-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NK+yIKKKQU7PG5pCBlKH2QCxtkTOBplUezpIuz+tObk8GskPor7Ogcn5MK5H8Mz3 CFukWkc8sdVxONlCw4HM+Q== 0001104659-05-007287.txt : 20050217 0001104659-05-007287.hdr.sgml : 20050217 20050217195315 ACCESSION NUMBER: 0001104659-05-007287 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050215 FILED AS OF DATE: 20050217 DATE AS OF CHANGE: 20050217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROOKS STEVEN D CENTRAL INDEX KEY: 0001227882 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31227 FILM NUMBER: 05625519 BUSINESS ADDRESS: STREET 1: 950 TOWER LANE STREET 2: 18TH FLOOR CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 415-434-6000 MAIL ADDRESS: STREET 1: C/O BCP CAPITAL MANAGEMENT STREET 2: ONE MARITIME PLAZA CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DENINGER PAUL F CENTRAL INDEX KEY: 0001190861 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31227 FILM NUMBER: 05625520 BUSINESS ADDRESS: BUSINESS PHONE: 7815306041 MAIL ADDRESS: STREET 1: C/O NETEGRITY INC STREET 2: 201 JONES RD CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BCI HOLDINGS LP CENTRAL INDEX KEY: 0001259287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31227 FILM NUMBER: 05625523 BUSINESS ADDRESS: STREET 1: 1345 AV OF THE AMERICAS 20TH FL CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 415-434-6000 MAIL ADDRESS: STREET 1: 1345 AV OF THE AMERICAS 20TH FL CITY: NEW YORK STATE: NY ZIP: 10105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROADVIEW BCPSBS FUND LP CENTRAL INDEX KEY: 0001259288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31227 FILM NUMBER: 05625524 BUSINESS ADDRESS: STREET 1: 1345 AV OF THE AMERICAS 20TH FL CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 4154346000 MAIL ADDRESS: STREET 1: 1345 AV OF THE AMERICAS 20TH FL CITY: NEW YORK STATE: NY ZIP: 10105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BCP GENERAL LLC CENTRAL INDEX KEY: 0001259023 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31227 FILM NUMBER: 05625525 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA #2525 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-434-6000 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA #2525 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER NAME: FORMER CONFORMED NAME: BCP CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20040730 FORMER NAME: FORMER CONFORMED NAME: BROADVIEW CAPITAL PARTNERS MANAGEMENT LLC DATE OF NAME CHANGE: 20030808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BCP AFFILIATES FUND LLC CENTRAL INDEX KEY: 0001259024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31227 FILM NUMBER: 05625526 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA #2525 CITY: SAN FRANCISCO STATE: CA ZIP: 941111 BUSINESS PHONE: 415-434-6000 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA #2525 CITY: SAN FRANCISCO STATE: CA ZIP: 941111 FORMER NAME: FORMER CONFORMED NAME: BROADVIEW CAPITAL PARTNERS AFFILIATES FUND LL DATE OF NAME CHANGE: 20030808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BCP CAPITAL QPF, L.P. CENTRAL INDEX KEY: 0001084927 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31227 FILM NUMBER: 05625528 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA #2525 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-434-6000 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA #2525 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER NAME: FORMER CONFORMED NAME: BROADVIEW CAPITAL PARTNERS QUALIFIED PURCHASER FUND LP DATE OF NAME CHANGE: 19990422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BV HOLDINGS LLP CENTRAL