0001209191-11-035129.txt : 20110617 0001209191-11-035129.hdr.sgml : 20110617 20110617092732 ACCESSION NUMBER: 0001209191-11-035129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110616 FILED AS OF DATE: 20110617 DATE AS OF CHANGE: 20110617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAE SYSTEMS INC CENTRAL INDEX KEY: 0001084876 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 770588488 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3775 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-952-8200 MAIL ADDRESS: STREET 1: 3775 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETTAXI INC DATE OF NAME CHANGE: 19990422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHEN ROBERT I CENTRAL INDEX KEY: 0001171523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31783 FILM NUMBER: 11917129 MAIL ADDRESS: STREET 1: 1339 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 95112 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-06-16 1 0001084876 RAE SYSTEMS INC RAE 0001171523 CHEN ROBERT I 3775 NORTH FIRST STREET SAN JOSE CA 95134 1 1 1 0 Chief Executive Officer Common Stock 2011-06-16 4 S 0 2704765 2.25 D 10882785 I As Trustee Common Stock 2011-06-16 4 J 0 1976559 0.00 D 10882785 I As Trustee Nonqualified Stock Option 1.87 2011-06-16 4 S 0 200000 0.38 D 2009-04-11 2011-06-16 Common Stock 200000 0 D Nonqualified Stock Option 1.078 2011-06-16 4 S 0 200000 1.172 D 2010-05-01 2011-06-16 Common Stock 200000 0 D These shares were surrendered for $2.25 per share in cash pursuant to the Merger Agreement with an affiliate of Vector Capital. These shares were surrendered for no consideration pursuant to the Merger Agreement. Vested over four years from grant date, which is one year prior to the Exercisable Date. Under the Merger Agreement, vesting is accelerated for all unvested shares as of the Closing Date. The price equals $2.25 (the merger consideration) less the exercise price. Robert I. Chen by Power-of-Attorney 2011-06-17