 125,197 000 1,072 STANDARD COML CORP SB DBCV 7.25%07 853258AA9 1,201 1,525,000 X 1 350,000 000 1175,000 STANDARD COML CORP COM 853258101 114 9,919 X 1 2,000 000 7,919 STANDARD MICROSYSTEMS CORP COM 853626109 004 240 X 1 000 000 240 STANDARD MTR PRODS INC COM 853666105 039 3,682 X 1 3,682 000 000 STANDARD PAC CORP NEW COM 85375C101 722 35,975 X 1 35,975 000 000 STANDEX INTL CORP COM 854231107 014 600 X 1 600 000 000 STANLEY FURNITURE INC COM NEW 854305208 020 800 X 1 000 000 800 STANLEY WKS COM 854616109 1,678 51,473 X 1 29,801 4,800 16,872 STARBASE CORP COM NEW 854910205 013 6,330 X 1 6,330 000 000 STAPLES INC COM 855030102 10,661 732,067 X 1 398,097 157,575 176,395 STAR GAS PARTNERS L P UNIT LTD PARTNR 85512C105 066 3,511 X 1 500 000 3,011 STAR SCIENTIFIC INC COM 85517P101 014 11,000 X 1 10,000 000 1,000 STARBUCKS CORP COM 855244109 18,392 427,712 X 1 362,467 10,700 54,545 STARMEDIA NETWORK INC COM 855546107 476 162,120 X 1 162,120 000 000 STARTEK INC COM 85569C107 035 2,530 X 1 2,530 000 000 STATE BANCORP INC N.Y COM 855716106 731 48,067 X 1 43,067 000 5,000 STARWOOD HOTELS&RESORTS WRLDWD PAIRED CTF 85590A203 1,244 36,360 X 1 28,802 000 7,558 STARTECH ENVIRONMENTAL CORP COM 855906103 009 2,000 X 1 2,000 000 000 STATE STR CORP COM 857477103 36,637 398,488 X 1 321,545 2,200 74,743 STATEN IS BANCORP INC COM 857550107 084 3,391 X 1 1,100 000 2,291 STEAK N SHAKE CO COM 857873103 004 500 X 1 000 000 500 STEEL DYNAMICS INC COM 858119100 062 5,600 X 1 2,200 000 3,400 STEELCASE INC CL A 858155203 280 23,030 X 1 22,430 000 600 STEMCELLS INC COM 85857R105 037 20,988 X 1 1,988 15,000 4,000 STERLING BANCSHARES INC COM 858907108 352 20,679 X 1 12,037 000 8,642 STERICYCLE INC COM 858912108 032 700 X 1 600 000 100 STERIS CORP COM 859152100 182 13,540 X 1 3,200 1,050 9,290 COLUMN TOTALS 78,262
106
PAGE 104 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE STERLING BANCORP COM 859158107 071 3,247 X 1 3,247 000 000 STEWART & STEVENSON SVCS INC COM 860342104 132 5,860 X 1 5,400 000 460 STEWART ENTERPRISES INC CL A 860370105 005 1,200 X 1 1,200 000 000 STILLWATER MNG CO COM 86074Q102 1,849 70,188 X 1 7,188 000 63,000 STILWELL FINL INC COM 860831106 66,898 2,534,010 X 1 2124,674 101,700 307,636 STMICROELECTRONICS N V NY REGISTRY 861012102 5,148 158,050 X 1 90,750 000 67,300 STOCKWALK GROUP INC COM 86149C104 004 2,500 X 1 2,500 000 000 STONE ENERGY CORP COM 861642106 1,663 35,997 X 1 1,516 000 34,481 STORA ENSO CORP SPON ADR REP R 86210M106 2,336 243,793 X 1 241,444 000 2,349 STORAGENETWORKS INC COM 86211E103 014 1,381 X 1 000 000 1,381 STORAGE TECHNOLOGY CORP COM PAR $0.10 862111200 955 87,610 X 1 4,650 000 82,960 STRATESEC INC COM 862792108 003 2,000 X 1 000 000 2,000 STRATOS LIGHTWAVE INC COM 863100103 012 1,355 X 1 1,355 000 000 STRATTEC SEC CORP COM 863111100 001 020 X 1 020 000 000 STRAYER ED INC COM 863236105 1,267 37,900 X 1 000 000 37,900 STRIDE RITE CORP COM 863314100 019 2,501 X 1 001 000 2,500 STRUCTURAL DYNAMICS RESH CORP COM 863555108 195 13,430 X 1 10,100 000 3,330 STRYKER CORP COM 863667101 13,518 263,972 X 1 235,812 2,900 25,260 STUDENT LN CORP COM 863902102 042 600 X 1 000 000 600 STURM RUGER & CO INC COM 864159108 068 7,160 X 1 1,810 000 5,350 SUBURBAN LODGES AMER INC COM 864444104 167 30,300 X 1 000 3,100 27,200 SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN 864482104 523 21,869 X 1 19,019 000 2,850 SUCCESSORIES INC COM 864591102 071 40,500 X 1 40,500 000 000 SUFFOLK BANCORP COM 864739107 092 2,598 X 1 000 000 2,598 SUIZA FOODS CORP COM 865077101 60,501 1,267,029 X 1 1052,231 48,000 166,798 SUMMIT PPTYS INC COM 866239106 1,237 50,500 X 1 50,000 000 500 SUN BANCORP INC COM 86663B102 115 13,891 X 1 13,891 000 000 SUN BANCORP INC COM 866634108 130 8,522 X 1 000 6,187 2,335 SUN COMMUNITIES INC COM 866674104 154 4,680 X 1 4,300 000 380 SUN LIFE FINL SVCS CDA INC COM 866796105 339 17,655 X 1 15,900 000 1,755 COLUMN TOTALS 157,529
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PAGE 105 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE SUN MICROSYSTEMS INC COM 866810104 216,086 14,225,549 X 1 11119,461 357,498 2748,590 SUNCOR ENERGY INC COM 867229106 1,329 51,620 X 1 51,620 000 000 SUNGARD DATA SYS INC COM 867363103 1,352 26,804 X 1 16,169 8,985 1,650 SUNOCO INC COM 86764P109 3,263 102,323 X 1 89,973 4,518 7,832 SUNRISE ASSISTED LIVING INC COM 86768K106 314 16,100 X 1 3,100 000 13,000 SUNRISE TECHNOLOGIES INTL INC COM 86769L103 042 24,000 X 1 20,000 000 4,000 SUNTRUST BKS INC COM 867914103 18,351 287,636 X 1 120,749 23,997 142,890 SUPERCONDUCTOR TECHNOLOGIES COM 867931107 004 900 X 1 900 000 000 SUNSOURCE INC COM 867948101 023 5,910 X 1 2,310 000 3,600 SUPERGEN INC COM 868059106 059 5,932 X 1 4,400 000 1,532 SUPERGEN INC WARRANT OR RIGHT 868059122 002 531 X 1 000 000 531 SUPERIOR CONSULTANT HLDGS CORP COM 868146101 057 19,800 X 1 000 1,600 18,200 SUPERIOR ENERGY SVCS INC COM 868157108 843 85,920 X 1 11,620 000 74,300 SUPERIOR INDS INTL INC COM 868168105 049 1,420 X 1 1,150 000 270 SUPERVALU INC COM 868536103 1,102 78,999 X 1 76,304 000 2,695 SURGICAL LASER TECHNOLOGIES COM NEW 868819202 005 3,690 X 1 000 000 3,690 SURGE COMPONENTS INC N Y COM 868908104 004 2,900 X 1 2,900 000 000 SUSQUEHANNA BANCSHARES INC PA COM 869099101 1,875 