INDEX KEY: 0001259286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31227 FILM NUMBER: 05625522 BUSINESS ADDRESS: STREET 1: 1345 AV OF THE AMERICAS 20TH FL CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 415-434-6000 MAIL ADDRESS: STREET 1: 1345 AV OF THE AMERICAS 20TH FL CITY: NEW YORK STATE: NY ZIP: 10105 FORMER NAME: FORMER CONFORMED NAME: BROADWVIEW HOLDING LLP DATE OF NAME CHANGE: 20030811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BCP CAPITAL, L.P. CENTRAL INDEX KEY: 0001084924 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31227 FILM NUMBER: 05625527 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA #2525 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-434-6000 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA #2525 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER NAME: FORMER CONFORMED NAME: BROADVIEW CAPITAL PARTNERS LP DATE OF NAME CHANGE: 19990422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BACHMANN STEPHEN J CENTRAL INDEX KEY: 0001259025 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31227 FILM NUMBER: 05625521 BUSINESS ADDRESS: BUSINESS PHONE: 415-434-6000 MAIL ADDRESS: STREET 1: C/O BCO CAPITAL MANAGEMENT STREET 2: ONE MARITIME PLAZA CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COGENT COMMUNICATIONS GROUP INC CENTRAL INDEX KEY: 0001158324 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 522337274 BUSINESS ADDRESS: STREET 1: 1015 31ST STREET CITY: WASHINGTON STATE: DC ZIP: 20007 BUSINESS PHONE: 2022954200 4 1 a4.xml 4 X0202 4 2005-02-15 0 0001158324 COGENT COMMUNICATIONS GROUP INC COI 0001227882 BROOKS STEVEN D C/O BCP CAPITAL MANAGEMENT ONE MARITIME PLAZA SAN FRANCISCO CA 94111 1 0 1 0 0001084927 BCP CAPITAL QPF, L.P. ONE MARITIME PLAZA #2525 SAN FRANCISCO CA 94111 0 0 1 0 0001084924 BCP CAPITAL, L.P. ONE MARITIME PLAZA #2525 SAN FRANCISCO CA 94111 0 0 1 0 0001259024 BCP AFFILIATES FUND LLC ONE MARITIME PLAZA #2525 SAN FRANCISCO CA 941111 0 0 1 0 0001259023 BCP GENERAL LLC ONE MARITIME PLAZA #2525 SAN FRANCISCO CA 94111 0 0 1 0 0001259288 BROADVIEW BCPSBS FUND LP 1345 AV OF THE AMERICAS 20TH FL NEW YORK NY 10105 0 0 1 0 0001259287 BCI HOLDINGS LP 1345 AV OF THE AMERICAS 20TH FL NEW YORK NY 10105 0 0 1 0 0001259286 BV HOLDINGS LLP 1345 AV OF THE AMERICAS 20TH FL NEW YORK NY 10105 0 0 1 0 0001259025 BACHMANN STEPHEN J C/O BCO CAPITAL MANAGEMENT ONE MARITIME PLAZA SAN FRANCISCO CA 94111 0 0 1 0 0001190861 DENINGER PAUL F C/O NETEGRITY INC 201 JONES RD WALTHAM MA 02451 0 0 1 0 common stock 2005-02-15 4 C 0 5077735 A 5180800 I see note common stock 2005-02-15 4 C 0 36842661 A 37588568 I see note common stock 2005-02-15 4 C 0 541241 A 560094 I see note common stock 1184 I see note Series G-11 Convertible Preferred Stock 2005-02-15 4 C 0 657 1000 D common stock 3844010 0 I see note Series G-11 Convertible Preferred Stock 2005-02-15 4 C 0 4751 1000 D common stock 27797405 0 I see note Series G-12 Convertible Preferred Stock 2005-02-15 4 C 0 92 1000 D common stock 541241 0 I see note Series I Convertible Preferred Stock 2005-02-15 4 C 0 19 1000 D common stock 117792 0 I see note Series I Convertible Preferred Stock 2005-02-15 4 C 0 139 1000 D common stock 861748 0 I see note Series J Convertible Preferred Stock 2005-02-15 4 C 0 24 5000 D common stock 743955 0 I see note Series J Convertible Preferred Stock 2005-02-15 4 C 0 176 5000 D common stock 5455672 0 I see note Series M Convertible Preferred Stock 2005-02-15 4 C 0 12 5000 D common stock 371978 0 I see note Series M Convertible Preferred Stock 2005-02-15 4 C 0 88 5000 D common stock 2727836 0 I see note Represents the number of shares of