-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mcl+Fyqs3xS1RUUlVxSHge/q2Lrk53VPy+t/YfzY5XJnsBmjZCJMGziwBrnYqcsR KnW2Yl7B6n+N1si0yVXJUg== 0001019687-04-002431.txt : 20041110 0001019687-04-002431.hdr.sgml : 20041110 20041109173040 ACCESSION NUMBER: 0001019687-04-002431 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041105 FILED AS OF DATE: 20041109 DATE AS OF CHANGE: 20041109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VASWANI SANJAY CENTRAL INDEX KEY: 0001237892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25857 FILM NUMBER: 041130824 BUSINESS ADDRESS: STREET 1: 1720 S. AMPHLETT BLVD. CITY: SAN MATEO STATE: CA ZIP: 94402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PERSISTENCE SOFTWARE INC CENTRAL INDEX KEY: 0001084400 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943138935 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1720 SOUTH AMPHLETT BLVD., 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 6503417733 MAIL ADDRESS: STREET 1: 1720 S. AMPHLETT BLVD, 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94402 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-05 1 0001084400 PERSISTENCE SOFTWARE INC PRSW 0001237892 VASWANI SANJAY C/O PERSISTENCE SOFTWARE, INC. 1720 S. AMPHLETT BLVD, 3RD FLOOR SAN MATEO CA 94402 1 0 0 0 Common Stock 2004-11-05 4 D 0 500 5.70 D 0 D Stock Option 4.50 2004-11-05 4 D 0 2000 5.70 D 2011-10-12 Common Stock 2000 0 D Stock Option 2.40 2004-11-05 4 D 0 10000 5.70 D 2013-04-01 Common Stock 10000 0 D Stock Option 4.05 2004-11-05 4 D 0 1000 5.70 D 2014-01-02 Common Stock 1000 0 D Disposed of pursuant to a merger agreement with Progress Software Corporation ("Progress") in exchange for $5.70 per share in cash. This option was canceled in the merger in exchange for a cash payment of $2,400.00, representing the difference between the exercise price of the option and the market value of the underlying Persistence Software, Inc. ("Persistence") Common Stock on the effective date of the merger ($5.70 per share.) This option was canceled in the merger in exchange for a cash payment of $33,000.00, representing the difference between the exercise price of the option and the $5.70 per share merger consideration. This option was canceled in the merger in exchange for a cash payment of $1,650.00, representing the difference between the exercise price of the option and the $5.70 per share merger consideration. Shares held in the name of CCI-One. Sanjay Vaswani 2004-11-05 -----END PRIVACY-ENHANCED MESSAGE-----