109,115 X 1 3,375 22,998 82,742 SWIFT ENERGY CO COM 870738101 023 790 X 1 600 000 190 SWIFT TRANSN CO COM 870756103 014 820 X 1 600 000 220 SWISSCOM AG SPONSORED ADR 871013108 032 1,450 X 1 1,450 000 000 SYBASE INC COM 871130100 086 5,798 X 1 3,890 000 1,908 SYBRON DENTAL SPECIALTIES INC COM 871142105 022 1,103 X 1 783 000 320 SYCAMORE NETWORKS INC COM 871206108 910 100,743 X 1 67,935 000 32,808 SYKES ENTERPRISES INC COM 871237103 005 1,000 X 1 000 000 1,000 SYLVAN LEARNING SYS INC COM 871399101 2,720 129,900 X 1 76,200 7,000 46,700 SYMANTEC CORP COM 871503108 975 23,705 X 1 17,350 000 6,355 SYMBOL TECHNOLOGIES INC COM 871508107 12,773 364,426 X 1 45,917 43,023 275,486 SYMMETRICOM INC COM 871543104 398 30,584 X 1 000 4,800 25,784 SYMYX TECHNOLOGIES COM 87155S108 192 15,140 X 1 15,000 000 140 COLUMN TOTALS 262,910
108
PAGE 106 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE SYNBIOTICS CORP COM 871566105 037 69,325 X 1 000 15,000 54,325 SYNAVANT INC COM 87157A105 039 9,801 X 1 4,935 1,009 3,857 SYNGENTA AG SPONSORED ADR 87160A100 047 4,568 X 1 742 1,578 2,248 SYNSORB BIOTECH INC COM 87160V104 132 176,500 X 1 47,000 000 129,500 SYNQUEST INC COM 87160X100 1,923 439,551 X 1 439,551 000 000 SYNOPSYS INC COM 871607107 2,633 57,242 X 1 45,966 160 11,116 SYNOVUS FINL CORP COM 87161C105 7,207 265,737 X 1 251,237 300 14,200 SYNTROLEUM CORP COM 871630109 025 1,800 X 1 1,800 000 000 SYSCO CORP COM 871829107 150,861 5,612,371 X 1 3516,054 429,797 1666,520 SYSTEMS & COMPUTER TECHNOLOGY COM 871873105 021 2,450 X 1 2,100 000 350 TCF FINL CORP COM 872275102 2,319 62,931 X 1 48,631 13,200 1,100 TCSI CORP COM 87233R106 093 89,900 X 1 000 9,900 80,000 TCW CONV SECS FD INC COM 872340104 5,234 546,916 X 1 545,016 000 1,900 TD WATERHOUSE GRP INC COM 872362108 015 1,500 X 1 1,500 000 000 TECO ENERGY INC COM 872375100 6,445 215,050 X 1 96,360 24,567 94,123 TEPPCO PARTNERS L P UT LTD PARTNER 872384102 779 29,840 X 1 18,240 000 11,600 THCG INC COM 87242T101 000 211 X 1 000 000 211 THQ INC COM NEW 872443403 018 500 X 1 500 000 000 TJX COS INC NEW COM 872540109 45,396 1,442,054 X 1 1200,020 29,115 212,919 TLC LASER EYE CENTERS INC COM 87255E108 088 12,500 X 1 12,200 000 300 TRC COS INC COM 872625108 683 22,600 X 1 000 000 22,600 TRW INC COM 872649108 3,414 98,480 X 1 71,118 8,200 19,162 TRW INC PREF 3 CV$4.50 872649603 007 066 X 1 000 000 066 TMP WORLDWIDE INC COM 872941109 105 2,748 X 1 2,448 000 300 TXU CORP COM 873168108 9,959 238,248 X 1 168,736 21,457 48,055 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 216 12,296 X 1 2,304 1,000 8,992 TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 015 1,130 X 1 000 000 1,130 TALBOTS INC COM 874161102 041 1,004 X 1 600 000 404 TALISMAN ENERGY INC COM 87425E103 026 700 X 1 200 500 000 TANGER FACTORY OUTLET CTRS INC COM 875465106 064 3,000 X 1 3,000 000 000 COLUMN TOTALS 237,842
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PAGE 107 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE TANOX INC COM 87588Q109 007 330 X 1 200 000 130 TARGET CORP COM 87612E106 109,463 3,015,517 X 1 1558,954 392,000 1064,563 TARGETED GENETICS CORP COM 87612M108 013 3,200 X 1 000 000 3,200 TASTY BAKING CO COM 876553306 1,082 69,975 X 1 34,100 1,875 34,000 TAUBMAN CTRS INC COM 876664103 1,004 83,210 X 1 69,710 8,000 5,500 TECH DATA CORP COM 878237106 2,001 70,664 X 1 67,984 000 2,680 TECHNE CORP COM 878377100 027 1,040 X 1 800 000 240 TECHNITROL INC COM 878555101 937 41,140 X 1 36,400 1,500 3,240 TECHNOLOGY FLAVORS & FRAGRANCE COM 87869A104 005 5,000 X 1 5,000 000 000 TECHNOLOGY SOLUTIONS CO COM 87872T108 046 23,525 X 1 15,525 000 8,000 TECUMSEH PRODS CO CL B 878895101 013 300 X 1 300 000 000 TECUMSEH PRODS CO CL A 878895200 393 8,210 X 1 900 300 7,010 TEJON RANCH CO DEL COM 879080109 506 21,000 X 1 000 000 21,000 TEKELEC COM 879101103 023 1,300 X 1 1,300 000 000 TEKTRONIX INC COM 879131100 648 25,416 X 1 10,086 500 14,830 TELAXIS COMMUNICATIONS CORP COM 879202109 003 2,247 X 1 000 000 2,247 TELE CENTRO OESTE CELULAR S A SPON ADR PFD 87923P105 1,239 154,833 X 1 154,800 000 033 TELE DANMARK A/S SPON ADR CL B 879242105 029 1,600 X 1 600 000 1,000 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 003 173 X 1 000 000 173 TELE SUDESTE CELULAR PART S A SPON ADR PFD 879252104 001 068 X 1 000 000 068 TELECOM ITALIA SPA SPON ADR ORD 87927W106 042 420 X 1 320 000 100 TELECOMM ARGENTINA STET-FRANCE SPON ADR REP B 879273209 014 940 X 1 640 000 300 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 220 11,800 X 1 8,800 1,000 2,000 TELECOMUNICACOES BRASILEIRAS S SPONSORED ADR 879287308 139 2,975 X 1 2,235 000 740 TELECOMUNICACOES DE SAO PAULO SPON ADR PFD 87929A102 004 340 X 1 000 000 340 TELECORP PCS INC NEW CL A 879300101 030 2,100 X 1 1,650 000 450 TELEDYNE TECHNOLOGIES INC COM 879360105 269 20,274 X 1 19,920 000 354 TELEFLEX INC COM 879369106 23,156 567,697 X 1 203,488 98,650 265,559 TELEFONICA S A SPONSORED ADR 879382208 4,497 95,274 X 1 32,317 4,201 58,756 TELEFONOS DE MEXICO S A SPON ADR A SHS 879403707 022 701 X 1 000 000 701 COLUMN TOTALS 145,836