common stock issued to such Reporting Person upon conversion of the Series G-11 Preferred Stock, Series G-12 Preferred Stock, Series I Preferred Stock, Series J Preferred Stock and Series M Preferred Stock held by such Reporting Person as reported on Table II. The conversion price for the Series G-11 Preferred Stock, Series G-12 Preferred Stock, Series I Preferred Stock, Series J Preferred Stock and Series M Preferred Stock was approximately $0.1709, $0.1699, $0.1613, $0.1613 and $0.1613, respectively. Represents shares directly owned by BCP Capital, L.P. ("BCP Cap"). Represents shares directly owned by BCP Capital QPF, L.P. ("BCP QPF"). Represents shares directly owned by BCP Affiliates Fund LLC ("BCP Affiliates"). Represents shares directly owned by BCP BCPSBS Fund L.P. Each share of Series G-11 Participating convertible Preferred Stock, par value $0.001 per share, was converted into approximately 5,850.85367 shares of common stock. Each share of Series G-12 Participating convertible Preferred Stock, par value $0.001 per share, was converted into approximately 5,883.06514 shares of common stock. The preferred securities are immediately convertible. The conversion feature continues indefinitely. Each share of Series I Participating Convertible Preferred Stock, par value $0.001 per share, was converted into 6,199.628 shares of common stock. Each share of Series J Participating Convertible Preferred Stock, par value $0.001 per share, was converted into 30,998.15 shares of common stock. Each share of Series M Participating Convertible Preferred Stock, par value $0.001 per share, was converted into 30,998.15 shares of common stock. Steven D. Brooks is a Director of Cogent Communications Group, Inc. Mr. Brooks is a Manager of BCP General LLC ("BCPG"), the General Partner of BCP Capital L.P. and BCP Capital QPF, L.P. and a Manager of BCP Capital Management LLC, the Manager of BCP Capital L.P., BCP Capital QPF, L.P. and BCP Affiliates Fund LLC. Paul F. Deninger is the Chief Executive Officer of BV Holdings LLP, the General Partner of BCI Holdings L.P., which is a Member of BCPG, the Manager of Broadview BCPSBS Fund LLC, and the General Partner of Broadview BCPSBS Fund L.P. Messrs' Brooks, Deninger and Stephen J. Bachmann are Members of the Investment Committee of BCPG. Each Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such Reporting Person's pecuniary interest in such securities) other than any securities reported herein as being directly owned by such Reporting Person, and this report shall not be deemed an admissio n that such Reporting Person is the beneficial owner of any such securities for purposes of Section 16 or for any other purpose. BCP Capital L.P., By: BCP General LLC Its: General Partner By: /s/ Steven D. Brooks Steven D. Brooks Managing Director 2005-02-17 BCP Capital QPF, L.P. By: BCP General LLC Its: General Partner By: /s/Steven D. Brooks Steven D. Brooks Managing Director 2005-02-17 BCP Affiliates Fund LLC By: BCP Capital Management LLC Its: Manager By: /s/ Steven D. Brooks Steven D. Brooks Managing Director 2005-02-17 BCP General LLC By: /s/ Steven D. Brooks Steven D. Brooks Managing Director 2005-02-17 BCI Holdings, L.P. By: BV Holdings LLP Its: General Partner By: /s/ Steven D. Brooks Steven D. Brooks Attorney-in-Fact 2005-02-17 BV Holdings LLP By: /s/ Steven D. Brooks Steven D. Brooks Attorney-in-Fact 2005-02-17 /s/ Steven D. Brooks 2005-02-17 /s/ Steven D. Brooks Stephen J. Bachmann By: Steven D. Brooks Attorney-in-Fact 2005-02-17 /s/ Steven D. Brooks Paul F. Deninger By: Steven D. Brooks Attorney-in-Fact 2005-02-17 -----END PRIVACY-ENHANCED MESSAGE-----