0001265287-13-000020.txt : 20130304 0001265287-13-000020.hdr.sgml : 20130304 20130304180042 ACCESSION NUMBER: 0001265287-13-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130301 FILED AS OF DATE: 20130304 DATE AS OF CHANGE: 20130304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIEDMAN BRIAN P CENTRAL INDEX KEY: 0001275002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14947 FILM NUMBER: 13663018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Jefferies Group LLC CENTRAL INDEX KEY: 0001084580 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 954719745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-284-2550 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: JEFFERIES GROUP INC /DE/ DATE OF NAME CHANGE: 19990429 FORMER COMPANY: FORMER CONFORMED NAME: JEF HOLDING CO INC DATE OF NAME CHANGE: 19990419 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-03-01 0 0001084580 Jefferies Group LLC JEF 0001275002 FRIEDMAN BRIAN P C/O JEFFERIES 520 MADISON AVE. NEW YORK NY 10022 1 1 0 0 Chairman Executive Committee Common Stock 2013-03-01 4 D 0 6542592 D 0 D Reflects disposition pursuant to a merger agreement between Leucadia National Corporation (Leucadia) and Jefferies Group, Inc. (Jefferies) in which each share of Jefferies common stock was exchanged for 0.81 Leucadia common shares. The closing price of a Leucadia common share on March 1, 2013 (the effective date of the merger) was $26.40 and the closing price of a share of Jefferies common stock on February 28, 2013 (the last trading day prior to effectiveness of the merger) was $21.72. Included 1,332 shares indirectly held by the Reporting Person by the Trustee of the Jefferies Group, Inc. Employees' Stock Ownership Plan for the benefit of the Reporting Person; included 14,195 shares indirectly held by the Reporting Person by the Trustee under the Jefferies Group, Inc. Profit Sharing Plan for the benefit of the Reporting Person; and included 60,000 shares transferred to a family trust and indirectly held by the Reporting Person. /s/ Roland T. Kelly, by power of attorney 2013-03-04