-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G5sxoiziIclRTQ3GNu0ABvFSXNgck8fMQcafabV4tmhB3oTz1A9KvCG7uDKZkjni BNi+Uc37BUWIOv9yCjvSiA== 0001019687-03-002189.txt : 20031030 0001019687-03-002189.hdr.sgml : 20031030 20031030145351 ACCESSION NUMBER: 0001019687-03-002189 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031020 FILED AS OF DATE: 20031030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOBIN BRIAN E CENTRAL INDEX KEY: 0001268113 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25857 FILM NUMBER: 03966394 BUSINESS ADDRESS: STREET 1: 1720 G AMPLETT BLVD STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PERSISTENCE SOFTWARE INC CENTRAL INDEX KEY: 0001084400 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943138935 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1720 SOUTH AMPHLETT BLVD., 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 6503417733 MAIL ADDRESS: STREET 1: 1720 S. AMPHLETT BLVD, 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94402 3 1 edgar.xml PRIMARY DOCUMENT X0201 32003-10-20 0 0001084400 PERSISTENCE SOFTWARE INC PRSW 0001268113 TOBIN BRIAN E C/O PERSISTENCE SOFTWARE, INC. 1720 S. AMPHLETT BLVD. SAN MATEO CA 94402 0100Acting Chief Financial OfficerCommon Stock750DStock Option (Right to Buy)12.302011-12-10Common Stock1000DStock Option (Right to Buy)12.302011-12-10Common Stock100DStock Option (Right to Buy)12.302011-12-10Common Stock500DStock Option (Right to Buy)12.302011-12-10Common Stock500DStock Option (Right to Buy)6.0022012-07-09Common Stock500DStock Option (Right to Buy)2.402013-04-01Common Stock2500D1/4th of the total number of shares underlying the option became exercisable on 11/06/2001 and 1/48th of such shares will become exercisable in successive monthly installments thereafter.All shares fully vested as of 12/12/2001.1/4th of the total number of shares underlying the option became exercisable on 01/08/2002 and 1/48th of such shares will become exercisable in successive monthly installments thereafter.1/4th of the total number of shares underlying the option became exercisab le on 04/11/2002 and 1/48th of such shares will become exercisable in successive monthly installments thereafter.1/4th of the total number of shares underlying the option became exercisable on 07/09/2003 and 1/48th of such shares will become exercisable in successive monthly installments thereafter.1/4th of the total number of shares underlying the option became exercisable on 04/01/2004 and 1/48th of such shares will become exercisable in successive monthly installments thereafter.Brian E. Tobin2003-10-28 -----END PRIVACY-ENHANCED MESSAGE-----