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PAGE 108 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE TELEFONOS DE MEXICO S A SPON ADR ORD L 879403780 5,684 185,146 X 1 171,338 1,000 12,808 TELEPHONE & DATA SYS INC COM 879433100 6,287 67,963 X 1 26,923 22,730 18,310 TELEMIG CELULAR PART S A SPON ADR PFD 87944E105 847 22,110 X 1 22,110 000 000 TELESP CELULAR PART S A SPON ADR PFD 87952L108 001 040 X 1 000 000 040 TELEWEST COMMUNICATIONS PLC SPONSORED ADR 87956P105 095 6,181 X 1 6,181 000 000 TELIGENT INC CL A 87959Y103 000 565 X 1 200 000 365 TELLABS INC COM 879664100 15,250 389,162 X 1 165,032 18,050 206,080 TELUS CORP NON-VTG SHS 87971M202 083 4,010 X 1 4,010 000 000 TEMPLE INLAND INC COM 879868107 1,729 39,829 X 1 33,470 000 6,359 TEMPLETON GLOBAL GOVT INCOM FD SH BEN INT 879929107 024 4,000 X 1 000 000 4,000 TELETECH HOLDINGS INC COM 879939106 020 2,580 X 1 400 000 2,180 TEMPLETON EMERGING MKTS FD INC COM 880191101 009 1,200 X 1 1,200 000 000 TEMPLETON EMERG MKTS INCOME FD COM 880192109 110 10,458 X 1 2,458 4,000 4,000 TEMPLETON RUSSIA FD INC COM 88022F105 008 717 X 1 000 000 717 TENET HEALTHCARE CORP COM 88033G100 7,639 173,609 X 1 120,965 17,400 35,244 TENNANT CO COM 880345103 002 045 X 1 000 000 045 TENNECO AUTOMOTIVE INC COM 880349105 000 093 X 1 053 000 040 TERADYNE INC COM 880770102 1,710 57,542 X 1 39,177 700 17,665 TERAYON COMMUNICATION SYS COM 880775101 465 116,225 X 1 65,225 000 51,000 TEREX CORP NEW COM 880779103 228 13,200 X 1 600 000 12,600 TERRA NETWORKS S A SPONSORED ADR 88100W103 016 1,728 X 1 008 000 1,720 TESCO CORP COM 88157K101 417 39,000 X 1 29,000 000 10,000 TESORO PETE CORP COM 881609101 010 800 X 1 800 000 000 TETRA TECHNOLOGIES INC DEL COM 88162F105 051 2,500 X 1 2,500 000 000 TETRA TECH INC NEW COM 88162G103 1,005 48,000 X 1 000 000 48,000 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 189 3,650 X 1 100 000 3,550 TEXACO INC COM 881694103 77,769 1,196,449 X 1 639,442 214,060 342,947 TEXAS INDS INC COM 882491103 406 14,500 X 1 2,100 1,400 11,000 TEXAS INSTRS INC COM 882508104 379,400 13,382,707 X 1 8350,422 1175,577 3856,708 TEXAS PAC LD TR SUB CTF PROP I T 882610108 130 3,600 X 1 000 000 3,600 COLUMN TOTALS 499,584
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PAGE 109 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE TEXAS REGL BANCSHARES INC CL A VTG 882673106 244 7,005 X 1 7,005 000 000 THAI FD INC COM 882904105 242 83,530 X 1 79,130 300 4,100 TEXTRON INC COM 883203101 2,035 35,791 X 1 21,961 2,620 11,210 THERAGENICS CORP COM 883375107 069 11,100 X 1 8,100 000 3,000 THERMA-WAVE INC COM 88343A108 000 020 X 1 020 000 000 THERMO FIBERTEK INC COM 88355W105 005 1,125 X 1 000 1,125 000 THERMO ELECTRON CORP COM 883556102 15,173 689,701 X 1 352,694 72,215 264,792 THERMOGENESIS CORP COM NEW 883623209 328 111,800 X 1 91,800 000 20,000 THOMAS & BETTS CORP COM 884315102 3,242 187,423 X 1 106,385 11,650 69,388 THOMAS GROUP INC COM 884402108 008 1,500 X 1 1,500 000 000 THOMAS INDS INC COM 884425109 053 2,500 X 1 1,500 000 1,000 THOMSON MULTIMEDIA SPONSORED ADR 885118109 015 500 X 1 500 000 000 THOR INDS INC COM 885160101 446 20,850 X 1 18,850 000 2,000 THORATEC CORP COM NEW 885175307 013 1,835 X 1 1,000 000 835 THORNBURG MTG INC COM 885218107 024 2,000 X 1 2,000 000 000 3COM CORP COM 885535104 376 73,425 X 1 27,603 800 45,022 3-D SYS CORP DEL COM NEW 88554D205 015 1,306 X 1 1,306 000 000 3-DIMENSIONAL PHARMACEUTICALS COM 88554W104 1,125 140,625 X 1 140,625 000 000 THREE RIVS BANCORP INC COM 88562Q107 013 1,500 X 1 000 000 1,500 TIBCO SOFTWARE INC COM 88632Q103 280 35,095 X 1 32,523 000 2,572 TICKETMASTER CL B 88633P203 014 1,750 X 1 1,350 000 400 TIDEWATER INC COM 886423102 10,258 237,556 X 1 196,801 9,400 31,355 TIER TECHNOLOGIES INC CL B 88650Q100 383 33,700 X 1 000 000 33,700 TIFFANY & CO NEW COM 886547108 12,655 475,202 X 1 334,352 600 140,250 TIMBERLAND CO CL A 887100105 233 4,750 X 1 3,750 1,000 000 TIME WARNER TELECOM INC CL A 887319101 069 1,920 X 1 1,670 000 250 TIMKEN CO COM 887389104 341 21,941 X 1 19,041 500 2,400 TITAN CORP COM 888266103 465 27,600 X 1 27,600 000 000 TITAN PHARMACEUTICALS INC DEL COM 888314101 712 35,000 X 1 000 35,000 000 TITANIUM METALS CORP COM 888339108 133 15,100 X 1 000 000 15,100 COLUMN TOTALS 48,969
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PAGE 110 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE TIVO INC COM 888706108 002 300 X 1 300 000 000 TNT POST GROEP N V SPONSORED ADR 888742103 032 1,500 X 1 000 000 1,500 TOKIO MARINE & FIRE INS LTD ADR NEW 889090403 788 16,240 X 1 9,040 000 7,200 TOLL BROTHERS INC COM 889478103 060 1,650 X 1 1,650 000 000 TOMPKINSTRUSTCO INC COM 890110109 051 1,671 X 1 000 000 1,671 TOO INC COM 890333107 2,870 157,011 X 1 156,787 000 224 TOOTSIE ROLL INDS INC COM 890516107 1,588 33,522 X 1 6,993 000 26,529 TOPPS INC COM 890786106 001 100 X 1 000 000 100 TORCHMARK CORP COM 891027104 4,053 104,535 X 1 70,824 1,500 32,211 TORO CO COM 891092108 1,350 29,340 X 1 600 000 28,740 TORONTO DOMINION BK ONT COM NEW 891160509 582 23,200 X 1 19,600 000 3,600 TOSCO CORP COM NEW 891490302 4,124 101,208 X 1 91,738 4,000 5,470 TOTAL FINA ELF S A SPONSORED ADR 89151E109 5,286 77,960 X 1 64,755 6,318 6,887 TOWER AUTOMOTIVE INC COM 891707101 042 4,000 X 1 4,000 000 000 TOTAL SYS SVCS INC COM 891906109 050 2,000 X 1 2,000 000 000 TRACK DATA CORP COM 891918104 061 67,200 X 1 000 000 67,200 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 