-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ox/G439hi12I9d95GFwx/UQZrp9ZHFbw2cJEGazTQspY7yqXTr1uu5fy9BDUBlyB eMyTa6fQThOwGwb9BiX65w== 0001230923-04-000002.txt : 20040122 0001230923-04-000002.hdr.sgml : 20040122 20040122114258 ACCESSION NUMBER: 0001230923-04-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040120 FILED AS OF DATE: 20040122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHENK JOSEPH A CENTRAL INDEX KEY: 0001230923 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14947 FILM NUMBER: 04536943 BUSINESS ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 12TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 12TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JEFFERIES GROUP INC /DE/ CENTRAL INDEX KEY: 0001084580 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 954719745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-284-2550 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: JEF HOLDING CO INC DATE OF NAME CHANGE: 19990419 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-01-20 0 0001084580 JEFFERIES GROUP INC /DE/ JEF 0001230923 SCHENK JOSEPH A C/O JEFFERIES & COMPANY, INC. 520 MADISON AVE., 12TH FL. NEW YORK NY 10022 0 1 0 0 Executive VP and CFO Common Stock 2004-01-20 4 A 0 28506 36.45 A 169666 D Acquisition of shares under the Jefferies Group, Inc. 2003 Incentive Compensation Plan in lieu of cash compensation in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934, as amended. Does not include 1,535 shares indirectly held by the Reporting Person by the Trustee of the Jefferies Group, Inc. Employees' Stock Ownership Plan for the benefit of the Reporting Person, does not include 9,271 shares indirectly held by the Reporting Person by the Trustee under the Jefferies Group, Inc. Profit Sharing Plan for the benefit of the Reporting Person, and does not include 40 shares indirectly held by the Reporting Person as custodian for his children's accounts. /s/ Roland T. Kelly, by Power of Attorney 2004-01-22 -----END PRIVACY-ENHANCED MESSAGE-----