-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DkZeQV8oAVG1pCV5v6eAP76zUXw53KCVkEXdtdQucXRg/3lNt7SWo3F8WOM66CjH Q0vGQhkc8BQDt5nYWUvQdg== 0001265287-08-000023.txt : 20080512 0001265287-08-000023.hdr.sgml : 20080512 20080512154022 ACCESSION NUMBER: 0001265287-08-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080508 FILED AS OF DATE: 20080512 DATE AS OF CHANGE: 20080512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAM ENERGY RESOURCES INC CENTRAL INDEX KEY: 0001282648 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 200700684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5100 E SKELLY DRIVE - SUITE 650 CITY: TULSA STATE: OK ZIP: 74135 BUSINESS PHONE: 918-663-2800 MAIL ADDRESS: STREET 1: 5100 E SKELLY DRIVE - SUITE 650 CITY: TULSA STATE: OK ZIP: 74135 FORMER COMPANY: FORMER CONFORMED NAME: TREMISIS ENERGY ACQUISITION CORP DATE OF NAME CHANGE: 20040304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jefferies High Yield Holdings, LLC CENTRAL INDEX KEY: 0001420619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50682 FILM NUMBER: 08823149 BUSINESS ADDRESS: STREET 1: THE METRO CENTER, ONE STATION PLACE STREET 2: THREE NORTH CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-708-5800 MAIL ADDRESS: STREET 1: THE METRO CENTER, ONE STATION PLACE STREET 2: THREE NORTH CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JEFFERIES GROUP INC /DE/ CENTRAL INDEX KEY: 0001084580 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50682 FILM NUMBER: 08823150 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-284-2550 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: JEF HOLDING CO INC DATE OF NAME CHANGE: 19990419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JEFFERIES & COMPANY, INC. CENTRAL INDEX KEY: 0001265287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50682 FILM NUMBER: 08823151 BUSINESS ADDRESS: STREET 1: 520 MADISON AVE. 12TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122842316 MAIL ADDRESS: STREET 1: 520 MADISON AVE. 12TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: JEFFERIES & CO INC DATE OF NAME CHANGE: 20030930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jefferies High Yield Trading, LLC CENTRAL INDEX KEY: 0001420793 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50682 FILM NUMBER: 08823152 BUSINESS ADDRESS: STREET 1: THE METRO CENTER STREET 2: ONE STATION PLACE, THREE NORTH CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-708-5800 MAIL ADDRESS: STREET 1: THE METRO CENTER STREET 2: ONE STATION PLACE, THREE NORTH CITY: STAMFORD STATE: CT ZIP: 06902 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2008-05-08 0 0001282648 RAM ENERGY RESOURCES INC RAME 0001420793 Jefferies High Yield Trading, LLC THE METRO CENTER ONE STATION PLACE, THREE NORTH STAMFORD CT 06902 0 0 1 0 0001265287 JEFFERIES & COMPANY, INC. 520 MADISON AVE. 12TH FL. NEW YORK NY 10022 0 0 1 0 0001084580 JEFFERIES GROUP INC /DE/ 520 MADISON AVENUE 12TH FLOOR NEW YORK NY 10022 0 0 1 0 0001420619 Jefferies High Yield Holdings, LLC THE METRO CENTER, ONE STATION PLACE THREE NORTH STAMFORD CT 06902 0 0 1 0 Common Stock 2008-05-09 4 X 0 930680 5 A 13279316 D Common Stock 2008-05-09 4 X 0 478417 5 A 1927816 I See footnote 2. Warrants to purchase common stock 5 2008-05-08 4 S 0 134055 0.0602 D 2007-11-29 2008-05-12 Common Stock 134055 2109680 D Warrants to purchase common stock 5 2008-05-09 4 S 0 1179000 0.0458 D 2007-11-29 2008-05-12 Common Stock 1179000 930680 D Warrants to purchase common stock 5 2008-05-09 4 X 0 930680 0 D 2007-11-29 2008-05-12 Common Stock 930680 0 D Warrants to purchase common stock 5 2008-05-09 4 X 0 478417 0 D 2007-11-29 2008-05-12 Common Stock 478417 0 I Directly held by Jefferies & Company, Inc. Directly held by Jefferies High Yield Trading, LLC. Does not include 1,449,399 shares held directly by Jefferies & Company, Inc. Directly held by Jefferies & Company, Inc. Does not include 13,279,316 shares held directly by Jefferies High Yield Trading, LLC. Weighted average price based on the following transactions: 50,000 at $0.05; 30,900 at $0.06; and 53,155 at 0.07. Directly held by Jefferies High Yield Trading, LLC. Does not include 478,417 Warrants held directly by Jefferies & Company, Inc. Weighted average price based on the following transactions: 2,900 at $0.0324; 1,100 at $0.0329; 1,300 at $0.0332; 1,400 at $0.0335; 1,100 at $0.0338; 100 at $0.0339; 3,000 at $0.0350; 2,200 at $0.0351; 1,000 at $0.0360; 1,100 at $0.0379; 2,900 at $0.0380; 200 at $0.0399; 558,138 at $0.0400; 16,100 at $0.0401; 43,500 at $0.0410; 31,962 at $0.0450; 254,950 at $0.0500; 9,800 at $0.0501; 5,000 at $0.0502; 3,650 at $0.0503; 20,000 at $0.0510; 5,000 at $0.0511; 10,100 at $0.0520; 2,650 at $0.0530; 13,000 at $0.0540; 100,200 at $0.0550; 47,100 at $0.0600; 14,200 at $0.0632; and 25,350 at $0.0650. /s/ Roland T. Kelly, Authorized Person 2008-05-12 -----END PRIVACY-ENHANCED MESSAGE-----