279 4,051 X 1 4,051 000 000 TOYS R US INC COM 892335100 623 24,869 X 1 19,440 3,300 2,129 TRAFFIX INC COM 892721101 004 2,000 X 1 2,000 000 000 TRANSACT TECHNOLOGIES INC COM 892918103 021 3,015 X 1 3,015 000 000 TRANS WORLD ENTMT CORP COM 89336Q100 026 3,000 X 1 000 000 3,000 TRANSACTION SYS ARCHITECTS CL A 893416107 027 3,615 X 1 3,325 000 290 TRANSATLANTIC HLDGS INC COM 893521104 1,445 13,815 X 1 1,965 000 11,850 TRANSCANADA PIPELINES LTD COM 893526103 012 1,000 X 1 1,000 000 000 TRANSCONTINENTAL RLTY INVS COM NEW 893617209 012 1,204 X 1 1,204 000 000 TRANSKARYOTIC THERAPIES INC COM 893735100 026 1,483 X 1 000 000 1,483 TRANSMETA CORP DEL COM 89376R109 031 1,700 X 1 550 000 1,150 TRANSMEDIA NETWORK INC COM NEW 893767301 045 15,000 X 1 000 000 15,000 TRANSPORTACION MARITIMA MEXICA SPON ADR A 893868307 142 13,000 X 1 000 000 13,000 TRAVELOCITY COM INC COM 893953109 006 400 X 1 000 400 000 COLUMN TOTALS 23,639
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PAGE 111 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE TRANSWITCH CORP COM 894065101 105 8,824 X 1 3,388 000 5,436 TREDEGAR CORP COM 894650100 3,351 206,840 X 1 155,045 11,200 40,595 TREMONT CORP COM PAR $1.00 894745207 062 2,219 X 1 2,159 000 060 TRI CONTL CORP COM 895436103 1,570 76,804 X 1 55,452 000 21,352 TRIAD HOSPITALS INC COM 89579K109 79,527 2,986,924 X 1 2986,917 000 007 TRIANGLE PHARMACEUTICALS INC COM 89589H104 152 27,000 X 1 25,000 2,000 000 TRIAD GTY INC COM 895925105 1,057 33,032 X 1 33,032 000 000 TRIARC COS INC CL A 895927101 369 15,000 X 1 15,000 000 000 TRICON GLOBAL RESTAURANTS COM 895953107 2,204 57,648 X 1 20,915 3,947 32,786 TRIBUNE CO NEW COM 896047107 22,621 553,076 X 1 262,064 101,866 189,146 TRICO MARINE SERVICES INC COM 896106101 046 3,300 X 1 000 000 3,300 TRIGON HEALTHCARE INC COM 89618L100 097 1,905 X 1 825 000 1,080 TRIMERIS INC COM 896263100 342 11,803 X 1 11,723 000 080 TRINITY INDS INC COM 896522109 026 1,380 X 1 000 000 1,380 TRIQUINT SEMICONDUCTOR INC COM 89674K103 9,839 732,155 X 1 578,155 18,800 135,200 TRITON PCS HLDGS INC CL A 89677M106 038 1,260 X 1 1,010 000 250 TRITON NETWORK SYS INC COM 896775103 000 300 X 1 300 000 000 TRIUMPH GROUP INC NEW COM 896818101 126 3,320 X 1 3,200 000 120 TRIZEC HAHN CORP SUB VTG 896938107 160 10,500 X 1 000 000 10,500 TRIPATH IMAGING INC COM 896942109 603 100,428 X 1 97,399 790 2,239 TRUE NORTH COMMUNICATIONS INC COM 897844106 4,310 113,268 X 1 55,178 10,100 47,990 TRUETIME INC COM 897868105 112 47,800 X 1 000 000 47,800 TRUST CO NJ JERSEY CITY NEW COM 898304100 014 864 X 1 864 000 000 TRUSTCO BK CORP N Y COM 898349105 042 3,226 X 1 000 000 3,226 TUBOS DE ACERO DE MEXICO S A ADR NEW 898592506 018 1,680 X 1 000 000 1,680 TULARIK INC COM 899165104 4,608 262,363 X 1 262,123 000 240 TUMBLEWEED COMMUNICATIONS CORP COM 899690101 004 1,950 X 1 000 000 1,950 TUPPERWARE CORP COM 899896104 938 39,150 X 1 18,350 10,750 10,050 TURNSTONE SYSTEMS INC COM 900423104 006 830 X 1 000 000 830 TUT SYSTEMS COM 901103101 205 71,400 X 1 1,000 5,600 64,800 COLUMN TOTALS 132,552
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PAGE 112 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE TUXIS CORP COM 901144105 019 1,500 X 1 1,500 000 000 21ST CENTY INS GROUP COM 90130N103 002 100 X 1 100 000 000 24 / 7 MEDIA INC COM 901314104 002 6,200 X 1 5,200 000 1,000 II VI INC COM 902104108 012 1,000 X 1 1,000 000 000 TYCO INTL LTD NEW COM 902124106 264,136 6,118,510 X 1 3687,910 251,730 2178,870 TYSON FOODS INC CL A 902494103 776 59,450 X 1 51,025 000 8,425 UAL CORP COM PAR $0.01 902549500 293 8,915 X 1 6,198 400 2,317 UBICS INC COM 90261L108 072 52,700 X 1 000 000 52,700 UCAR INTL INC COM 90262K109 004 360 X 1 000 000 360 UGI CORP NEW COM 902681105 5,522 222,650 X 1 114,450 67,900 40,300 UIL HLDG CORP COM 902748102 289 5,990 X 1 2,140 000 3,850 USX MARATHON GROUP PFD CONV 6.50% 902905819 135 3,500 X 1 1,500 000 2,000 USX MARATHON GROUP COM NEW 902905827 1,615 60,535 X 1 49,597 2,300 8,638 U S B HLDG INC COM 902910108 101 7,700 X 1 7,700 000 000 UST INC COM 902911106 11,343 396,613 X 1 23,720 17,600 355,293 U S RESTAURANT PPTYS INC COM 902971100 453 41,150 X 1 41,000 000 150 U S RESTAURANT PPTYS INC PFD CV SER A 902971209 090 5,500 X 1 000 000 5,500 US BANCORP DEL COM NEW 902973304 48,360 2,067,546 X 1 1193,886 248,633 625,027 U S LIQUIDS INC COM 902974104 005 1,500 X 1 000 000 1,500 U S TIMBERLANDS CO L P COM UNITS 902977107 050 6,500 X 1 000 000 6,500 USA NETWORKS INC COM 902984103 2,120 90,450 X 1 87,350 000 3,100 URS CORP NEW COM 903236107 029 1,500 X 1 1,200 000 300 U S G CORP COM NEW 903293405 109 8,300 X 1 2,900 000 5,400 U S CONCRETE INC COM 90333L102 006 800 X 1 000 000 800 U S INTERACTIVE INC COM 90334M109 000 755 X 1 740 000 015 USX-U S STL COM 90337T101 313 21,624 X 1 9,366 1,460 10,798 US UNWIRED INC CL A 90338R104 205 32,852 X 1 19,426 000 13,426 US ONCOLOGY INC COM 90338W103 100 12,739 X 1 2,700 000 10,039 UTI ENERGY CORP COM 903387108 1,830 63,980 X 1 300 000 63,680 U S WIRELESS CORP COM 90339C106 003 1,000 X 1 000 000 1,000 COLUMN TOTALS 337,994
