UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of
report (Date of earliest event reported): March 4, 2014
|
Jefferies Group LLC |
|
(Exact name of registrant as specified in its charter) |
|
Delaware |
1-14947 |
95-4719745 |
|
(State or other jurisdiction of |
(Commission File Number) |
(IRS Employer Identification |
|
520 Madison Ave., New York, New York |
10022 |
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(Address of principal executive offices) |
(Zip Code) |
Registrant’s telephone number, including
area code: 212-284-2550
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(Former name or former address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operations and Financial Condition
On March 4, 2014, we issued a press release announcing preliminary financial results for the fiscal quarter ended February 28, 2014. As stated in the press release, the financial results are preliminary and subject to change. A copy of the press release is attached hereto as Exhibit 99 and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits
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The following exhibit is furnished with this report: |
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Number |
Exhibit |
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| 99 | March 4, 2014 press release. | ||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Jefferies Group LLC |
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| Date: |
March 4, 2014 |
/s/ Roland T. Kelly |
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Assistant Secretary and |
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Associate General Counsel |
EXHIBIT INDEX
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Exhibit No. |
Description |
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99 |
March 4, 2014 press release. |
Exhibit 99
Jefferies Reports Preliminary Fiscal First-Quarter 2014 Financial Results
NEW YORK--(BUSINESS WIRE)--March 4, 2014--Jefferies Group LLC today announced preliminary financial results for its fiscal first quarter 2014. Jefferies will release additional details about its first quarter 2014 results on March 18, 2014. These preliminary quarterly results are being released in advance of Jefferies’ normal earnings release schedule in light of the Leucadia and Jefferies conference call to be held later this morning on March 4, 2014 and, as such, the preliminary release of earnings is a one-time occurrence.
Highlights estimated for the three months ended February 28, 2014:
Our holdings in Knight Capital and Harbinger Group Inc. were both marked down in the first quarter by $15 million in aggregate. The impact of the mark down is recorded as part of our estimated net revenues.
Jefferies, the global investment banking firm focused on serving clients for over 50 years, is a leader in providing insight, expertise and execution to investors, companies and governments. The firm provides a full range of investment banking, sales, trading, research and strategy across the spectrum of equities, fixed income, foreign exchange, futures and commodities, as well as wealth management, in the Americas, Europe and Asia. Jefferies Group LLC is a wholly-owned subsidiary of Leucadia National Corporation (NYSE:LUK), a diversified holding company.
CONTACT:
Jefferies Group LLC
Peregrine C. Broadbent, 212-284-2338
Chief
Financial Officer