-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O0bzK4R3ZYtVFxYwdW+C64dqtQsWc9fD4xVvka9LGXEvSDpg9Kj08dgTXrLkNxvd UjftHLf/MMy38nhH3Uxg0w== 0001019687-04-002429.txt : 20041110 0001019687-04-002429.hdr.sgml : 20041110 20041109172934 ACCESSION NUMBER: 0001019687-04-002429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041105 FILED AS OF DATE: 20041109 DATE AS OF CHANGE: 20041109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PERSISTENCE SOFTWARE INC CENTRAL INDEX KEY: 0001084400 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943138935 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1720 SOUTH AMPHLETT BLVD., 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 6503417733 MAIL ADDRESS: STREET 1: 1720 S. AMPHLETT BLVD, 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENNINGER DEREK CENTRAL INDEX KEY: 0001105776 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25857 FILM NUMBER: 041130806 BUSINESS ADDRESS: STREET 1: C/O PERSISTENCE SOFTWARE INC STREET 2: 1720 S AMPHLETT BLVD 3RD FL CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 503417733 MAIL ADDRESS: STREET 1: C/O PERSISTENCE SOFTWARE INC STREET 2: 1720 S AMPHLETT BLVD 3RD FL CITY: SAN MATEO STATE: CA ZIP: 94402 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-05 1 0001084400 PERSISTENCE SOFTWARE INC PRSW 0001105776 HENNINGER DEREK C/O PERSISTENCE SOFTWARE, INC. 1720 S. AMPHLETT BLVD., 3RD FLOOR SAN MATEO CA 94402 0 1 0 0 VP, Worldwide Field Operations Common Stock 2004-10-22 5 G 0 5263 D 105388 I See Note Common Stock 2004-11-05 4 D 0 105388 5.70 D 0 I See Note Common Stock 2004-11-05 4 D 0 8390 5.70 D 0 I See Note Common Stock 2004-11-05 4 D 0 8390 5.70 D 0 I See Note Employee Stock Option 2.40 2004-11-05 4 D 0 4479 5.70 D 2013-04-01 Common Stock 5579 0 D Employee Stock Option 4.11 2004-11-05 4 D 0 5000 5.70 D 2013-12-18 Common Stock 5000 0 D Disposed of as a bona fide gift not for value and for no consideration to the Community Foundation of Silicon Valley. Held in the name of "The Henninger Family Trust." Disposed of pursuant to a merger agreement with Progress Software Corporation ("Progress") in exchange for $5.70 per share in cash. Held in the name of "The Henninger Family Irrevocable Trust fbo Grant Larson Henninger U/A/D 04/03/2000." Held in the name of "The Henninger Family Irrevocable Trust fbo Webb Ryan Henninger U/A/D 04/03/2000." This option was canceled in the merger with Progress Software Corporation ("Progress") in exchange for a cash payment of $14,780.70, representing the difference between the exercise price of the option and the $5.70 per share merger consideration. This option was canceled in the merger with Progress in exchange for a cash payment of $7,950.00, representing the difference between the exercise price of the option and the $5.70 per share merger consideration. Derek Henninger 2004-11-05 -----END PRIVACY-ENHANCED MESSAGE-----