-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IwLnXo6wkknsMZYRTqNGnRGHzn71DPha5LIcMrfitoW0yYGMDrNHYZFg1i78I8Au tPpRfY33Mc/zW5x3dQ4BFg== 0000909518-08-000421.txt : 20080508 0000909518-08-000421.hdr.sgml : 20080508 20080508213056 ACCESSION NUMBER: 0000909518-08-000421 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080506 FILED AS OF DATE: 20080508 DATE AS OF CHANGE: 20080508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHLCORP INC CENTRAL INDEX KEY: 0000230046 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14947 FILM NUMBER: 08815805 BUSINESS ADDRESS: STREET 1: 399 MARKET STREET STREET 2: 5TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19181 BUSINESS PHONE: 2159886000 MAIL ADDRESS: STREET 1: 399 MARKET STREET STREET 2: 5TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19181 FORMER NAME: FORMER CONFORMED NAME: BALDWIN UNITED CORP DATE OF NAME CHANGE: 19861119 FORMER NAME: FORMER CONFORMED NAME: BALDWIN D H CO /DE/ DATE OF NAME CHANGE: 19780228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JEFFERIES GROUP INC /DE/ CENTRAL INDEX KEY: 0001084580 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 954719745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-284-2550 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: JEF HOLDING CO INC DATE OF NAME CHANGE: 19990419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baldwin Enterprises, Inc. CENTRAL INDEX KEY: 0001348269 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14947 FILM NUMBER: 08815806 BUSINESS ADDRESS: STREET 1: 529 EAST SOUTH TEMPLE CITY: SALT LAKE CITY STATE: UT ZIP: 84102 BUSINESS PHONE: 801-521-5400 MAIL ADDRESS: STREET 1: 529 EAST SOUTH TEMPLE CITY: SALT LAKE CITY STATE: UT ZIP: 84102 3 1 baldwin_form3ex.xml X0202 3 2008-05-06 0 0001084580 JEFFERIES GROUP INC /DE/ JEF 0001348269 Baldwin Enterprises, Inc. 529 EAST SOUTH TEMPLE SALT LAKE CITY UT 84102 0 0 1 0 0000230046 PHLCORP INC 529 EAST SOUTH TEMPLE SALT LAKE CITY UT 84102 0 0 1 0 Common Stock 16191886 D Reflects 16,191,886 shares of Jefferies common stock directly owned by Baldwin Enterprises, Inc. ("Baldwin") and indirectly owned by Phlcorp, Inc. ("Phlcorp"). Baldwin is a wholly-owned subsidiary of Phlcorp. See Exhibit 99.1 - Joint Filer Information. /s/ Joseph. A Orlando, Vice President 2008-05-08 EX-99 2 mm05-0808baldwin3e991.htm

Exhibit 99.1

 

 

Joint Filer Information

Name and Address of Reporting Person:

Phlcorp, Inc.

529 East South Temple

Salt Lake City, Utah 84102

Issuer Name and Ticker or Trading Symbol:

Jefferies Group, Inc.

(JEF)

 

Relationship of Joint Filer to Issuer:

10% Owner (1)

Date of Event Requiring Statement:

May 6, 2008

Designated Filer:

Baldwin Enterprises, Inc.

 

Signature:

PHLCORP, INC.

 

By:/s/

Joseph A. Orlando

 

Name: Joseph A. Orlando

 

Title: Vice President

Dated:

May 8, 2008

 

(1) Reflects 16,191,886 shares of Jefferies common stock directly owned by Baldwin Enterprises, Inc. (“Baldwin”) and indirectly owned by Phlcorp, Inc. (“Phlcorp”). Baldwin is a wholly-owned subsidiary of Phlcorp.

 

 

 

 

 

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