-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JfmcyUmEbi7LnLkh7kqm1xEI/HYzK5v2VIBcL6eqo/eKNSOhS9sryVAZBvi39IaH RjOGGivQrs0lxyfnlm4T/Q== 0001140361-04-005226.txt : 20040913 0001140361-04-005226.hdr.sgml : 20040913 20040913114050 ACCESSION NUMBER: 0001140361-04-005226 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040731 FILED AS OF DATE: 20040913 DATE AS OF CHANGE: 20040913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHINAVEST IV L P CENTRAL INDEX KEY: 0000903644 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26399 FILM NUMBER: 041026893 BUSINESS ADDRESS: STREET 1: 11 DUDDELL ST 19TH FL STREET 2: DINA HOUSE CITY: HONG KONG 1HK 070 STATE: K3 ZIP: 00000 BUSINESS PHONE: 85225141670 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EON COMMUNICATIONS CORP CENTRAL INDEX KEY: 0001084752 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 621482178 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 4105 ROYAL DRIVE NW STREET 2: SUITE 100 CITY: KENNESAW STATE: GA ZIP: 30144 BUSINESS PHONE: 7704232200 MAIL ADDRESS: STREET 1: 4105 ROYAL DRIVE NW STREET 2: SUITE 100 CITY: KENNESAW STATE: GA ZIP: 30144 FORMER COMPANY: FORMER CONFORMED NAME: CORTELCO SYSTEMS INC DATE OF NAME CHANGE: 19990421 5 1 doc1.xml FORM 5 X0202 5 2004-07-31 1 0 0 0001084752 EON COMMUNICATIONS CORP EONC 0000903644 CHINAVEST IV L P PRENTICE HALL CORP SYSTEMS INC. 32 LOOKERMAN SQ, SUITE L-100 DOVER DE 19901 0 0 1 0 Common Stock 2003-10-13 5 S 0 17100 3.10 D 0 D Common Stock 2003-10-14 5 S 0 27200 2.93 D 0 D Common Stock 2003-10-15 5 S 0 37700 2.79 D 0 D Common Stock 2003-10-16 5 S 0 41900 2.70 D 0 D Common Stock 2003-10-17 5 S 0 10000 2.52 D 0 D Common Stock 2003-10-17 5 S 0 38500 2.80 D 0 D Common Stock 2003-10-20 5 S 0 24000 2.74 D 0 D Common Stock 2003-10-22 5 S 0 20500 2.67 D 0 D Common Stock 2003-10-23 5 S 0 43900 2.60 D 0 D Common Stock 2003-10-24 5 S 0 112400 2.46 D 0 D Common Stock 2003-10-27 5 S 0 53200 2.43 D 0 D Common Stock 2003-10-28 5 S 0 61500 2.38 D 0 D Common Stock 2004-10-29 5 S 0 1567 2.42 D 0 D Common Stock 2003-10-30 5 S 0 44500 2.38 D 0 D Common Stock 2003-10-31 5 S 0 31200 2.38 D 0 D Common Stock 2003-11-03 5 S 0 87300 2.39 D 0 D Common Stock 2003-11-04 5 S 0 39300 2.36 D 0 D Common Stock 2003-11-07 5 S 0 100 2.37 D 0 D Common Stock 2003-11-10 5 S 0 214660 2.86 D 0 D This final Form 5 is being filed by ChinaVest IV, L.P., a Delaware limited partnership (?CV4?), the legal and beneficial owner of the Issuer?s stock. The general partner of CV4, ChinaVest Partners IV, is contemporaneously separately filing a final Form 5 as it is deemed to beneficially own the Issuer?s stock by virtue of its control of CV4. CV4 is one of three affiliated venture capital Funds that invest and divest side-by-side in all portfolio investments. ChinaVest Partners IV is also the general partner of one such other Fund, ChinaVest IV-A, L.P., a Delaware limited partnership (?CV4A?). An affiliate of ChinaVest Partners IV, ChinaVest Management Limited, a Bermuda corporation, is the general partner of the third venture Fund, ChinaVest IV-B, L.P., a Bermuda limited partnership (?CV4B?). CV4 is filing this Form 5 by reason of its prior 10%+ ownership of the Issuer. Because ChinaVest Partners IV is the general partner of each of CV4 and CV4A, because the three ChinaVest IV Funds traditionally invest and divest side-by-side in portfolio investments, and because an affiliate of ChinaVest Partners IV is the general partner of CV4B, the sale of the common stock of the Issuer reported on this Form 5 include those shares legally owned by CV4A and CV4B. All of the shares owned by CV4, CV4A and CV4B were sold in the reported transactions during 2003 and this represents the final filing of such persons for the Issuer?s fiscal year ended July 31, 2004. Edward B. Collins, General Partner of ChinaVest Partners IV, Its General Partner 2004-09-13 -----END PRIVACY-ENHANCED MESSAGE-----