0001144204-14-037955.txt : 20140624 0001144204-14-037955.hdr.sgml : 20140624 20140616200223 ACCESSION NUMBER: 0001144204-14-037955 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140606 FILED AS OF DATE: 20140616 DATE AS OF CHANGE: 20140616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Inventergy Global, Inc. CENTRAL INDEX KEY: 0001084752 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 621482178 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 900 E. HAMILTON AVENUE #180 CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 408-389-3510 MAIL ADDRESS: STREET 1: 900 E. HAMILTON AVENUE #180 CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: EON COMMUNICATIONS CORP DATE OF NAME CHANGE: 19991123 FORMER COMPANY: FORMER CONFORMED NAME: CORTELCO SYSTEMS INC DATE OF NAME CHANGE: 19990421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rortveit Jon CENTRAL INDEX KEY: 0001609670 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26399 FILM NUMBER: 14924023 MAIL ADDRESS: STREET 1: C/O INVENTERGY GLOBAL, INC. STREET 2: 900 EAST HAMILTON AVENUE SUITE 180 CITY: CAMPBELL STATE: CA ZIP: 95008 3 1 v381569_3.xml OWNERSHIP DOCUMENT X0206 3 2014-06-06 0 0001084752 Inventergy Global, Inc. INVT 0001609670 Rortveit Jon C/O INVENTERGY GLOBAL, INC. 900 E. HAMILTON AVENUE, SUITE 180 CAMPBELL CA 95008 0 1 0 0 See Remarks Common Stock, $0.001 par value per share 1979460 D The shares of common stock (the "Shares") being reported by the Reporting Person were issued pursuant to non-plan stock grants dated February 5, 2013. The Shares are subject to forfeiture to the issuer upon the termination of the Reporting Person's service before the Shares have vested. With respect to 50% of the Shares, 20% vested immediately upon granting and a portion of the remaining shares vest annually over a three year period. With respect to the remaining 50% of the Shares, the forfeiture condition lapses and the Shares vest upon achieving specified milestones, including repayment of the certain senior secured notes of the issuer, certain licensing stages are completed and upon acquisitions of additional patent portfolios. Senior Vice President, Acquisition and IP Licensing /s/ Jon Rortveit 2014-06-16