-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BhlzZRmiTUEFp+YV3iQChcCFc30400HpfTBUE5IJvmT8CfXrufuufAx7FqE2kph4 dz0eOPOz0IA2mZQp7iCwUw== 0000950134-07-003241.txt : 20070214 0000950134-07-003241.hdr.sgml : 20070214 20070214133232 ACCESSION NUMBER: 0000950134-07-003241 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RAE SYSTEMS INC CENTRAL INDEX KEY: 0001084876 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 770588488 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58813 FILM NUMBER: 07617549 BUSINESS ADDRESS: STREET 1: 3775 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-952-8200 MAIL ADDRESS: STREET 1: 3775 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETTAXI INC DATE OF NAME CHANGE: 19990422 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HSI PETER C CENTRAL INDEX KEY: 0001171525 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1339 MOFFETT PARK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 95112 BUSINESS PHONE: 4087520723 MAIL ADDRESS: STREET 1: 1339 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 95112 FORMER COMPANY: FORMER CONFORMED NAME: HSI PETER H DATE OF NAME CHANGE: 20020418 SC 13G/A 1 f27321a3sc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934
(Amendment No. 3)*

RAE Systems Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
75061P 10 2
(CUSIP Number)
February 14, 2007
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

                     
CUSIP No.
  
75061P 10 2  
   Page  
2 
   of   
6 

 

           
1   NAMES OF REPORTING PERSONS:
   Peter C. Hsi *
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
  (a)   o
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  United States of America
       
  5   SOLE VOTING POWER:
     
NUMBER OF   3,091,332
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY  
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   3,091,332
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
   
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  3,091,332
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  5.26%**
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

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CUSIP No.
  
75061P 10 2  
   Page  
3 
   of   
6 
Item 1.
  (a)   Name of Issuer:
 
      RAE Systems Inc.
  (b)   Address of Issuer’s Principal Executive Offices:
3775 North First Street
San Jose, CA 95134
Item 2.
  (a)   Name of Person Filing:
 
      Peter C. Hsi *
 
      *All shares of common stock reside in the Hsi Family Trust, dated February 7, 2002 (“Hsi Family Trust”). Peter C. Hsi, Vice President, Chief Technology Officer and Director of RAE Systems Inc. is a Trustee of the Hsi Family Trust.
  (b)   Address of Principal Business Office or, if none, Residence:
c/o RAE Systems Inc.
3775 North First Street
San Jose, CA 95134
  (c)   Citizenship:
 
      United States of America
 
  (d)   Title of Class of Securities:
 
      Common Stock
 
  (e)   CUSIP Number: 75061P 10 2
Item 3. If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b), check whether the person filing is a:
  (a)   o    Broker or Dealer registered under section 15 of the Act
 
  (b)   o    Bank as defined in section 3(a)(6) of the Act
 
  (c)   o    Insurance company as defined in section 3(a)(19) of the Act
 
  (d)   o    Investment company registered under section 8 of the Investment

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CUSIP No.
  
75061P 10 2  
   Page  
4 
   of   
6 
      Company Act of 1940
 
  (e)   o    Investment adviser in accordance with §240.13d-1(b)(1)(ii)(E)
 
  (f)   o    An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F)
 
  (g)   o    Parent Holding Company, in accordance with § 240.13d- 1(b)(ii)(G) (Note: See Item 7)
 
  (h)   o    Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act
 
  (i)   o    Church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940
 
  (j)   o    Group, in accordance with § 240.13d-1(b)(1)(ii)(H)
Item 4. Ownership
  (a)   Amount Beneficially Owned:
 
      3,091,332 shares
 
  (b)   Percent of Class:
 
      5.26% **
 
      **Based on approximately 58,765,054 shares of RAE Systems Inc.’s common stock outstanding as of February 7, 2007.
 
  (c)   Number of shares as to which such person has:
  (i)   sole power to vote or to direct the vote:
 
      3,091,332 shares
 
  (ii)   shared power to vote or to direct the vote:
 
  (iii)   sole power to dispose or to direct the disposition of:
 
      3,091,332 shares
 
  (iv)   shared power to dispose or to direct the disposition of:

4

 

                     
CUSIP No.
  
75061P 10 2  
   Page  
5 
   of   
6 
Item 5. Ownership of Five Percent or Less of a Class
     Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
     Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
     Not applicable.
Item 8. Identification and Classification of Members of the Group
     Not applicable.
Item 9. Notice of Dissolution of the Group
     Not applicable.
Item 10. Certifications
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose of effect.

5

 

                     
CUSIP No.
  
75061P 10 2  
   Page  
6 
   of   
6 
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated February 14, 2007
         
  HSI FAMILY TRUST
 		  
  By:   /s/ Peter C. Hsi    
    Peter C. Hsi, as Trustee   
       
 

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