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PAGE 113 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE US SEARCH COM INC COM 903404101 005 10,000 X 1 10,000 000 000 UGLY DUCKLING CORP COM 903512101 001 400 X 1 000 000 400 ULTICOM INC COM 903844108 014 700 X 1 700 000 000 ULTRAK INC COM NO PAR 903898401 069 31,445 X 1 31,445 000 000 ULTRALIFE BATTERIES INC COM 903899102 013 2,000 X 1 2,000 000 000 USA ED INC COM 90390U102 44,536 595,404 X 1 495,387 30,200 69,817 ULTRA PETE CORP COM 903914109 131 29,400 X 1 000 000 29,400 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 521 60,600 X 1 60,600 000 000 ULTRAMAR DIAMOND SHAMROCK CORP COM 904000106 399 10,852 X 1 9,272 000 1,580 ULTRATECH STEPPER INC COM 904034105 020 890 X 1 300 500 090 UNIBANCO-UNIAO DE BANCOS BRASL GDR REP PFD UT 90458E107 1,371 67,260 X 1 34,110 000 33,150 UNIFAB INTERNATIONAL INC COM 90467L100 033 5,000 X 1 5,000 000 000 UNIFI INC COM 904677101 1,256 202,878 X 1 202,878 000 000 UNILEVER PLC SPON ADR NEW 904767704 1,894 65,451 X 1 42,325 6,870 16,256 UNILEVER N V N Y SHS NEW 904784709 8,379 159,808 X 1 66,303 15,087 78,418 UNIGRAPHICS SOLUTIONS INC CL A 904928108 005 300 X 1 300 000 000 UNION PAC CORP COM 907818108 92,480 1,615,364 X 1 1189,994 110,664 314,706 UNION PLANTERS CORP COM 908068109 1,024 26,682 X 1 23,005 300 3,377 UNIONBANCAL CORP COM 908906100 060 2,000 X 1 2,000 000 000 UNIROYAL TECHNOLOGY CORP COM 909163107 736 90,569 X 1 000 000 90,569 UNISOURCE ENERGY CORP COM 909205106 107 5,200 X 1 1,500 000 3,700 UNISYS CORP COM 909214108 36,991 2,651,701 X 1 2248,693 93,800 309,208 UNIT CORP COM 909218109 1,079 66,395 X 1 400 000 65,995 UNITED AUTO GROUP INC COM 909440109 059 6,000 X 1 000 000 6,000 UNITED BANCSHARES INC OHIO COM 909458101 015 1,953 X 1 1,953 000 000 UNITED BANKSHARES INC WEST VA COM 909907107 035 1,540 X 1 558 000 982 UNITED DOMINION REALTY TR INC COM 910197102 1,073 86,558 X 1 66,065 12,900 7,593 UNITED INDL CORP COM 910671106 1,407 112,387 X 1 994 000 111,393 UNITED NATL BANCORP N J COM 910909100 979 49,888 X 1 46,526 000 3,362 UNITED NAT FOODS INC COM 911163103 014 1,000 X 1 1,000 000 000 COLUMN TOTALS 194,706
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PAGE 114 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE UNITED PARCEL SERVICE INC CL B 911312106 177,769 3,198,429 X 1 957,826 36,510 2204,093 UNITED RENTALS INC COM 911363109 34,785 2,204,359 X 1 1848,269 93,170 262,920 UNITED STATES CELLULAR CORP COM 911684108 067 1,100 X 1 1,000 000 100 US AIRWAYS GROUP INC COM 911905107 296 8,520 X 1 5,900 300 2,320 U S INDS INC NEW COM 912080108 118 19,957 X 1 6,440 000 13,517 UNITED STATIONERS INC COM 913004107 094 4,000 X 1 4,000 000 000 UNITED TECHNOLOGIES CORP COM 913017109 77,848 1,060,600 X 1 854,810 36,658 169,132 UNITEDHEALTH GROUP INC COM 91324P102 7,037 120,285 X 1 80,337 760 39,188 UNITEDGLOBALCOM CL A 913247508 126 10,650 X 1 3,300 000 7,350 UNITIL CORP COM 913259107 134 5,110 X 1 5,110 000 000 UNITRIN INC COM 913275103 6,029 166,886 X 1 122,536 7,550 36,800 UNIVERSAL ACCESS INC COM 913363107 054 10,600 X 1 800 000 9,800 UNIVERSAL COMPRESSION HLDGS COM 913431102 1,088 32,000 X 1 000 000 32,000 UNIVERSAL CORP VA COM 913456109 345 8,910 X 1 4,360 4,000 550 UNIVERSAL DISPLAY CORP COM 91347P105 037 4,000 X 1 000 000 4,000 UNIVERSAL ELECTRS INC COM 913483103 337 18,668 X 1 18,668 000 000 UNIVERSAL HEALTH RLTY INCM TR SH BEN INT 91359E105 1,723 85,100 X 1 85,000 000 100 UNIVERSAL HLTH SVCS INC CL B 913903100 126 1,460 X 1 1,310 000 150 UNO RESTAURANT CORP COM 914900105 031 3,250 X 1 000 000 3,250 UNIVISION COMMUNICATIONS INC CL A 914906102 6,277 168,154 X 1 115,859 6,450 45,845 UNOCAL CORP COM 915289102 13,311 403,372 X 1 236,312 13,966 153,094 UNOVA INC COM 91529B106 039 13,500 X 1 000 000 13,500 UNUMPROVIDENT CORP COM 91529Y106 167,646 5,911,369 X 1 3251,559 1983,744 676,066 USFREIGHTWAYS CORP COM 916906100 133 4,350 X 1 500 000 3,850 UROCOR INC COM 91727P105 003 304 X 1 000 000 304 URSTADT BIDDLE PPTYS INS COM 917286106 147 19,050 X 1 350 1,200 17,500 URSTADT BIDDLE PPTYS INS CL A 917286205 162 19,050 X 1 350 1,200 17,500 USBANCORP INC PA COM 917292104 026 5,700 X 1 000 000 5,700 USDATA CORP COM 917294100 001 3,000 X 1 3,000 000 000 USINTERNETWORKING INC COM 917311805 016 14,146 X 1 12,196 000 1,950 COLUMN TOTALS 495,805
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PAGE 115 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE USLIFE INCOME FD INC COM 917324105 003 343 X 1 343 000 000 UTILICORP UTD INC COM 918005109 5,966 180,903 X 1 163,604 5,625 11,674 UTSTARCOM INC COM 918076100 014 900 X 1 900 000 000 VA LINUX SYSTEMS INC COM 91819B105 001 250 X 1 000 000 250 V F CORP COM 918204108 5,597 156,212 X 1 93,557 000 62,655 VTEL CORP COM 918333105 031 40,289 X 1 40,289 000 000 VALASSIS COMMUNICATIONS INC COM 918866104 099 3,380 X 1 3,080 000 300 VALENTIS INC COM 91913E104 022 4,394 X 1 3,252 000 1,142 VALERO ENERGY CORP NEW COM 91913Y100 160 4,510 X 1 3,100 000 1,410 VALLEY NATL BANCORP COM 919794107 8,031 295,381 X 1 202,114 2,000 91,267 VALSPAR CORP COM 920355104 1,247 43,219 X 1 34,749 000 8,470 VALUE CITY DEPT STORES INC COM 920387107 010 1,220 X 1 1,220 000 000 VALUECLICK INC COM 92046N102 000 100 X 1 100 000 000 VAN KAMPEN MUN INCOME TR COM 920909108 021 2,378 X 1 000 000 2,378 VAN KAMPEN MUN TR SH BEN INT 920919107 004 300 X 1 300 000 000 VAN KAMPEN CALIF QUALITY MUN COM 920920105 