0001144204-16-102179.txt : 20160516 0001144204-16-102179.hdr.sgml : 20160516 20160516095648 ACCESSION NUMBER: 0001144204-16-102179 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160513 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Inventergy Global, Inc. CENTRAL INDEX KEY: 0001084752 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 621482178 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 E. HAMILTON AVENUE #180 CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 408-389-3510 MAIL ADDRESS: STREET 1: 900 E. HAMILTON AVENUE #180 CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: EON COMMUNICATIONS CORP DATE OF NAME CHANGE: 19991123 FORMER COMPANY: FORMER CONFORMED NAME: CORTELCO SYSTEMS INC DATE OF NAME CHANGE: 19990421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHELPS MARSHALL C JR CENTRAL INDEX KEY: 0001330334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26399 FILM NUMBER: 161651184 MAIL ADDRESS: STREET 1: C/O INVENTERGY GLOBAL, INC. STREET 2: 900 EAST HAMILTON AVENUE SUITE 180 CITY: CAMPBELL STATE: CA ZIP: 95008 4 1 v440040_4.xml OWNERSHIP DOCUMENT X0306 4 2016-05-13 0 0001084752 Inventergy Global, Inc. INVT 0001330334 PHELPS MARSHALL C JR C/O INVENTERGY GLOBAL, INC. 900 E. HAMILTON AVENUE, SUITE 180 CAMPBELL CA 95008 1 0 0 0 Series D Convertible Preferred Stock 1.98 2016-05-13 4 P 0 30 1000 A 2016-05-13 Common stock 15175 30 D Warrants to Purchase Common Stock 1.87 2016-05-13 4 P 0 12899 1000 A 2016-11-14 2021-11-14 Common stock 12899 12899 D Not applicable. Reflects the purchase price of one share of Series D convertible preferred stock and a warrant to purchase 0.85 shares of common stock. 50% of the warrants vested upon issuance and the remaining warrants may only be exercised if any of the reporting person's shares of Series D preferred stock remain outstanding as of such date. /s/ Marshall C. Phelps, Jr. 2016-05-16