-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DG0iSwkiygmi8QTylbPLvdaSYoMvhqkcpXBVpuL6+xBVpzKUto83fN8RQQNQoAPI ksZmq7OiwKgLVsgz45R69A== 0000891618-99-001732.txt : 19990426 0000891618-99-001732.hdr.sgml : 19990426 ACCESSION NUMBER: 0000891618-99-001732 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERSISTENCE SOFTWARE INC CENTRAL INDEX KEY: 0001084400 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943138935 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 8-A12G SEC ACT: SEC FILE NUMBER: 000-25857 FILM NUMBER: 99599421 BUSINESS ADDRESS: STREET 1: 1720 SOUTH AMPHLETT BLVD., 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 6503417733 8-A12G 1 FORM 8-A12G 1 As filed with the Securities and Exchange Commission on April 23, 1999 Total Number of Pages - 4 Index to Exhibits at Page - 4 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------- FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12 (b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PERSISTENCE SOFTWARE, INC. (Exact name of registrant as specified in its charter) DELAWARE 94-3138935 (State of incorporation or organization) (IRS Employer Identification No.) 1720 SOUTH AMPHLETT BLVD. SAN MATEO, CA 94402 (Address of principal executive offices) (Zip Code)
If this form relates to the registration of a If this form relates to the registration of a class of securities pursuant to Section 12(b) class of securities pursuant to Section of the Exchange Act and is effective 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(c), pursuant to General Instruction A.(d), check the following box. [ ] check the following box. [X]
Securities Act registration statement file number to which this form relates: 333-_______(if applicable) Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class is to be registered None None
Securities to be registered pursuant to Section 12(g) of the Act: COMMON STOCK, PAR VALUE $0.001 PER SHARE ---------------------------------------- (Title of Class) 2 Item 1. Description of Registrant's Securities to be Registered Incorporated by reference to the information set forth under the caption "Description of Capital Stock" in the Registrant's Registration Statement on Form S-1 (SEC File No. 333-76867) (the "Form S-1 Registration Statement"). Item 2. Exhibits The following exhibits are filed as a part of this Registration Statement: 1.* Specimen certificate for Registrant's Common Stock -- incorporated herein by reference to Exhibit 4.1 to the Form S-1 Registration Statement. 2.1 Amended and Restated Articles of Incorporation, as currently in effect -- incorporated herein by reference to Exhibit 3.1 to the Form S-1 Registration Statement. 2.2 Form of Amended and Restated Certificate of Incorporation, to be filed immediately after the closing of the offering for which the Company is seeking registration on the Form S-1 Registration Statement -- incorporated herein by reference to Exhibit 3.2 to the Form S-1 Registration Statement. 2.3 Amended and Restated Bylaws -- incorporated herein by reference to Exhibit 3.3 to the Form S-1 Registration Statement. 2.4* Amended and Restated Bylaws, to be effective immediately after the closing of the offering for which the Company is seeking registration on the Form S-1 Registration Statement -- incorporated herein by reference to Exhibit 3.4 to the Form S-1 Registration Statement. 2.5 Fifth Amended and Restated Investor Rights Agreement dated February 19, 1999 between the Registrant and certain holders of the Registrant's securities -- incorporated herein by reference to Exhibit 10.2 to the Form S-1 Registration Statement. - -------- * To be filed by amendment. 3 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized. Date: April 23, 1999 PERSISTENCE SOFTWARE, INC. By: /s/ Christine Russell -------------------------------------- Christine Russell, Chief Financial Officer 4 INDEX TO EXHIBITS
Sequentially Exhibit No. Description Numbered Page ----------- ----------- ------------- 1.* Specimen certificate for Registrant's Common Stock -- Incorporated by reference incorporated herein by reference to Exhibit 4.1 to the Form S-1 Registration Statement. 2.1 Amended and Restated Certificate of Incorporation-- Incorporated by reference incorporated herein by reference to Exhibit 3.1 to the Form S-1 Registration Statement. 2.2 Form of Amended and Restated Certificate of Incorporation, Incorporated by reference to be filed immediately after the closing of the offering for which the Company is seeking registration on the Form S-1 Registration Statement-- incorporated herein by reference to Exhibit 3.2 to the Form S-1 Registration Statement. 2.3 Amended and Restated Bylaws-- incorporated herein by Incorporated by reference reference to Exhibit 3.3 to the Form S-1 Registration Statement. 2.4* Amended and Restated Bylaws, to be effective immediately Incorporated by reference after the closing of the offering for which the Company is seeking registration on the Form S-1 Registration Statement -- incorporated herein by reference to Exhibit 3.4 to the Form S-1 Registration Statement. 2.5 Fifth Amended and Restated Investor Rights Agreement dated Incorporated by reference February 19, 1999 between the Registrant and certain holders of the Registrant's securities-- incorporated herein by reference to Exhibit 10.2 to the Form S-1 Registration Statement.
- -------- * To be filed by amendment. -----END PRIVACY-ENHANCED MESSAGE-----