0001144204-14-040825.txt : 20140701
0001144204-14-040825.hdr.sgml : 20140701
20140701175513
ACCESSION NUMBER: 0001144204-14-040825
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140606
FILED AS OF DATE: 20140701
DATE AS OF CHANGE: 20140701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Inventergy Global, Inc.
CENTRAL INDEX KEY: 0001084752
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 621482178
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 900 E. HAMILTON AVENUE #180
CITY: CAMPBELL
STATE: CA
ZIP: 95008
BUSINESS PHONE: 408-389-3510
MAIL ADDRESS:
STREET 1: 900 E. HAMILTON AVENUE #180
CITY: CAMPBELL
STATE: CA
ZIP: 95008
FORMER COMPANY:
FORMER CONFORMED NAME: EON COMMUNICATIONS CORP
DATE OF NAME CHANGE: 19991123
FORMER COMPANY:
FORMER CONFORMED NAME: CORTELCO SYSTEMS INC
DATE OF NAME CHANGE: 19990421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sobon Wayne
CENTRAL INDEX KEY: 0001609664
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26399
FILM NUMBER: 14953730
MAIL ADDRESS:
STREET 1: C/O INVENTERGY GLOBAL, INC.
STREET 2: 900 EAST HAMILTON AVENUE SUITE 180
CITY: CAMPBELL
STATE: CA
ZIP: 95008
3/A
1
v383035_3a.xml
OWNERSHIP DOCUMENT
X0206
3/A
2014-06-06
2014-06-16
0
0001084752
Inventergy Global, Inc.
INVT
0001609664
Sobon Wayne
C/O INVENTERGY GLOBAL, INC.
900 E. HAMILTON AVENUE, SUITE 180
CAMPBELL
CA
95008
0
1
1
0
See Remarks
Common Stock, $0.001 par value per share
2103176
D
The shares of common stock (the "Shares") being reported by the Reporting Person were issued pursuant to non-plan stock grants dated February 5, 2013. The Shares are subject to forfeiture to the issuer upon the termination of the Reporting Person's service before the Shares have vested. With respect to 50% of the Shares, 20% vested immediately upon granting and a portion of the remaining shares vest annually over a three year period. With respect to the remaining 50% of the Shares, the forfeiture condition lapses and the Shares vest upon achieving specified milestones, including repayment of the certain senior secured notes of the issuer, certain licensing stages are completed and upon acquisitions of additional patent portfolios. All such Shares are held in escrow by the issuer and are subject to a right of first refusal in the event of a proposed sale or transfer.
This amendment to Form 3 is being filed to correct a mistake on the originally filed Form 3 by reducing the number of shares beneficially owned by the Reporting Person by 17,674 shares.
Senior Vice President, General Counsel and Secretary
/s/ Wayne Sobon
2014-06-30