0001209191-11-035129.txt : 20110617
0001209191-11-035129.hdr.sgml : 20110617
20110617092732
ACCESSION NUMBER: 0001209191-11-035129
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110616
FILED AS OF DATE: 20110617
DATE AS OF CHANGE: 20110617
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAE SYSTEMS INC
CENTRAL INDEX KEY: 0001084876
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 770588488
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3775 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-952-8200
MAIL ADDRESS:
STREET 1: 3775 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: NETTAXI INC
DATE OF NAME CHANGE: 19990422
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHEN ROBERT I
CENTRAL INDEX KEY: 0001171523
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31783
FILM NUMBER: 11917129
MAIL ADDRESS:
STREET 1: 1339 MOFFETT PARK DR
CITY: SUNNYVALE
STATE: CA
ZIP: 95112
4
1
doc4.xml
FORM 4 SUBMISSION
X0303
4
2011-06-16
1
0001084876
RAE SYSTEMS INC
RAE
0001171523
CHEN ROBERT I
3775 NORTH FIRST STREET
SAN JOSE
CA
95134
1
1
1
0
Chief Executive Officer
Common Stock
2011-06-16
4
S
0
2704765
2.25
D
10882785
I
As Trustee
Common Stock
2011-06-16
4
J
0
1976559
0.00
D
10882785
I
As Trustee
Nonqualified Stock Option
1.87
2011-06-16
4
S
0
200000
0.38
D
2009-04-11
2011-06-16
Common Stock
200000
0
D
Nonqualified Stock Option
1.078
2011-06-16
4
S
0
200000
1.172
D
2010-05-01
2011-06-16
Common Stock
200000
0
D
These shares were surrendered for $2.25 per share in cash pursuant to the Merger Agreement with an affiliate of Vector Capital.
These shares were surrendered for no consideration pursuant to the Merger Agreement.
Vested over four years from grant date, which is one year prior to the Exercisable Date.
Under the Merger Agreement, vesting is accelerated for all unvested shares as of the Closing Date.
The price equals $2.25 (the merger consideration) less the exercise price.
Robert I. Chen by Power-of-Attorney
2011-06-17