-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vz/WZByni+pLYS68n4oehr/cny/navdIW6ED0PzG+539X1ufEDlALMS/VC0aiWAG +VQrZROaibMwt4Sne+cyhQ== 0001019687-04-002432.txt : 20041110 0001019687-04-002432.hdr.sgml : 20041110 20041109173449 ACCESSION NUMBER: 0001019687-04-002432 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041105 FILED AS OF DATE: 20041109 DATE AS OF CHANGE: 20041109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SINGHAL VIVEK P CENTRAL INDEX KEY: 0001237881 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25857 FILM NUMBER: 041130847 BUSINESS ADDRESS: STREET 1: 1720 S. AMPHLETT BLVD. CITY: SAN MATEO STATE: CA ZIP: 94402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PERSISTENCE SOFTWARE INC CENTRAL INDEX KEY: 0001084400 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943138935 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1720 SOUTH AMPHLETT BLVD., 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 6503417733 MAIL ADDRESS: STREET 1: 1720 S. AMPHLETT BLVD, 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94402 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-05 1 0001084400 PERSISTENCE SOFTWARE INC PRSW 0001237881 SINGHAL VIVEK P C/O PERSISTENCE SOFTWARE, INC. 1720 S. AMPHLETT BLVD, 3RD FLOOR SAN MATEO CA 94402 0 1 0 0 VP, Engineering Common Stock 2004-11-05 4 D 0 2971 5.70 D 0 D Employee Stock Option 5.00 2004-11-05 4 D 0 1300 5.70 D 2008-07-30 Common Stock 1300 0 D Employee Stock Option 2.30 2004-11-05 4 D 0 600 5.70 D 2007-10-24 Common Stock 600 0 D Employee Stock Option 4.11 2004-11-05 4 D 0 5000 5.70 D 2003-12-18 Common Stock 5000 0 D Employee Stock Option 2.40 2004-11-05 4 D 0 4479 5.70 D 2003-04-01 Common Stock 4479 0 D Disposed of pursuant to a merger agreement with Progress Software Corporation ("Progress") in exchange for $5.70 per share in cash. This option was canceled in the merger in exchange for a cash payment of $910.00, representing the difference between the exercise price of the option and the $5.70 per share merger consideration. This option was canceled in the merger in exchange for a cash payment of $2,040.00, representing the difference between the exercise price of the option and the $5.70 per share merger consideration. This option was canceled in the merger in exchange for a cash payment of $7,950.00, representing the difference between the exercise price of the option and the $5.70 per share merger consideration. This option was canceled in the merger in exchange for a cash payment of $14,780.70.00, representing the difference between the exercise price of the option and the $5.70 per share merger consideration. Vivek Singhal 2004-11-05 -----END PRIVACY-ENHANCED MESSAGE-----