0001144204-14-037955.txt : 20140624
0001144204-14-037955.hdr.sgml : 20140624
20140616200223
ACCESSION NUMBER: 0001144204-14-037955
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140606
FILED AS OF DATE: 20140616
DATE AS OF CHANGE: 20140616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Inventergy Global, Inc.
CENTRAL INDEX KEY: 0001084752
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 621482178
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 900 E. HAMILTON AVENUE #180
CITY: CAMPBELL
STATE: CA
ZIP: 95008
BUSINESS PHONE: 408-389-3510
MAIL ADDRESS:
STREET 1: 900 E. HAMILTON AVENUE #180
CITY: CAMPBELL
STATE: CA
ZIP: 95008
FORMER COMPANY:
FORMER CONFORMED NAME: EON COMMUNICATIONS CORP
DATE OF NAME CHANGE: 19991123
FORMER COMPANY:
FORMER CONFORMED NAME: CORTELCO SYSTEMS INC
DATE OF NAME CHANGE: 19990421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rortveit Jon
CENTRAL INDEX KEY: 0001609670
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26399
FILM NUMBER: 14924023
MAIL ADDRESS:
STREET 1: C/O INVENTERGY GLOBAL, INC.
STREET 2: 900 EAST HAMILTON AVENUE SUITE 180
CITY: CAMPBELL
STATE: CA
ZIP: 95008
3
1
v381569_3.xml
OWNERSHIP DOCUMENT
X0206
3
2014-06-06
0
0001084752
Inventergy Global, Inc.
INVT
0001609670
Rortveit Jon
C/O INVENTERGY GLOBAL, INC.
900 E. HAMILTON AVENUE, SUITE 180
CAMPBELL
CA
95008
0
1
0
0
See Remarks
Common Stock, $0.001 par value per share
1979460
D
The shares of common stock (the "Shares") being reported by the Reporting Person were issued pursuant to non-plan stock grants dated February 5, 2013. The Shares are subject to forfeiture to the issuer upon the termination of the Reporting Person's service before the Shares have vested. With respect to 50% of the Shares, 20% vested immediately upon granting and a portion of the remaining shares vest annually over a three year period. With respect to the remaining 50% of the Shares, the forfeiture condition lapses and the Shares vest upon achieving specified milestones, including repayment of the certain senior secured notes of the issuer, certain licensing stages are completed and upon acquisitions of additional patent portfolios.
Senior Vice President, Acquisition and IP Licensing
/s/ Jon Rortveit
2014-06-16