077 5,100 X 1 2,100 000 3,000 VAN KAMPEN TR INVT FLA MUNS COM 920932100 230 15,858 X 1 000 000 15,858 VAN KAMPEN TR INVT GRADE N J COM 920933108 113 7,400 X 1 5,400 000 2,000 VAN KAMPEN MUN OPPORTUNITY TR COM 920935103 550 35,364 X 1 35,364 000 000 VAN KAMPEN FLA MUN OPPORTUNITY COM 920945102 116 9,100 X 1 000 000 9,100 VAN KAMPEN SELECT SECTOR MUN COM 92112M103 012 1,000 X 1 1,000 000 000 VAN KAMPEN N J VALUE MUN INCOM COM SH BEN INT 92112S100 007 500 X 1 500 000 000 VAN KAMPEN VALUE MUN INCOME TR COM 921132106 025 1,900 X 1 1,900 000 000 VANS INC COM 921930103 851 37,700 X 1 000 000 37,700 VARCO INTL INC DEL COM 922122106 338 16,856 X 1 12,844 3,562 450 VARIAN MED SYS INC COM 92220P105 219 3,559 X 1 2,706 000 853 VARIAN INC COM 922206107 046 1,806 X 1 1,406 000 400 VARIAN SEMICONDUCTOR EQUIPMNT COM 922207105 066 2,306 X 1 1,706 000 600 VASOMEDICAL INC COM 922321104 020 5,700 X 1 5,000 000 700 VAXGEN INC COM NEW 922390208 000 004 X 1 000 000 004 COLUMN TOTALS 23,876
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PAGE 116 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE VECTREN CORP COM 92240G101 243 11,584 X 1 10,381 000 1,203 VECTOR GROUP LTD COM 92240M108 018 860 X 1 580 000 280 VEECO INSTRS INC DEL COM 922417100 167 4,500 X 1 3,700 000 800 VENTANA MED SYS INC COM 92276H106 23,622 1,058,664 X 1 939,153 3,100 116,411 VENTRO CORP COM 922815105 000 750 X 1 750 000 000 VENATOR GROUP INC COM 922944103 956 70,566 X 1 12,258 000 58,308 VENTURIAN CORP COM 923304109 000 158 X 1 000 000 158 VERADO HLDGS INC COM SER B 92335X100 003 5,870 X 1 5,870 000 000 VERITY INC COM 92343C106 055 2,600 X 1 2,600 000 000 VERISIGN INC COM 92343E102 46,610 1,303,770 X 1 1203,982 2,275 97,513 VERITAS DGC INC COM 92343P107 2,183 75,240 X 1 6,600 12,600 56,040 VERIZON COMMUNICATIONS COM 92343V104 250,154 5,141,914 X 1 2764,186 828,576 1549,152 VERILINK CORP COM 923432108 065 38,500 X 1 000 000 38,500 VERITAS SOFTWARE CO COM 923436109 13,450 283,750 X 1 217,801 4,025 61,924 VERMONT TEDDY BEAR INC COM 92427X109 2,300 575,000 X 1 575,000 000 000 VERSATA INC COM 925298101 001 3,524 X 1 000 000 3,524 VERTEX PHARMACEUTICALS INC COM 92532F100 806 24,248 X 1 12,448 400 11,400 VERTICALNET INC COM 92532L107 021 11,800 X 1 10,300 000 1,500 VERTEX INTERACTIVE INC COM 925322109 039 27,000 X 1 000 3,000 24,000 VESTAUR SECS INC COM 925464109 013 1,000 X 1 000 000 1,000 VIALINK CO COM 92552Q101 001 200 X 1 200 000 000 VIAD CORP COM 92552R109 20,939 877,930 X 1 852,077 3,900 21,953 VIALOG CORP COM 92552X106 028 4,000 X 1 000 000 4,000 VIACOM INC CL A 925524100 4,835 113,633 X 1 71,131 5,550 36,952 VIACOM INC CL B 925524308 144,674 3,466,079 X 1 2438,132 171,246 856,701 VIATEL INC COM 925529208 003 4,500 X 1 000 000 4,500 VIANT CORP COM 92553N107 154 66,545 X 1 000 8,900 57,645 VICAL INC COM 925602104 002 250 X 1 000 000 250 VICINITY CORP COM 925653107 050 33,400 X 1 000 000 33,400 VICORP RESTAURANTS INC COM 925817108 017 700 X 1 000 000 700 COLUMN TOTALS 511,409
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PAGE 117 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE VIA NET WRKS INC COM 925912107 000 140 X 1 140 000 000 VIDAMED INC COM 926530106 101 20,000 X 1 000 000 20,000 VIEWCAST COM INC COM 926713108 001 1,500 X 1 1,500 000 000 VIGNETTE CORP COM 926734104 247 45,874 X 1 45,874 000 000 VINA TECHNOLOGIES INC COM 92719D100 005 2,649 X 1 2,649 000 000 VINA CONCHA Y TORO S A SPONSORED ADR 927191106 6,369 154,284 X 1 146,894 000 7,390 VINTAGE PETE INC COM 927460105 1,800 94,530 X 1 31,400 6,400 56,730 VION PHARMACEUTICALS INC COM 927624106 007 1,500 X 1 000 000 1,500 VIRAGE INC COM 92763Q106 001 600 X 1 000 000 600 VIRATA CORP COM 927646109 010 838 X 1 700 000 138 VIRCO MFG CO COM 927651109 6,060 594,148 X 1 000 000 594,148 VIROPHARMA INC COM 928241108 006 200 X 1 200 000 000 VISHAY INTERTECHNOLOGY INC COM 928298108 39,703 2,088,530 X 1 1808,841 70,672 209,017 VISTA BANCORP INC COM 92830R103 013 605 X 1 000 000 605 VISTEON CORP COM 92839U107 556 36,999 X 1 17,198 6,395 13,406 VISX INC DEL COM 92844S105 848 52,700 X 1 7,700 000 45,000 VISUAL NETWORKS INC COM 928444108 131 42,034 X 1 000 000 42,034 VITAL IMAGES INC COM 92846N104 002 500 X 1 500 000 000 VITAL SIGNS INC COM 928469105 006 180 X 1 000 000 180 VITESSE SEMICONDUCTOR CORP COM 928497106 1,793 82,901 X 1 56,592 9,000 17,309 VIVENDI UNIVERSAL SPON ADR NEW 92851S204 5,541 92,097 X 1 67,706 5,000 19,391 VIVUS INC COM 928551100 042 8,868 X 1 7,018 000 1,850 VIXEL CORP DEL COM 928552108 020 20,378 X 1 20,378 000 000 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W100 89,999 3,341,953 X 1 1914,713 444,376 982,864 VOICESTREAM WIRELESS CORP COM 928615103 3,366 36,537 X 1 23,478 1,000 12,059 VOLT INFORMATION SCIENCES INC COM 928703107 266 15,000 X 1 000 15,000 000 VORNADO OPERATING CO COM 92904N103 001 200 X 1 050 150 000 VORNADO RLTY TR SH BEN INT 929042109 5,241 142,813 X 1 65,963 73,500 3,350 VULCAN MATLS CO COM 929160109 1,512 32,604 X 1 21,004 4,800 6,800 WFS FINL INC COM 92923B106 056 3,400 X 1 000 000 3,400 COLUMN TOTALS 163,703
