0001265287-11-000043.txt : 20111117
0001265287-11-000043.hdr.sgml : 20111117
20111117122114
ACCESSION NUMBER: 0001265287-11-000043
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111115
FILED AS OF DATE: 20111117
DATE AS OF CHANGE: 20111117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HANDLER RICHARD B
CENTRAL INDEX KEY: 0001211677
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14947
FILM NUMBER: 111212377
MAIL ADDRESS:
STREET 1: C/O JEFFERIES & COMPANY, INC.
STREET 2: 520 MADISON AVE., 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JEFFERIES GROUP INC /DE/
CENTRAL INDEX KEY: 0001084580
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 954719745
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-284-2550
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: JEF HOLDING CO INC
DATE OF NAME CHANGE: 19990419
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2011-11-15
0
0001084580
JEFFERIES GROUP INC /DE/
JEF
0001211677
HANDLER RICHARD B
C/O JEFFERIES & COMPANY, INC.
520 MADISON AVE.
NEW YORK
NY
10022
1
1
0
0
Chairman and CEO
Common Stock
2011-11-15
4
A
0
61231
11.02
A
11953260
D
Acquisitions of deferred shares upon dividend reinvestments under the Jefferies Group, Inc. Deferred Compensation Plan and restricted stock units as a result of dividend reinvestments under the Jefferies Group, Inc. 2003 Incentive Compensation Plan in transactions exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.
Does not include 114,193 shares indirectly held by the Reporting Person by the Trustee of the Jefferies Group, Inc. Employees' Stock Ownership Plan for the benefit of the Reporting Person, does not include 11 shares indirectly held by the Reporting Person by the Trustee under the Jefferies Group, Inc. Profit Sharing Plan for the benefit of the Reporting Person, and does not include 40 shares indirectly held by the Reporting Person as custodian for family accounts. Includes shares held by the Reporting Person as trustee for estate planning trusts.
/s/ Roland T. Kelly, by power of attorney
2011-11-17