-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NZeJgEg8BVO9LIgQiugdmwyMEwZC6OrKNenEIrldofnX8Bocu/mzIaqQgsWlD/S1 UHOsO460lhWx4EJ6x3YJ7Q== 0001211677-06-000004.txt : 20060428 0001211677-06-000004.hdr.sgml : 20060428 20060428141737 ACCESSION NUMBER: 0001211677-06-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060425 FILED AS OF DATE: 20060428 DATE AS OF CHANGE: 20060428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANDLER RICHARD B CENTRAL INDEX KEY: 0001211677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14947 FILM NUMBER: 06788964 BUSINESS ADDRESS: BUSINESS PHONE: 212-284-2316 MAIL ADDRESS: STREET 1: C/O JEFFERIES & COMPANY, INC. STREET 2: 520 MADISON AVE., 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JEFFERIES GROUP INC /DE/ CENTRAL INDEX KEY: 0001084580 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 954719745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-284-2550 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: JEF HOLDING CO INC DATE OF NAME CHANGE: 19990419 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-04-25 0 0001084580 JEFFERIES GROUP INC /DE/ JEF 0001211677 HANDLER RICHARD B C/O JEFFERIES & COMPANY, INC. 520 MADISON AVE., 12TH FLOOR NEW YORK NY 10022 1 1 0 0 CEO Common Stock 2006-04-25 5 G 0 E 88093 0 D 4809668 D Common Stock 2006-04-25 5 G 0 E 278961 0 D 4809668 D Common Stock 2006-04-25 5 G 0 E 278961 0 A 4809668 D Does not include 53,746 shares indirectly held by the Reporting Person by the Trustee of the Jefferies Group, Inc. Employees' Stock Ownership Plan for the benefit of the Reporting Person, and does not include 20 shares indirectly held by the Reporting Person as custodian for family accounts, but does include 232,845 shares held by the Reporting Person as trustee for estate planning trusts. Gift of shares to charitable remainder trust. Does not include 53,746 shares indirectly held by the Reporting Person by the Trustee of the Jefferies Group, Inc. Employees' Stock Ownership Plan for the benefit of the Reporting Person, and does not include 20 shares indirectly held by the Reporting Person as custodian for family accounts. Includes 232,845 shares held by the Reporting Person as trustee for estate planning trusts; and includes 278,961 shares indirectly held by the Reporting Person pursuant to a charitable remainder trust. Represents Reporting Person's indirect interest in the chariable remainder trust. Reporting Person disclaims beneficial ownership over shares other than shares in which which the Reporting Person has a pecuniary interest. /s/ Roland T. Kelly, by power of attorney 2006-04-28 -----END PRIVACY-ENHANCED MESSAGE-----