UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_______________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 23, 2015 (December 22, 2015)
Inventergy Global, Inc.
(Exact name of registrant as specified in its charter)
Delaware | 000-26399 | 62-1482176 |
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
900 E. Hamilton Avenue #180 Campbell, CA |
95008 |
(Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (408) 389-3510
Not Applicable
(Former name or former address, if changed since last report)
_____________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01 Other Events
On December 22, 2015, Inventergy Global, Inc. (the “Company”) received a letter from the Listing Qualifications Department of the NASDAQ Stock Market notifying it that the Company has regained compliance with Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Rule”) by maintaining a $1.00 minimum bid price for a consecutive 10-day trading period.
On December 23, 2015, the Company issued a press release disclosing that it has regained compliance with the Minimum Bid Rule. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit No. | Description |
99.1 | Press Release, dated December 23, 2015 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: December 23, 2015
INVENTERGY GLOBAL, INC. | |||
By: | /s/ Joseph W. Beyers | ||
Name: Joseph W. Beyers | |||
Title: Chief Executive Officer |
Exhibit 99.1
Inventergy Regains Compliance with NASDAQ Minimum Bid Price Rule
CAMPBELL, CA—December 23, 2015 – Inventergy Global, Inc. (NASDAQ: INVT) ("Inventergy"), a Silicon-Valley based intellectual property company, today announced that it has received a letter from the Listing Qualifications Department of The Nasdaq Stock Market notifying it that Inventergy has regained compliance with Listing Rule 5550(a)(2), the minimum bid price requirement for continued listing on The Nasdaq Capital Market, and that the matter is now closed.
About Inventergy Global, Inc.
Inventergy Global, Inc. (“Inventergy”) is a Silicon Valley-based intellectual property company dedicated to identifying, acquiring and licensing patented technologies of market-significant technology leaders. Led by IP industry pioneer and veteran Joe Beyers, the Company leverages decades of corporate experience, market and technology expertise, and industry connections to assist Fortune 500 companies in leveraging the value of their innovations to achieve greater returns.
Cautionary Statement Regarding Forward-Looking Statements
This press release contains statements, estimates, forecasts and projections with respect to future performance and events, which
constitute forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section
21E of the Securities Exchange Act of 1934, as amended. Those statements include statements regarding the intent and belief or
current expectations of the Company and its affiliates and subsidiaries and their respective management teams. Forward-looking
statements are not statements of historical fact and often contain words such as "anticipate," "believe," "estimate,"
"expect," "intend," "may," "plan," "will," "should," "seek"
and similar expressions. Investors and prospective investors are cautioned that any such forward-looking statements are not guarantees
of future performance and involve risks and uncertainties, including the risk factors set forth from time to time in our filings
with the Securities and Exchange Commission. These risks could cause actual results to differ materially from those expressed or
implied in the forward-looking statements. We make forward-looking statements based on currently available information, and we
assume no obligation to, and expressly disclaim any obligation to, update or revise publicly any forward-looking statements made
in this release, whether as a result of new information, future events or otherwise, except as required by law.
For more information about Inventergy, visit www.inventergy.com.
Contact:
Robert Haag
IRTH Communications
INVT@irthcommunications.com
866-976-4784
inventergy.com / 900 E. Hamilton Avenue, Suite 180 / Campbell, CA 95008