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PAGE 118 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE WD-40 CO COM 929236107 1,765 89,350 X 1 32,900 44,550 11,900 WGL HLDGS INC COM 92924F106 2,076 75,700 X 1 22,000 37,600 16,100 WHX CORP COM 929248102 017 12,500 X 1 12,500 000 000 WHX CORP PFD CV SER B 929248300 003 550 X 1 550 000 000 W-H ENERGY SVCS INC COM 92925E108 2,019 85,000 X 1 85,000 000 000 W HLDG CO INC COM 929251106 001 100 X 1 100 000 000 WMX TECHNOLOGIES INC SUB NTS CV 2%05 92929QAF4 024 31,000 X 1 8,000 000 23,000 WMS INDS INC COM 929297109 003 190 X 1 000 000 190 W P CAREY & CO LLC COM 92930Y107 040 2,006 X 1 2,006 000 000 WPP GROUP PLC SPON ADR NEW 929309300 15,592 298,407 X 1 127,925 39,376 131,106 WPS RESOURCES CORP COM 92931B106 435 12,710 X 1 9,810 2,200 700 WABASH NATL CORP COM 929566107 008 800 X 1 000 000 800 WABTEC CORP COM 929740108 116,605 9,217,772 X 1 700 000 9217,072 WACHOVIA CORP COM 929771103 10,937 180,719 X 1 119,201 16,788 44,730 WACKENHUT CORP COM SER A 929794105 038 2,700 X 1 2,100 000 600 WADDELL & REED FINL INC CL A 930059100 361 12,769 X 1 6,970 000 5,799 WADDELL & REED FINL INC CL B 930059209 036 1,283 X 1 000 000 1,283 WAL MART STORES INC COM 931142103 264,378 5,220,727 X 1 3507,222 238,401 1475,104 WALGREEN CO COM 931422109 78,887 1,939,208 X 1 1023,556 162,890 752,762 WALLACE COMPUTER SERVICES INC COM 932270101 041 2,700 X 1 2,200 000 500 WALTER INDS INC COM 93317Q105 044 5,000 X 1 5,000 000 000 WARNACO GROUP INC CL A 934390105 011 8,368 X 1 000 000 8,368 WASHINGTON BKG CO OAK HBR WASH COM 937303105 008 1,000 X 1 000 000 1,000 WASHINGTON FED INC COM 938824109 362 14,729 X 1 616 3,993 10,120 WASHINGTON GROUP INTL INC WARRANT OR RIGHT 938862117 000 150 X 1 150 000 000 WASHINGTON MUT INC COM 939322103 63,992 1,177,831 X 1 864,916 87,743 225,172 WASHINGTON POST CO CL B 939640108 20,065 34,877 X 1 3,245 000 31,632 WASHINGTON REAL ESTATE INVT TR SH BEN INT 939653101 245 10,830 X 1 8,450 000 2,380 WASHINGTON TR BANCORP COM 940610108 232 13,309 X 1 13,309 000 000 WASTE CONNECTIONS INC COM 941053100 2,026 71,700 X 1 500 000 71,200 COLUMN TOTALS 580,251
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PAGE 119 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE WASTE INDUSTRIES INC COM 941058109 008 1,235 X 1 1,000 000 235 WASTE MGMT INC DEL SUB NT CONV 4%02 94106LAA7 831 840,000 X 1 840,000 000 000 WASTE MGMT INC DEL COM 94106L109 5,691 237,117 X 1 210,733 2,662 23,722 WATCHGUARD TECHNOLOGIES INC COM 941105108 230 30,150 X 1 000 2,400 27,750 WATER PIK TECHNOLOGIES INC COM 94113U100 046 6,410 X 1 5,495 000 915 WATERFORD WEDGWOOD PUB LTD CO ADR REPSTG UT 941513301 002 250 X 1 250 000 000 WATERS CORP COM 941848103 815 19,013 X 1 16,777 000 2,236 WATSON PHARMACEUTICALS INC COM 942683103 1,098 21,580 X 1 15,730 200 5,650 WATSON WYATT & CO HLDGS CL A 942712100 035 2,201 X 1 2,201 000 000 WATTS INDS INC CL A 942749102 005 300 X 1 300 000 000 WAUSAU-MOSINEE PAPER CORP COM 943315101 038 3,100 X 1 3,100 000 000 WAYPOINT FINL CORP COM 946756103 4,653 450,000 X 1 450,000 000 000 WEATHERFORD INTL INC COM 947074100 2,346 50,805 X 1 37,964 300 12,541 WEBB DEL CORP COM 947423109 019 631 X 1 000 000 631 WEBFINANCIAL CORP WARRANT OR RIGHT 94767P118 000 045 X 1 045 000 000 WEBMETHODS INC COM 94768C108 144 7,204 X 1 6,604 000 600 WEBMD CORP COM 94769M105 262 54,151 X 1 16,745 000 37,406 WEBSTER FINL CORP CONN COM 947890109 1,335 46,630 X 1 7,898 9,936 28,796 WEBTRENDS CORP COM 94844D104 007 800 X 1 800 000 000 WEBVAN GROUP INC COM 94845V103 000 1,535 X 1 1,535 000 000 WEINGARTEN RLTY INVS SH BEN INT 948741103 2,127 50,351 X 1 47,471 000 2,880 WEIRTON STL CORP COM 948774104 011 15,000 X 1 000 000 15,000 WEIS MKTS INC COM 948849104 032 900 X 1 700 000 200 WELLMAN INC COM 949702104 770 44,790 X 1 34,900 000 9,890 WELLPOINT HEALTH NETWORK NEW COM 94973H108 4,420 48,268 X 1 39,578 100 8,590 WELLS FARGO & CO NEW COM 949746101 176,031 3,542,574 X 1 2417,899 156,234 968,441 WENDYS INTL INC COM 950590109 384 16,750 X 1 13,300 300 3,150 WERNER ENTERPRISES INC COM 950755108 012 700 X 1 400 000 300 WESCAST INDS INC CL A SUB VTG 950813105 1,419 49,557 X 1 3,900 1,557 44,100 WESCO FINL CORP COM 950817106 608 2,025 X 1 2,025 000 000 COLUMN TOTALS 203,379
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PAGE 120 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE WESCO INTL INC COM 95082P105 184 20,480 X 1 20,480 000 000 WEST CORP COM 952355105 015 700 X 1 700 000 000 WEST PHARMACEUTICAL SVSC INC COM 955306105 146 6,350 X 1 800 1,250 4,300 WESTAMERICA BANCORPORATION COM 957090103 205 5,460 X 1 5,360 000 100 WESTCOAST HOSPITALITY CORP COM 95750P106 003 600 X 1 000 000 600 WESTELL TECHNOLOGIES INC CL A 957541105 001 200 X 1 200 000 000 WESTERN DIGITAL CORP COM 958102105 032 6,700 X 1 1,700 000 5,000 WESTERN GAS RES INC COM 958259103 2,492 80,000 X 1 80,000 000 000 WESTERN RES INC COM 959425109 401 17,204 X 1 5,955 000 11,249 WESTERN WIRELESS CORP CL A 95988E204 396 10,004 X 1 7,823 000 2,181 WESTFIELD AMER INC COM 959910100 097 6,000 X 1 000 6,000 000 WESTON ROY F INC SUB DEB CNV 7%02 961137AA4 333 368,000 X 1 218,000 000 150,000 WESTON ROY F INC CL A 961137106 010 2,000 X 1 000 000 2,000 WESTPAC BKG CORP SPONSORED ADR 961214301 126 4,100 X 1 4,100 000 000 WESTPORT RES CORP COM 961415106 1,050 50,000 X 1 50,000 000 000 WESTVACO CORP COM 961548104 4,214 173,436 X 1 137,308 8,450 27,678 WESTWOOD ONE INC COM 