-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R1Nf8ldMv5tbpR4TOrcxIn7fYMQ+AVUOVy8o0aH39iwRFF7ARuXKCYngz//IQdu9 dG214yQhXbNANYJutvkb8w== 0001012870-02-001884.txt : 20020419 0001012870-02-001884.hdr.sgml : 20020419 ACCESSION NUMBER: 0001012870-02-001884 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020419 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RAE SYSTEMS INC CENTRAL INDEX KEY: 0001084876 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 770588488 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-58813 FILM NUMBER: 02615644 BUSINESS ADDRESS: STREET 1: 1339 MOFFETT PARK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 95112 BUSINESS PHONE: 408-752-0723 FORMER COMPANY: FORMER CONFORMED NAME: NETTAXI INC DATE OF NAME CHANGE: 19990422 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HSI PETER H CENTRAL INDEX KEY: 0001171525 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1339 MOFFETT PARK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 95112 BUSINESS PHONE: 4087520723 SC 13G 1 dsc13g.txt SCHEDULE 13-G ---------------------------------- ---------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 RAE Systems Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 75061P 10 2 ---------------- (CUSIP Number) April 9, 2002 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [_] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 pages - ----------------------------- -------------------------- CUSIP NO. 75061P 10 2 13G Page 2 of 6 Pages - ----------------------------- ------------ -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S. S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Peter H. Hsi - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES 4,336,332 BENEFICIALLY ----------------------------------------------------- OWNED BY 6 SHARED VOTING POWER BY EACH REPORTING PERSON ----------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 4,336,332 ----------------------------------------------------- 8 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,336,332 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.7% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ----------------------- ----------------------- CUSIP NO. 75061P 10 2 13G Page 3 of 6 Pages - ----------------------- --------------- ----------------------- Item 1. (a) Name of Issuer: RAE Systems Inc. (b) Address of Issuer's Principal Executive Offices: 1339 Moffett Park Drive Sunnyvale, CA 95112 Item 2. (a) Name of Person Filing: Peter H. Hsi (b) Address of Principal Business Office or, if none, Residence: c/o RAE Systems Inc. 1339 Moffett Park Drive Sunnyvale, CA 95112 (c) Citizenship: United States of America (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 75061P 10 2 Item 3. If this statement is filed pursuant to (S)(S) 240.13d-1(b), or 240.13d- 2(b), check whether the person filing is a: (a) [_] Broker or Dealer registered under section 15 of the Act (b) [_] Bank as defined in section 3(a)(6) of the Act (c) [_] Insurance company as defined in section 3(a)(19) of the Act (d) [_] Investment company registered under section 8 of the Investment Company Act of 1940 - ----------------------- ----------------------- CUSIP NO. 75061P 10 2 13G Page 4 of 6 Pages - ----------------------- --------------- ----------------------- (e) [_] Investment adviser in accordance with (S) 240.13d- 1(b)(1)(ii)(E) (f) [_] An employee benefit plan or endowment fund in accordance with (S) 240.13d-1(b)(1)(ii)(F) (g) [_] Parent Holding Company, in accordance with (S) 240.13d- 1(b)(ii)(G) (Note: See Item 7) (h) [_] Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (i) [_] Church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (j) [_] Group, in accordance with (S) 240.13d-1(b)(1)(ii)(H) Item 4. Ownership (a) Amount Beneficially Owned: 4,336,332 (b) Percent of Class: 9.7% Based on approximately 44,905,045 shares of the Issuer's Common Stock outstanding as of April 9, 2002. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 4,336,332 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 4,336,332 (iv) shared power to dispose or to direct the disposition of: 0 - ----------------------- ----------------------- CUSIP NO. 75061P 10 2 13G Page 5 of 6 Pages - ----------------------- --------------- ----------------------- Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of the Group Not applicable. Item 10. Certifications By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose of effect. - ----------------------- ----------------------- CUSIP NO. 75061P 10 2 13G Page 6 of 6 Pages - ----------------------- --------------- ----------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: April 19, 2002 /s/ Peter H. Hsi ------------------------------------ Peter H. Hsi -----END PRIVACY-ENHANCED MESSAGE-----