-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HS4OqgVBTvRkLYfvku3CK8VLvIX1L3cuI9tcKUv1LcOqump8WbOx9K1D5oRIOaAA gTmguqroeVxcLd38It8R6Q== 0001180442-07-000002.txt : 20070403 0001180442-07-000002.hdr.sgml : 20070403 20070403155800 ACCESSION NUMBER: 0001180442-07-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070403 DATE AS OF CHANGE: 20070403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JEFFERIES GROUP INC /DE/ CENTRAL INDEX KEY: 0001084580 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 954719745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-284-2550 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: JEF HOLDING CO INC DATE OF NAME CHANGE: 19990419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SYRJAMAKI MAXINE CENTRAL INDEX KEY: 0001231003 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14947 FILM NUMBER: 07744295 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD 12TH FL CITY: LOS ANGELES STATE: CA ZIP: 20025 BUSINESS PHONE: 2122842316 MAIL ADDRESS: STREET 1: C/O JEFFERIES & COMPANY, INC. STREET 2: 520 MADISON AVE., 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-03-31 0 0001084580 JEFFERIES GROUP INC /DE/ JEF 0001231003 SYRJAMAKI MAXINE C/O JEFFERIES & COMPANY, INC. 520 MADISON AVE., 12TH FLOOR NEW YORK NY 10022 0 1 0 0 Controller Common Stock 2007-03-31 4 A 0 63.9266 26.1507 A 103274 D Common Stock 2007-03-31 4 A 0 60.5565 29.0563 A 103334 D Acquisition of deferred shares upon dividend reinvestments under the Jefferies Group, Inc. Deferred Compensation Plan in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934. Does not include 158,009 shares indirectly held by the Reporting Person by the Trustee of the Jefferies Group, Inc. Employees' Stock Ownership Plan for the benefit of the Reporting Person, and does not include 57,892 shares indirectly held by the Reporting Person by the Trustee under the Jefferies Group, Inc. Profit Sharing Plan for the benefit of the Reporting Person. Acquisition of restricted stock units as a result of dividend reinvestments under the Jefferies Group, Inc. 2003 Incentive Compensation Plan in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934. /s/ Roland T. Kelly, by power of attorney 2007-04-03 -----END PRIVACY-ENHANCED MESSAGE-----