961815107 212 9,338 X 1 9,038 000 300 WEYERHAEUSER CO COM 962166104 30,133 609,122 X 1 286,148 188,100 134,874 WHIRLPOOL CORP COM 963320106 4,991 99,125 X 1 59,775 1,000 38,350 WHITEHALL JEWELLERS INC COM 965063100 4,368 563,630 X 1 000 000 563,630 WHITNEY HLDG CORP COM 966612103 6,811 168,943 X 1 95,700 1,780 71,463 WHOLE FOODS MKT INC COM 966837106 7,839 185,267 X 1 175,189 000 10,078 WILD OATS MARKETS INC COM 96808B107 001 150 X 1 000 000 150 WILEY JOHN & SONS INC CL A 968223206 62,427 3,338,345 X 1 2317,168 290,922 730,255 WILLAMETTE INDS INC COM 969133107 50,104 1,091,581 X 1 1085,716 375 5,490 WILLBROS GROUP INC COM 969199108 601 52,000 X 1 000 000 52,000 WILLIAMS COAL SEAM GAS RTY TR TR UNIT 969450105 017 1,000 X 1 1,000 000 000 WILLIAMS COMMUNICATIONS GROUP CL A 969455104 035 4,390 X 1 3,490 000 900 WILLIAMS COS INC DEL COM 969457100 111,223 2,553,911 X 1 1162,572 122,887 1268,452 WILLIAMS CLAYTON ENERGY INC COM 969490101 008 460 X 1 300 000 160 COLUMN TOTALS 288,475
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PAGE 121 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE WILLIAMS SONOMA INC COM 969904101 197 7,400 X 1 3,300 4,000 100 WILLIS LEASE FINANCE CORP COM 970646105 046 5,035 X 1 235 000 4,800 WILMINGTON TRUST CORP COM 971807102 13,524 228,831 X 1 192,460 2,800 33,571 WILSHIRE OIL CO TEX COM 971889100 000 010 X 1 010 000 000 WILSHIRE ST BK CALIF COM 97200A101 311 22,000 X 1 22,000 000 000 WIND RIVER SYSTEMS INC COM 973149107 198 9,311 X 1 5,820 000 3,491 WINN DIXIE STORES INC COM 974280109 722 24,760 X 1 24,220 000 540 WINSTAR COMMUNICATIONS INC COM 975515107 045 51,475 X 1 50,025 300 1,150 WINSTON HOTELS INC COM 97563A102 096 11,675 X 1 10,675 000 1,000 WIPRO LTD SPON ADR 1 SH 97651M109 003 100 X 1 000 000 100 WIRE ONE TECHNOLOGIES INC COM 976521104 001 500 X 1 500 000 000 WIRELESS FACILITIES INC COM 97653A103 004 1,000 X 1 600 000 400 WISCONSIN CENT TRANSN CORP COM 976592105 008 500 X 1 500 000 000 WISCONSIN ENERGY CORP COM 976657106 3,578 165,364 X 1 108,461 7,106 49,797 WISER OIL CO DEL COM 977284108 006 1,000 X 1 000 000 1,000 WIT SOUNDVIEW GROUP INC COM 977383108 004 1,500 X 1 000 000 1,500 WOLVERINE WORLD WIDE INC COM 978097103 033 2,271 X 1 2,271 000 000 WOMEN COM NETWORKS INC COM 978149102 004 23,000 X 1 000 000 23,000 WOMEN FIRST HEALTHCARE COM 978150100 024 8,752 X 1 8,752 000 000 WOODWARD GOVERNOR CO COM 980745103 005 090 X 1 000 000 090 WORKGROUP TECHNOLOGY CORP COM NEW 980903207 003 2,875 X 1 000 000 2,875 WORKFLOW MGMT INC COM 98137N109 023 3,950 X 1 550 000 3,400 WORLD ACCESS INC COM 98141A101 003 11,500 X 1 11,500 000 000 WORLD AWYS INC NEW COM 98142H105 004 4,608 X 1 4,608 000 000 WORLD WRESTLING FEDN ENTMT INC CL A 98156Q108 003 200 X 1 100 000 100 WORLDCOM INC GA NEW COM 98157D106 73,094 3,911,275 X 1 2545,749 183,884 1181,642 WORTHINGTON INDS INC COM 981811102 111 11,900 X 1 3,500 2,850 5,550 WORLDPAGES COM INC COM 981922107 1,873 1,200,850 X 1 1200,850 000 000 WRIGLEY WM JR CO COM 982526105 73,920 1,536,160 X 1 1016,338 76,500 443,322 WYNDHAM INTL INC CL A 983101106 046 22,914 X 1 5,014 000 17,900 COLUMN TOTALS 167,889
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PAGE 122 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380 APRIL 3, 2001 ITEM 6: ITEM 8: INV DISCRETION VOTING AUTHORITY (SHARES) -------------- ----------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER NUMBER MARKET PRINCIPAL (A) (B) (C) SEE VALUE AMOUNT SOLE SHARED INS V (THOU) DEF OTHER INS V (A) SOLE (B)SHARED (C) NONE XM SATELLITE RADIO HLDGS INC CL A 983759101 022 3,100 X 1 000 000 3,100 XO COMMUNICATIONS INC CL A 983764101 2,700 517,355 X 1 208,650 49,000 259,705 XCARE NET INC COM 98388Y101 378 57,100 X 1 000 5,400 51,700 XCEL ENERGY INC COM 98389B100 7,913 260,028 X 1 184,267 27,896 47,865 XILINX INC COM 983919101 2,985 90,125 X 1 67,236 4,520 18,369 XEROX CORP COM 984121103 13,347 2,224,447 X 1 1842,428 19,294 362,725 XPEDIOR INC COM 98413B100 000 100 X 1 000 000 100 XTRA CORP COM 984138107 007 140 X 1 000 000 140 XYBERNAUT CORP COM 984149104 000 050 X 1 000 000 050 YAHOO INC COM 984332106 1,697 121,244 X 1 76,997 2,550 41,697 YANKEE CANDLE INC COM 984757104 029 2,164 X 1 2,164 000 000 YARDVILLE NATL BANCORP COM 985021104 016 1,130 X 1 600 000 530 YELLOW CORP COM 985509108 014 870 X 1 870 000 000 YORK INTL CORP NEW COM 986670107 553 19,900 X 1 17,800 000 2,100 YORK WTR CO COM 987184108 024 1,060 X 1 000 000 1,060 YOUBET COM INC COM 987413101 005 12,000 X 1 12,000 000 000 YOUNG BROADCASTING INC CL A 987434107 108 3,500 X 1 000 000 3,500 ZALE CORP NEW COM 988858106 30,902 1,064,500 X 1 944,400 13,000 107,100 ZI CORP COM 988918108 006 1,000 X 1 000 000 1,000 ZANY BRAINY INC COM 98906Q101 000 123 X 1 000 000 123 ZEBRA TECHNOLOGIES CORP CL A 989207105 063 1,770 X 1 1,390 000 380 ZENITH NATL INS CORP COM 989390109 041 1,760 X 1 1,760 000 000 ZILA INC COM PAR $0.01 989513205 002 1,000 X 1 000 000 1,000 ZIONS BANCORPORATION COM 989701107 1,074 20,637 X 1 3,245 000 17,392 ZIXIT CORP COM 98974P100 020 3,000 X 1 3,000 000 000 ZORAN CORP COM 98975F101 001 055 X 1 055 000 000 ZONAGEN INC COM 98975L108 001 500 X 1 000 000 500 ZOLL MED CORP COM 989922109 554 16,800 X 1 000 000 16,800 COLUMN TOTALS 62,462 FINAL TOTALS 44,672,310