XML 77 R59.htm IDEA: XBRL DOCUMENT v3.6.0.2
Fair Value Disclosures - Financial Assets and Liabilities Accounted for at Fair Value on Recurring Basis (Detail) - USD ($)
$ in Thousands
Nov. 30, 2016
Nov. 30, 2015
Financial instruments owned:    
Corporate equity securities $ 1,854,864 $ 2,027,989
Corporate debt securities 2,700,025 2,893,041
CDOs and CLOs 108,660 174,236
U.S. government and federal agency securities 2,446,123 2,645,651
Municipal securities 735,726 487,141
Sovereign obligations 2,423,048 2,659,441
Loans and other receivables 1,639,105 1,312,333
Derivatives 360,534 251,080
Investments at fair value 96,369 79,344
Total financial instruments owned, excluding Investments at fair value based on NAV 13,785,203 16,522,382
Counterparty and Cash Collateral Netting (4,255,998) (4,165,446)
Financial instruments sold, not yet purchased:    
Corporate equity securities 1,594,524 1,418,933
Corporate debt securities 1,718,947 1,556,941
U.S. government and federal agency securities 976,497 1,488,121
Sovereign obligations 2,629,344 1,342,996
Loans 802,355 769,408
Derivatives 637,535 208,548
Total financial instruments sold, not yet purchased 8,359,202 6,785,064
Counterparty and Cash Collateral Netting (4,229,213) (4,257,998)
Other secured financings 41,768 68,345
Long term debt 248,856 0
Residential mortgage-backed securities [Member]    
Financial instruments owned:    
Mortgage- and asset-backed securities, assets 999,266 2,801,333
Financial instruments sold, not yet purchased:    
Residential mortgage-backed securities   117
Commercial mortgage-backed securities [Member]    
Financial instruments owned:    
Mortgage- and asset-backed securities, assets 316,985 1,029,239
Other asset-backed securities [Member]    
Financial instruments owned:    
Mortgage- and asset-backed securities, assets 104,498 161,554
Level 1 [Member]    
Financial instruments owned:    
Corporate equity securities 1,742,463 1,853,351
Corporate debt securities 0 0
CDOs and CLOs 0 0
U.S. government and federal agency securities 2,389,397 2,555,018
Municipal securities 0 0
Sovereign obligations 1,432,556 1,251,366
Loans and other receivables 0 0
Derivatives 3,825 1,037
Investments at fair value 0 0
Total financial instruments owned, excluding Investments at fair value based on NAV 5,568,241 5,660,772
Financial instruments sold, not yet purchased:    
Corporate equity securities 1,577,405 1,382,377
Corporate debt securities 0 0
U.S. government and federal agency securities 976,497 1,488,121
Sovereign obligations 1,375,590 837,614
Loans 0 0
Derivatives 568 364
Total financial instruments sold, not yet purchased 3,930,060 3,708,476
Other secured financings 0 0
Long term debt 0  
Level 1 [Member] | Residential mortgage-backed securities [Member]    
Financial instruments owned:    
Mortgage- and asset-backed securities, assets 0 0
Financial instruments sold, not yet purchased:    
Residential mortgage-backed securities   0
Level 1 [Member] | Commercial mortgage-backed securities [Member]    
Financial instruments owned:    
Mortgage- and asset-backed securities, assets 0 0
Level 1 [Member] | Other asset-backed securities [Member]    
Financial instruments owned:    
Mortgage- and asset-backed securities, assets 0 0
Level 2 [Member]    
Financial instruments owned:    
Corporate equity securities 90,662 133,732
Corporate debt securities 2,675,020 2,867,165
CDOs and CLOs 54,306 89,144
U.S. government and federal agency securities 56,726 90,633
Municipal securities 708,469 487,141
Sovereign obligations 990,492 1,407,955
Loans and other receivables 1,557,233 1,123,044
Derivatives 4,606,278 4,395,704
Investments at fair value 0 26,224
Total financial instruments owned, excluding Investments at fair value based on NAV 12,059,672 14,485,354
Financial instruments sold, not yet purchased:    
Corporate equity securities 16,806 36,518
Corporate debt securities 1,718,424 1,556,941
U.S. government and federal agency securities 0 0
Sovereign obligations 1,253,754 505,382
Loans 801,977 758,939
Derivatives 4,856,310 4,446,639
Total financial instruments sold, not yet purchased 8,647,271 7,304,536
Other secured financings 41,350 67,801
Long term debt 248,856  
Level 2 [Member] | Residential mortgage-backed securities [Member]    
Financial instruments owned:    
Mortgage- and asset-backed securities, assets 960,494 2,731,070
Financial instruments sold, not yet purchased:    
Residential mortgage-backed securities   117
Level 2 [Member] | Commercial mortgage-backed securities [Member]    
Financial instruments owned:    
Mortgage- and asset-backed securities, assets 296,405 1,014,913
Level 2 [Member] | Other asset-backed securities [Member]    
Financial instruments owned:    
Mortgage- and asset-backed securities, assets 63,587 118,629
Level 3 [Member]    
Financial instruments owned:    
Corporate equity securities 21,739 40,906
Corporate debt securities 25,005 25,876
CDOs and CLOs 54,354 85,092
U.S. government and federal agency securities 0 0
Municipal securities 27,257 0
Sovereign obligations 0 120
Loans and other receivables 81,872 189,289
Derivatives 6,429 19,785
Investments at fair value 96,369 53,120
Total financial instruments owned, excluding Investments at fair value based on NAV 413,288 541,702
Financial instruments sold, not yet purchased:    
Corporate equity securities 313 38
Corporate debt securities 523 0
U.S. government and federal agency securities 0 0
Sovereign obligations 0 0
Loans 378 10,469
Derivatives 9,870 19,543
Total financial instruments sold, not yet purchased 11,084 30,050
Other secured financings 418 544
Long term debt 0  
Level 3 [Member] | Residential mortgage-backed securities [Member]    
Financial instruments owned:    
Mortgage- and asset-backed securities, assets 38,772 70,263
Financial instruments sold, not yet purchased:    
Residential mortgage-backed securities   0
Level 3 [Member] | Commercial mortgage-backed securities [Member]    
Financial instruments owned:    
Mortgage- and asset-backed securities, assets 20,580 14,326
Level 3 [Member] | Other asset-backed securities [Member]    
Financial instruments owned:    
Mortgage- and asset-backed securities, assets $ 40,911 $ 42,925